Ahmed M Jasim1, Xiaoqing He2,3, Yangchuan Xing1,3, Tommi A White2,4, Matthias J Young1,5. 1. Department of Biomedical, Biological and Chemical Engineering, University of Missouri, Columbia, Missouri 65211, United States. 2. Electron Microscopy Core, University of Missouri, Columbia, Missouri 65211, United States. 3. Department of Mechanical & Aerospace Engineering, University of Missouri, Columbia, Missouri 65211, United States. 4. Department of Biochemistry, University of Missouri, Columbia, Missouri 65211, United States. 5. Department of Chemistry, University of Missouri, Columbia, Missouri 65211, United States.
Abstract
Atomic layer deposition (ALD) provides uniform and conformal thin films that are of interest for a range of applications. To better understand the properties of amorphous ALD films, we need an improved understanding of their local atomic structure. Previous work demonstrated measurement of how the local atomic structure of ALD-grown aluminum oxide (AlO x ) evolves in operando during growth by employing synchrotron high-energy X-ray diffraction (HE-XRD). In this work, we report on efforts to employ electron diffraction pair distribution function (ePDF) measurements using more broadly available transmission electron microscope (TEM) instrumentation to study the atomic structure of amorphous ALD-AlO x . We observe electron beam damage in the ALD-coated samples during ePDF at ambient temperature and successfully mitigate this beam damage using ePDF at cryogenic temperatures (cryo-ePDF). We employ cryo-ePDF and reverse Monte Carlo (RMC) modeling to obtain structural models of ALD-AlO x coatings formed at a range of deposition temperatures from 150 to 332 °C. From these model structures, we derive structural metrics including stoichiometry, pair distances, and coordination environments in the ALD-AlO x films as a function of deposition temperature. The structural variations we observe with growth temperature are consistent with temperature-dependent changes in the surface hydroxyl density on the growth surface. The sample preparation and cryo-ePDF procedures we report here can be used for the routine measurement of ALD-grown amorphous thin films to improve our understanding of the atomic structure of these materials, establish structure-property relationships, and help accelerate the timescale for the application of ALD to address technological needs.
Atomic layer deposition (ALD) provides uniform and conformal thin films that are of interest for a range of applications. To better understand the properties of amorphous ALD films, we need an improved understanding of their local atomic structure. Previous work demonstrated measurement of how the local atomic structure of ALD-grown aluminum oxide (AlO x ) evolves in operando during growth by employing synchrotron high-energy X-ray diffraction (HE-XRD). In this work, we report on efforts to employ electron diffraction pair distribution function (ePDF) measurements using more broadly available transmission electron microscope (TEM) instrumentation to study the atomic structure of amorphous ALD-AlO x . We observe electron beam damage in the ALD-coated samples during ePDF at ambient temperature and successfully mitigate this beam damage using ePDF at cryogenic temperatures (cryo-ePDF). We employ cryo-ePDF and reverse Monte Carlo (RMC) modeling to obtain structural models of ALD-AlO x coatings formed at a range of deposition temperatures from 150 to 332 °C. From these model structures, we derive structural metrics including stoichiometry, pair distances, and coordination environments in the ALD-AlO x films as a function of deposition temperature. The structural variations we observe with growth temperature are consistent with temperature-dependent changes in the surface hydroxyl density on the growth surface. The sample preparation and cryo-ePDF procedures we report here can be used for the routine measurement of ALD-grown amorphous thin films to improve our understanding of the atomic structure of these materials, establish structure-property relationships, and help accelerate the timescale for the application of ALD to address technological needs.
Atomic layer deposition (ALD) is a well-known
deposition technique
for the formation of nanoscale coatings with distinct aspects such
as well-controlled thickness at an atomic scale and the ability to
produce conformal films on high-aspect-ratio and three-dimensional
(3D) surfaces.[1,2] These traits have made ALD an
attractive technique in many applications such as catalysis,[3,4] energy storage,[5−7] water treatment,[8,9] photochemistry,[10] and beyond.[1,11] Unfortunately,
ALD coatings frequently do not perform in line with expectations and
require iteration and refinement to achieve the desired outcome in
a given application. Broadly, the performance of ALD coatings is known
to be affected by deposition conditions such as reaction temperature,
precursor family, and precursor exposure.[12−16] However, variation in the performance of ALD coatings
with process conditions is not comprehensively understood due to a
lack of information about the local atomic structure of ALD coatings
(i.e., how atoms are arranged at a molecular level within the coatings).
By improving our understanding of the atomic structure of ALD coatings,
and connecting variations in atomic structure with process conditions,
we expect to close the loop on the process–structure–property
relationships for ALD coatings and accelerate the development timelines
for ALD coatings to address specific technological needs.ALD
films are often amorphous[17] and
are commonly confined to the nanoscale in at least one dimension.
These aspects make it challenging to characterize the local atomic
structure of ALD films. While characterization techniques such as
X-ray photoelectron spectroscopy (XPS) and Fourier transform infrared
(FTIR) spectroscopy are routine for the characterization of what atoms
and functional groups are present in ALD coatings, they provide limited
insight (and spatial resolution) into how atoms and functional groups
are assembled within the ALD coating. For crystalline phases, diffraction
analysis can be used to identify atomic structure. However, for amorphous
materials or structures with a low degree of order (e.g., nanoscale
ALD phases), conventional diffraction analysis relying on high-intensity
Bragg peaks is not viable. These difficulties are compounded in low-Z
amorphous materials, such as aluminum oxide, due to weak scattering.Despite these challenges, the atomic structure of amorphous materials
can be characterized from the high flux and high-energy diffraction
data, coupled with atomic pair distribution function (PDF) analysis.[18−20] PDF analysis is performed by taking the Fourier transform of the
diffraction signal to generate a real-space representation of the
diffraction data. It simultaneously examines both the diffuse and
Bragg components of the diffraction pattern to reveal local and long-range
order for pair distances up to 10 nm.[21] The ability to study amorphous ALD materials with PDF analysis is
highlighted in previous work employing synchrotron high-energy X-ray
diffraction (HE-XRD) coupled with PDF analysis to study the structure
of amorphous molybdenum sulfide[22] and amorphous
aluminum oxide grown by ALD on carbon nanotube (CNT) substrates,[23] as well as the structure of InOH clusters[24] and NiOH clusters[25] deposited
within porous materials through ALD-type growth. Although HE-XRD paired
with PDF analysis is a powerful tool that has been demonstrated to
be successful in determining the atomic structure of amorphous ALD
phases, it suffers from some shortcomings.One key shortcoming
of the use of HE-XRD and PDF analysis for structural
characterization of ALD coatings is the limited availability of synchrotron
resources needed for HE-XRD measurements. Synchrotron resources are
in high demand and require the submission of a competitive proposal
for access. Synchrotrons are also geographically constrained and performing
experiments requires travel to synchrotron resources and shipping
any samples. These factors limit the accessibility of these resources
to many researchers. Another shortcoming of HE-XRD measurements as
employed in previous work to examine ALD materials[22,23] was the bulk nature of the measurements, requiring milligram quantities
of the coated powder substrate. This sample configuration limits the
material systems that can be studied. For example, HE-XRD geometries
preclude the study of a low-Z coating on a high-Z substrate because
the substrate overwhelms the diffraction signal. The recent development
of grazing-incidence HE-XRD PDF measurements[26] shows promise to help address some of these shortcomings. However,
this grazing-incidence approach does not allow for the examination
of 3D, powder, and/or nanoscale sample geometries—preventing
the study of ALD coatings on battery or catalyst particles. Developing
techniques that are able to perform PDF measurements on these systems
promises to help improve ALD coatings for these applications.An alternative to HE-XRD is the use of electron diffraction (ED)
within a transmission electron microscope (TEM) to perform PDF measurements,
which is referred to as electron pair distribution function or ePDF.[27] This ePDF approach addresses some of the shortcomings
mentioned above for HE-XRD and provides a pathway for obtaining more
localized structural information. The use of ePDF was first reported
to study amorphous silicon–carbon alloys in 1986,[28] and ePDF has continued to be refined since (for
a nice review of ePDF measurements, see Gorelik, et al. and references
contained within).[27] TEMs are relatively
inexpensive (compared to synchrotron X-ray sources) and are available
on many university campuses. ePDF also offers some advantages over
HE-XRD/PDF, such as smaller required sample volumes, and the ability
to localize the measurement area to nanoscale-spot sizes.[29−31] Relative to X-rays, electrons also have much stronger scattering
interactions, allowing extremely small volumes to be probed.[32−34] Although in situ characterization is more challenging within a TEM
relative to synchrotron X-ray diffraction studies, the advantages
listed above strongly motivate ePDF as a complementary technique to
X-ray diffraction studies. Various studies have employed ePDF to examine
a wide range of poorly ordered crystalline and amorphous materials.
TheseePDF measurements have been connected with molecular dynamics[35] and reverse Monte Carlo (RMC)[36,37] modeling to arrive at quantitative structural models of these materials.[35,37,38] In recent years, efforts have
continued to make ePDF more streamlined and accessible, for example
by developing software tools for ePDF data analysis[39] and overcoming barriers limiting the quantitative performance
of ePDF.[39−42] Together, these advances make ePDF attractive for examining the
atomic structure of ALD coatings.However, one key practical
barrier to the use of ePDF to examine
ALD-grown materials is the potential for damage to the sample caused
by electron beam exposure.[43,44] We note that although
beam damage has been found to be significant in inorganic materials,[43−50] previous work using ePDF to study inorganic materials has largely
neglected beam damage effects.[51,52] Beam damage alters
the material structure from its original state and limits the relevance
of ePDF results. Electron beam damage arises because of the reaction
of electrons in the electron beam with the sample and can manifest
as radiolysis, knock-on beam damage, and/or crystallization. The specific
type and rate of electron beam damage vary depending on the sample
composition (e.g., conductive or insulating) and electron beam conditions
(electron flux, voltage, and current).[53] Fortunately, the use of cryogenic temperatures has proven to be
effective at mitigating beam damage during electron microscopy in
many areas. In the biological science communities,[54,55] beam damage of sensitive organic materials has been successfully
mitigated using cryogenic temperatures. Cryogenic temperatures are
also a critical component to the study of small molecules and biomolecules
using the recently developed microED technique.[56−58] Recent studies
have also begun to identify the benefits of cryogenic conditions for
electron microscopy studies of inorganic material science.[59] In this context, the use of cryogenic temperatures
is a natural path forward to mitigate beam damage effects during ePDF
measurements to enable the study of ALD material structures.In this work, we aim to characterize the extent of beam damage
effects during ePDF measurements on ALD-grown coatings and evaluate
the efficacy of cryogenic temperatures to limit beam damage during
ePDF measurements. We emphasize that, to our knowledge, this work
represents the first study employing cryogenic temperatures during
ePDF measurements. We examine amorphous ALD-grown AlO as a test case here because it is a well-studied
and widely used ALD coating material,[12,14,60−63] because this material was studied in recent work
using HE-XRD,[23] and because other amorphous
phases of AlO have been identified to
be susceptible to beam damage.[50] We report
procedures for the preparation of ALD coatings on a CNT powder substrate
fixed within the TEM grid support to enable rapid ePDF studies of
ALD coatings. The CNT substrate we employ is a convenient material,
but other substrates (e.g., silica nanospheres) are expected to perform
equally well. We note that the CNT substrate employed here serves
as a good model substrate for ALD growth on graphene and carbon-based
materials for applications in semiconductor devices, supercapacitors,
and other electrochemical devices. We demonstrate that beam damage
effects are significant during the ePDF measurements of ALD AlO on CNTs at ambient temperatures but can be
successfully mitigated using cryogenic temperatures (cryo-ePDF). We
then proceed to employ cryo-ePDF to study the effect of deposition
temperature on the atomic structure of ALD-AlO coating layers in the range of 150–350 °C using.
Results are modeled using the reverse Monte Carlo (RMC) simulations
and compared with the HE-XRD measurements reported previously.[23]
Experimental Section
Atomic Layer Deposition
ALD of AlO was performed in a custom
hot-walled viscous-flow ALD reactor[64] at
temperatures ranging from 150 to 400 °C
and maintained within <0.5 °C of the setpoint using proportional
integral derivative (PID) control. The ALD reactor was held at ∼1
Torr under a continuous carrier gas purge of 160 sccm argon (Ar, 99.999%,
Airgas). Trimethylaluminum (TMA, 98%, Strem) and deionized water (H2O) were held at room temperature and dosed into the reactor
using a virtual-valve configuration[64] with
dose pressures tuned to ∼200 mTorr above the Ar carrier gas
pressure. The timing sequences for one ALD growth cycle consisted
of 1 s TMA dose, 10 s Ar purge, 1 s H2O dose, and 10 s
Ar purge. The deposition at each temperature consisted of 100 growth
cycles.Hydroxyl-terminated multiwalled carbon nanotubes (CNTs,
Nanostructured and Amorphous Materials Inc., 10–20 nm diameter)
were loaded onto a TEM grid within a custom TEM grid holder for ALD.
This holder was constructed from 1/8 in. VCR components, as depicted
in Figure . When employing
this holder, a TEM grid is first positioned within the VCR fitting
and the fitting is sealed finger-tight (Figure a). Then, a small quantity of CNT powder
sample is dispensed into the top tube (Figure b) until it visibly accumulates on the TEM
grid. Once loaded with a TEM grid and CNTs, this holder is placed
horizontally on a sample tray and loaded into the ALD reactor. The
CNT powder on the TEM grid surface acts as the substrate for ALD
(Figure c). This holder
enables the use of a small amount of CNT powder and ensures rapid
precursor transport to all available CNT surfaces to produce a uniform
coating on the CNT surfaces without requiring longer dose or purge
times to overcome diffusion limitations. Following deposition, the
TEM grid is removed from the custom holder and can be placed directly
into a TEM sample holder for imaging and ED measurements. We note
that during ALD, ∼2 cm square silicon wafer pieces (cut from
300 mm diameter Si wafers, Silicon Valley Microelectronics) were also
placed on the sample tray both upstream and downstream of the sample
holder to ensure uniform ALD growth down the length of the reactor.
Figure 1
Schematic
cartoon of a custom TEM grid holder for ALD including
(a) the positioning of a TEM grid within the 1/8 in. VCR fitting,
(b) CNT (depicted in blue) powder loading procedure by filling through
the VCR tube to settle on the TEM grid, and (c) assembled holder for
the TEM grid, where the CNTs are resting on the TEM grid inside the
sample holder.
Schematic
cartoon of a custom TEM grid holder for ALD including
(a) the positioning of a TEM grid within the 1/8 in. VCR fitting,
(b) CNT (depicted in blue) powder loading procedure by filling through
the VCR tube to settle on the TEM grid, and (c) assembled holder for
the TEM grid, where the CNTs are resting on the TEM grid inside the
sample holder.
Transmission Electron Microscopy
(TEM)
Initial TEM
imaging to confirm deposition and measure film thickness was performed
at room temperature on a JEOL JEM-1400 TEM equipped with lanthanum-hexaboride
(LaB6) filament at an acceleration voltage of 80 kV and
images collected on a Gatan Ultrascan 1000 charge-coupled device (CCD)
camera. After briefly confirming film thickness at 80 kV at room temperature,
the samples were removed and subsequent measurements on different
CNTs (to avoid any damage imparted by imaging at 80 kV) were performed
using the FEI Tecnai F30 Twin TEM (FEI Co, Hillsboro, OR) equipped
with Gatan Ultrascan 4000 CCD with a U-type coating for ultrasensitivity.
Brightfield imaging was performed at 200 kV. For cryogenic temperature
measurements, TEM grids were loaded into a side-entry cryoholder (Gatan
626, Gatan Inc., Pleasanton, CA) and cooled with liquid nitrogen to
cryogenic temperatures (∼100 K), before loading the side-entry
cryoholder into the FEI Tecnai F30 Twin TEM.For all ED and
cryo-ePDF measurements, a spot size setting of 10 was used, with a
50 μm condenser lens 2 aperture setting to produce a highly
localized quasi-parallel (∼2 mrad convergence semi-angle) beam
around 200 nm in diameter, as visualized in brightfield TEM imaging
mode. These settings enabled the acquisition of an ED from a single
CNT without the need for a selected area aperture. Unless otherwise
indicated, each ED measurement was performed on an individual CNT
with a ∼200 nm beam diameter and 10 s electron beam exposure
(measurement duration). Diffraction mode was enabled on the TEM to
collect ED using a nominal camera length of 100 mm. This nominal camera
length (100 mm) was calibrated for PDF analysis using the ED from
a [110] silicon TEM sample. This calibration data was obtained under
the same experimental conditions used in the collection of the ED
from the CNTs. We performed various experiments examining the impact
of lens hysteresis on diffraction measurement error and identified
a maximum error of 0.75% arising from lens hysteresis using the TEM
employed in this work. To estimate the electron flux during diffraction
measurements, we measured the counts on the CCD in brightfield TEM
mode under the same settings as used for diffraction measurements.
As this image (1024 × 1024 pixels) contains the various illumination
levels due to the beam stop and Fresnel fringes from the edge of the
parallel beam, a fully illuminated reduced region (128 × 128
pixels) was used to calculate the flux observed during a 0.05 s exposure.
We then converted these counts using the CCD’s conversion efficiency
factor (26 counts/electron at 200 kV) and corrected for the scaled
pixel size (1.9 Å/pixel) at the magnification used. This yielded
a flux of 7.28 e–/(Å2 s). We emphasize
that the ED measurement itself involves electron beam exposure, and
the duration of one measurement is 10 s. We note that for ePDF diffraction
measurements, it is critical to calibrate the TEM camera length (sample-to-detector
distance) and quantify lens hysteresis effects (and normalize to remove
them if needed) to produce accurate PDFs.
Pair Distribution Function
Analysis and Stochastic Structural
Modeling
PDF analysis was performed using a combination of GSAS-II,[65] SUePDF,[39] and PDFgetX3[66] software packages. We note that GSAS-II and
PDFgetX3 are designed primarily for synchrotron X-ray analysis, and
SUePDF is designed primarily for ePDF analysis. However, considering
the common elastic-scattering physics between X-ray and electron diffraction
and linear scaling of both X-ray and electron scattering factors with
atomic mass at high radiation energies, either software package should
be viable for processing ePDF data. Indeed, we found that PDFs generated
from the same input diffraction data were consistent between these
software packages. As such, packages were employed as needed to take
advantage of convenient features available in each package to improve
the analyses we performed.First, we used GSAS-II to import
the two-dimensional (2D) ED pattern and process it into the one-dimensional
(1D) plot of diffraction intensity (I) vs momentum
transfer (Q). We employed the de Broglie wavelength
of the electron beam including relativistic effects (2.508 pm at 200
kV accelerating voltage)[67] and calibrated
the sample-to-detector distance (i.e., camera length) using a calibration
measurement on a crystalline silicon calibrant. We then manually aligned
the beam center of the diffraction patterns by locating the center
of the most prominent diffraction ring (i.e., at Q = 1.8 Å–1 for CNTs)[68] and integrated the full 360° of diffraction data (rather than
an individual line scan).Upon generating I vs Q data using
GSAS-II for the bare CNTs and ALD-coated CNTs samples, we then established
a method to subtract the CNT diffraction signal from the ALD-coated
CNT samples as depicted in Figure . For this, we first employed SUePDF to remove the
smooth diffuse background present in each ED pattern (Figure a) arising from the direct-beam
periphery, as well as inelastic and incoherent multiple scattering.[39] This produced background-subtracted diffraction
data as depicted in Figure b. We note that the smooth background varies depending on
the specific material and sampling volume (i.e., diffraction path
length) and needs to be removed before taking the difference between
two diffraction patterns. After the smooth background was removed
in SUePDF, we then manually scaled the CNT intensity as depicted in Figure c and subtracted
the CNT diffraction component from each AlO-CNTs diffraction pattern to isolate the diffraction data from the
AlO coating, as depicted in Figure d. We then processed
this AlO diffraction data up to a maximum Q value (Qmax) of 22 Å–1 into PDFs using PDFgetX3. We note that for the calculation
of the PDFs we report below, we employed a CNT background scaled by
a factor of 0.33 to remove the contributions from the CNT substrate
without oversubtracting. This scaling factor produced a smooth diffraction
pattern after subtraction, as depicted in Figure d. Both smaller and larger scaling factors
down to 0.00 and up to 1.00 were examined as well. Smaller scaling
factors were found to undersubtract the CNT feature at Q = 5 Å–1 and larger scaling factors were found
to produce a nonphysical negative scattering intensity at Q = 1.7 and 3.0 Å–1 in the subtracted
pattern, both resulting in CNT artifacts in the resulting PDFs. We
note that a full analysis of the PDFs was also performed using a scaling
factor of 1.00 on the CNT background (not shown), which yielded an
average difference of 1.6% for the structural metrics reported below
for ALD-grown AlO.
Figure 2
Example of methods for
removing (a) CNT signal from the ALD-coated
CNT sample by (b) subtraction of diffuse background, (c) scaling of
CNT diffraction intensity to match the CNT signal in the ALD-coated
sample, and (d) subtraction of scaled CNT data from the ALD-coated
sample.
Example of methods for
removing (a) CNT signal from the ALD-coated
CNT sample by (b) subtraction of diffuse background, (c) scaling of
CNT diffraction intensity to match the CNT signal in the ALD-coated
sample, and (d) subtraction of scaled CNT data from the ALD-coated
sample.We note that for the processing
the 2D electron diffraction patterns
into PDFs, it is necessary to account for relativistic effects in
calculating the de Broglie wavelength of diffracting electrons. An
error can also be introduced if the beam stop and any related artifacts
are not properly masked out of the 2D diffraction data before integration
or if the beam center is not correctly positioned within the 2D diffraction
pattern during integration. Also note that because of drift in the
electron beam focusing lenses, the electron beam center position will
vary between diffraction images and must be selected for each diffraction
pattern. Drift in the electron beam can also potentially introduce
error if the electron beam does not impinge perpendicular to the plane
of the imaging detector surface, resulting in ellipsoidal diffraction
rings. However, this effect, if present, can be measured and accounted
for during data processing.Stochastic reverse Monte Carlo (RMC)
structural modeling was performed
on the PDFs generated from AlO using
the fullrmc software package[69] to generate
structural models of the ALD AlO, which
were consistent with the experimental ePDF data. Simulation boxes
for stochastic modeling were initiated as crystalline θ-Al2O3 with ≥4 nm on each edge (7840 total atoms).
The structure was perturbed using >6 × 106 translational
and atom removal steps. The atom removal steps employed the “AtomsRemoveGenerator”
implemented in fullrmc, which enables the prediction of Al:O stoichiometry.
Statistical analysis of the resulting structural models was performed
using ISAACS software package[70] to reveal
structural information such as material composition, bonding, and
atomic coordination environments.
Spectroscopic Ellipsometry
(SE)
Spectroscopic ellipsometry
(SE) was performed on flat Si pieces using an alpha-SE spectroscopic
ellipsometer (J.A. Woollam) at an incident angle of 65° and wavelengths
from 380 to 900 nm. SE modeling was performed within the CompleteEASE
software package using a Cauchy model[71,72] for the ALD
AlO layer, where the modeled film thickness
was allowed to vary for each sample. The Cauchy model was of the form n(λ) = A + B/λ2 + C/λ4, where n is the refractive index, λ is the wavelength, and A, B, and C are fitted
constants. The constants A, B, and C were forced to be consistent for all samples and the values
of the coefficients were allowed to vary to minimize the modeling
error overall for the full sample set, yielding a refractive index
of 1.70 at a wavelength of 580 nm, in close agreement with previous
reports.[73,74] We note that the optical properties of ALD-grown
AlO are known to vary with deposition
temperature.[15] Allowing the optical properties
of ALD AlO to vary depending on deposition
temperature produced a 1.3% difference in the modeled thickness values
on average.
Results and Discussion
Figure a–d
displays TEM images showing the uniform and conformal coatings of
the ALD AlO on CNTs. We note that the
use of OH-terminated CNTs here enables facile nucleation without the
use of nucleation procedures (e.g., NO2/TMA) employed in
previous work.[75−77] Each film was deposited using 100 ALD cycles, and
the coatings were deposited at a range of deposition temperatures
from 150 to 400 °C. Figure e shows the coating thickness versus deposition temperature.
The thickness decreases with increasing deposition temperature as
measured on the CNT substrates using TEM imaging and on silicon wafer
pieces using SE, consistent with previous literature reports.[15,78,79] This decrease in growth rate
with increasing temperature is expected to arise from a decrease in
surface hydroxyl density with increasing temperature[15,64,80−84] and is consistent with the description of an “ALD
window” in temperature arising from thermochemical effects.[85−87] The different thicknesses between SE and TEM are expected to arise
from differences in nucleation between the two substrates and difficulty
discerning the exact location of the AlO/CNT interface in the TEM images.
Figure 3
Brightfield TEM images acquired at ambient
temperature with 80
kV accelerating voltage on JEOL JEM 1400 TEM of the AlO coating layer on CNTs deposited using 100 ALD cycles
of TMA/H2O at (a) at 200, (b) 267, (c) 332, and (d) 400
°C, along with (e) plot of AlO thickness
measured by TEM (red circles) and SE (black squares) versus deposition
temperature. The error bars in the SE data represent standard deviation
in measured thickness for two Si samples included in the ALD reactor
during deposition, and error bars in TEM data represent standard deviation
in measured thickness from measurements in three different regions
of TEM images.
Brightfield TEM images acquired at ambient
temperature with 80
kV accelerating voltage on JEOL JEM 1400 TEM of the AlO coating layer on CNTs deposited using 100 ALD cycles
of TMA/H2O at (a) at 200, (b) 267, (c) 332, and (d) 400
°C, along with (e) plot of AlO thickness
measured by TEM (red circles) and SE (black squares) versus deposition
temperature. The error bars in the SE data represent standard deviation
in measured thickness for two Si samples included in the ALD reactor
during deposition, and error bars in TEM data represent standard deviation
in measured thickness from measurements in three different regions
of TEM images.As described in the Introduction section,
a key barrier to ePDF analysis of ALD materials is the potential for
electron beam damage. In Figure , we present TEM micrographs that highlight some examples
of beam damage effects on ALD AlO. The
sample in Figure a
is the same sample depicted in Figure d after extended (∼45 s) electron beam exposure
at an accelerating voltage of 80 kV. We note that an 80 kV accelerating
voltage is not ideal for ePDF measurement, but we report the beam
damage effect we observed at this accelerating voltage to highlight
the range of beam damage effects that may be observed during ePDF
measurements. During extended exposure at 80 kV, we observed the formation
of spherical beads on the surface of the AlO-coated CNTs. At this 80 kV accelerating voltage, the beam damage
is expected to arise mostly from radiolytic decomposition,[88,89] analogous to radiolysis effects observed in silicates.[45−48] In such a process, the incident electron beam causes electronic
excitation and cleaves Al–O bonds, forming O–O defects[46,89] and surface radicals.[90] This leads to
oxygen migration to the surface to form O–O clusters and O2 gas bubbles[47,48,89] and results in metal ion reduction and structure deformation.[91] (We note that the beads observed in Figure a may also arise
from the degradation of the underlying CNT substrate to generate hydrogen
gas bubbles, which has been reported in previous work on viruses.[92,93]) We expect that the spheres on the surface of AlO in Figure a are formed by one or more radiolytic processes and are either AlO shells with voids formed by the release of
O2 gas bubbles[48,89] or hydrogen gas bubbles[94,95] or are beads of reduced AlO/metallic
Al. Although it may be possible to overcome the radiolysis effects
observed in Figure a using cryogenic temperatures, the low (80 kV) accelerating voltage
employed here limits the Q-range for ePDF measurements;
thus, we focus on beam damage effects at higher accelerating voltage
in the following.
Figure 4
Brightfield TEM micrographs from two different TEMs highlighting
beam damage effects observed at ambient temperature on ALD-grown AlO including (a) radiolysis at a low accelerating
voltage (80 kV) in the JEOL JEM 1400 TEM (b) local crystallization
observed at high accelerating voltage (200 kV) in the FEI Tecnai F30
Twin TEM; the AlO deposition temperature
is indicated in the lower right corner of each panel.
Brightfield TEM micrographs from two different TEMs highlighting
beam damage effects observed at ambient temperature on ALD-grown AlO including (a) radiolysis at a low accelerating
voltage (80 kV) in the JEOL JEM 1400 TEM (b) local crystallization
observed at high accelerating voltage (200 kV) in the FEI Tecnai F30
Twin TEM; the AlO deposition temperature
is indicated in the lower right corner of each panel.At higher accelerating voltage (200 kV) in Figure b, we observe a beam damage
effect which
is distinct from the radiolysis effect observed at the 80 kV accelerating
voltage in Figure a. We note that the beam was localized in a smaller ∼200 nm
diameter area for ePDF measurement prior to taking the image in Figure b, and the area where
the beam was focused is the same area where the damage is observed
in Figure b. At this
higher accelerating voltage, we observe the formation of nanoscale
crystallite clusters. However, we do not observe an expansion of the
material or the emergence of spherical formations as we did at an
80 kV accelerating voltage in Figure a. Prior work has reported local crystallization of
amorphous materials with a focused high-energy electron beam in line
with our observations.[96] While some researchers
have attributed the crystallization to a thermal effect,[97] most concluded that the temperature increase
from a localized electron beam is minimal,[96,98] and attribute the crystallization to electronic excitations from
the incident beam.[49,99] Electronic excitations are thought
to cause defects within the amorphous phase to cluster, leading to
the formation of crystalline domains.[49] Because there is a kinetic barrier associated with these structural
reorganizations, crystallization is expected to slow at cryogenic
temperatures, where the crystallization rate depends on the ratio
of the defect decay rate to the rate of bombardment.[49] Assuming a kinetic barrier of ∼0.5 eV, a reduction
in temperature from 298 to 77 K is predicted to produce a decrease
in the damage rate by more than 20 orders of magnitude based on this
prior work.[49]Based on the predicted
decrease in the rate of crystallization
under cryogenic conditions at high accelerating voltages (as well
as the success of cryogenic temperatures in mitigating beam damage
in other fields), we employed a cryogenic TEM holder cooled using
liquid nitrogen (∼100 K) during ED. However, before measuring
ALD-coated CNTs, we first evaluated the effect of cryogenic temperatures
on beam damage effects in CNTs without an ALD coating. These experiments
served to help us interpret the diffraction data obtained from ALD-coated
CNTs below. Two-dimensional diffraction patterns are shown in Figure a,b, each for a single
bare CNT at a 200 kV accelerating voltage, measured in ambient and
cryogenic temperature conditions, respectively. These measurements
were each performed on individual CNTs with a ∼200 nm beam
diameter and 10 s electron beam exposure. We note that different colors
in Figure a versus Figure b arise because of
differences in diffraction intensity leading to differences in the
heat map depictions. The dominant features in each diffraction pattern
are equivalent (as evident in Figure c, described below).
Figure 5
Two-dimensional diffraction patterns for
ED of bare, uncoated CNTs
under (a) ambient and (b) cryogenic temperature measurement conditions
from a 10 s electron diffraction exposure at an accelerating voltage
of 200 kV. The patterns have been colored using a heat map representing
CCD electron counts with inset scale bars depicting relative diffraction
intensity and reciprocal distance. (c) Total scattering intensity
in a LOG-scale versus momentum transfer (Q), for
both ambient (black) and cryogenic (red) temperature conditions obtained
from ED patterns in (a) and (b), respectively.
Two-dimensional diffraction patterns for
ED of bare, uncoated CNTs
under (a) ambient and (b) cryogenic temperature measurement conditions
from a 10 s electron diffraction exposure at an accelerating voltage
of 200 kV. The patterns have been colored using a heat map representing
CCD electron counts with inset scale bars depicting relative diffraction
intensity and reciprocal distance. (c) Total scattering intensity
in a LOG-scale versus momentum transfer (Q), for
both ambient (black) and cryogenic (red) temperature conditions obtained
from ED patterns in (a) and (b), respectively.Interestingly, we observe smooth diffraction rings for diffraction
on a single CNT under cryogenic temperatures, as shown in Figure b. This is surprising
because crystalline CNTs would be expected to generate a textured
diffraction pattern. The uniform-intensity diffraction rings (lacking
texturing) suggest that the multiwalled, hydroxyl-terminated CNTs
we employ as our substrates lack structural ordering. We observe a
similar lack of texturing for ALD-coated CNTs (vide infra). The chemically
functionalized −OH-terminated CNTs were used as received from
the supplier and are not graphitized. We expect that the chemical
functionalization process performed by the manufacturer leads to the
formation of CNTs with poor structural order in line with previous
observations.[100] The disordered character
of this CNT substrate is helpful to us here because the uniform diffraction
intensity and lack of texturing allows for subtraction of the ED signal
from the CNT substrate from a sample comprised of CNTs with an ALD
coating (as demonstrated above in Figure ). This enables us to study the atomic structure
of the AlO coating without contribution
from the substrate. We note that the background subtraction procedure
we report in Figure is expected to only be successful if the diffraction signal from
the substrate is not textured.We observe some texturing in
the ED performed on CNTs under ambient
temperatures in Figure a, suggesting that beam damage at ambient temperatures leads to crystallization
of the CNT in line with previous observations.[101] Indeed, in Figure c, we plot the integrated diffraction intensity versus Q, and we observe that the sample measured under ambient
temperature has more pronounced diffraction peaks compared to the
sample measured under cryogenic temperature (note the upward shift
in the ambient trace on a LOG-scale, indicating an increase in peak
intensity). In Figure c, we also include vertical dashed lines at dominant peak locations
expected for CNTs (∼1.8 Å–1)[68] and aluminum oxide (∼4.2 Å–1).[102] Importantly, no diffraction peaks
are observed around 4.2 Å–1 in the bare CNT
sample, allowing for interpretation of the beam damage in AlO and CNTs separately in ALD-coated CNT samples
(vide infra). Overall, these data suggest that the use of cryogenic
temperature may slow damage in CNTs sufficiently to allow for analysis
of the AlO coating on top of CNTs.Following these measurements on uncoated CNTs, we then examined
the effect of cryogenic temperatures on beam damage effects in AlO ALD-coated CNTs. We compare the results for
ED patterns obtained for ALD-coated CNTs at cryogenic temperatures
against ED performed at ambient temperature in Figure . We note a qualitative difference between
the two different acquisition temperatures. Ambient temperature ED
resulted in pronounced diffraction rings and texturing in Figure a. Cryogenic conditions
resulted in diffuse smooth rings as depicted in Figure b, consistent with an amorphous material.
In Figure c, we plot
scattering intensity versus momentum transfer, Q,
derived from the 2D diffraction patterns in Figure a,b. We observe in Figure c that the ED pattern obtained under ambient
temperature conditions shows sharp peaks, whereas the ED pattern obtained
under cryogenic temperature conditions displays diffuse peaks, consistent
with the 2D ED patterns shown in Figure a,b, respectively.
Figure 6
ED of ALD AlO-coated CNTs deposited
using 100 ALD cycles at 150 °C under (a) ambient or (b) cryogenic
temperature measurement conditions from 10 s electron diffraction
exposure at a 200 kV accelerating voltage. The patterns have been
colored using a heat map representing CCD electron counts with inset
scale bars depicting relative diffraction intensity and reciprocal
distance. (c) Total scattering intensity in a LOG-scale, for both
ambient (black) and cryogenic (red) temperature conditions obtained
from ED patterns in (a) and (b), respectively.
ED of ALD AlO-coated CNTs deposited
using 100 ALD cycles at 150 °C under (a) ambient or (b) cryogenic
temperature measurement conditions from 10 s electron diffraction
exposure at a 200 kV accelerating voltage. The patterns have been
colored using a heat map representing CCD electron counts with inset
scale bars depicting relative diffraction intensity and reciprocal
distance. (c) Total scattering intensity in a LOG-scale, for both
ambient (black) and cryogenic (red) temperature conditions obtained
from ED patterns in (a) and (b), respectively.The diffuse smooth rings in the diffraction pattern observed under
cryogenic temperature conditions in Figure b are in line with an amorphous material,
as expected for ALD AlO.[16,23,64,103,104] The sharp features under ambient
temperature diffraction arise from crystallization of the sample induced
by beam damage (vide infra), as depicted in Figure b. The qualitative difference between ambient
and cryogenic temperature diffraction data in Figure shows that the beam damage effect is kinetically
controlled at high beam energy (200 kV accelerating voltage) and can
be minimized using cryogenic temperatures, in agreement with previous
observations.[49] Under ambient temperature
conditions, we observe an increase in diffraction intensities at peak
locations (values of Q), consistent with both CNTs
(∼1.8 Å–1)[68] and aluminum oxide (∼4.2 Å–1)[102] compared to diffraction intensities obtained
when performed at cryogenic temperatures. This suggests that at ambient
temperatures, both the CNTs and the ALD AlO undergo substantial beam damage. After electron beam exposure under
ambient temperature conditions, the atomic structures of the CNTs
and AlO are therefore expected to have
changed and to no longer be representative of the materials present
in the as-formed samples. This underscores the importance of mitigating
beam damage effects in nonbiological samples and the need for cryogenic
temperatures to evaluate inorganic samples by TEM.[59] Interestingly, the diffraction intensity from the CNT is
substantially lower for the AlO-coated
CNT in Figure c than
for the bare CNT in Figure c. This is surprising and suggests that the ALD coating protects
the underlying CNT substrate from electron beam damage. This protection
effect is only observed at cryogenic temperature conditions, suggesting
that the protection effect is kinetically mediated. The present data
does not provide insight into the mechanism for protection, and so
we refrain from speculation, but look forward to investigating this
effect further. We emphasize that the samples measured in Figures and 6 were not irradiated at high magnifications prior to the measurement,
but experienced low magnification, low current beam for specimen localization,
similar to “low dose mode” used in life sciences cryo-electron
microscopy.[105,106]To further contrast the
beam damage behavior under electron beam
irradiation between cryogenic and ambient temperature conditions,
we monitored changes in the ED pattern under both ambient and cryogenic
conditions during 35 min of continuous electron beam irradiation,
as shown in Figures and 8. In Figure , we show the diffraction intensity versus Q under both ambient temperature and cryogenic temperature
conditions at 0 and 35 min of electron beam exposure. Under ambient
temperature conditions in Figure a, we observe a distinct increase in the overall diffraction
intensity (a vertical shift in the trace) after 35 min of electron
beam exposure, and we note that some of the diffraction peaks (e.g.,
at Q = 1.8, 3.0, 3.6, 5.1, and 7.7 Å–1) become more pronounced after continued electron exposure. We note
that these peak locations match the peak locations for the bare CNT
substrate, as shown in Figure c. We also note that, in general, an increase in background
intensity could arise from the formation of carbonaceous material
during imaging, but we did not observe the formation of any carbonaceous
deposits on the surface. In contrast to ambient temperature conditions,
under cryogenic temperature conditions in Figure b, we observe a minimal change in the diffraction
pattern after 35 min of continuous electron beam exposure. Based on
these data, we conclude that cryogenic temperatures reduce the rate
of beam damage in the AlO-coated CNTs
samples.
Figure 7
Total scattering intensity versus Q measured for
ALD-grown aluminum oxide deposited on a CNT substrate using 100 ALD
cycles at 150 °C under extended electron beam exposure at (a)
ambient temperature conditions and (b) cryogenic temperature conditions.
Figure 8
Plots of the peak area versus electron beam exposure time
for an
ALD AlO-coated CNT sample deposited using
100 ALD cycles at 150 °C as measured under both ambient (black
squares) and cryogenic (red circles) temperature conditions for peaks
corresponding to (a) the dominant CNT feature at Q = 1.8 Å–1 and (b) the dominant AlO feature Q = 4.2 Å–1. Peak areas were normalized to the peak area observed
under cryogenic conditions at a time of zero (or 10 s exposure). Error
bars in each panel are estimates of signal to noise obtained from
cryogenic measurements.
Total scattering intensity versus Q measured for
ALD-grown aluminum oxide deposited on a CNT substrate using 100 ALD
cycles at 150 °C under extended electron beam exposure at (a)
ambient temperature conditions and (b) cryogenic temperature conditions.Plots of the peak area versus electron beam exposure time
for an
ALD AlO-coated CNT sample deposited using
100 ALD cycles at 150 °C as measured under both ambient (black
squares) and cryogenic (red circles) temperature conditions for peaks
corresponding to (a) the dominant CNT feature at Q = 1.8 Å–1 and (b) the dominant AlO feature Q = 4.2 Å–1. Peak areas were normalized to the peak area observed
under cryogenic conditions at a time of zero (or 10 s exposure). Error
bars in each panel are estimates of signal to noise obtained from
cryogenic measurements.To more quantitatively
evaluate the impact of beam damage under
both ambient and cryogenic conditions, in Figure , we report changes in the peak area for
peaks centered at Q values of 1.8 Å–1 (integral over the range from 1.5 to 2.0 Å–1) and 4.2 Å–1 (integral over the range from
3.8 to 4.8 Å–1). These peaks at Q = 1.8 and 4.2 Å–1 are associated with the
CNTs and AlO, respectively, as described
above. Peak areas reported in Figure were normalized to the peak area observed under cryogenic
conditions at a time of zero (or 10 s exposure). For the peak at Q = 1.8 Å–1 (associated with the
CNT), we see an 18% increase in peak intensity after the initial 10
s of exposure (first diffraction measurement) at ambient temperature
relative to a 10 s measurement at cryogenic temperature (first diffraction
measurement). In addition to this rapid increase in diffraction intensity
occurring during the first 10 s, we observe a monotonic increase in
the diffraction intensity over the subsequent measurements up to 35
min. This proceeds at a steady-state increase of ∼1%/min from
14 to 35 min of electron beam exposure. These data indicate that under
ambient temperature conditions, beam-induced crystallization occurs
rapidly within the CNT during the first 10 s of electron beam exposure,
and then slow to a moderate rate thereafter. We note that after 10
s of electron beam exposure under the diffraction imaging conditions
used here (which are in line with typical diffraction imaging conditions
used in material science) the electron fluence is ∼70 e–/Å2, which is significantly larger
than the critical dose electron beam exposure of 10 e–/Å2 identified for organic materials in prior work.[107−109] Under cryogenic conditions, we see a negligible increase in the
CNT diffraction intensity even after 35 min of electron beam exposure.At a first glance, we observe qualitatively similar beam damage
behavior for AlO in Figure b as we observed for the CNT
in Figure a. We observe
that under ambient temperature conditions the peak area at Q = 4.2 Å–1 (corresponding to the
AlO structure) gradually increases at
a constant rate of increase of ∼1%/min of exposure. We also
observe that cryogenic conditions bring this beam damage effect to
a negligible rate. However, unlike the increase in peak area observed
during the initial 10 s of electron beam exposure for the CNT peak,
we observe a decrease in the peak area at ambient temperature (relative
to cryogenic temperature conditions) during the initial 10 s of electron
beam exposure for AlO, which persists
up to 14 min of electron beam exposure. This is surprising and seems
to disagree with the depiction that beam damage forms crystallites
in AlO as observed in Figure b. We note that the beam damage
in Figure b resulted
from a high-intensity electron beam flux unlike the nanobeam conditions
used to obtain the data in Figure . One possible explanation for the decrease peak area
under ambient temperature conditions in Figure b up to 14 min of electron beam exposure
is that structural variability is induced in the amorphous AlO by the electron beam, followed by subsequent
crystallization. This explanation is consistent with prior observations
showing that beam damage can degrade crystalline materials and disrupt
the crystalline order, leading to a decrease in Bragg intensities
and amorphization.[51] We expect that this
effect manifests here due to the formation of charged defects under
electron beam irradiation at ambient temperature conditions, which
initially introduces more structural variability and reduces order
in the material, then leading to crystallization at longer exposure
times. We note that this effect is distinct from the crystallization
effect described surrounding Figure b and underscores the complexity of beam damage effects
that can take place in a given material.We find that cryogenic
temperature conditions dramatically slow
beam damage in both the CNTs and AlO in Figure a,b, respectively.
Under cryogenic temperature conditions, the normalized peak area for
the CNT at Q = 1.8 Å–1 had
an average value of 1.02 ± 0.02 over the six measurements from
0 to 35 min, as reported in Figure a. Likewise, the normalized peak area for AlO at Q = 4.2 Å–1 had an average value of 1.002 ± 0.005 over the six measurements
from 0 to 35 min reported in Figure b under cryogenic temperature conditions. This is an
interesting result because it suggests that the use of cryogenic temperatures
prevents beam damage in both the carbonaceous CNT and the inorganic
AlO layers within the ALD-coated CNT
sample. The local order of both materials is preserved for electron
beam exposure durations up to 35 min under cryogenic temperatures.
For the ∼7 e–/(Å2 s) electron
flux calculated under these beam conditions, 35 min of exposure corresponds
to 14 700 e–/Å2. This suggests
that beam damage alters the structure of inorganic and carbonaceous
materials under ambient temperature, but cryogenic temperatures dramatically
limit the rate of beam damage and enable the prolonged study of inorganic
and carbonaceous materials under electron beam exposures up to 35
min.After establishing that cryogenic temperatures minimize
beam damage
during ED measurements, we then proceeded to probe the local structure
of the amorphous AlO grown by ALD using
ED and PDF analysis using the processing steps as outlined in Figure . Figure a shows the ED pattern obtained
under cryogenic conditions at a 200 kV acceleration voltage for the
sample shown in Figure a, which was deposited at 200 °C. The ED diffraction pattern
in Figure a shows
no evidence of crystallization from beam damage. The PDF, or G(r), generated from the ED pattern in Figure a is plotted in Figure b along with a PDF
generated from HE-XRD measurements on ALD AlO from previous work.[23] HE-XRD data was
collected on ALD AlO films grown on the
same CNT-OH substrate and using the same ALD precursors employed here.
The final ALD AlO film thickness was
also approximately the same between the samples (11 nm for the ED
sample and 14 nm for the HE-XRD sample). As such, the ED-PDF data
and HE-XRD PDF in Figure b are expected to be similar. Indeed, both have dominant peaks
centered at ∼1.8 Å, which correspond to the first coordination
shell (Al–O bonds). The peak center for this feature (representing
the Al–O bond length) is located at 1.829 Å from the X-ray
characterization versus 1.823 Å for the ED-PDF measurement. Both
samples also exhibit broad peaks centered at ∼3 and ∼4.5
Å, which are assigned to overlapping features from the second
and third coordination shells, respectively, of multiple Al···Al,
Al···O, and O···O atomic pairs in the
amorphous structure, and both PDF patterns exhibit minimal structural
coherence at pair distances >5 Å, consistent with the amorphous
character of ALD-grown AlO.[16,23,64,103,104] We note that the Qmax used for PDF calculation from ED measurements was
22 Å–1, whereas Qmax from HE-XRD measurements was 30 Å–1. The
higher maximum Qmax used for HE-XRD allows
for resolving finer structural details.
Figure 9
(a) ED of AlO on the CNT substrate
under cryogenic conditions with inset scale bars depicting relative
diffraction intensity and reciprocal distance. (b) PDF analyses for
both TEM-based cryo-ePDF (black) and HE-XRD PDF (red). (c) Cryo-ePDF
curves generated for four samples with ALD AlO deposited at different deposition temperatures (150 °C
is black, 200 °C is red, 266 °C is blue, and 332 °C
is green), each prepared using 100 ALD cycles.
(a) ED of AlO on the CNT substrate
under cryogenic conditions with inset scale bars depicting relative
diffraction intensity and reciprocal distance. (b) PDF analyses for
both TEM-based cryo-ePDF (black) and HE-XRD PDF (red). (c) Cryo-ePDF
curves generated for four samples with ALD AlO deposited at different deposition temperatures (150 °C
is black, 200 °C is red, 266 °C is blue, and 332 °C
is green), each prepared using 100 ALD cycles.After benchmarking the ED-PDF data against HE-XRD data, we then
expanded on this previous HE-XRD work by studying the atomic structure
of ALD AlO deposited at varying temperatures
using the cryo-ePDF conditions reported here. In Figure c, we report cryo-ePDF traces
for ALD AlO deposition temperatures from
150 to 332 °C. The cryo-ePDF data are similar for the varying
deposition temperatures, but we do observe variations in the cryo-ePDF
data. These variations indicate that the AlO structure changes with deposition temperature. For example, as the
deposition temperature increases from 150 to 200 °C, the peak
centered at a pair distance of ∼1.8 Å (corresponding to
Al–O bonds) increases in intensity and shifts to a lower pair
distance. The increase in area under the curve at this pair distance
indicates that the Al–O coordination number (CN) is increasing,
whereas the peak shift to lower pair distance indicates that the average
Al–O bond length is decreasing. As the temperature increases
from 200 to 332 °C, there is a slight decrease in area under
the curve for the peak centered at a pair distance of ∼1.8
Å, indicating a decrease in Al–O coordination number,
and no obvious shift in the peak center, indicating no change in the
Al–O bond length.We also note variations in the PDF
at larger pair distances (e.g.,
at ∼3 Å) as the deposition temperature changes. However,
as discussed in our previous work,[23] it
is challenging to qualitatively interpret these variations in PDF
data at higher pair distances by visual inspection because the changes
may arise from varying sources. By employing stochastic structural
modeling (i.e., RMC modeling), we are able to establish atomic structures
that are consistent with experimental observations over the full range
of PDF data. These models were then statistically analyzed to understand
how growth temperature influences a range of atomic structure parameters. Figure a shows PDF analysis
measured from ED compared with a computed PDF from an RMC simulation.
The measured data are in a good agreement with the RMC model data. Figure b shows a stochastic
structural model derived from the RMC fitting. Similar structural
models were established for each of the growth temperatures and were
analyzed to yield the structural metrics reported in Figure c–f.
Figure 10
Results of RMC modeling
including (a) experimental PDF at 200 °C
deposition temperature versus the PDF generated from RMC fitting and
(b) a resulting atomic structural model from the RMC fit at 200 °C,
and the structural metrics derived from RMC structural fitting versus
temperature including (c) stoichiometric ratio of O/Al, (d) Al–O
bond lengths, (e) Al–O CN, and (f) O–Al CN. The values
reported in (c)–(f) are average values from at least three
RMC modeling runs performed for each sample, where the error bars
represent the standard deviation in modeling results.
Results of RMC modeling
including (a) experimental PDF at 200 °C
deposition temperature versus the PDF generated from RMC fitting and
(b) a resulting atomic structural model from the RMC fit at 200 °C,
and the structural metrics derived from RMC structural fitting versus
temperature including (c) stoichiometric ratio of O/Al, (d) Al–O
bond lengths, (e) Al–O CN, and (f) O–Al CN. The values
reported in (c)–(f) are average values from at least three
RMC modeling runs performed for each sample, where the error bars
represent the standard deviation in modeling results.We observe the highest values of Al–O bond length,
Al–O
CN and O–Al CN, and the lowest value of O/Al ratio at a deposition
temperature of 150 °C relative to 200–332 °C. These
outlying values at 150 °C can largely be explained by differences
in hydrogen content at this lower deposition temperature. We note
that prior work found that the hydrogen content in ALD AlO increases with decreasing growth temperature
from <2% at 300 °C to ∼5% at 150 °C.[14] The higher hydrogen content at lower growth
temperatures can be attributed to the presence of hydroxyls within
the AlO structure. This is in line with
the data in Figure c–f, where the reported metrics are consistent with the presence
of some aluminum hydroxide at a 150 °C deposition temperature.
We note that the α-Al(OH)3 structure contains exclusively
octahedral AlO6 groups (Al–O CN = 6) with Al–O
bonds ranging from 1.84 to 1.95 Å.[110] For comparison, Al–O bond lengths within θ-Al2O3 (with no hydroxyls present) are in the range of 1.7–1.79
Å for AlO4 tetrahedra and 1.99–2.10 Å
for AlO6 octahedra.[111] Considering
these reference points, the higher values of Al–O bond length
and Al–O CN at 150 °C are consistent with α-Al(OH)3 and suggest the presence of excess hydroxyls at this growth
temperature. However, the values of O–Al CN and O/Al we observe
at 150 °C relative to the other growth temperatures seem to be
inconsistent with this picture. The O/Al ratio is expected to be 1.5
for θ-Al2O3 and 3 for α-Al(OH)3, but we observe a smaller value of O/Al at a growth temperature
of 150 °C relative to higher growth temperatures. Likewise, the
O–Al CN is expected to be 3.5 for θ-Al2O3 and 2 for α-Al(OH)3, but we observe an increased
value at lower growth temperatures.To reconcile these seemingly
contradictory trends in the O–Al
CN and the O/Al ratio against the picture of changing H content in
the as-grown films described above, we consider how the growth temperature
may influence the growth mode of TMA/H2OALD. The TMAALD
half reaction requires surface hydroxyls, and the equilibrium surface
hydroxyl density is expected to decrease at the elevated growth temperature.[12,15,64,80−84] This decrease in hydroxyl density with increasing temperature arises
from recombinative desorption of *OH groups (* indicates a surface-bound
species) to release H2O via the reaction 2*AlOH →
*Al–O–Al* + H2O.[64] The decrease in surface hydroxyl coverage at elevated temperature
is significant, with an expected ∼40% reduction in surface
*OH density on the growth surface upon increasing the growth temperature
from 150 to 300 °C.[80,81] The decrease in the
number of *OH growth sites at elevated growth temperatures is expected
to (a) introduce a preference for TMA to react via single-reaction
sites (Al(CH3)3 + *OH → *OAl(CH3)2) over dual reaction sites (Al(CH3)3 + 2*OH → *O2AlCH3) during the TMAALD
half reaction and (b) lead to the incorporation of unreacted Al–O–Al
groups within the bulk AlO structure.
We expect that the combination of these effects would lead to a higher
O-content and lower O–Al CN values at elevated growth temperatures,
consistent with the observations in Figure c,f, respectively.In Figure , we
present a schematic depiction of our interpretation of the influence
of growth temperature on the growth surface based on known changes
in surface hydroxyl coverage in connection with the experimental local
structure data reported in Figure . We note that these 1D surface representations convey
a qualitative picture to interpret Figure c–f and do not capture the complete
growth picture during deposition on a 2D area. Our interpretation
of the data in Figure is that as the growth temperature increases, the available functional
groups for the TMA surface reaction change, ultimately leading to
differences in the final molecular structure. Specifically, we envision
the end-formation of a blend of AlO(OH)y octahedra, AlO4 tetrahedra, and AlO6 octahedra at each growth temperature, where the surface hydroxyl
density shifts with growth temperature and alters the relative concentrations
of each of these constituent structural components.
Figure 11
Qualitative depiction
of the influence of growth temperature on
the growth surface during TMA/H2O ALD and the resulting
impact on structural features present in the ALD films, where the
gray, red, and white spheres represent Al, O, and H, respectively.
As growth temperature increases from 150 to 332 °C, the surface
hydroxyl density decreases and changes in local structure are consistent
with a transition from (a) AlO(OH)y octahedra (150 °C) to (b) AlO4 tetrahedra
(200 °C), to (c) AlO6 octahedra (>200 °C).
Qualitative depiction
of the influence of growth temperature on
the growth surface during TMA/H2OALD and the resulting
impact on structural features present in the ALD films, where the
gray, red, and white spheres represent Al, O, and H, respectively.
As growth temperature increases from 150 to 332 °C, the surface
hydroxyl density decreases and changes in local structure are consistent
with a transition from (a) AlO(OH)y octahedra (150 °C) to (b) AlO4 tetrahedra
(200 °C), to (c) AlO6 octahedra (>200 °C).At a growth temperature of 150 °C, we expect
a larger amount
of surface hydroxyl groups during ALD growth will lead to the formation
of more AlO(OH)y octahedra
within the final structure as depicted in Figure a, in line with the longer Al–O bond
length and higher Al–O CN at this growth temperature in Figure c,e, respectively.
At a growth temperature of 200 °C, the surface hydroxyl density
during growth is lower than for a growth temperature of 150 °C,
and the structure composition shifts to less AlO(OH) octahedra and more AlO4 tetrahedra as depicted in Figure b, in line with the shorter Al–O
bond length and lower Al–O CN in Figure c,e, respectively. As the growth temperature
increases above 200 °C and the number of surface hydroxyls available
during growth continues to decrease, we expect that Al metal centers
will be more sparsely dispersed on the growth surface after TMA reaction,
allowing the Al metal centers to coordinate with surrounding surface
oxygen atoms, increasing the final Al–O CN as observed in Figure e and leading to
more AlO6 octahedra as depicted in Figure c. This overall trend in transitioning from
AlO(OH) →
AlO4 → AlO6 with increasing growth temperature
is consistent with observations that the AlO structure densifies at the increasing growth temperature.[15] At a growth temperature of 150 °C, OH groups
trapped within the AlO structure limit
the densification of the atomic structure. We note that while the
densification of the AlO layer at elevated
temperatures might be expected to yield continually shorter average
Al–O bond length in Figure d with increasing temperature, we suggest that more
AlO6 units form (as indicated by the Al–O CN) as
the growth temperature increases above 200 °C, which is consistent
with an increased bond length (Al–O bond lengths are 1.7–1.79
Å for AlO4 tetrahedra and 1.99–2.10 Å
for AlO6 octahedra[111]). We acknowledge
that the proposed picture we describe will require additional data
and follow-on studies to examine further and that other variables
such as purge time and precursor exposure are also expected to influence
the structural metrics discussed here.Finally, we note that
although most of the metrics reported in Figure c–f are
in reasonable agreement with our previous report examining the structure
of ALD AlO in operando using HE-XRD,
the Al–O CN values measured in our previous work were consistently
<5,[23] but we observe Al–O CN
values as high as ∼5.2 here. We suspect that a chemical vapor
deposition (CVD) component may have contributed to growth under the
growth conditions used in our prior work, where the reactor geometry
required for in operando HE-XRD limited the efficiency of the purge.[23] This is consistent with the higher thickness
observed on CNTs in the in operando experiments (14 nm over 50 ALD
cycles versus 10 nm over 100 ALD cycles here). We propose that this
CVD component to growth may have contributed to the difference in
Al–O CN values between the two studies. Specifically, the tetrahedral
structure of TMA dimers[112] may act to template
tetrahedral AlO4 sites within AlO, giving rise to lower average coordination numbers in the ALD AlO during TMA/H2O growth with a CVD
component.
Conclusions
Broadly, this work addresses a key hurdle
to employing ePDF analysis
for atomic structure measurements of amorphous inorganic phases within
a TEM by demonstrating that cryogenic temperatures, or cryo-ePDF,
can dramatically slow the rate of beam damage during electron diffraction.
Although cryogenic temperatures have been broadly applied to enable
TEM characterization of small molecules and biomolecules[56−58] and are increasingly recognized for their benefits in material science
TEM studies,[59] to the authors’ knowledge,
this work represents the first study of cryogenic temperatures during
ePDF characterization. This work suggests that cryo-ePDF within a
TEM may be viable for routine atomic structure characterization of
amorphous inorganic phases. Thesecryo-ePDF measurements could act
to complement synchrotron HE-XRD/PDF measurements and can be performed
on a more rapid timescale using TEM instrumentation available on many
university campuses. The use of cryo-ePDF characterization also promises
to enable the elucidation of more localized structural information
versus X-ray PDF characterization, where the electron beam within
a TEM can be focused to sub-micron, even nanometer-scale areas[29−31] to characterize atomic structure with unprecedented spatial resolution.
Localizing the electron beam in this way also promises to enable the
study of amorphous coatings on crystalline substrates by cryo-ePDF,
where the electron beam can be focused to avoid the crystalline substrate.
Future work is needed to pursue these exiting paths and examine whether
cryogenic temperatures sufficiently mitigate beam damage effects in
other amorphous and nanoscale materials (e.g., other inorganic materials,
polymers, metal nanoparticles) to enable ePDF characterization for
a broader range of materials.Within the field of ALD, where
amorphous inorganic materials are
ubiquitous, the ability to overcome beam damage using cryo-ePDF for
structural characterization demonstrated in this work promises to
help to close the loop on process–structure–property
understanding and enable researchers to innovate ALD coatings to address
technological needs more rapidly, and with a higher success rate.
Especially, the promise of focusing the electron beam to a small area
using ED within a TEM[29−31] to characterize the structure of ALD coating will
help tremendously in understanding the atomic structure of ultrathin
ALD coatings, and, for example, help to reveal how the substrate impacts
the atomic structure of the ALD films. The connection between growth
temperature, surface hydroxyl density, and resulting structural composition
established in this work for ALD-grown aluminum oxide is expected
to influence the experimental design of ALD-grown coatings and is
a testament to the promise the cryo-ePDF technique holds for improving
understanding of amorphous ALD-grown materials in particular.
Authors: Xiang He; Ruben Z Waldman; David J Mandia; Nari Jeon; Nestor J Zaluzec; Olaf J Borkiewicz; Uta Ruett; Seth B Darling; Alex B F Martinson; David M Tiede Journal: ACS Nano Date: 2020-11-10 Impact factor: 15.881
Authors: Tim Gruene; Julian T C Wennmacher; Christan Zaubitzer; Julian J Holstein; Jonas Heidler; Ariane Fecteau-Lefebvre; Sacha De Carlo; Elisabeth Müller; Kenneth N Goldie; Irene Regeni; Teng Li; Gustavo Santiso-Quinones; Gunther Steinfeld; Stephan Handschin; Eric van Genderen; Jeroen A van Bokhoven; Guido H Clever; Radosav Pantelic Journal: Angew Chem Int Ed Engl Date: 2018-11-15 Impact factor: 15.336