| Literature DB >> 32404063 |
Dominik Soll1, Maria Magdalena Guraiib2, Nigel Campbell Rollins3, Andreas Alois Reis2.
Abstract
BACKGROUND: Enrolment in a research study requires the participant's informed consent. In the case of minors, informed consent of the respective legal guardian is obtained in conjunction with informed assent of the underage p articipant. Since comprehension of the information provided may be limited, effective interventions to improve understanding should be identified. Thus, it is the objective of this study to review quantitative studies that tested interventions to improve the understanding of information provided during assent processes in health research. The studied population consisted of minors that participated or were willing to participate in research. The primary outcome was the level of comprehension after intervention.Entities:
Keywords: Informed consent; adolescents; children; comprehension; informed assent; informed consent forms; minors; rapid review; understanding
Mesh:
Year: 2020 PMID: 32404063 PMCID: PMC7222594 DOI: 10.1186/s12874-020-01000-3
Source DB: PubMed Journal: BMC Med Res Methodol ISSN: 1471-2288 Impact factor: 4.615
Fig. 1PRISMA flow chart for study selection
Fig. 2Regional distribution of included studies
Evidence for comprehension in informed assent processes.
| Authors | Study design | Intervention & Control | Outcome | Findings | Critical appraisal |
|---|---|---|---|---|---|
| Abramovitch et al. (1995) [ | Non-RCT Participants: 177 healthy children (7-12 years) Description: 3 sub-studies on memory, hearing loss and personality Simulated scenario | Control: Standard descriptions of the sub-studies (n=131) Intervention: Standard descriptions + | Measurement: Understanding of purpose, good things, and bad things Time point: after the description of all 3 studies | Quality Rating: 2 Incomplete outcome reporting Non-comparable data provided Recruitment methods and selection unclear | |
| Adcock et al. (2012) [ | Crossover-RCT Participants: 217 school children (7-11 years) Description: studies on blood pressure and gastroesophageal reflux Simulated scenario | Control: Standard assent form with 2 pages in paragraph form (n=190) Intervention: First, participants read one of the documents; 3 days later, they read the other document | Measurement: Understanding of study purpose, risks, procedures, and right to withdraw Time point: immediately after reading the respective document | Mean of correct answers for Other results: more children in KidSent booklet group had perfect scores (34,7%) than in standard form group (22,1%); most children stated that they understood the KidSent booklet better | Quality Rating: 1 2 different studies were covered by the control and intervention form; one might have been more difficult to understand Randomization methods partly unclear |
| Annett et al. (2017) [ | RCT Participants: 64 healthy and ill adolescents (12-17 years) Description: clinical trial on asthma Real scenario | Control: Standard assent process with adolescent and parent together (n=34) Intervention: | Measurement: Understanding of asthma trial medicines, research process, rights and privileges, and risks and benefits Time point: immediately after assent process | In knowledge about risks and benefits, Other results: Parents of older minors also showed better understanding when assent was separate; 15-17-year-olds scored better in asthma medicine than 12-14-year-olds | Quality Rating: 1 Incomplete outcome reporting Values for understanding between intervention and control not provided No description of randomization process |
| Barnett et al. (2005) [ | RCT Participants: 374 school children (9-11 years, first language English) Description: in 7 schools; study how to convey concept of RCTs Simulated scenario | Control: Standard block text format (n=123) Interventions: (1) Question and answer ( | Measurement: Understanding of randomization, safety and effectiveness, voluntariness, and avenue of redress Time point: immediately after reading information | Mean of correct answers for Other results: Significant difference for amount of participants that answered all questions per topic correct (story presentation scored best) | Quality Rating: 1 No statistics provided for comparison of mean scores No description of randomization process |
| Blake et al. (2015) [ | RCT Participants: 120 adolescents (15-17 years, English-speaking, from youth serving agencies) Description: hypothetical HIV vaccine trial Simulated scenario | Control: Standard paper assent (n=31) Interventions: (1) Standard | Measurement: Understanding of assent content Time point: immediately after assent process | Mean of correct answers for Other results: No significant difference for amount of participants that answered at least 80% correct (paper assent with questions best) | Quality Rating: 1 Less interaction with researcher in web-based assent Randomization methods stated |
| Chappuy et al. (2008) [ | Retrospective interviews Participants: 29 ill children (HIV or cancer, 8,5-18 years) Description: participants recently recruited for other clinical trials Real scenario | Linking personal and disease factors and understanding of study processes | Measurement: Understanding of study purpose, protocol design and procedures, risks, direct and indirect benefits, right to withdraw, duration, alternatives, voluntariness Time point: after recruitment for respective clinical trial | Mean of correct answers when trial recruitment took place Other results: adolescents older than 14 years scored better than younger ones | Quality Rating: 3 No controlled groups Inclusion of several different clinical trials may have influenced outcomes Small sample, potential bias by group imbalances |
| Coors et al. (2016) [ | Non-RCT Participants: 76 healthy and ill adolescents (substance use disorder, 14-17 years, no intellectual deficiency) Description: biobanking and genomics study in several stages Real scenario | Control: Standard risk information Intervention: Standard risk information + | Measurement: Understanding of risks Time point: immediately after assent process | Quality Rating: 2 Incomplete outcome reporting No description of allocation of participants; numbers per group unclear | |
| Friedman et al. (2016) [ | RCT Participants: 568 healthy adolescents (14-17 years, male only, gay or bisexual) Description: survey on online behaviour of gay youth Real scenario | Control: Study information (n=186) Interventions: (1) Study information + | Measurement: Understanding of risks and voluntariness Time point: immediately after survey | Mean of correct answers for Other results: assent significantly rarer completed when questions interspersed | Quality Rating: 1 Questions to assess understanding at the end are the same as used in the intervention Online study with high number of dropouts Male participants only Randomization methods stated |
| Grootens-Wiegers et al. (2015) [ | Interventional study Participants: 101 school children (10-13 years) Description: comic about characteristics of research studies Simulated scenario | Intervention: | Measurement: Understanding of 8 research aspects Time point: after reading the comic strip | Mean of correct answers for Other results: survey on user satisfaction | Quality Rating: 4 No control group Recruitment methods and selection unclear Dropouts not described |
| Lally et al. (2014) [ | RCT Participants: 120 adolescents (16-19 years old, male/female who have sex with men) Description: consent and brochures on characteristics of an HIV vaccine trial Simulated scenario | Control: Standard informed consent (n=42) Interventions: (1) Informed consent | Measurement: Understanding of randomization, interpretation of side effects, and unproven efficacy (part of consent and intervention brochures); understanding of non-brochure topics Time point: immediately after reading the information | Mean of correct answers for Other results: no significant differences for topics not covered by the supplemental brochures | Quality Rating: 1 Some participants are older than 18 years Randomization methods stated 5-point Likert-type response scale potentially inappropriate for understanding items |
| Lee et al. (2013) [ | Interventional study Participants: 123 adolescents (12-17 years) Description: study on Hepatitis B vaccination in youth Real scenario | Intervention: | Measurement: Understanding of procedure, randomization, future benefits, blinding, direct benefit, voluntariness Time point: immediately after reading the form | Mean of correct answers for the Other results: 56.1% answered all questions correctly | Quality Rating: 4 No control group Dropouts not described |
| Mayne et al. (2017) [ | Case series with intervention Participants: 2 children (3 years) Description: Story of a toymaker who makes science toys Simulated scenario | Intervention: | Measurement: Understanding of research purpose and context, participatory rights, and consent Time points: 1 week before, 2 and 9 weeks after outreach | Quality Rating: 4 No control group Only 2 selected participants Incomplete outcome data due to erratic interest of participants | |
| Miranda et al. (2017) [ | Interventional study Participants: 42 hospitalized children (5-10 years, clinically stable) Description: study on vulnerability during illness and hospitalization Real scenario | Intervention: | Measurement: Understanding of research proposal Time point: during application of booklet | Other results: Children wanted the booklet to be able to colour it | Quality Rating: 4 No control group Understanding was assessed only by “observations by researcher” Inconclusive outcome reporting |
| Murphy et al. (2007) [ | RCT Participants: 187 healthy adolescents (15-19 years, male/female/ transgender, at risk for HIV, English-speaking) Description: study on HIV vaccination Simulated scenario | Control: HIVNET standard assent form (n=94) Intervention: Based on HIVNET version, but | Measurement: Understanding of study details including procedures, benefits and risks Time point: immediately after assent process | Mean of correct answers for Other results: understanding of procedures and benefits was also significantly better in the intervention group; illustrative version with simplified text contained fewer words, fewer words per sentence, less passive voice, and had higher reading ease | Quality Rating: 1 No description of randomization process No indication of standard deviations Simplified text and illustrations are tested together Some participants are older than 18 years |
O’Lonergan and Forster-Harwood (2011) [ | RCT Participants: 170 children (11-14 years, no deficits in cognition, hearing, or vision, did not undergo procedures yet) together with parents Description: study involving common procedures in paediatrics (DXA and abdominal ultrasound) Simulated scenario | Control: Standard permission and assent process (n=87) Intervention: | Measurement: Understanding of essential elements of the permission and assent process Time point: immediately after assent process | Mean of points for correct answers for Other results: parents also scored significantly better with multimedia process; all participants overestimated their comprehension | Quality Rating: 1 No description of randomization process Incomplete outcome reporting (answers to some questions were not presented individually) |
| Tait et al. (2007) [ | RCT Participants: 190 hospitalized children (7-17 years, no cognitive impairment, no emergent illness) Description: study on postoperative nausea and vomiting Simulated scenario | Control: Standard form including verbal explanation (n=95) Intervention: | Measurement: Understanding of purpose of study, protocol, risks, direct and indirect benefits, alternatives, voluntariness, and freedom to withdraw Time point: immediately after assent process | Mean of points for correct answers for Other results: differences between groups were higher in younger children; most children preferred modified form; all children overestimated their comprehension | Quality Rating: 1 No description of randomization process Large number declined participation; possibly selection bias of highly motivated children Assessors were blinded |
| Tait et al. (2012) [ | Before and after study Participants: 4 children (8-14 years, from waiting room in hospital) Description: pilot study; trial on asthma Simulated scenario | Intervention: | Measurement: Pre- and post-intervention understanding of clinical trial, randomization, placebo, and blinded study; post-intervention understanding of elements of the study Time point: directly before and after using the program | Correct descriptions of the 4 terms from pre- to post-intervention: | Quality Rating: 4 No control group Only 4 participants |
| Tait et al. (2015) [ | RCT Participants: 135 children (10-17 years, attendants of a paediatric clinic, no cognitive impairments, English-speaking) Description: study on general aspects of trials Simulated scenario | Control: Standard paper form (text only) (n=68) Intervention: | Measurement: Understanding of clinical trial, participation, protocol, randomization, placebo, blinding, double-blinding, effectiveness, and informed consent Time point: immediately after reading the information | Mean of points for correct answers for Other results: most children preferred the interactive program over the standard form | Quality Rating: 1 Randomization methods stated Assessors were blinded |
| Ulph et al. (2009) [ | Cross-sectional study Participants: 106 school children (7-11 years) Description: study on methods to convey probabilities in a cup game Simulated scenario | 6 different formats were tested in all participants: (1) (2) (3) (4) (5) (6) | Measurement: 3 trials to choose the highest probability shown for each format Time point: during the game | Mean of points for correct answers was | Quality Rating: 4 Game may not represent complexity of medical research Only understanding of probability was tested Incomplete outcome reporting |