Timing of surgery for sciatica: subgroup analysis alongside a randomized trial.

Surgery speeds up recovery for sciatica. Prolonged conservative care with surgery for those patients with persistent sciatica however, yields similar results at 1 year. To investigate whether baseline variables modify the difference in recovery rates between these treatment strategies, baseline data of 283 patients enrolled in a randomized trial, comparing early surgery with prolonged conservative care, were used to analyse effect modification of the allotted treatment strategy. For predictors shown to modify the effect of the treatment strategy, repeated measurement analyses with the Roland Disability Questionnaire and visual analogue scale pain as continuous outcomes were performed for every level of that predictor. Presumed predictive variables did not have any interaction with treatment, while "sciatica provoked by sitting" showed to be a significant effect modifier (P = 0.07). In a Cox model we estimated a hazard ratio (HR, surgery versus conservative) of 2.2 (95% CI 1.7-3.0) in favour of surgery when sciatica was provoked by sitting, while the HR was 1.3 (95% CI 0.8-2.2) when this sign was absent. The interaction effect is marginally significant (interactions are usually tested at the 10% level) but the patterns generated by the repeated measurement analyses of all primary outcomes are completely consistent with the inferred pattern from the survival analysis. Classical signs did not show any contribution as decision support tools in deciding when to operate for sciatica, whereas treatment effects of early surgery are emphasized when sciatica is provoked by sitting and negligible when this symptom is absent.

RCT Entities:   Population Interventions Outcomes

Introduction

Sciatica is characterized by radiating pain in an area of the leg typically served by one lumbar or sacral spinal nerve root and is sometimes associated with sensory and motor deficit. Apart from infrequent causes, sciatica is mostly due to a herniated lumbar disc. Because of the high prevalence in general practice and the major impact of low back disorders on society [19], surgery is frequently performed to speed up recovery of sciatica. Probably as a result of socio-cultural circumstances, different timing of surgical removal of the herniated portion of the disc appears to vary greatly in the western countries [5]. Recently the option of surgery was offered to patients after only 6 weeks of unremitting sciatica. The major reason to offer early surgery was the unattractive alternative: the slow natural course of sciatica, occasionally extending over 4 years [1, 24]. Globally two options were available: (1) early surgery and (2) prolonged conservative care, possibly with surgery at a later date. Since surgery is economically affordable and relatively safe, most patients in western countries prefer early surgery rather than to wait for months or even years, risking long term work-disability and presence of chronic pain. Recently this study provided evidence that the prolonged conservative care strategy resulted in complete recovery at 1 year as similar as the surgical strategy, but it took twice as long compared to early surgery [15]. The 1-year effects of the two assigned treatment strategies were similar as far as function and pain were concerned in the randomized cohorts. The contribution of this study is that patients, opting for early surgery, now are able to base their decision on realistic data about the alternative strategy, with similar outcomes at 1 and 2 years [17]compared to early surgery. Individual decisions regarding early surgery or not are still difficult to make. Since treatment effects can differ between subgroups of patients, this might influence the indication for early disc surgery.

Therefore, it would be of great interest to patients and physicians to define determinants which occur early in the course of sciatica and predict the speed of recovery with either prolonged conservative care or early surgery. Insight in these determinants may help in the decision about when to perform surgery. We carried out a subgroup analysis of data from the aforementioned randomized trial to evaluate anamnestic, neurological and radiological variables which might in theory influence the difference in rate of recovery between the two treatment strategies.

Methods

A multicenter prospective randomized trial was designed to determine for patients with a short duration of severe sciatica, whether early surgery resulted in a more effective outcome during the first year, compared to a strategy of prolonged conservative treatment possibly with delayed surgery if indicated. The medical ethics committee at each of the nine participating hospitals approved the protocol. Written informed consent was obtained from all patients. Details of the design, study protocol and prognostic variables are previously published together with the primary outcomes [14].

Patients

Eligible patients were 18–65 years of age, with radiological confirmation of a clinically expected disc herniation causing an incapacitating lumbosacral radicular syndrome lasting between 6 and 12 weeks as documented by the attending neurologist. At the time of enrolment and randomization an independent research nurse verified persistence of complaints and surgical indication. Patients were excluded if they presented with a cauda equina syndrome or severe paresis (MRC <3). Identical complaints in the past 12 months, a history of spinal surgery, bony stenosis, spondylolisthesis, pregnancy or severe comorbidity also led to exclusion. A computer generated permuted-block scheme was used for randomization, stratified according to center (n = 9; see Appendix). The patients were randomized by opening an opaque envelope containing the patient’s assigned strategy. Obviously it was not possible to blind patients or their physicians.

Treatment

Early surgery was scheduled within 2 weeks of assignment and only cancelled if spontaneous recovery occurred before the date of surgery. Under either general or spinal anaesthesia the herniated part of the disc was removed together with as much as possible degenerated nuclear material. Bony removal to gain access to the disc space was minimized and likewise subtotal disc excision was never pursued. The duration of the hospitalization depended on the patient’s functional abilities. Since the protocol of the participating surgical departments was not changed, usual care was provided. At home the rehabilitation process was supervised by the physiotherapist on the base of a standardized exercise protocol. Patients were advised to resume their regular jobs from 6 weeks on, depending on the nature of the work. Postoperative care included out-patient control at 8 weeks or earlier if the patient worried about the course and suffered aggravation of symptoms.

Prolonged conservative management was provided by the general practitioner. Ample information was provided about the favourable prognosis. If necessary the prescription of pain medication was adjusted according to existing clinical guidelines. If there was considerable fear of movement, the help of a physiotherapist was recommended. Further on treatment was aimed mainly at resumption of daily activities. However if sciatica was still present at 6 months after randomization, microdiscectomy was offered after a repeat magnetic resonance imaging (MRI) showed the disc herniation again. Increasing drug-resistant leg pain or progressive neurological deficit were reasons for performing surgery even before 6 months.

Outcomes

Functional outcome assessed by means of the Roland Disability Questionnaire (RDQ) for sciatica, intensity of leg or back pain by a 100-mm visual analogue scale (VAS) for leg pain (VAS-leg and VAS-back) and a questionnaire of patient’s global impression of change questionnaires on a 7-points Likert self-rating scale of recovery were filled out at 2, 4, 8, 12, 26, 38 and 52 weeks [6, 13].

For the current subgroup analyses, the patient’s perceived recovery was used as dependent variable in dichotomized form, hence easily interpretable in general practice. “Very much improved” and “much improved” were coded as recovered, while “minimally improved”, “no change”, “minimally worse”, “much worse” and “very much worse” were coded as not recovered. This global impression of change was recorded during every follow-up moment during the first year. The outcome variable under study is the time till first occurrence of “recovery” as defined above.

Prognostic variables

Possibly prognostic determinants were selected on the basis of classical physiological hypotheses or resulted from earlier studies. These socio-demographic, symptom, neurological and radiological variables (Table 1) were collected before randomization was performed.

Table 1

Predefined prognostic variables

Demographic variables

Age <40 years versus ≥40 years

Intellectual versus physically demanding job

Anamnestic and neurological variables

Acute start LSRS versus slow start

History of back pain versus no history

Influence of coughing, sneezing on complaints versus no influence

Difficulty to put on shoes and/or socks versus no difficulty

Straight leg raising ≤60° versus >60°

Positive crossed straight leg raising sign versus negative sign

VAS-pain >70 mm versus <69 mm

Tingling/numbness in pain area versus no tingling

Pain leg worse by sitting versus no worsening

McGill affective high score versus low score

Radiological variables

MRI disc sequester versus contained disc herniation

MRI circumferential gadolinium enhancement versus no enhancement of disc herniation

Mediolateral versus median and lateral disc herniation

Miscellaneous variables

Preference for surgery versus no preference for surgery

Disc herniation at L5S1 versus L4L5

Statistical analysis

Data collection and quality checks were performed using the ProMISe data management system of the Department of Medical Statistics and Bioinformatics of the LUMC. All statistical analyses were carried out using SPSS version 14.0.

The outcome “recovery” and the time until this event occurred, were studied in the framework of survival analysis. A Cox proportional hazards model was used in all analyses. Effect modification of each predictor was tested in a model containing the treatment allocation, the predictor and the interaction between them. If the P-value of the interaction term was <0.10, the interaction was classified as “significant” in view of the lower power of such interaction tests. If a predictor was shown in this way to exert an effect modification on the binary outcome “recovery” the same model (two main terms + interaction) was specified in a repeated measurements analysis of variance for two continuous outcomes (RDQ and VAS). Here the approach was not to formally test the significant, but to estimate the outcome in the strata created by the interaction to verify whether a consistent behaviour was presented between dichotomous and continuous outcomes. Following the analysis of the interaction effects, explorative Cox regression analyses of other basic demographic, neurological and radiological variables, chosen because of a clinically plausible relationship to outcome measures, were carried out.

Results

Baseline demographic and neurological variables did not differ between groups. The unadjusted hazard ratio (HR) as estimated in a univariable Cox model with recovery as endpoint was 2.0 (95% CI 1.7–2.2), favouring early surgery (Fig. 1a). Bivariate testing of the predefined prognostic variables showed a significant interaction effect of “sciatica provoked by sitting” with the “treatment strategy” (P = 0.07), but no significant interaction effect of any of the other predefined variables was found (Table 2). Interestingly the presumed influence of classical neurological tests on speed of recovery could not be confirmed and, in contrast to former medical beliefs interactions were even absent, showing equal recovery rates for different levels of these variables. Treatment preference of patients did not show any interaction with early surgery either.

Fig. 1

Cox proportional hazard analyses. Panel a presenting the original unadjusted curves [17], while panels b and c represent stratified analyses, for sciatica not provoked by sitting and sciatica provoked by sitting, respectively

Table 2

Mean hazard ratios, with their lower to upper 95% CI for all predefined variables and their interaction with early surgery compared to prolonged conservative treatment with possible delayed surgery

Subgroup	Proportion %	Lower	Mean	Upper	P-value interaction
Overall	100	1.72	1.97	2.22
Age
<40 Years	41	1.69	2.50	3.66	0.12
≥40 Years	49	1.21	1.68	2.32
Intellectual job
Non-intellectual	36	1.21	1.88	2.92	0.83
Intellectual	64	1.45	2.00	2.76
Physical demanding work
Non-physical	61	1.29	1.80	2.51	0.61
Physical demanding	39	1.37	2.06	3.1
Sex
Male	66	1.57	2.12	2.87	0.64
Female	34	1.20	1.87	2.92
Start sciatica
Acute severe	61	1.40	1.94	2.68	0.91
Slowly increasing	39	1.27	1.89	2.79
Influence intra-abdominal pressure
Provocation sciatica	73	1.57	2.10	2.81	0.45
No provocation	27	1.06	1.70	2.74
Lasègue’s sign
Straight leg raising >60°	25	1.17	1.92	3.15	0.88
Straight leg raising ≤60°	75	1.50	2.01	2.70
Crossed straight leg raising
Negative	41	1.11	1.61	2.34	0.17
Positive	59	1.64	2.28	3.18
VAS leg pain intensity
>70	54	1.35	1.94	2.79	0.98
≤70	46	1.37	1.93	2.71
Sciatica provocation by sitting
No provocation	24	0.80	1.30	2.2	0.07
Provocation	76	1.70	2.24	2.99
McGill affective scores
Low score <3	49	1.34	2.05	3.00	0.60
High score	51	1.47	1.90	2.46
MRI sequester
Contained disc herniation	59	1.40	1.96	2.74	0.81
Sequester	41	1.23	1.84	2.75
MRI gadolinium
No enhancement	34	1.425	2.32	3.77	0.60
Enhancement	66	1.38	1.97	2.83
MRI level disc herniation
L5S1	61	1.39	1.93	2.67	0.75
L4L5 or L3L4	39	1.19	1.77	2.64
Preference for surgery
Strong preference for surgery	39	1.39	2.07	3.09	0.73
Some or no preference	61	1.38	1.90	2.61
Tingling/numbness pain area
No sensation	10	1.1	2.3	5.1	0.66
Sensation	90	1.5	1.9	2.5

A survival model with “treatment-by-randomization”, “sciatica provoked by sitting” as well as their interaction, showed a differential effect on rate of recovery (Fig. 1b, c). A survival model without the treatment variable as an independent variable and thus only containing the presence or absence of sciatica provoked by sitting, did not provide any prognostic value for the speed of recovery rates. Patients with sciatica provoked by sitting did experience a slower rate of recovery when randomized to prolonged conservative treatment while surgery accelerated the rate of recovery with an estimated HR of 2.2 (95% CI 1.7–3.0). When patients did not experience leg pain provoked by sitting, the survival curves for both randomized treatment strategies come close together, corresponding with similar average speed of recovery rates: HR 1.3 (95% CI 0.8–2.2). Repeated measurement analysis, stratified by “sciatica provoked by sitting”, gave similar findings with RDQ and VAS pain outcomes showing diverging curves when sitting provoked sciatica. Areas under the RDQ and VAS back pain curves over the first year of early surgery compared to conservative treatment were even statistically different (P = 0.05 and 0.03, respectively) in contrast to the original analysis without stratifying variables. These outcomes over the first year between early surgery and conservative treatment did not show relevant differences when sciatica was not provoked by sitting and early surgery even gave less favourable results during the first months compared to conservative treatment in this group (Fig. 2).

Fig. 2

Repeated measurement analysis curves of mean scores for Roland Disability Questionnaire (panel a), leg pain (panel b) and back pain (panel c) on a visual analogue scale stratified for “sciatica provoked by sitting (the mean difference between areas under the curves are expressed by the corresponding 95% CI). All three panels show the 52-week curves with 95% CI represented by vertical bars at consecutive moments of measurement. Red lines represent the conservative treatment group, while the blue lines represent early surgery. Areas under the curve (AUC) are described by their mean ± SE. Panel a represents the mean disability scores at consecutive moments of measurement stratified for sciatica provoked by sitting. The overall difference between the areas under the curves over 12 months is not significant for sciatica not provoked by sitting (P = 0.77) and significant for provoked by sitting (P = 0.05) in favour of early surgery. Panel b represents mean visual analogue scores for intensity of leg pain in millimetre. The difference between the mean AUC’s is not significant for sciatica not provoked by sitting (P = 0.70) and significant for sciatica provoked by sitting (P < 0.001) in favour of early surgery. Panel c represents mean visual analogue scores for intensity low back pain in mm. Starting with a lower intensity score when compared to leg pain, the mean AUC’s exhibit no significant difference for sciatica not provoked by sitting (P = 0.47) and significant for sciatica provoked by sitting (P = 0.03)

Discussion

This randomized trial unequivocally showed that early surgery led to significantly faster recovery compared to prolonged conservative care but failed to present any interaction with (effect modification by) classical neurological signs and MRI findings. Remarkably only the anamnestic finding “sciatica provoked by sitting” showed interaction with timing of surgery, and thus influenced rate of recovery. These results were markedly consistent in stratified analyses of all primary outcomes over the first year and presented a larger effect size in favour of early surgery in those patients who were unable to sit as a result of sciatic neuralgia.

The finding that classic physical signs and high preference of the patient for surgery did not affect the results of treatment strategies was surprising and not expected. Currently most physicians and physiotherapists refer patients for surgery under the near mandatory condition that the straight leg raise test provokes sciatica [18]. The design of this trial made it possible to include enough patients with a negative straight leg raising test. These, however, form a minority which may be due to selection bias. Therefore these results must have to be interpreted very carefully, which also holds true for the findings regarding patient preferences. Earlier prognostic studies suggested a realistic relationship between patient’s and doctor’s preferences and expectations on the one hand and outcome on the other [11]. These expectations are still likely to play a major role since the patients in this randomized trial were all eager to undergo surgery; in fact this was their main motive to visit the outpatient clinic of the participating hospitals. Only a minority of patients did not have a clear preference for surgery and no patient had a preference for the conservative treatment strategy. Therefore the lack of influence of patient preferences on treatment strategies is not directly applicable to general practice.

In contrast with our expectations sequestrated disc herniations also failed to follow a significantly different course when allotted to early surgery compared to prolonged conservative care. Earlier radiological studies showed strong associations between the type of disc herniation and the natural course or surgical outcome of sciatica [8, 23]. According to some authors sequestrated disc fragments were likely to resolve in the spinal epidural space, making surgery a pointless intervention [3, 4, 8]. Similar conclusions were drawn in the past in favour of MRI gadolinium rim enhancement of the disc herniation, representing neovascularization corresponding to macrophage resorption of the disc fragment [2, 10]. The current study did not show any relationship between this variable and timing of surgery. Other important effectiveness studies suggested a relationship between spinal level of disc herniation and the surgical timing strategy. This was not confirmed by this analysis, which contains more solid data on duration of sciatica complaints and timing of surgery [25] and sample size [12].

While the scientific value of “sciatica provoked by sitting” as a prognostic variable might be debated, a similar result for this anamnestic variable was found in the randomized bed rest trial to predict the risk for patients undergoing surgery [22]. Although only a marginally significant interaction effect was found by the Cox proportional hazard analysis, these results appeared consistent when repeated measurement analysis of primary outcomes was performed. Furthermore it is a simple question to ask and physiologically completely understandable that a patient, persistently unable to sit, will gain important relief of pain, quality of life and function with early surgery. On the other hand if patients do not suffer sciatica provoked by sitting, their chances of a beneficial result of early surgery, if any, are reduced. Most of the latter patients might be better off with prolonged conservative care. Since this subgroup, however, was relatively small, one must interpret these results carefully; further investigation in future studies on this subject is needed.

The lack of a prognostic value of physical signs and symptoms for the outcome of sciatica has been reported before, but these studies focussed on the long-term results and not on the short-term rate of recovery [7, 9, 21]. It still is important to define neurological deficits [20] when examining a patient but their predictive value, to alter a decision to operate or to advise patients to stay conservative for a prolonged time, is minimal or absent. Nowadays, spine-oriented clinics request MRI quite early in the course of sciatica to comfort their patients and discuss treatment and prognosis. This study shows evidence of absent predictive and no prognostic value for this diagnostic strategy. MRI is necessary for surgery but is an expensive decision tool and less informative than a simple question asked during the triage of patients before deciding whether to refer for surgery or not. Well informed patients with high leg pain intensity and disability scores may be offered early surgery [16] especially when these baseline scores are combined with the inability to sit.

Conclusion

Except for absent “sciatica provoked by sitting” early surgery compared to prolonged conservative care yielded significantly faster rates of recovery for all investigated variables, irrespective of their value. Neurological signs, patient preferences and MRI findings fail to affect the outcome of early surgery versus prolonged conservative care. A simple question might help patients and spinal surgeons to decide for the optimal “timing of surgery” strategy.