| Literature DB >> 26425732 |
George Whittaker1, Hamid Abboudi2, Muhammed Shamim Khan2, Prokar Dasgupta2, Kamran Ahmed2.
Abstract
Introduction. Deficiencies in teamwork skills have been shown to contribute to the occurrence of adverse events during surgery. Consequently, several teamwork assessment tools have been developed to evaluate trainee nontechnical performance. This paper aims to provide an overview of these instruments and review the validity of each tool. Furthermore, the present paper aims to review the deficiencies surrounding training and propose several recommendations to address these issues. Methods. A systematic literature search was conducted to identify teamwork assessment tools using MEDLINE (1946 to August 2015), EMBASE (1974 to August 2015), and PsycINFO (1806 to August 2015) databases. Results. Eight assessment tools which encompass aspects of teamwork were identified. The Nontechnical Skills for Surgeons (NOTSS) assessment was found to possess the highest level of validity from a variety of sources; reliability and acceptability have also been established for this tool. Conclusions. Deficits in current surgical training pathways have prompted several recommendations to meet the evolving requirements of surgeons. Recommendations from the current paper include integration of teamwork training and assessment into medical school curricula, standardised formal training of assessors to ensure accurate evaluation of nontechnical skill acquisition, and integration of concurrent technical and nontechnical skills training throughout training.Entities:
Year: 2015 PMID: 26425732 PMCID: PMC4573989 DOI: 10.1155/2015/494827
Source DB: PubMed Journal: Surg Res Pract ISSN: 2356-6124
Figure 1Flowchart depicting literature search strategy and results.
Teamwork assessment tools and the types of validity established in the surgical environment.
| Assessment tool name | Domains assessed | Scoring system | Types of validity established |
|---|---|---|---|
| OTAS | Communication, cooperation, coordination, shared leadership, and team monitoring & situation awareness | 7-point Likert scale and generic checklist | Construct [ |
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| NOTSS | Situation awareness, decision-making, communication & teamwork, and leadership | 4-point numeric scale | Face [ |
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| NOTECHS | Leadership & management, teamwork & cooperation, problem-solving & decision-making, and situation awareness | 4-point numeric scale | Concurrent [ |
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| ANTS | Task management, team-working, situation awareness, and decision-making | 5-point numeric scale | Content [ |
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| MSF | Clinical care, good medical practice, learning & teaching, and teamwork & communication | 3-point Likert scale and 3-point GSS | Content [ |
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| CbD | Medical record keeping, clinical assessment, diagnostic skills, patient management, leadership, clinical judgement, communication & team-working skills, and reflection | 3-point Likert scale and 5-point GSS | None† |
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| EBSTAF | Communication, knowledge, clinical skills, teamwork, and technical skills | 3-point Likert scale | Construct [ |
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| SPLINTS | Communication & teamwork, situation awareness, and task management | 4-point Likert scale | Content [ |
OTAS, Observational Teamwork Assessment for Surgery; NOTSS, Nontechnical Skills for Surgeons; NOTECHS, Oxford
Nontechnical Skills; ANTS, Anaesthetists' Nontechnical Skills; MSF, Multisource Feedback; EBSTAF, Edinburgh Basic
Surgical Training Assessment Form; SPLINTS, Scrub Practitioners' List of Nontechnical Skills; GSS, Global Summary Score.
†Construct and face validities established in other medical specialties.
Sources of validation evidence for teamwork assessment tools in surgery.
| Study | Assessment tool name | Method of validation | Participants | Types of validity established |
|---|---|---|---|---|
| Sevdalis et al. [ | OTAS | Assessment of teamwork during surgical procedures | Surgical trainees, human factors experts, and psychologists | Construct |
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| Hull et al. [ | OTAS | Content validity metric scoring by expert panel performing surgical procedures | Expert surgeons, nurses, anaesthetists supervisors, anaesthetists, and scrub nurses | Content |
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| Yule et al. [ | NOTSS | Structured interviews regarding difficult nonroutine cases | Consultant surgeons | Face |
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| Crossley et al. [ | NOTSS | Assessment of NTS during surgical procedures | Surgical trainees, surgical care practitioners, scrub nurses, and anaesthetists | Concurrent |
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| Beard et al. [ | NOTSS | Assessment of trainees performing surgical procedures | Surgical trainees, clinical supervisors, anaesthetists, and scrub nurses | Construct and content |
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| Mishra et al. [ | NOTECHS | Assessment of NTS during laparoscopic cholecystectomies | Surgical trainees, nurses, and anaesthetists | Concurrent, convergent, face, content, and construct |
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| Fletcher et al. [ | ANTS | Assessment of NTS observed in 8 clinical scenario videos | Consultant anaesthetists | Content |
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| Violato et al. [ | MSF | Assessment of surgeons using MSF | Surgeons from various specialties and their nominated colleagues | Content and face |
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| Paisley et al. [ | EBSTAF | Assessment of trainees before and after 1 year of training | Surgical trainees (SHO) | Construct |
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| Mitchell et al. [ | SPLINTS | Assessment of scrub practitioners in 7 scenarios | Scrub practitioners | Content |
OTAS, Observational Teamwork Assessment for Surgery; NOTSS, Nontechnical Skills for Surgeons; NOTECHS, Oxford
Nontechnical Skills; ANTS, Anaesthetists' Nontechnical Skills; MSF, Multisource Feedback; EBSTAF, Edinburgh
Basic Surgical Training Assessment Form; SPLINTS, Scrub Practitioners' List of Intraoperative Nontechnical Skills.
Nontechnical Skills for Surgeons (NOTSS) scoring form Yule et al. (2008) [23].
| Hospital | ||||
| Trainer name | ||||
| Date | ||||
| Trainee name | ||||
| Operation | ||||
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| Category | Category rating | Element | Element rating | Feedback on performance and debriefing notes |
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| Situation awareness | Gathering information | |||
| Understanding information | ||||
| Projecting and anticipating future state | ||||
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| Decision-making | Considering options | |||
| Selecting and communicating option | ||||
| Implementing and reviewing decisions | ||||
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| Communication and teamwork | Exchanging information | |||
| Establishing a shared understanding | ||||
| Coordinating team activities | ||||
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| Leadership | Setting and maintaining standards | |||
| Supporting others | ||||
| Coping with pressure | ||||
1 poor; 2 marginal; 3 acceptable; 4 good; NA not applicable.
1 poor: performance endangered or potentially endangered patient safety; serious remediation is required.
2 marginal: performance indicated cause for concern; considerable improvement is needed.
3 acceptable: performance was of a satisfactory standard but could be improved.
4 good: performance was of a consistently high standard, enhancing patient safety; it could be used as a positive example for others.
NA: not applicable.
Figure 2Recommended implementation of teamwork training and assessment.
| Leadership and management | |
| Leadership | Involves/reflects on suggestions/visible/accessible/inspires/motivates/coaches |
| Maintenance of standards | Subscribes to standards/monitors compliance to standards/intervenes if deviation occurs/deviates with team approval/demonstrates desire to achieve high standards |
| Planning and preparation | Team participation in planning/plan shared/understanding confirmed/projects/changes in consultation |
| Workload management | Distributes tasks/monitors/reviews/tasks prioritised/allots adequate time/responds to stress |
| Authority and assertiveness | Advocates position/values team input/takes control/persistent/appropriate assertiveness |
| Teamwork and cooperation | |
| Team building/maintaining | Relaxed/supportive/open/inclusive/polite/friendly/use of humour/does not compete |
| Support of others | Helps others/offers assistance/gives feedback |
| Understanding team needs | Listens to others/recognises ability of team/condition of others considered/gives personal feedback |
| Conflict solving | Keeps calm in conflicts/suggests conflict solutions/concentrates on what is right |
| Problem-solving and decision-making | |
| Definition and diagnosis | Uses all resources/analytical decision-making/reviews factors with team |
| Option generation | Suggests alternative options/asks for options/reviews outcomes/confirms options |
| Risk assessment | Estimates risks/considers risk in terms of team capabilities/estimates patient outcome |
| Outcome review | Reviews outcomes/reviews new options/objective, constructive, and timely reviews/makes time for review/seeks feedback from others/conducts posttreatment review |
| Situation awareness | |
| Notice | Considers all team elements/asks for or shares information/aware of available resources/encourages vigilance/checks and reports changes in team/requests reports/updates |
| Understand | Knows capabilities/cross-checks above/shares mental models/speaks up when unsure/updates other team members/discusses team constraints |
| Think ahead | Identifies future problems/discusses contingencies/anticipates requirements |
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| Below standard = 1 | Behaviour directly compromises patient safety and effective teamwork |
| Basic standard = 2 | Behaviour in other conditions could directly compromise patient safety and effective teamwork |
| Standard = 3 | Behaviour maintains an effective level of patient safety and teamwork |
| Excellent = 4 | Behaviour enhances patient safety and teamwork, a model for all other teams |
(b) Nontechnical Skills (NOTECHS) subteam modifiers
| Surgical subteam | Anaesthetic subteam | Nursing subteam | |
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| Leadership and management | |||
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| Positive modifiers | (i) Raises team morale | (i) Takes control when required | (i) Scrub provides clear instructions to circulating nurse(s) |
| (ii) Intervenes if deviation occurs | (ii) Demonstrates desire for high standard | (ii) Senior nurse makes sure protocols are followed | |
| (iii) Prioritises tasks | (iii) Appropriately distributes tasks between rest of team | (iii) Speaks up when unhappy | |
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| Negative modifiers | (i) Deflates or fails to motivate team | (i) Does not take control when required | Senior nurse does not support juniors |
| (ii) Does not attempt to build cohesion | (ii) Does not set standards | ||
| (iii) Inappropriate task distribution | |||
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| Teamwork and cooperation | |||
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| Positive modifiers | (i) Open | (i) Supportive of other subteams | (i) Nurses cooperate and support each other well |
| (ii) Appropriate use of abilities within team | (ii) Appreciates functions of other subteams | (ii) Senior nurse covers for junior scrub | |
| (iii) Supportive of other subteams when necessary | |||
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| Negative modifiers | (i) Aggressive in conflicts | (i) Remains idle when problems arise | Poor coordination between equipment needs and those provided |
| (ii) Does not appreciate others' abilities | (ii) Functions separately from other subteams | ||
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| Problem-solving and decision-making | |||
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| Positive modifiers | (i) Demonstrates generation of options | (i) Participates in solving problems | (i) Takes an active part in decision-making |
| (ii) Open discussion and agreement over anatomy | (ii) Raises suggestions | (ii) Suggests solutions to problems, for example, alternative equipment | |
| (iii) Incorporates other subteam issues | |||
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| Negative modifiers | (i) Decisions made unsystematically | Does not consider anaesthetic options when faced with problem | Blames the surgeons when faced with problems |
| (ii) Does not utilise team where it may benefit | |||
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| Situation awareness | |||
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| Specific to subteams | |||
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| Positive modifiers | Periodically gathers awareness of surroundings | Anticipates surgical and process needs | Anticipates equipment needs |
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| Negative modifiers | Is fixated on operative field | Is not present at important stages of the operation or for long periods of time | Absent at stages when needed to provide service |
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| For all subteams | |||
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| Positive modifiers | (i) Patient: has awareness of patient condition/comorbidity | ||
| (ii) Procedure: appreciates stage of operation | |||
| (iii) People: who is present in theatre, what skills they have, and what they are doing | |||