| Literature DB >> 32517315 |
Alessandro Zampogna1, Ilaria Mileti2, Eduardo Palermo2, Claudia Celletti3, Marco Paoloni3, Alessandro Manoni4, Ivan Mazzetta4, Gloria Dalla Costa5, Carlos Pérez-López6,7, Filippo Camerota3, Letizia Leocani5, Joan Cabestany6,7, Fernanda Irrera4, Antonio Suppa1,8.
Abstract
Balance impairment is a major mechanism behind falling along with environmental hazards. Under physiological conditions, ageing leads to a progressive decline in balance control per se. Moreover, various neurological disorders further increase the risk of falls by deteriorating specific nervous system functions contributing to balance. Over the last 15 years, significant advancements in technology have provided wearable solutions for balance evaluation and the management of postural instability in patients with neurological disorders. This narrative review aims to address the topic of balance and wireless sensors in several neurological disorders, including Alzheimer's disease, Parkinson's disease, multiple sclerosis, stroke, and other neurodegenerative and acute clinical syndromes. The review discusses the physiological and pathophysiological bases of balance in neurological disorders as well as the traditional and innovative instruments currently available for balance assessment. The technical and clinical perspectives of wearable technologies, as well as current challenges in the field of teleneurology, are also examined.Entities:
Keywords: Alzheimer’s disease; Parkinson’s disease; balance; cerebellar ataxia; multiple sclerosis; posturography; stroke; vestibular syndrome; wearables; wireless sensors
Mesh:
Year: 2020 PMID: 32517315 PMCID: PMC7308812 DOI: 10.3390/s20113247
Source DB: PubMed Journal: Sensors (Basel) ISSN: 1424-8220 Impact factor: 3.576
Figure 1Physiology of balance. (A) The visual system provides information on the surrounding environment; the vestibular system, consisting of the two inner-ear balance organs and several nervous structures (nerves and central nuclei), encodes angular and linear accelerations of the head to support the clear vision and balance control via rapid eye movements (vestibulo-ocular reflexes) and postural reflexes (vestibulo-spinal reflexes); the somatosensory system senses self-movement and body position through specialised sensory receptors located in the muscles (muscle spindles), joints (Ruffini endings, Pacinian corpuscles, and Golgi-like receptors), tendons (Golgi tendon organs), and skin (Merkel cells, Ruffini endings, Meissner corpuscles, and Pacinian corpuscles) [20,21]. (B) Multisensory signals from visual, vestibular and somatosensory receptors are integrated in the central nervous system to provide an internal postural model and in turn, descending motor commands to muscles. (C) Reactive postural strategies and anticipatory postural adjustments allow balance control under environmental circumstances (e.g., external postural perturbations) and motor initiative (e.g., voluntary movement), respectively.
Balance impairment in neurological disorders.
| Disease Definition | Nervous Structures Involved | Pathophysiological Mechanisms | Main Clinical Consequence | |
|---|---|---|---|---|
| Alzheimer’s disease | Neurodegenerative dementia associated with progressive cognitive and functional dysfunction [ | Cerebral cortex and subcortical structures, prominently involving nucleus accumbens and putamen [ | Cognitive impairment, abnormal sensorimotor function and vision, peripheral sensory loss, muscle weakness [ | Hallucinations, inattention, abnormal sensory reweighting |
| Parkinson’s disease | Neurodegenerative movement disorder associated with progressive motor and cognitive dysfunction [ | Basal ganglia, locus coeruleus and pedunculopontine nucleus [ | Impaired scaling of postural responses [ | Postural instability, disrupted trunk-legs coordination, freezing of gait |
| Multiple sclerosis | Acquired demyelinating disease of the central nervous system [ | Cortico-spinal tract, cerebellum, proprioceptive pathways, vestibular system, brainstem structures for eye movement control [ | Abnormal sensorimotor, visual, cerebellar, vestibular and cognitive functions [ | Abnormal coordination and sensory reweighting, reduced attentional resources, strength impairment |
| Huntington’s disease | Neurodegenerative disease with autosomal dominant pattern of inheritance [ | Basal ganglia, prominently interesting caudate and putamen [ | Involuntary movements, trunk muscles weakness, hip flexor tightness, impairment in visual and vestibular integration, ocular pursuit movements and proprioception [ | Chorea, abnormal sensory reweighting, increased stride variability |
| Cerebellar ataxia | Acquired or hereditary, as well as acute or progressive, disorder associated with dysfunction of cerebellum and/or its connections [ | Cerebellum (primarily vermis and anterior lobe) and/or its connections, including spinocerebellar tracts [ | Impaired coordination of movements | Axial motor impairment and asynergic movement |
| Stroke | Acute neurologic syndrome due to the interruption of blood supply to a part of the central nervous system by an ischemic or haemorrhagic vascular injury [ | Cortico-spinal tract, cerebellum, proprioceptive pathways, vestibular system and brainstem structures [ | Somatosensory and motor dysfunction [ | Hemispatial neglect, strength impairment, abnormal coordination, sensory reweighting |
| Traumatic brain injury | Acute blunt head traumas or acceleration forces to the head [ | Vestibular nuclei, cerebellar peduncles, medial lemniscus, dentato-rubro-thalamic and cortico-reticular pathways [ | Impairment in cognitive and motor functionality [ | Dizziness, visual-spatial deficits and inattention |
| Neuropathies | Acute or progressive disorders of the peripheral nervous system, associate with the disruption of nerve action potentials transmission [ | Peripheral nervous system (nerves) | Sensory and/or motor impairment [ | Proprioception and strength impairment |
| Vestibular syndromes | Acute or chronic disorders of the inner-ear balance organs and/or their nervous structures [ | Vestibular system (i.e., inner-ear balance organs, vestibular nerve and central nuclei) | Abnormal spatial orientation and motion perception [ | Dizziness and vertigo |
Standardised clinical tests and scales for balance assessment.
| Clinical Test or Scale | Aim of the Test/Scale | Procedures | Outcome Measures |
|---|---|---|---|
| Romberg test [ | Postural ability and pathophysiological mechanisms | The subject stands with feet close together, arms by the side, and with eyes open, and then closes eyes while maintaining the same position (removal of vision possibly compensatory proprioceptive deficits) | Unbalance and fall |
| Pull test [ | Postural ability | The subject undergoes a sudden body displacement by a quick and forceful pull on the shoulders during upright stance | Number of backward steps or falling (qualitative) |
| Tandem gait test [ | Postural ability | The subject walks a straight line while touching the heel of one foot to the toe of the other (narrowed base of support) | Unbalance, falls or need to enlarge the base of support |
| One-leg stance test [ | Postural ability | The subject stands unassisted on one leg with opened eyes and arms on the hips as long as possible | Time of performance in seconds |
| Timed up and go test [ | Gait and postural ability | The subject sits on a chair, stands up, walks 3 m, turns around, walks back and sits down | Time of performance in seconds |
| Tinetti balance and mobility scale - Performance-oriented mobility assessment [ | Gait and postural ability | The subject performs postural and walking motor tasks reflecting common daily activities, such as rising from a chair, maintaining upright stance after a nudge, walking and turning (total 24 items consisting of 14 balance items and 10 gait items) | Total score (sum of gait and balance scores) by using a 2/3-point ordinal scale for each item |
| Functional reach test [ | Postural ability | The subject reaches as far forward as he can with arms at 90° flexion, keeping feet on the floor | Maximum distance (cm) that the subject can reach forward beyond arm’s length |
| Berg balance scale [ | Postural ability | The subject performs functional activities reflecting different components of postural control, such as reaching, bending, transferring and standing (total 14 items) | Total score by using a 5-point ordinal scale for each item |
| Activities of balance confidence scale [ | Postural ability | The subject performs a self-report questionnaire on subjective impact of balance dysfunction on 16 daily activities, such as walking in different environmental and postural conditions (total 16 items) | Average score in percentage (each item rated from 0% to 100% of balance confidence) |
| Physiological profile assessment [ | Pathophysiological mechanisms | The subject performs different sensorimotor tasks to assess vision (e.g., dual contrast visual acuity chart), lower limb sensation (e.g., tests of proprioception), legs strength, step reaction times, vestibular function (e.g., visual field dependence) and postural sway | Falls risk assessment based on the scores of sensorimotor tasks |
| Balance evaluation systems test [ | Pathophysiological mechanisms | The subject performs several motor tasks reflecting different systems underlying balance control (e.g., stance on a firm or foam surface, stepping over obstacles, alternate stair touching); (total 36 items categorised into 6 underlying systems: "Biomechanical Constraints," "Stability Limits/Verticality," "Anticipatory Postural Adjustments," “Postural Responses,” “Sensory Orientation” and “Stability in Gait”) | Total score in percentage referring to the partial score of systems that involve a 4-point ordinal scale for each item |
Main biomechanical parameters for balance assessment through traditional and wearable instrumentation.
| Name | Meaning | Static | Dynamic |
|---|---|---|---|
| RANGE | Range of acceleration/displacement in the AP, ML, and V direction. Impaired motor strategies report high values of Range Index | [ | [ |
| STD | Standard deviation of reference body landmarks. It is an index of average amplitude of body displacements. | [ | |
| DIST | Mean distance from the centre of acceleration/displacement trajectory. It is an index of desertion. In static evaluation, high values indicate poor motor control. | [ | |
| RMS | Root mean square of the acceleration/displacement in AP, ML, and V direction. High values represent larger dispersion and poor motor control. | [ | [ |
| MEAN | Average acceleration/velocity/displacement in the AP, ML, V direction. High values represent unstable postural adjustments and poor motor control. | [ | |
| PATH | Total length of the acceleration/displacement in static condition larger values represent poor motor control. | [ | [ |
| MV | Mean velocity. It is the first derivative of the acceleration signal in the AP, ML and V direction. Impaired motor strategies report High values of Mean Velocity Index. | [ | |
| AREA | Total area that encapsulates the total sway path in AP and ML directions. In a static condition, higher values represent poor motor control. | [ | |
| EA95 | 95% ellipse sway area. It is the ellipse area that encapsulates the 95% of the sway path in the AP and ML direction. High values represent poor motor control. | [ | |
| JERK | Time derivative of the acceleration signal. It represents the range of changes in the acceleration signal. High values represent accelerating and decelerating pattern attesting more unstable condition and poor motor control. | [ | |
| Cross-correlation | Cross-correlation between displacements of two body points. It is an index of coupling between the motion behaviour of two body segments or between the movable platform and the human body | [ | |
| PWR | Total power of the power spectrum of the acceleration signal. | [ | [ |
| F95 or F50 | Frequency below which is present the 95% or 50% of the total power. High values indicate a larger amount of postural adjustments and poor motor control. | [ | |
| CF | Centroidal frequency of the signal in the AP, ML and V direction. It is the frequency at which the power is balanced, i.e., the total power above this frequency is equal to the one below. Poor motor control is identified by low values of CF. | [ | |
| FD | Frequency dispersion. It is a measure of the variability of the frequencies of the power spectral density. Values close to zero indicate pure sinusoidal patterns of the signal and a more stable motor control. | [ | |
| Entropy | It is the power spectrum entropy of the signal. It is an index of movement smoothness and the inability to regulate postural fluctuations. | [ | |
| Magnitude | It the area below the EMG curve over a specific range of time, starting from the onset of the perturbation. Mostly this index of muscular intensity is computed during the early response (0–200 ms), the intermediate response (201–400 ms) and the late response (401–600 ms). Impaired postural strategies report lower values of muscle activation. | [ | |
| Onset latency | Time delay between onset of perturbation and muscle activation. It represents how fast a muscle reacts after a perturbation. Impaired balancing strategies report high values of onset latency. | [ | |
| Time to peak | Time between the onset of perturbation and the maximum activation of the muscle or the maximum peak of joint angle. It indicates how quickly a muscle/joint reaches its maximal value. In dynamic evaluation, lower values indicate high capability in counteracting perturbation. | [ | |
| Coactivation | It is the ratio between the magnitude of the agonist and antagonist muscles activity. Impaired postural strategies present an increased coactivation of agonist-antagonist muscles. | [ | |
| Peak angle | Peak of the angular displacement of two adjacent body segment. | [ | |
| APAs–CPAs | Anticipatory and compensatory postural adjustments. EMG activity and principal component analysis are estimated over four-time windows in relation to perturbation onset, i.e., APA1 (from −250 ms to −100 ms); APA2 (from −100 ms to +50 ms); CPA1 (from +50 ms to +200 ms); CPA2 (from 200 ms to +350 ms). Impaired motor control reports smaller and delayed APAs during unexpected perturbation. | [ |
AP: antero-posterior; APA: anticipatory postural adjustment; CPA: compensatory postural adjustment; EMG: electromyography; ML: medio-lateral; V: vertical.
Figure 2Wearable technologies. Three main types of wireless sensors are available for motion analysis and balance assessment, including mechanical (inertial and pressure sensors) (A,C) and physiological (surface electromyography sensors) (B) wearable devices. AP: antero-posterior; ML: medio-lateral.
Strengths, limitations and challenges of wireless sensors currently available for balance assessment.
| Wireless Sensor | Strengths | Limitations | Challenges |
|---|---|---|---|
| IMU | Low cost and high accuracy | Possible magnetic interferences, errors of misalignment, orthogonality and offset and energy consumption | New algorithms for position and orientation correction |
| sEMG | Noninvasive analysis and unobtrusiveness | Crosstalk due to adjacent muscles, skin-electrode interface noise and electrode positioning | New implantable EMG sensors and dry electrodes composed of conductive fabric |
| Pressure | Outdoor measurements and easy integrability | Low comfortability during gait, limited sensitive area and high cost | New capacitive sensors composed of fabric |
IMU: Inertial Measurement Unit; sEMG: surface electromyography
Sensor-based balance evaluation in neurological disorders.
| Disease and Number of Studies | Studies with a Control Group | Type and Main Locations of Sensors | Other Measurements | Main Experimental Setups | Main Postural Measures | Main Findings | Clinical-Behavioural Correlations |
|---|---|---|---|---|---|---|---|
| Alzheimer’s disease | N = 3 | 1 to 5 IMUs on trunk, waist, legs and thighs | Not performed | Upright stance with open or closed eyes, different BOS amplitudes and surfaces (e.g., firm and foam), as well as during virtual perturbations | Pitch and roll angles; COM displacement; sway velocity, area and path; RMS acceleration | Lower minimal roll angle, larger COM displacement, higher sway area and RMS acceleration in AD than HS | Not significant or not performed |
| Parkinson’s disease | N = 16 | 1 to 8 IMUs on trunk, waist, wrists, thighs, shanks and feet; 10 to 22 sEMG on lower limb muscles, lumbar erector spinae, thoracic erector spinae and rectus abdominis | Force plate (COP measures) and infrared optical system | Gait initiation; upright stance with open or closed eyes, different BOS amplitudes and surfaces (e.g., firm and foam), under and not under cognitive load; SOT; ISAW; self-triggered and external postural perturbations; OLS | IMUs: APAs; mean velocity; RMS acceleration; jerkiness; peak-to-peak sway; 95% ellipse area; strategy index. | Correlation between inertial, COP and optical measures; hypometric APAs, higher mean velocity, acceleration size and jerkiness, larger peak-to peak sway and 95% ellipse area, predominant ankle strategy; lower VAF and synergy index, reduced ASAs and muscle modulation in PD than HS | Acceleration changes correlated with PIGD and UPDRS-III scores, strategy index with ABC scores, muscle modulation with postural ability and disease severity in PD |
| Multiple sclerosis | N = 10 | 1 to 6 IMUs on trunk, waist, wrists, thighs, shanks and feet | Force plate (COP measures) and infrared optical system | Upright stance with open or closed eyes and different surfaces (e.g., firm and foam); walking tasks (e.g., TUG, timed 25-foot walk, 6-minute walk test); external perturbations (e.g., push and release test, backward perturbation) | RMS acceleration; mean velocity; sway jerk, path length, area; F95%; time to reach stability; coherence of acceleration between trunk and legs | Correlation between inertial and COP measures; larger sway acceleration amplitude, angular trunk range of motion in roll and yaw axes, sway path length and area, reduced ML sway jerk, higher F95%, longer time to reach stability and lower acceleration coherence between trunk and legs in MS than HS | Sway acceleration correlated with ABC and MSWS12 scores; RMS acceleration, displacement, mean frequency and time to reach stability correlated with EDSS scores |
| Huntington’s disease | N = 2 | 1 to 2 IMUs on trunk and waist | Not performed | Upright stance with open or closed eyes and different BOS amplitudes; sitting, standing and walking | RMS acceleration; total, peak and mean angular excursion | Higher RMS acceleration; larger peak and total excursions in HD than HS | Not significant or not performed |
| Cerebellar ataxia | N = 7 | 1 to 6 IMUs on trunk, waist, wrists, ankles and feet | Force plate (COP measures) | Upright stance with open or closed eyes and different surfaces (e.g., firm and foam); walking tasks and external perturbations (e.g., retropulsion test) | Trunk angular displacement and velocity, sway path length, area of the convex hull, convex polyhedron volume, entropy, 95% of the ellipse sway area | Correlation between inertial and COP measures; larger trunk angular displacement and velocity, sway path length, area of the convex hull, convex polyhedron volume, entropy and 95% of the ellipse sway area in CA than HS | Inertial measures (e.g., trunk angular displacement and velocity) correlated with ICARS scores, Tinetti’s Mobility Index and |
| Stroke | N = 5 | 1 to 5 IMUs on head, trunk, waist and shins | Force plate (COP measures) | Upright stance with open or closed eyes and different BOS amplitudes; walking tasks; functional reach test; Fukuda stepping test; OLS | Body displacement (time, velocity, acceleration); RMS acceleration | Higher maximum and minimum acceleration, LL trunk acceleration, angular velocity in ST than HS | Gyroscope data negatively correlated with Berg balance scale scores |
| Traumatic brain injury | N = 6 | 1 IMU on waist | Force plate (COP measures) | Upright stance with open or closed eyes, different BOS amplitudes and surfaces (e.g., firm and foam); standard and modified balance error scoring system | RMS acceleration; sway amplitude, velocity, variability and frequency; ellipse and total sway area; 95% ellipsoid sway volume | Higher RMS, total power, mean distance, acceleration range, path length, ellipse and total sway area, 95% ellipsoid sway volume and area in TBI than HS | Self-reported symptoms (e.g., dizziness, headache) correlated with sway path length and postural sway area |
| Neuropathies | N = 3 | 1 to 2 IMUs on waist and shin | Force plate (COP measures) | Upright stance with open or closed eyes, different BOS amplitudes and surfaces (e.g., firm and foam) | RMS acceleration; range of acceleration; peak velocity; body sway area | Correlation between inertial and COP measures; higher RMS acceleration, acceleration range, and peak velocity; larger body sway area in NP than HS | Vibration perception threshold negatively correlated with postural control |
| Vestibular syndromes | N = 4 | 1 to 4 IMUs on head, trunk, waist and legs | Not performed | Upright stance with open or closed eyes, different BOS amplitudes and surfaces (e.g., firm and foam); walking tasks; shortened functional | Range of acceleration; peak velocity; RMS acceleration; mean power frequency; quotient of Romberg for inertial measures | Higher range of acceleration, peak velocity, RMS acceleration and quotient of Romberg for some inertial measures; smaller mean power frequency in VS than HS | Not significant or not performed |
ABC: Activities-Specific Balance Confidence Scale; AD: patients with Alzheimer’s disease; ASA: Anticipatory Synergy Adjustment; APA: anticipatory postural adjustment; BOS: base of support; CA: patients with cerebellar ataxia; COM: centre of mass; COP: centre of pressure; EDSS: Expanded Disability Status Scale; F95%: frequency comprising 95% of the signal; HD: patients with Huntington’s disease; HS: healthy subjects; ICARS: International Cooperative Ataxia Rating Scale; IMU: Inertial Measurement Unit; ISAW: Instrumented Stand and Walk Test; LL: latero-lateral; ML: medio-lateral; MS: patients with multiple sclerosis; MSWS12: 12-Item Multiple Sclerosis Walking Scale; N: number; NP: patients with neuropathies; OLS: one-leg stance; PIGD: Postural Instability/Gait Difficulty score; PD: patients with Parkinson’s disease; RMS: root mean square; SARA: Scale for the Assessment and Rating of Ataxia; sEMG: surface electromyographic sensors; SOT: Sensory Organisation Test; ST: patients with previous stroke; TBI: patients with previous traumatic brain injury; TUG: Timed-Up and Go test; UPDRS-III: Unified Parkinson’s Disease Rating Scale—part III; VAF: variance accounted for; VS: patients with vestibular syndrome.
Figure 3Trend of published studies on wireless sensors for balance assessment in neurological disorders. The figure includes studies reported in Table 5 and Table S2, based on the literature research through MEDLINE, Scopus, PubMed, Web of Science, EMBASE and the Cochrane Library (accessed on 31 March 2020). Note that the figure does not include a study published in 2005 [190] for graphical reasons.