Transcutaneous spinal direct current stimulation (tsDCS) is an effective non-invasive spinal cord electrical stimulation technique to induce neuromodulation of local and distal neural circuits of the central nervous system (CNS). Applied to the spinal cord lumbosacral region, tsDCS changes electrophysiological responses of the motor, proprioceptive and nociceptive pathways, alters the performance of some lower limb motor tasks and can even modulate the behavior of supramedullary neuronal networks. In this study an experimental protocol was conducted to verify if tsDCS (5 mA, 20 minutes) of two different polarizations, applied over the lumbosacral region (tenth thoracic vertebrae (T10)), can induce changes in postural sway oscillations of young healthy individuals during quiet standing. A novel initialization of the electrical stimulation was developed to improve subject blinding to the different stimulus conditions including the sham trials. Measures of postural sway, both global and structural, were computed before, during and following the DC stimulation period. The results indicated that, for the adopted conditions, tsDCS did not induce statistically significant changes in postural sway of young healthy individuals during quiet standing.
Transcutaneous spinal direct current stimulation (tsDCS) is an effective non-invasive spinal cord electrical stimulation technique to induce neuromodulation of local and distal neural circuits of the central nervous system (CNS). Applied to the spinal cord lumbosacral region, tsDCS changes electrophysiological responses of the motor, proprioceptive and nociceptive pathways, alters the performance of some lower limb motor tasks and can even modulate the behavior of supramedullary neuronal networks. In this study an experimental protocol was conducted to verify if tsDCS (5 mA, 20 minutes) of two different polarizations, applied over the lumbosacral region (tenth thoracic vertebrae (T10)), can induce changes in postural sway oscillations of young healthy individuals during quiet standing. A novel initialization of the electrical stimulation was developed to improve subject blinding to the different stimulus conditions including the sham trials. Measures of postural sway, both global and structural, were computed before, during and following the DC stimulation period. The results indicated that, for the adopted conditions, tsDCS did not induce statistically significant changes in postural sway of young healthy individuals during quiet standing.
Transcutaneous spinal direct current stimulation (tsDCS) is a relatively new non-invasive technique able to induce long-lasting neuromodulation on the human central nervous system (CNS) [1]. It is performed through a transcutaneous electrode placed over the human torso at the back of the spine and a second electrode placed elsewhere on the torso so that a low intensity direct electric current (DC) flows through the spinal cord during a predefined time interval (usually more than 15 minutes) [2].Depending on the polarity and electrode placement, direct current (DC) has been shown to induce changes on lower limb somatosensory evoked potentials [1], alter the synaptic efficacy of the lumbar spinal monosynaptic reflex circuit formed by Ia afferents and motoneurons [3-7], modify spinal nociceptive circuit gains [8-11], improve motor unit recruitment [12], reduce presynaptic D1 inhibition possibly by neuromodulation of spinal interneurons [13], change corticospinal transmission/excitability [14, 15] and facilitate TA muscle proprioceptive transcortical reflexes [16]. Interestingly, in addition to the segmental effects generated at the stimulated spinal cord region, tsDCS may induce neuromodulation of supramedullary and cortical neural circuits. Some studies have shown changes of intracortical inhibition/facilitation [17, 18], effects on cerebellar-cortical neuronal networks [19] and modulation of the interhemispheric processing delay [20] due to tsDCS applied over lower thoracic regions. The DC stimulation can also induce alterations in central fatigue mechanisms [21] and improve locomotor learning tasks [22].Similarly to transcranial direct current stimulation (tDCS), the physiological mechanisms underlying the effects of tsDCS are not yet completely understood [23]. The electric field produced by the electric current flow through the spinal cord possibly induces a slight polarization shift of some spinal cord neuronal compartments, mainly axonal terminals [24], changing the neuronal excitability and thus modifying the firing behavior of the stimulated cells. Over time these changes can produce persistent modifications of L-VGCC (L-Type Voltage Gated Calcium Channel) ionic channels or/and NMDA (N-methyl-D-aspartate) receptors [25, 26] (a review on tDCS is provided by [23]). Other mechanisms can also contribute to the observed effects, as for example, ionic channel migration, electrical stimulation of non-neural cells, changes in neurotransmitter concentrations, and/or nano-galvanotropism [23].The electric field profile generated in the spinal cord by tsDCS depends not only on the position of the electrode located over the spinal cord region, but also on where the other electrodes are attached. Previous computational studies using realistic human torso models have shown that the field generated in the region of the lumbosacral enlargement can be maximized by placing one electrode over the tenth thoracic vertebra (T10) and electrodes over the iliac crests [24, 27].Postural control requires the CNS to integrate sensory information from the visual, auditory, vestibular and somatosensory systems for the proper activation of the skeletal muscles that are involved in balance control [28, 29], assigning different weights to the information from each system in different scenarios [28, 30]. The quiet standing posture is commonly used to study aspects of the behavior of the postural control system [31-35] by analysing the resultant postural oscillations [36]. Commonly, a force platform is used to acquire the position of the center of pressure (COP) over time, which corresponds to the location of the resulting ground force reaction generated by the feet over time. Quantification of postural oscillations during quiet standing can be based on parameters obtained in the time domain, either by simple measures such as the standard deviation [37, 38] or by more complex ones such as entropy [39, 40] and fractal structure [41], or in the frequency domain [37]. Different parameters can capture different aspects of the underlying neural control during quiet standing [42] and there is no consensus on which parameters should be used to identify changes due to different experimental conditions or due to disease [36, 43].In healthy subjects, during quiet standing, the CNS mainly uses the ankle strategy to maintain balance [44], activating leg muscles in response to sensory input from lower limb muscle spindles and Golgi tendon organs (GTO) and from cutaneous mechanoreceptors of the soles of the feet [45-49]. The neural circuitry of the spinal cord certainly has a key role in the control of many complex motor tasks [50]. A multiscale mathematical model study showed that a pattern of activation of the leg muscles similar to that obtained in experimental studies during standing posture, could be obtained just with local spinal cord circuitry without longer feedback from supraspinal circuits [51]. Another link between postural oscillations and spinal neural circuits is suggested by the modulation of the triceps surae Hoffman reflex (H-reflex) according to the postural sway phase and direction during quiet standing [52-54], possibly by a modulation of presynaptic inhibition [55]. Another study revealed that sublimiar electrical noise stimulation was sufficient to alter characteristics of the postural sway during quiet standing posture [56], probably by a stochastic resonance mechanism acting on muscle splindles.Through the extrapolation of data obtained from cats, the activity of each human lumbar motoneuron is probably influenced by tens of thousands of axonal terminations [57]. These come from a large number of axons originating from cortical and subcortical supramedullary nuclei centers as well as from spinal cord interneurons responsible for the integration of information from other motorneurons and from proprioceptive inputs carried by type Ia, Ib and II afferent axons [58-60]. Each motoneuron also receives direct excitatory connections from type Ia fibers originating from muscle spindles. Most inputs to a given motoneuron can act both on ionotropic and metabotropic receptors. The latter are responsible for persistent inward currents (PICs) that produce longer lasting changes in motoneuron excitability [61]. All the axonal terminals acting on spinal cord motoneurons and interneurons are susceptible to undergo alterations induced by an electrical field generated by tsDCS [24]. Therefore, if the DC current is targeted on the lumbar region of the spinal cord, axonal endings involved in motor control may undergo changes that influence the control of upright standing.Summarizing, the general hypothesis of the present study was that tsDCS applied over the lumbosacral enlargement can modify the behavior of postural sway of young and healthy individuals during quiet standing. This hypothesis is based on several published data that suggest that both segmental and suprasegmental regions of the central nervous system contribute to motor control during upright posture [47, 48, 62–65]. These regions could be affected both by segmental effects of tsDCS, such as changes on spinal reflexes, and/or by supramedullary effects, as for example by the neuromodulation of axonal endings of first-order neurons of spinocerebellar pathwayss related to postural control [66, 67]. In order to test this hypothesis, we conducted an experimental protocol applying lumbar-level tsDCS with two different polarizations and analyzed the postural sway by posturography before, during and after of the electrical stimulation. An experimental blinding assessment methodology and a novel initialization of the electrical stimulation was also developed. To our knowledge this is the first study that attempts to verify the effect of tsDCS on quiet standing.
Materials and methods
Subjects
Seventeen young healthy volunteers were enrolled in the study. All participants reported having no previous history of orthopedic injuries, diseases of the nervous system, chronic pain, labyrinthitis or diabetes and had no knowledge of effects of electrical stimulation in humans. On experiment days the participants did not take stimulant substances, such as coffee or energy drinks, and did not take any medications other than those they were already used to. The study was approved by the Research Ethics Committee of the Physical Education School of the University of São Paulo (CAAE 09592919.0.0000.5391) and all participants read and signed the approved free and informed consent term (TCLE).As no previous studies of similar scope were found, the sample space size was defined based on values adopted in posturography studies in the literature during quiet standing as well as in studies on tsDCS. Typical sample size in these fields have been between 10 and 20 participants.
tsDCS protocol
The DC stimulation was generated by a commercial electrical stimulator (Stmisol-1, Biopac System, Inc., EUA) connected to three rectangular self-adhesive disposable electrodes (10x5 cm2, ValuTrode VL4595, Axelgaard Manufacturing CO. Ltd., EUA). To maximize the electric field intensity generated by tsDCS in the region of lumbosacral enlargement [24, 27], one electrode was placed centralized over T10, with the largest dimension oriented in the rostrocaudal direction, and two electrodes were positioned over the upper edge of the iliac crests on each side of the body, with the largest dimension positioned in the anteroposterior direction (Fig 1, left illustration). The electrode placed over T10 was connected to one terminal of the electrical stimulator, and the two electrodes positioned over the iliac crests were connected together to the other terminal. The skin below the contact region was previously gently cleaned with cotton moistened with alcohol 70%. T10 was identified by palpation with the supervision of a physical therapist (the second author).
Fig 1
Electrode placement and experimental protocol.
Back torso illustration on the left: One electrode (10x5 cm2) was placed over T10 (D) and two electrodes (10x5 cm2) on the upper edge (C) of the iliac crests (A and B). The three protocols were composed of a startup stimulation (upper right plot) consisting of a 5 mA 50-seconds stimulation with the electrode over the spinal cord configured as cathode followed by a 5 mA 50-seconds stimulation of opposite polarity. On each experimental day, 5 repetitions of a data collection sequence (resting in a chair for 100 seconds, 50 seconds to prepare and start the quiet standing task and 90 seconds of data acquisition, as shown by the bottom right scheme) were performed both before (t0), during (t1) and after (t2) the electrical stimulation protocol (center right scheme). During the electrical stimulation protocol (t1), after the startup stimulation, the stimulator was held either at +5 mA (AT10,Cic), -5mA (CT10,Cic) or turned off (Sham) for 20 minutes. The electrical slew rate was 0.5 mA/s. The electrical stimulator was turned off before (t0) and after (t2) the electrical stimulation protocol.
Electrode placement and experimental protocol.
Back torso illustration on the left: One electrode (10x5 cm2) was placed over T10 (D) and two electrodes (10x5 cm2) on the upper edge (C) of the iliac crests (A and B). The three protocols were composed of a startup stimulation (upper right plot) consisting of a 5 mA 50-seconds stimulation with the electrode over the spinal cord configured as cathode followed by a 5 mA 50-seconds stimulation of opposite polarity. On each experimental day, 5 repetitions of a data collection sequence (resting in a chair for 100 seconds, 50 seconds to prepare and start the quiet standing task and 90 seconds of data acquisition, as shown by the bottom right scheme) were performed both before (t0), during (t1) and after (t2) the electrical stimulation protocol (center right scheme). During the electrical stimulation protocol (t1), after the startup stimulation, the stimulator was held either at +5 mA (AT10,Cic), -5mA (CT10,Cic) or turned off (Sham) for 20 minutes. The electrical slew rate was 0.5 mA/s. The electrical stimulator was turned off before (t0) and after (t2) the electrical stimulation protocol.The electrical stimulation was performed with an intensity of 5 mA during 20 minutes, resulting in a maximum electrical current density at the skin-electrode interface of 100 uA/cm2 and a delivered electrical charge of 120 mC/cm2. These values are well below tissue damage [68-70]. The adopted current density is slightly higher than the adopted by some authors (71.5 uA/cm2) [1, 4, 8, 9, 12, 17, 71, 72], it is the same as that used in one study [73] and it is four times lower than that employed in another one (400 uA/cm2) [18]. During the entire protocol, the electrical current applied to the participant was monitored by a calibrated battery-powered ammeter (MD5880, Icel, Brazil).Three electric stimulation protocols were investigated: Cathode over T10 and anode over the iliac crests (CT10,AiC); Anode over T10 and cathode over the iliac crests (AT10,CiC); Sham. To improve experimental blinding and to try to diminish any possible effects of the electrical stimulation during the Sham protocol [74], all three stimulation protocols were initialized with an electrical start-up stimulation consisting of a 5 mA 50-seconds stimulation with the electrode over the spinal cord configured as cathode followed by a 5 mA 50-seconds stimulation of opposite polarity (Fig 1, upper plot). In the Sham protocol, after the application of the startup stimulation, the electrical stimulator was turned off. All electric current changes occurred at a maximum rate of 0.5 mA/s, minimizing skin discomfort and muscular activation.
Posturography by force platform
The resulting reaction forces (Fx, Fy and Fz) and moments (Mx, My and Mz) generated by the feet of the participants on the ground during the quiet standing posture were measured by a calibrated force plate (OR6–7-1000, AMTI Advanced Mechanical Technology, Inc., EUA). Participants were positioned on bipedal standing at the center of the force platform, barefoot, feet positioned at a comfortable distance less than shoulder-width apart. Markings were made on the force platform so that the positioning of the feet could be replicated throughout the experiment. During data acquisition, subjects were instructed to remain as still as possible, with arms relaxed at their sides, with eyes closed and covered by opaque glasses and ears covered by headphones reproducing white noise at a pleasant volume.
Experimental procedure
The experimental procedure was performed according to the Helsinki declaration [75]. Participants attended the laboratory three times with a minimum interval of three days between experimental sessions. No previous information about the electrical stimulation characteristics was provided to the participants. On each day, the subject performed the quiet standing protocol in one of the three different electrical stimulation protocols: (CT10, AiC), (AT10, CiC) or Sham, chosen at random and prioritizing the appropriate balance of the selected sequence of electrical stimulation protocols between the participants.On each experimental day, after the participant’s preparation, seventeen repetitions of a data collection sequence were performed both before (t0), during (t1) and after (t2) the electrical stimulation protocol (Fig 1, center right) as follows: In order to familiarize the subject with the experimental procedure, the experimental protocol (i.e., postural sway acquisition in quiet stance) was initiated by two dummy repetitions. Then five protocol repetitions before (t0), five during (t1) and five after (t2) the electrical stimulation protocol were performed, lasting 60 minutes in total (20 minutes in each of the three stages with 5 repetitions in each). The data collection sequence was composed of three periods: resting, preparation and data acquisition. During the resting period, participants were asked to sit relaxed in a chair for 100 seconds, minimizing possible fatigue effects. In the preparation phase, within 50 seconds, the subjects got up from the chair, positioned their feet on the force platform according to the markings, covered their eyes with opaque glasses, closed their eyes and remained as still as possible in the upright posture with masking white noise sound applied through headphones. During the data acquisition period, 90 seconds of data were obtained from the force platform while the participant was performing the quiet standing task. After this period, participants were instructed to sit back in the chair and wait for a new data acquisition sequence repetition.The experimental protocol was fully automated by a software developed in Labview (National Instruments, USA) that managed data acquisition, instructed the participant by recorded voice commands and triggered the electrical stimulation protocol, ensuring precise protocol timing.At the end of each experimental session participants were asked to fill out an assessment form. The subjects had to rate on a five-level scale the duration of the electrical stimulation (level 0 corresponding to no perceived electrical stimulation, level 1 to a very short felt electrical stimulation duration, level 2 to a short one, level 3 to a long duration and level 4 to a very long duration) and on a four-level scale the perceived levels of itching, pain, burning, heating and tingling from the electrical stimulation (level 0 corresponding to no perceived sensation, level 1 to a soft sensation, level 2 to a moderate one and level 3 to an intense sensation). In this form, minor and major adverse events could also be registered by the researcher conducting the experiment. This assessment methodology is similar to the one used for brain tDCs to verify the effectiveness of experimental blinding and the occurrence of adverse events [76]. A translated version of the assessment form is available on S1 File.
Signal acquisition and processing
The analog signals from the force plate were digitized by an analog to digital converter (Power1401, Cambridge Electronic Design Limited, UK), with a sampling frequency of 1kHz. The acquired digital data were processed offline in Matlab (Matlab 2015a, MathWorks, EUA). The COP signals, both in the anterior-posterior (AP) and medial-lateral (ML) directions, were obtained from the resulting forces and moments acquired from the force platform [77, 78]. All signals were filtered by a fourth order low-pass digital Butterworth filter with a cutoff frequency of 10 Hz and then resampled to 100 Hz. The first 160 ms of the filtered signals were discarded to eliminate the filter transient period.The raw COP data in the anteroposterior direction of all subjects were visually inspected by a trained technician. Data acquisitions with anomalous dynamic periods were manually excluded from the data analysis (Fig 2). These periods corresponded to undesirable small movements of the participant generated by a decrease in attention during task execution, deep breathing or small arm movements. Subjects who had more than three excluded data acquisitions at a same stage of the electrical stimulation protocol were removed from the final results.
Fig 2
Data acquisition visual exclusion criteria.
Example of COPs signal in the anteroposterior direction acquired from a subject in one of the electrical stimulation protocols. From left to right: acquisitions obtained before (t0), during (t1) and after (t2) the electrical stimulation protocol. In (t0), acquisitions 3 and 4 presented periods of expressive anomalous dynamics (red arrows), and were excluded from the final analysis.
Data acquisition visual exclusion criteria.
Example of COPs signal in the anteroposterior direction acquired from a subject in one of the electrical stimulation protocols. From left to right: acquisitions obtained before (t0), during (t1) and after (t2) the electrical stimulation protocol. In (t0), acquisitions 3 and 4 presented periods of expressive anomalous dynamics (red arrows), and were excluded from the final analysis.A set of most commonly adopted COP parameters, both global and structural, were computed by Matlab routines. The following time domain parameters were obtained: standard deviation (SD parameters), mean velocity (MVELO parameters), ellipse area that encompasses the stabilogram area with 95% confidence (AREAE parameters) and sway-area rate (AREA) [37]. The following frequency domain quantifiers were also computed: power spectral density (PSD) area between 0.05 Hz to 0.5 Hz (PSD_AREA_LF parameters), PSD area between 0.5 Hz to 2 Hz (PSD_AREA_HF parameters) [37] and the frequencies encompassing 50% (f50p_PSD parameters) and 80% (f50p_PSD parameters) of the PSD [37]. To characterize temporal patterns, stabilogram diffusion analysis (SDA) (D, D, ΔT and parameters) [41], frequency-specific fractal analysis (FsFA) (α_S and α_L parameters) [79] and multi-scale entropy analysis (MSE) (CI parameters) [80, 81] were also computed. The SD, MVELO, f50p_PSD, f80p_PSD and CI parameters were also calculated for the COP velocity and for the signals obtained by the rambling/trembling decomposition as they cover different aspects of the underlying neural control [36, 81, 82].
Data analyses
Statistically significant differences in the COP parameters were verified by a two-way analysis of variance (ANOVA) using the IBM SPSS Statistics 20 package (IBM, USA) with a significance level of p ≤ 0.05. The two-way ANOVA main factors were “electrical stimulation protocol” ((CT10, AiC), (AT10, CiC) and Sham) and “electrical stimulation stage” (t0, t1, t2). For those cases where sphericity condition was violated (p ≤ 0.05), the Greenhouse-Geisser degrees of freedom correction was used for ϵ ≤ 0.75 and the Huynh-Feldt correction otherwise [83]. Parameters for which the null hypothesis was rejected, post hoc analysis was conducted using the Bonferroni procedure to identify the conditions that showed statistically significant differences [83].Statistically significant differences in the participants’ assessment of the electrical stimulation for different protocols were verified by Friedman tests (p ≤ 0.05) with independent variable “electrical stimulation protocol” and dependent variables: “duration of electrical stimulation”, “itching”, “pain”, “burning”, “heating”, and “tingling”. In situations where the null hypothesis was rejected, a post hoc analysis with the Wilcoxon signed-rank test (p ≤ 0.05) with Bonferroni correction would be conducted. This analyses was conducted on Python 3.8 with the library SciPy 1.8.0.
Results
Four subjects were excluded from the final data analysis since they had more than three excluded data acquisitions in a same stage of the electrical stimulation protocol. The results of the COP parameters were obtained from thirteen subjects (5 females; age 23.0 ± 3.5; weight 66.5 ± 10.7 kg; height 1.69 ± 0.08 m [mean ± standard deviation)]). The balance of sequences of the electrical stimulation protocol is available in S2 File. Assessments of the electrical stimulation of twelve participants were used for the evaluation of experimental blinding.The averages and standard deviations of all COP parameters at different stages (t0, t1 and t2) of the three electrical stimulation protocols, the quartile ranges of the electrical stimulation assessments answers and the results of the statistical analysis, both for the COP parameters and for the results of the assessment of electrical stimulation, are available on the S2 File.A graphical representation of the obtained results of some parameters, representing a sample of the main COP analyses (time, frequency, SDA, FsFA and MSE), are exhibited in Fig 3 (panels “a” to “h”).
Fig 3
Graphical representation of some of the results obtained from COP parameters.
Points in red correspond to the average of the parameter, from all participants, before (S0), during (S1) and after (S2) the electrical stimulation protocol in the Sham protocol. Points in green correspond to the average of the parameter, of all participants, before (C0), during (C1) and after (C2) the electrical stimulation protocol in the (CT10, AiC) protocol. Points in blue indicate the parameter average, of all participants, before (A0), during (A1) and after (A2) the electrical stimulation protocol in the (AT10, CiC) protocol. Vertical lines represent the standard deviation of the sample space. Light gray lines represent the parameter values calculated for each subject. f50p_PSD (panel “c”) has statistically significant difference before (t0) the electrical stimulation between the Sham and (A-T10,CiC) protocols. αL (panel “b”) has statistically significant difference between during (t1) and after (t2) the electrical stimulation stage. The “≠” symbol indicates the situations where statistically significant differences were observed.
Graphical representation of some of the results obtained from COP parameters.
Points in red correspond to the average of the parameter, from all participants, before (S0), during (S1) and after (S2) the electrical stimulation protocol in the Sham protocol. Points in green correspond to the average of the parameter, of all participants, before (C0), during (C1) and after (C2) the electrical stimulation protocol in the (CT10, AiC) protocol. Points in blue indicate the parameter average, of all participants, before (A0), during (A1) and after (A2) the electrical stimulation protocol in the (AT10, CiC) protocol. Vertical lines represent the standard deviation of the sample space. Light gray lines represent the parameter values calculated for each subject. f50p_PSD (panel “c”) has statistically significant difference before (t0) the electrical stimulation between the Sham and (A-T10,CiC) protocols. αL (panel “b”) has statistically significant difference between during (t1) and after (t2) the electrical stimulation stage. The “≠” symbol indicates the situations where statistically significant differences were observed.Two parameters (f50p_PSD and αL) out of 34 had statistically significant differences but not associated with the electrical stimulation protocol. Therefore, the hypothesis that tsDCS alters the dynamics of postural control during quiet standing posture on young and healthy subjects has been rejected.The statistically significant difference observed in f50p_PSD (p < 0.05) was in the interaction between stimulation protocol and electrical stimulation stage. Post-hoc analysis indicated that a statistically significant difference (p < 0.05) was observed before (t0) the electrical stimulation between Sham and (A-T10,CiC) protocols (Fig 3, panel “c”).The αL parameter had a statistically significant difference (p < 0.01) in the main factor “electrical stimulation stage”. Post-hoc analysis for this parameter indicated that the null hypothesis was rejected (p < 0.001) between during (t1) and after (t2) the electrical stimulation stage (Fig 3, panel “b”).A graphical representation of the participants’ assessments of the electrical stimulation protocol is shown in Fig 4. No statistically significant differences were obtained between different electrical stimulation protocols indicating satisfactory experimental blinding. No major adverse effects were reported. All participants presented temporary mild erythema under the electrodes positioned on the back and on the iliac crests. Two subjects developed small blisters on the skin in the region in contact with the stimulation electrodes which healed in a few days. One subject presented hypersensitivity to the electrical stimulation, canceling the participation in the experiment.
Fig 4
Graphical representation of the answers from the participants’ assessments.
Clockwise, starting from the graph on the left side of the upper corner, are displayed the frequencies of the answers obtained from the electrical stimulation assessments regarding the level of itching, pain, burning, heating, tingling, and duration of the electrical stimulation. The area of the geometric shapes are proportional to the frequency of answers obtained in each condition. For example, in the Sham protocol, six participants answered that they did not feel itching (level 0) and six participants answered that they felt itching with soft intensity (level 1) and in the CT10, AiC protocol, eight participants reported that they did not feel itching (level 0), two participants reported that they felt itching softly (level 1), one participant responded that he/she felt itching moderately (level 2) and one participant answered that he/she felt itching intensely (Level 3). For the duration of the electrical stimulation, level 0 indicates that the subject did not feel the electrical stimulation, and levels 1, 2, 3, and 4 indicate that the participant felt a very short, short, long, or very long duration electrical stimulation, respectively. The white dots inside the geometric shapes correspond to the medians of the results in each condition.
Graphical representation of the answers from the participants’ assessments.
Clockwise, starting from the graph on the left side of the upper corner, are displayed the frequencies of the answers obtained from the electrical stimulation assessments regarding the level of itching, pain, burning, heating, tingling, and duration of the electrical stimulation. The area of the geometric shapes are proportional to the frequency of answers obtained in each condition. For example, in the Sham protocol, six participants answered that they did not feel itching (level 0) and six participants answered that they felt itching with soft intensity (level 1) and in the CT10, AiC protocol, eight participants reported that they did not feel itching (level 0), two participants reported that they felt itching softly (level 1), one participant responded that he/she felt itching moderately (level 2) and one participant answered that he/she felt itching intensely (Level 3). For the duration of the electrical stimulation, level 0 indicates that the subject did not feel the electrical stimulation, and levels 1, 2, 3, and 4 indicate that the participant felt a very short, short, long, or very long duration electrical stimulation, respectively. The white dots inside the geometric shapes correspond to the medians of the results in each condition.The raw COP data and the electrical stimulation assessment are available in an online open access repository [84].
Discussion
Previous studies of tsDCS have shown that DC electrical stimulation can induce motor performance improvements in tasks executed with the lower limb in healthy young subjects [21, 22]. Other studies reported that tsDCS can modify electrophysiological responses related to the spinal cord as well as to supramedulary neural pathways [1, 3–6, 13, 18]. However our results showed that tsDCS caused no statistically significant effect on postural sway during quiet standing of healthy young individuals. The hypothesis of this work was based on published experimental data suggesting that both segmental and suprasegmental regions of the central nervous system are involved in postural control during upright posture [47, 48, 62, 64]. In particular, DC stimulation in the vinicity of T10 has been reported to modulate the behavior of spinal and/or supramedullary neuronal networks [12, 17–20], suggesting that tsDCS around the lumbar level could be effective in influencing postural control and possibly also postural sway.In our experimental protocol, to mitigate possible cutaneous sensory cues produced by the electrical stimulation on the iliac crests, improving experimental blinding, we selected stimulation electrodes with surface area of 50 cm2. To keep the current density over the spinal cord region similar to the usually adopted in other tsDCS studies, an electrical stimulation intensity of 5 mA was selected. This electrical stimulation configuration was slightly different from the generally used (35 cm2 electrodes and stimulation intensity of 2.5 mA) [1, 4, 8, 9, 12, 17, 71, 72]. The relationship between current intensity and observed effects may be non-linear in tsDCS protocols [85-89]. An increase of the electrical stimulation current could result in the reduction or cancellation of the neuromodulation effects [90]. It is possible that although the use of larger surface electrodes may have reduced skin sensory cues, the use of a higher current intensity in our experimental protocol may have resulted in an attenuation of the effects of the electrical stimulation on neural pathways related to quiet standing postural control.Recent computational studies of tsDCS have reported that the placement of electrodes over T10 and over the iliac crest optimizes the stimulation of the region of the lumbosacral enlargement [24, 27], which contains a large amount of axonal and dendritic segments as well as a great number of synapses related to lower limb activation [91, 92] and thus certainly related to postural control during standing. In addition, computer simulation of an approximate mathematical model developed in our laboratory, showed that the use of a bilateral placement of electrodes on the iliac crests allowed a reduction in the electric current density in this region of the skin, when compared to the unilateral placement, without modifying the electric field generated in the spinal cord [93]. These evidences motivated us to use an electrode positioned over T10 and two electrodes over the iliac crests bilaterally. This configuration is slightly different from the one generally employed in previous studies that commonly use one electrode positioned over T10/T11 and the second electrode over the upper torso region [1, 3–13, 17, 71, 94]. One cannot rule out the possibility that the adopted electrode positions generated an electric field in the spinal cord with inappropriate orientation to induce sufficient membrane potential changes of axons and dendrites of tracts and neurons involved in postural control during stance. The orientation of the electrical field with respect to the neuronal compartments influence the level of polarization/depolarization generated by a DC stimulation [24, 95]. In a study that used electrode placements rather similar to the adopted in the present study, albeit with a smaller current intensity (2.5 mA), no significant changes of some electrophysiological responses (F-Wave, H-reflex, MEP) associated with the lower limbs were found [73].Previous studies of tsDCS adopted for the Sham protocol either a short-duration initial electrical stimulation [1, 4, 6, 8, 10–13, 72, 73, 94, 96–98] or repetitive pulsed electrical stimulation [3, 7] to mimic the cutaneous sensations elicited by the tsDCS. In preliminary tests performed in our laboratory we noticed that these techniques were far from being effective in masking the absence of electrical stimulation during the Sham protocol. We also observed that it was possible to easily identify the difference between the cutaneous sensory experience of different electrical protocols (C-T10, CiC) and (A-C10, CiC) even with the commonly used electrical current intensity of 2.5 mA and 35 cm² electrodes. In addition, there seems to be a lack of data on minimum limits in duration and intensity of the DC stimulation that could avoid some long-lasting neuromodulation on the spinal circuitry caused by the sham stimulation. Thus it cannot be guaranteed that even a relatively short duration stimulation could not result in some unwanted effect that could influence postural sway. In order to try to mitigate these problems, we developed a novel initialization of the electrical stimulation for all electrical stimulation protocols (Fig 1, upper right plot). The developed startup electrical stimulation minimizes differences of cutaneous cues produced by different protocols as the same polarity sequence is applied to the electrodes in the initial instants of all protocols, hence improving the experimental blinding. The bipolar aspect of the waveform of this novel stimulation startup also results in a zero total electric charge applied to the spinal cord, minimizing unwanted effects of even a short duration electrical stimulation of the Sham protocol [74]. No statistically significant differences were found between the results of the adopted perceptual assessment of the different stimulation protocols indicating that the proposed stimulation methodology could be useful in future work employing tsDCS. Although common in tDCS studies, to our knowledge, no previous tsDCS studies have conducted a quantitative assessment of the experimental blinding. Hence, the proposed methodology for assessing the experimental blinding could be adopted in future studies to evaluate or compare different sham/blinding protocols in tsDCS.Although statistically significant differences were observed in the parameters f50p_PSD and αL, they were not related to the electrical stimulation. For the parameter f50p_PSD the change was observed even before the application of electrical stimulation, indicating that for this parameter the individuals presented different behavior from the COP baseline on different days. The difference observed in parameter αL is not related to the interaction between stimulation protocol and stimulation stage, therefore excluding effects induced by the electrical stimulation. These differences can be attributed to uncontrolled factors in the experimental protocol, such as the effects of sleep [99], anxiety [100], and circadian cycle [101] on postural control of quiet upright standing.In Fig 3 it can be noted that for some parameters, such as AREAE, CI, f50p_PSD, ΔTC and SD, results of some subjects could be qualitatively considered outliers. However, no reasons were found for the exclusion of these data from the final analysis by the meticulous visual inspection of the COP data in the AP direction and the observed participant’s behavior during the data acquisition. In addition, the subjects that could be considered outliers are different for different parameters. Thus, we chose not to exclude these data to avoid biasing the final results [83]. Great care was taken to standardize experimental conditions, such as keeping the same state of alertness, positioning of the feet on the force platform, laboratory temperature, and minimizing sensory, auditory, and visual cues, to reduce the influence of factors other than those produced by the electrical stimulation protocol on the postural control [102-104]. In addition, we followed all the relevant procedures for ensuring the metrological quality of the results, such as using calibrated instruments and ensuring the correct timing and intensity of the electrical current applied by the tsDCS protocol.It could be that the choice of a group of healthy young people in this study may have hindered changes of COP parameters by tsDCS as this group might not benefit from the neuromodulation produced by electrical stimulation. However, some studies have shown that modifying the proprioceptive feedback during quiet standing, even in young and healthy individuals, can improve the performance of this task [32, 105, 106]. As we found no previous research on the putative effects of tsDCS on postural oscillations in humans it seemed reasonable to depart from a control sample of young and healthy subjects so that many issues related to the stimulation technique (blinding protocol, safety, tolerability and efficacy of the methodology) could be developed and analysed. However, an effort was made to increase the difficulty of the quiet standing task, as visual and auditory cues were suppressed by using opaque glasses and headphones while the task was being performed.Although no statistically significant changes in postural sway were induced by different polarizations of tsDCS in healthy young subjects, it cannot be stated that tsDCS did not induce any postural control changes in this group during quiet standing. It is possible that the adopted stimulation could be affecting other aspects of leg motor control not measured in the present experiment, for example, reactions to a sudden external perturbation [107]. In terms of future investigations, keeping postural sway as an indicator of standing motor control, or focusing on some other aspect of leg motor control, one could choose different electrical stimulation settings, such as a 2.5 mA DC electrical stimulation and/or electrode placement at T10 and at the right shoulder. Future research could verify if tsDCS can induce changes in quantifiers of postural control in other groups of subjects such as elderly, elderly with history of falls or individuals with some specific neurological disorder.In a relatively new field of research, as is the case of tsDCS, it is important that negative results also be published to provide a wider view of the technical and physiological issues involved, helping direct progress in future research. The present study contributes to the field of tsDCS knowledge by presenting the non-observation of effects of tsDCS on postural sway during stance for a specific experimental protocol applied to healthy young subjects, but also proposing an alternative stimulation protocol that addresses the issue of blinding the subject to the different stimulus conditions including the sham trials. Finally, the present results open up the way for further research on tsDCS both in terms of methodology and the specificities of the subset of subjects to be tested with this technique.
Electrical stimulation assessment.
Translated version of electrical stimulation protocol the assessment form.(DOCX)Click here for additional data file.
Supplementary information.
Tables of averages and standard deviations of all COP parameters at different stages (t0, t1 and t2) of the three electrical stimulation protocols, quartile ranges of the electrical stimulation assessments answers and results of the statistical analysis both for the COP parameters and for the results of the assessment of electrical stimulation.(PDF)Click here for additional data file.23 Dec 2021
PONE-D-21-37330
Transcutaneous spinal direct current stimulation (tsDCS) does not affect postural sway during quiet upright standing
PLOS ONE
Dear Dr. Fava de Lima,Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.
As you will see below, the Reviewers were generally positive regarding your manuscript. While Reviewer #1 has only minor issues to address, Reviewer #2 raises some significant concerns regarding the rationale for the study and some methodological aspects (e.g., description of participants, clarifications for excluding data). Please ensure that all the concerns are properly addressed in the revised version.
Please submit your revised manuscript by Feb 06 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.Please include the following items when submitting your revised manuscript:
A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.We look forward to receiving your revised manuscript.Kind regards,François Tremblay, PhDAcademic EditorPLOS ONEJournal Requirements:When submitting your revision, we need you to address these additional requirements.1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found athttps://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf andhttps://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf2. Thank you for stating the following in the Acknowledgments Section of your manuscript:"This research was supported by Grants provided by the Foundation for Research 368Support of the State of S˜ao Paulo (FAPESP 2016/10614-4) and by the Brazilian 369Council of Science and Technology (CNPq, 303809/2016-7)."We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:"CRS - Foundation for ResearchSupport of the State of São Paulo (FAPESP 2016/10614-4) (https://fapesp.br/)AFK - BrazilianCouncil of Science and Technology (CNPq, 303809/2016-7) (https://www.gov.br/cnpq/pt-br)The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."Please include your amended statements within your cover letter; we will change the online submission form on your behalf.3. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.Upon re-submitting your revised manuscript, please upload your study’s minimal underlying data set as either Supporting Information files or to a stable, public repository and include the relevant URLs, DOIs, or accession numbers within your revised cover letter. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. Any potentially identifying patient information must be fully anonymized.Important: If there are ethical or legal restrictions to sharing your data publicly, please explain these restrictions in detail. Please see our guidelines for more information on what we consider unacceptable restrictions to publicly sharing data: http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. Note that it is not acceptable for the authors to be the sole named individuals responsible for ensuring data access.We will update your Data Availability statement to reflect the information you provide in your cover letter.4. Please include your tables as part of your main manuscript and remove the individual files. Please note that supplementary tables (should remain/ be uploaded) as separate "supporting information" files[Note: HTML markup is below. Please do not edit.]Reviewers' comments:Reviewer's Responses to Questions
Comments to the Author1. Is the manuscript technically sound, and do the data support the conclusions?The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: YesReviewer #2: Partly********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: YesReviewer #2: Yes********** 3. Have the authors made all data underlying the findings in their manuscript fully available?The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: YesReviewer #2: Yes********** 4. Is the manuscript presented in an intelligible fashion and written in standard English?PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: YesReviewer #2: Yes********** 5. Review Comments to the AuthorPlease use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The paper by de Lima and co-workers reports interesting findings about the possibility to modulate postural sway by using spinal tDCS. The methods are sound and the paper requires only minor revisions:- The Introduction needs a language editing;- Did Authors use a questionnaire to assess possible side-effects of tsDCS?- Though do not statistically significant, the results may depend on the montage used and probably differ between health and disease. The uthors should discuss both these critical points in detail.- Which are the putative supraspinal pathways modulated by this particular montage?Reviewer #2: The authors present their findings related to the change in static balance performance in conjunction with transcutaneous direct current spinal stimulation. This investigation was performed in a young healthy sample and while there report negative findings the authors have proposed a novel sham method. One factor that reduces my enthusiasm for the manuscript is that the authors do not report how they determined their sham was as and/or more effective than traditional tsDCS methods. Adding this information would increase the beneficial information disseminated and help other investigators perform more rigorous future tsDCS studies. To strengthen the manuscript's importance to the greater body of research the authors should also better justify their sample selection. Typically the young healthy population performs well on tests of static balance, making this population a less than ideal population to sample from. However, because there are not many tsDCS studies one could better justify this sample by including tests of safety, tolerability, etc. Another point that could be better justified is the eyes closed methodology. This was likely done to increase the difficulty of the balance test in turn leading to a greater probability of detecting an effect.In general, I believe the manuscript possesses merit for publication but believe it can be significantly strengthened by addressing the above comments. A list of specific comments is presented below.Title and Abstract: I suggest characterizing the sample as young and healthy in the title and abstract. Readers will likely acknowledge that the lack of tsDCS effect is because of the sample and not because the technology doesn’t work.Introduction:Line 70: Your null hypothesis is misstatedMethods:L117: Report the range of stimulation/current densities in the literature with references. This will allow readers to understand where/how your protocol fits into what has previously been done.Report the balance of the groups. With a small sample, randomization may lead to an imbalance in the order of the performed simulations. Is there an order effect because more sham procedures were done before actual stimulation trials?Better describe why some data was excluded. The figure provided shows an example of excluded data but explain to the reader why that pattern is abnormal. Provide references to justify if possible.Better describe the identification of T10, I assume it was through palpation? Was it supervised by physical therapists or other clinicians? If the research staff is properly trained or has experience please cite a reference.Results:L214: Report Ht and Wt. BMI reflects health status and is not relevant to this investigation.L225: Null hypothesis doesn’t match the intro, ensure consistency (intro null hypothesis is not correct)L230: Indicate where in the figure this significant finding is. Added letters or numbers to each panel of the figure to allow more clear references between the text and figure.Report if your novel blinding technique worked. How many participants were able to correctly identify if they received active or sham stimulation.Report all minor and major adverse events. This will help establish the safety of the technique and add importance to your negative findings.Discussion:Line 241-252: It is unclear why AC is mentioned. There is no information about AC in the intro. The discussion would be more clear if you restated your hypotheses and findings.L320: No data presented to support your blinding methodL342: You present no effect sized in your results and you did not say you calculated them in your methods. Either remove from your discussion or add the information to the previous sections. If you discuss data from the study it should be reported in the appropriate sections. (it can be supplementary data if you so choose)You report several significant interactions but there is no mention of them in your discussion. You cannot ignore findings that you report even if they may not have much clinical relevance. Discuss why/what those findings may or may not signifyDiscuss how much of an effect you might have found in young healthy individuals. Cite previous works showing young healthy balance can be improved and why this was the proper population to test your hypotheses.Figure 3: Added identifiers to each panel for easy reference from the test. You state significant results but did not indicate them in the figure or figure legend (F50p_PSD…)********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.If you choose “no”, your identity will remain anonymous but your review may still be made public.Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Tommaso BocciReviewer #2: Yes: John H. Kindred[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.22 Mar 2022Journal Requirements:1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found athttps://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf andhttps://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdfAuthors: Manuscript meets PLOS ONE’s style requirements.2. Thank you for stating the following in the Acknowledgments Section of your manuscript:"This research was supported by Grants provided by the Foundation for Research 368Support of the State of S˜ao Paulo (FAPESP 2016/10614-4) and by the Brazilian 369Council of Science and Technology (CNPq, 303809/2016-7)."We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:"CRS - Foundation for ResearchSupport of the State of São Paulo (FAPESP 2016/10614-4) (https://fapesp.br/)AFK - BrazilianCouncil of Science and Technology (CNPq, 303809/2016-7) (https://www.gov.br/cnpq/pt-br)The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."Please include your amended statements within your cover letter; we will change the online submission form on your behalf.Authors: Funding information was removed from manuscript’s Acknowledgments Section. Update the Funding Statement above as following:São Paulo Research Foundation (FAPESP grant #2016/10614-4 from CRS) (https://fapesp.br/)Brazilian Council of Science and Technology (CNPq grant #303809/2016-7 from AFK) (https://www.gov.br/cnpq/pt-br)3. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.Upon re-submitting your revised manuscript, please upload your study’s minimal underlying data set as either Supporting Information files or to a stable, public repository and include the relevant URLs, DOIs, or accession numbers within your revised cover letter. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. Any potentially identifying patient information must be fully anonymized.Important: If there are ethical or legal restrictions to sharing your data publicly, please explain these restrictions in detail. Please see our guidelines for more information on what we consider unacceptable restrictions to publicly sharing data: http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. Note that it is not acceptable for the authors to be the sole named individuals responsible for ensuring data access.We will update your Data Availability statement to reflect the information you provide in your cover letter.Authors: The data set used in this study will be available after acceptanceof the manuscript for publication at OSF public repository (DOI 10.17605/OSF.IO/C24TA on https://osf.io/c24ta/).4. Please include your tables as part of your main manuscript and remove the individual files. Please note that supplementary tables (should remain/ be uploaded) as separate "supporting information" filesAuthors: Supplementary table will be uploaded as supporting information files.Review Comments to the AuthorReviewer #1The paper by de Lima and co-workers reports interesting findings about the possibility to modulate postural sway by using spinal tDCS. The methods are sound and the paper requires only minor revisions:Authors: We thank the reviewer for the revision of the paper and the useful suggestions. We think the revised version improved considerably due to the valuable inputs provided by thereviewer.- The Introduction needs a language editing;Authors: The text of the entire manuscript was revised.- Did Authors use a questionnaire to assess possible side-effects of tsDCS?Authors: The results of the electrical stimulation evaluation questionnaire have been added to the manuscript. Side-effects information has also been added to the text (L189 and L279).- Though do not statistically significant, the results may depend on the montage used and probably differ between health and disease. The authors should discuss both these critical points in detail.Authors:The manuscript discusses the potentials of further studies in different populations (the elderly, elderly with a history of falls, and neuropathic individuals) as well as the employment of different electrode positions and/or current intensities (L403).- Which are the putative supraspinal pathways modulated by this particular montage?Authors: The manuscript has been edited with the addition of references which report effects in supramedullary pathways and nuclei due to DC stimulation around T10 used in our work (please see lines 14-19 and 299-302).Reviewer #2:The authors present their findings related to the change in static balance performance in conjunction with transcutaneous direct current spinal stimulation. This investigation was performed in a young healthy sample and while there report negative findings the authors have proposed a novel sham method. One factor that reduces my enthusiasm for the manuscript is that the authors do not report how they determined their sham was as and/or more effective than traditional tsDCS methods. Adding this information would increase the beneficial information disseminated and help other investigators perform more rigorous future tsDCS studies. To strengthen the manuscript's importance to the greater body of research the authors should also better justify their sample selection. Typically the young healthy population performs well on tests of static balance, making this population a less than ideal population to sample from. However, because there are not many tsDCS studies one could better justify this sample by including tests of safety, tolerability, etc. Another point that could be better justified is the eyes closed methodology. This was likely done to increase the difficulty of the balance test in turn leading to a greater probability of detecting an effect.In general, I believe the manuscript possesses merit for publication but believe it can be significantly strengthened by addressing the above comments. A list of specific comments is presented below.Authors: We thank the reviewer for the many useful suggestions which were valuable in guiding our efforts to improve the manuscript.Title and Abstract: I suggest characterizing the sample as young and healthy in the title and abstract. Readers will likely acknowledge that the lack of tsDCS effect is because of the sample and not because the technology doesn’t work.Authors: The title and abstract of the manuscript have been modified to highlight that the results of the study were obtained from healthy young participants.Introduction:Line 70: Your null hypothesis is misstatedAuthors: The introduction (L84) has been changed to correctly state the hypothesis of the study.Methods:L117: Report the range of stimulation/current densities in the literature with references. This will allow readers to understand where/how your protocol fits into what has previously been done.Authors: Stimulation current densities in the literature with references were added in the methods allowing the comparison between the stimulation parameters adopted and other studies in the literature (L128).Report the balance of the groups. With a small sample, randomization may lead to an imbalance in the order of the performed simulations. Is there an order effect because more sham procedures were done before actual stimulation trials?Authors:The balance of sequences of the electrical stimulation protocol is now available in the Supplementary Information File in the Additional Information Files. The text of the manuscript has been modified (L251) to emphasize that the sequences of the electrical stimulation protocols were selected randomly, but in a way that prioritized the balance of sequences across participants.Better describe why some data was excluded. The figure provided shows an example of excluded data but explain to the reader why that pattern is abnormal. Provide references to justify if possible.Authors: Some data were excluded because they presented instants when participants performed some undesirable movement (distraction, deep breathing and small arm movements) that could interfere the COP parameters results. The text of the methodology has been changed to better describe the data exclusion(L211) .Better describe the identification of T10, I assume it was through palpation? Was it supervised by physical therapists or other clinicians? If the research staff is properly trained or has experience please cite a reference.Authors: The identification of T10 was obtained by palpation. The methodology section has been changed (L125) to better describe the identification method used. One of the authors (Dr. Cristiano Rocha Silva), also responsible for data collection, is a physical therapist and supervised the identification procedure of the intervertebral spaces of the participants for the correct positioning of the electrodes.Results:L214: Report Ht and Wt. BMI reflects health status and is not relevant to this investigation.Authors:The text has been amended (L251) with the weight and height information of the subjects.L225: Null hypothesis doesn’t match the intro, ensure consistency (intro null hypothesis is not correct)Authors:The introduction section of the manuscript has been modified (L84) in order to define the hypothesis of the paper correctly.L230: Indicate where in the figure this significant finding is. Added letters or numbers to each panel of the figure to allow more clear references between the text and figure.Authors: Indications of significant statistical differences were added to Figure 3 and letters were used to identify each panel.Report if your novel blinding technique worked. How many participants were able to correctly identify if they received active or sham stimulation.Authors:The result of the statistical test applied in the assessments of the electrical stimulation was added to the manuscript (L189 and L279) .The result indicates that no statistically significant differences were observed between the responses provided by the participants in different electrical stimulation protocols, suggesting the effectiveness of the experimental blinding of the proposed methodology.Report all minor and major adverse events. This will help establish the safety of the technique and add importance to your negative findings.Authors: A statement of minor and major adverse effects has been added to the text (L282) .Discussion:Line 241-252: It is unclear why AC is mentioned. There is no information about AC in the intro. The discussion would be more clear if you restated your hypotheses and findings.Authors: The text involving AC stimulation was removed since it could confuse the understanding of the paragraph and of the methodology employed in the study. The text has been changed (L291) to emphasize the relevance of the experiment.L320: No data presented to support your blinding methodAuthors: The results of the electrical stimulation assessment were added to the manuscript and the text of the discussion was changed (L358) to give a better support for the features of the proposed electrical stimulation method.L342: You present no effect sized in your results and you did not say you calculated them in your methods. Either remove from your discussion or add the information to the previous sections. If you discuss data from the study it should be reported in the appropriate sections. (it can be supplementary data if you so choose)Authors: Effect sizes were removed from the discussion.You report several significant interactions but there is no mention of them in your discussion. You cannot ignore findings that you report even if they may not have much clinical relevance. Discuss why/what those findings may or may not signifyAuthors: A paragraph has been added discussing the significant iterations found (L366) .Discuss how much of an effect you might have found in young healthy individuals. Cite previous works showing young healthy balance can be improved and why this was the proper population to test your hypotheses.Authors: A discussion with references to previous studies showing the improvement of balance in healthy young people has been added to the text (L403).Figure 3: Added identifiers to each panel for easy reference from the test. You state significant results but did not indicate them in the figure or figure legend (F50p_PSD…)Authors: Indications of significant statistical differences were added to Figure 3 and letters were used to identify each panel.Submitted filename: Response to Reviewers.pdfClick here for additional data file.14 Apr 2022Transcutaneous spinal direct current stimulation (tsDCS) does not affect postural sway of young and healthy subjects during quiet upright standingPONE-D-21-37330R1Dear Dr. Fava de Lima,We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.Kind regards,François Tremblay, PhDAcademic EditorPLOS ONEAdditional Editor Comments (optional):Please make sure that the manuscript is properly edited for grammatical and typographical errors when preparing the final version.Reviewers' comments:Reviewer's Responses to Questions
Comments to the Author1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #2: All comments have been addressed********** 2. Is the manuscript technically sound, and do the data support the conclusions?The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #2: Yes********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #2: Yes********** 4. Have the authors made all data underlying the findings in their manuscript fully available?The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #2: Yes********** 5. Is the manuscript presented in an intelligible fashion and written in standard English?PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #2: Yes********** 6. Review Comments to the AuthorPlease use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #2: I thank the authors for putting in the work to improve their submission. The authors have addressed all of my concerns and I look forward to seeing more of their work in the future.********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.If you choose “no”, your identity will remain anonymous but your review may still be made public.Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #2: Yes: John H. Kindred, Ph.D.20 Apr 2022PONE-D-21-37330R1Transcutaneous spinal direct current stimulation (tsDCS) does not affect postural sway of young and healthy subjects during quiet upright standingDear Dr. Fava de Lima:I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.If we can help with anything else, please email us at plosone@plos.org.Thank you for submitting your work to PLOS ONE and supporting open access.Kind regards,PLOS ONE Editorial Office Staffon behalf ofDr. François TremblayAcademic EditorPLOS ONE
Authors: Oluwole O Awosika; Marco Sandrini; Rita Volochayev; Ryan M Thompson; Nathan Fishman; Tianxia Wu; Mary Kay Floeter; Mark Hallett; Leonardo G Cohen Journal: Brain Stimul Date: 2019-01-29 Impact factor: 8.955
Authors: Gemma Learmonth; Francesca Felisatti; Numaya Siriwardena; Matthew Checketts; Christopher S Y Benwell; Gesine Märker; Gregor Thut; Monika Harvey Journal: Front Neurosci Date: 2017-12-01 Impact factor: 4.677