Literature DB >> 35456982

Morphologic-Molecular Transformation of Oncogene Addicted Non-Small Cell Lung Cancer.

Fiorella Calabrese1, Federica Pezzuto1, Francesca Lunardi1, Francesco Fortarezza1, Sofia-Eleni Tzorakoleftheraki2, Maria Vittoria Resi3,4, Mariaenrica Tiné1, Giulia Pasello3,4, Paul Hofman5.   

Abstract

Patients with non-small cell lung cancer, especially adenocarcinomas, harbour at least one oncogenic driver mutation that can potentially be a target for therapy. Treatments of these oncogene-addicted tumours, such as the use of tyrosine kinase inhibitors (TKIs) of mutated epidermal growth factor receptor, have dramatically improved the outcome of patients. However, some patients may acquire resistance to treatment early on after starting a targeted therapy. Transformations to other histotypes-small cell lung carcinoma, large cell neuroendocrine carcinoma, squamous cell carcinoma, and sarcomatoid carcinoma-have been increasingly recognised as important mechanisms of resistance and are increasingly becoming a topic of interest for all specialists involved in the diagnosis, management, and care of these patients. This article, after examining the most used TKI agents and their main biological activities, discusses histological and molecular transformations with an up-to-date review of all previous cases published in the field. Liquid biopsy and future research directions are also briefly discussed to offer the reader a complete and up-to-date overview of the topic.

Entities:  

Keywords:  non-small cell lung cancer; oncogene addicted; small cell lung cancer

Mesh:

Substances:

Year:  2022        PMID: 35456982      PMCID: PMC9031930          DOI: 10.3390/ijms23084164

Source DB:  PubMed          Journal:  Int J Mol Sci        ISSN: 1422-0067            Impact factor:   6.208


1. Introduction

The evolution from pure histological to integrated histological-molecular models in oncology led to the modern concept of precision oncology in which the development of targeted therapies and optimal anticancer treatment is defined on the basis of molecular characterisation of the cancer. Currently, to treat advanced-stage patients with reimbursed drugs in Europe, four molecular alterations are considered as the minimum requirement in the diagnostic flow of non-small cell lung cancer (NSCLC): epidermal growth factor receptor (EGFR) mutations, anaplastic lymphoma kinase (ALK), ROS proto-oncogene 1 (ROS1) rearrangements, and v-raf murine sarcoma viral oncogene homolog B1 (BRAF) mutations [1]. Through different drug access strategies—such as clinical trials, expanded access programs, patient name use programs, and non-negotiated conditions—additional driver alterations have been identified as targets for new therapeutic options: mesenchymal to epithelial transition (MET) exon-14 skipping mutations, rearranged during transfection (RET) proto oncogene fusions, neurotrophic tyrosine receptor kinase (NTRK) fusions, and Kirsten rat sarcoma virus (KRAS) G12C mutations [2]. However, despite being effective, several targeted treatments lose efficacy in many oncogene-activated NSCLCs. The mechanisms of these drug resistances are still scarcely known. The aim of this review article is to provide an extensive overview of this topic mainly focusing on morphologic-molecular transformations and their therapeutic implications.

1.1. Oncogene Drivers in NSCLC

1.1.1. EGFR

The first druggable targets in NSCLC are the sensitising mutations of EGFR, occurring in about 12% of NSCLC [1]. Among them, exon-19 deletions and exon-21 point mutations are the two most common gene alterations and are usually targeted by first-(gefitinib, erlotinib), second- (afatinib, dacomitinib), or third- (osimertinib) generation tyrosine kinase inhibitors (TKIs) [3]. Front-line EGFR targeting showed a clinical relevant benefit in terms of response rate, of progression-free and of overall survival compared with standard platinum-based chemotherapy [4,5]. The third-generation EGFR TKI osimertinib is currently considered to be the gold standard therapy in naïve EGFR-mutant NSCLC, in light of its further prolongation of overall survival, better toxicity profile, and higher intracranial activity compared with other EGFR TKIs [6]. EGFR exon-20 insertions are uncommon alterations, which usually do not benefit from first- and second-generation EGFR TKIs, whereas emerging data on osimertinib [7] and new drugs such as poziotinib [8], mobocertinib [9,10], and amivantamab [11] have shown some activity in this subgroup of patients. Despite the improved efficacy of new-generation TKIs, disease progression still develops through the emergence of mechanisms of acquired resistance, which can be divided into EGFR-dependent and EGFR-independent mechanisms. In contrast to the acquired resistance to first- and second-generation TKIs, which is mostly mediated by “on-target” mutations (such as T790M in EGFR exon 20), resistance to the third-generation TKI osimertinib has been acquired through more heterogeneous mechanisms, many of them outside the EGFR gene [12,13]. The most common EGFR tertiary point mutation conferring resistance to osimertinib is C797S in exon-20 [14]. In early studies, fourth-generation EGFR TKIs—such as EAI045 and JBJ-04-125-02—have been found to be active against C797S-T790M-L858R triple mutant NSCLC when given in association with cetuximab or osimertinib, respectively [15,16]. Furthermore, early data suggest the antitumour activity of other fourth-generation EGFR TKIs—such as BBT-176, BLU-945, and TQB3804—in patients with Ex19del/T790M/C797S or L858R/T790M/C797S triple mutant advanced NSCLC [17]. Other EGFR tertiary point mutations potentially implicated in resistance mechanisms to osimertinib are C797X, L718Q, L844V, L718V, G796S, G796D, L792, L718, G719, G724, and S768I [13]. The combination of osimertinib with necitumumab seems to be effective [18]. Conversely, loss of the T790M mutation (49%) is usually associated with the activation of different signalling pathways such as MET alterations, KRAS (G12S, G12D)/ NRAS proto-oncogene (NRAS) (E63K) mutations, human epidermal growth factor receptor 2 (HER2) amplification, BRAF V600E mutation, phosphatidylinositol 3-kinase (PI3K) amplification/mutation or phosphatase and tensin homolog (PTEN) deletion, cell-cycle gene alterations, and oncogenic fusions [13]. Among them, MET amplification is the most common (7–15%; 5–50%) [19] and combining MET inhibitors (e.g., crizotinib) with osimertinib has been found to be effective in this setting [20]. Other studies are testing the efficacy and safety of combining osimertinib with anti-MET (savolitinib) or anti- mitogen-activated protein kinase kinase 1 and 2 (MEK1/2) (selumetinib) TKIs in EGFR-mutant patients progressing to previous EGFR TKIs [21]. Several ongoing phase II/III trials (ORCHARD, INSIGHT, SAVANNAH, and GEOMETRY) [18,22,23,24,25,26,27] are investigating combinations of targeted therapies in EGFR-mutant advanced NSCLC patients whose disease has progressed after osimertinib administration. Other off-target resistance mechanisms are gene fusions (1–8%; 3–10%), particularly ALK- or RET-fusions, and RAS- Mitogen-Activated Protein Kinase (MAPK) pathway aberrations (3–4%; 2–8%) [13]. The phase II ORCHARD trial is evaluating the efficacy and safety of combining osimertinib with ALK inhibitors (alectinib), RET inhibitors (selpercatinib) or MEK1/2 inhibitors (selumetinib) in these subgroups of patients [18]. Interestingly, overexpression of human epidermal growth factor receptor (HER) 2 and HER3 is detectable in several EGFR-mutant NSCLCs and is associated with worse clinical outcomes. A phase I trial is evaluating the antitumour activity and safety profile of patritumab deruxtecan, an HER3 antibody, in EGFR-mutant NSCLC patients progressing to a prior EGFR TKI and platinum-based chemotherapy. This new drug seems to be active against different mechanisms of resistance, including EGFR C797S mutation, BRAF fusion, and MET and HER2 amplification [28]. In those cases where HER2 amplification/overexpression occurs (1–2%; 5%), combining osimertinib with trastuzumab deruxtecan was found to be effective [TRAEMOS] [13,29]. Lastly, early studies suggest that using triple EGFR/BRAF/MEK pathway co-inhibition (osimertinib + dabrafenib + trametinib) has potential for overcoming acquired resistance mediated by the activation of BRAF pathways [30].

1.1.2. ALK

ALK- echinoderm microtubule-associated protein-like 4 (EML4) rearrangements in chromosome 2 occur in about 5% of cases [31]. First-(crizotinib) and second-(ceritinib, alectinib, brigatinib) generation TKIs are approved for the front-line treatment of ALK-positive advanced NSCLC patients, in light of their positive effect on survival compared to chemotherapy [32,33]. Second-generation alectinib and brigatinib have currently become the standard of care over crizotinib, due to their superior safety profile and their better intracranial activity [34,35,36]. The third-generation ALK TKI lorlatinib is currently the indicated second-line therapy for ALK-positive NSCLC progressing to alectinib, ceritinib or crizotinib [37]. In contrast to the EGFR story, the treatment sequence in ALK positive lung cancer has been defined independently by the detection of a specific resistance mechanism. However, the probability of selected ALK mutations as acquired resistance drivers increases after the last-generation ALK TKIs [38], making them a potential criteria in the selection of subsequent lines of treatment. Secondary ALK mutations occur in approximately 50% of cases of resistance to second-generation ALK TKIs. Among them, the most common is G1202R (35–60%) with lorlatinib being the only ALK TKI that which seems to be active against this point mutation [39]. Other drugs (anti ALK I1171N and ALK F1174V) have been used to mediate resistance to the first, second and third generations of ALK TKI [38,40]. Off-target mechanisms of resistance include bypass signalling (such as EGFR, MET, c-KIT, SRC, RAS/MAPK, and Src-homology 2 domain-containing phosphatase 2-SHP2 mutations). MET amplification has been identified in 15% of patients progressing to ALK inhibitors [41]. According to preclinical evidence, patients with acquired MET alterations may benefit from combining the ALK selective inhibitor lorlatinib with a MET inhibitor (e.g., capmatinib—particularly in patients with central nervous system disease, savolitinib, and crizotinib) [42].

1.1.3. ROS1

ROS1 rearrangements occur in 1–2% of advanced NSCLC. Given the positive results from several studies [43], crizotinib has been approved by the food and drug administration (FDA) and european medicines agency (EMA) as a front-line therapy in ROS1-rearranged advanced NSCLC. However, drug resistance and progressive disease—including central nervous system progression—inevitably occur [44]. Novel TKIs (entrectinib, lorlatinib, repotrectinib) and some other ongoing studies have shown good intracranial activity in patients with treatment-naïve ROS1-rearranged NSCLC [45,46]. Regarding ROS1-dependent mechanisms of acquired resistance, ROS1 secondary point mutations (G2032R, D2033N, L2026M, S1986F/Y) occur in approximately 50−60% of crizotinib resistant NSCLC cases [47]. Among next-generation ROS1 TKIs, lorlatinib seems to be active against K1991E and S1986F mutations but has shown no efficacy against G2032R and L2026M mutations [48], whereas repotrectinib has shown activity against G2032R [46]. ROS1-independent resistance mechanisms may include the activation of other signalling pathways such as EGFR, MET, HER2, KRAS, KIT, BRAF, and MEK [44]. Preclinical studies suggest combination therapies as a strategy to overcome this category of acquired resistance to crizotinib, although clinical results are not yet available [49].

1.1.4. RET

RET fusions are found in 1–2% of NSCLC [1] and the most common patterns of fusions are kinesin family member 5B (KIF5B)-RET (70–90%) and coiled-coil domain containing 6 (CCDC6)-RET (10–25%) [50]. Multitarget TKIs (cabozantinib, lenvatinib, vandetanib, and ponatinib) have shown modest activity and high toxicity in advanced RET fusion-positive NSCLC patients [51,52,53,54]. Recently, some trials have shown clinical efficacy and a good safety profile of new highly selective RET inhibitors, pralsetinib and selpercatinib [55,56]. Based on these good outcomes, they have been approved by the FDA as a front-line therapy for the treatment of advanced RET fusion-positive NSCLC patients [55,56]. In Europe, these drugs are approved by the EMA as a second-line treatment after a first-line treatment based on immunotherapy or an immune-chemotherapy [55]. Despite the encouraging efficacy of these new drugs, acquired mechanisms of resistance will probably limit the duration of their clinical benefit. The majority of cases progressing to RET selective inhibitors are driven by RET-independent mechanisms, particularly MET amplification (15%). Further studies will be required to assess the safety and efficacy of combining RET and MET inhibitors or of administering a multitarget TKI with both anti-MET and anti-RET activity (e.g., cabozantinib) [57]. Regarding on-target mechanisms, more data are needed to elucidate whether the different RET-secondary point mutations (e.g., G810C, G810S, V804) are more likely to confer resistance to selpercatinib and/or pralsetinib [57].

1.1.5. MET

MET amplification and MET exon-14 skipping mutation occur in 1–3% and 3–4% of NSCLC, respectively [1]. Currently, MET TKIs (capmatinib, tepotinib, crizotinib) represent the standard front-line therapy in MET-positive advanced NSCLC according to the National Comprehensive Cancer Network Guidelines [58]. Despite the improved efficacy of MET TKIs, progression of disease occurs in 75% of patients under treatment [59]. On-target mechanisms of resistance (35%) include MET amplification and MET kinase domain mutations. D1228, Y1230, H1094, G1163, and L1195 point mutations frequently mediate resistance to type I (crizotinib, capmatinib) and type II (glesatinib) MET TKIs, whereas D1228 and Y1230 point mutations are likely to confer resistance to type I MET TKIs [59]. Off-target mechanisms of resistance (45%) include EGFR amplification (frequently involved in resistance to type I MET TKIs), KRAS mutations, and BRAF amplifications [59]. New therapeutic combination strategies are required to bypass secondary resistance in this subgroup of patients.

1.1.6. BRAF

Up to 5% of lung adenocarcinomas develop BRAF-activating mutations [60]. Considering the positive results observed in clinical trials, dabrafenib combined with trametinib has currently become the standard of care in advanced BRAF-V600E NSCLC [61]. However, disease progression to BRAF/MEK inhibitors still occurs due to the development of acquired resistance mechanisms, frequently associated with the persistence of the BRAF-V600E driver mutation. Potential mechanisms of resistance are: KRAS (Q61R, G12V)/NRAS (Q61R, Q61K) mutations; activation of PI3K-AKT-mechanistic target of rapamycin (mTOR) and RAS-RAF-MEK pathways (MEK1 K57N, PTEN N329fs), and isocitrate dehydrogenase (NADP (+)) 1(IDH1); U2 small nuclear RNA auxiliary factor 1 (U2AF1); and catenin beta 1 (CTNNB1) alterations [62,63,64,65]. Novel treatments and combination strategies to overcome acquired resistance are needed.

1.1.7. KRAS

KRAS mutations are the most common oncogenic drivers in NSCLC (20–25%), and among them, KRAS-G12C is the most frequent (50%) [66]. Despite phase I-III studies demonstrating the efficacy of KRAS-G12C inhibitors, such as sotorasib (CodeBreak 100, 200) and adagrasib (KRYSTAL-1, -12), up to 50–60% of patients do not respond to them [67]. Other phase I studies are evaluating the activity of different KRAS TKIs (GDC-6036 [NCT04449874], JNJ-74699 [NCT04006301] and D-1553 [NCT04585035]). Resistance to KRAS-G12C TKIs can be mediated by secondary KRAS mutations (e.g., Y40A, N116H, or A146V; A59G, Q61L, or Y64A) [68] or activation of different signalling pathways by other protein alterations (e.g., SHP2 [69], SOS Ras/Rac guanine nucleotide exchange factor 1 (SOS1) [70], aurora kinase A (AURKA) [71], or EGFR/fibroblast growth factor receptor (FGFR)/PI3K [72]). Several ongoing studies are considering the efficacy and tolerability of combination therapies to overcome these mechanisms of resistance, associating KRAS-G12C inhibitors with other small molecules—such as SHP2 inhibitors (TNO155, RMC-4630), SOS1 inhibitor (BI 1701963), EGFR inhibitors (panitumumab, cetuximab, afatinib), CDK4/6 inhibitors (palbociclib), MEK inhibitor (trametinib ± panitumumab) or mTOR inhibitor (everolimus). However, clinical data about therapeutic strategies to overcome acquired resistance in this setting of patients are still unavailable.

1.1.8. NTRK

NTRK fusions are found in less than 1% of advanced NSCLC [73]. First-generation TRK inhibitors, larotrectinib and entrectinib, are currently indicated as first-line therapy in NTRK-positive NSCLC [74,75]. The emergence of mechanisms of resistance to TRK inhibitors is a direct consequence of the development of secondary mutations (e.g., NTRK1-G667C, NTRK3-G696A, and xDFG mutations) or other genomic MAPK pathway alterations (including BRAF-V600E, KRAS-G12D, and MET amplification) [73]. Early clinical trials have evaluated the antitumour activity of new-generation TRK-inhibitors, such as selitrectinib [76] and repotrectinib [77], in NTRK-positive NSCLC patients who develop acquired resistance mutations to larotrectinib or entrectinib. Further studies are required to investigate possible therapeutic strategies to overcome the resistance mechanisms of TRK inhibitors in TRK-positive NSCLC. Phenotypical changes have been reported as an important mechanism of resistance in many NSCLC harbouring all the above-mentioned driver mutations (Figure 1).
Figure 1

The pie chart shows the percentage of cases transformed for each mutational status.

2. Morphological and Molecular Transformation

2.1. High-Grade Neuroendocrine Carcinomas

Histologic transformation in high-grade neuroendocrine carcinomas, mainly small cell lung carcinoma (SCLC), has been reported to be the most common form. The first case was reported by Zakowski et al. in 2006 [78]. The authors described a histological transformation of EGFR-mutant lung adenocarcinoma in a middle-aged never smoker woman treated with TKI. Histologic examination of the biopsy at recurrence and of multiple metastases at autopsy showed unambiguous morphological and immunohistochemical features of SCLC without any foci of adenocarcinoma. Even more interesting was that the original exon 19 deletion of the EGFR gene was retained. Before 2010, only one similar case was reported [79]. The body of evidence in this direction has increased in the last decade (Figure 2).
Figure 2

Timeline of switched oncogene-addicted NSCLCs. The timeline shows a significant increase in the number of switched oncogene-addicted NSCLC reported in the literature from 2006 to 2022.

Most SCLCs supposed to be switched from a NSCLC have occurred in EGFR-mutated tumours [80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97,98,99,100,101,102,103,104,105,106,107,108,109,110,111,112,113,114,115,116] (Table 1, Table 2 and Table 3). Many publications were single case reports or rare case series, whereas only a few studies were carried out on wider populations (Table 1, Table 2 and Table 3).
Table 1

Histological transformation in EGFR exon 19 deleted NSCLC (adenocarcinoma).

First AuthorYear/JournalNumber of CasesSexAge (Mean Year)Smoking Habits (Yes/No)/Number of SmokersTKI Treatment TypeOther Treatment (Yes/No) *Histological Transformation (Lung or Metastatic Sites)
Morinaga, R. [79]2007/Lung Cancer1F46NoIstYesSCLC
Ushiki, A. [147]2009/Jpn. J. Clin. Oncol.1M58NoIstYesPLC
Sequist, V.L. [81]2011/Sci. Transl. Med.2 of 20F47NAIstNoSCLC
Van Riel, S. [82]2012/Ann. Oncol.1F42NoIstYesSCLC
Yanagisawa, S. [146]2012/Respirology1M46NoIstYesLCNEC
Norkowski, E. [83]2013/J Thorac. Oncol.2 of 5F55NoIstYes/NoSCLC/Mixed AC + SCLC
Popat, S. [84]2013/Lung Cancer1F46NoIstYesCombined NSCLC + SCLC
Scher, K.S. [148]2013/J. Natl. Compr. Canc. Netw.1F58Yes/1IstYesSCC
Watanabe, S. [85]2013/Lung Cancer1F52NoIstYesSCLC
Zhang, Y. [86]2013/Lung Cancer1M80NoIstNoSCLC
Lim, J.U. [145]2014/Korean J. Intern. Med.1M33ΝAIstYesAC + LCNEC
Hsieh, M.S. [149]2015/Ann. Thorac. Surg.1F51NSIstNoSCC
Hwang, K.E. [87]2015/Tumori. J.1M61Yes/1IstNoSCLC
Levin, P.A. [150]2015/J. Thorac. Oncol.1F66NoIstYesSCC
Niederst, M.J. [88]2015/Nat. Commun.64F/2M56.5NAIstNoSCLC
Piotrowska, Z. [106]2015/Cancer Discov.1F46NAIst/IIIrd **NoSCLC
Suda, K. [89]2015/Sci. Reports1 of 16F76NoIst *YesAC + SCLC
Ahn, S. [151]2016/J. Pathol. Transl. Med.3F56No2 Ist/1 IIst2 Yes/1 No1 SCLC/2 combined AC + SCLC
Alì, G. [91]2016/Oncol. Lett.1M45NoIstYesSCLC
Haratani, K. [152]2016/Ann. Oncol.1F48NoIstYesSCC
Jukna, A. [153]2016/J. Thorac. Oncol.1F79NoIstYesSCC
Lee, J.K. [92]2017/J. Clin. Oncol.2115F/6M55No17 Ist/6 IInd/8 IIIrd7 Yes/15 No16 SCLC/5 AC + ACLC
Park, H.K. [154]2017/J. Pathol. Transl. Med.1M40YesIIndYesSCC
Chu, X. [94]2018/J. Thorac. Oncol.1F58NoIstYesSCLC
Ferrer, L. [119]2018/J. Thorac. Oncol.36NSNSNSNSNSSCLC
Hui, M. [95]2018/Lung India1M46Yes/1IstYesSCLC
Zhao, J. [93]2018/Thorac. Cancer.54F/1M53.6Yes/1Ist2 Yes/1 NoSCLC
Fiore, M. [96]2019/Tumori. J.1F56Yes/1IstYesSCLC
Park, S. [155]2019/Lung Cancer3M54.3NS1 Ist/2 IInd1 Yes/2 NoSCC
Hakozaki, T. [97]2020/Intern. Med.1F70NoIstYesMixed SCC + SCLC
Haruki, T. [156]2020/Mol. Clin. Oncol.1F56NoIst/IIIrdYesSCC
Hsieh, M.S. [157]2019/Lung Cancer3F50No3 Ist/2 IInd/1 IIIrdYesAC with sarcomatoid transformation
Miyazaki, S. [144]2020/J. Clin. Med. Case Rep.1M64Yes/1IInd/IIIrdYesLCNEC
Ren, X. [98]2020/J. Int. Med. Res.1M52NoIst/IIIrdYesSCLC
Schoenfeld, A.J. [99]2020/Clin. Cancer Res.7NSNSNSIIIrdNo3 SCLC/3 SCC/1 PLC
Yan, Y. [158]2020/Clinic Lung Cancer1M58Yes/1Ist/IIIrd **YesAC with sarcomatoid features
Jiang, Y. [115]2021/Medicine1M54Yes/1IstNoMixed AC + SCLC
Jin, C.B. [80]2021/World J. Clin. Cases63F/3M54.5Yes/26 Ist/2 IIIstNo5 SCLC/1 LCNEC
Lai, L. [101]2021/Medicine2F/M41Yes/1Ist/IIIrdYesSCLC
Leonetti, A. [116]2021/Front. Oncol.1F63NoIst/IIIrdNoSCLC
Yang, Z. [102]2021/J. Int. Med. Res.1M57Yes/1IstNoSCLC

ASCC: adenosquamous carcinoma; AC: adenocarcinoma; F: female; LCNEC: large cell neuroendocrine carcinoma; M: male; NA: not available; NS: not specified; NSCLC: non-small cell lung carcinoma; PLC: pleomorphic lung carcinoma; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy; ** associated with T790M mutation.

Table 2

Histological transformation in EGFR L858R mutated NSCLC (adenocarcinoma).

First AuthorYear/JournalNumber of CasesSexAge (Mean Year)Smoking Habits (Yes/No)/Number of SmokersTKI Treatment TypeOther Treatment (Yes/No) *Histological Transformation (Lung or Metastatic Sites)
Alam, N. [103]2010/Clin. Lung Cancer1F73NoIstYesSCLC
Sequist, V.L. [101]2011/Sci. Transl. Med.4 3F/1M59.5NAIstNo3 SCLC/1 SC
Ma, A.T.W. [104]2012/Acta Oncol.1F65NoIstNoSCLC
Hsieh, M.S. [149]2015/Ann. Thorac. Surg.1F61NoIstYesSCC
Jukna, A. [153]2016/J. Thorac. Oncol.1F74Yes/1IstNoSCC
Kim, W.J. [105]2015/Thorac. Cancer1M73NoIstYesSCLC
Kuiper, J.L. [159]2015/J. Clin. Pathol.1F63NoIstYesSCC
Niederst, M.J. [88]2015/Nat. Commun.2F59.5NAIstNoSCLC
Piotrowska, Z. [106]2015/Cancer Discov.1F52NAIst/IIIrdNoSCLC
Toda-Ishii, M. [160]2015/Int. J. Clin. Exp. Pathol.1F72NoIstYesAC with sarcomatous transformation
Ahn, S. [90]2016/J. Pathol. Transl. Med.1F57NoIst/IIstYesSCLC
Jiang, S.Y. [100]2016/Medicine1M46NoIstYesSCLC
Lin, Q. [107]2016/BMC Cancer1M49Yes/1IstYesSCLC
Nishikawa, S. [108]2016/Ann. Oncol.1F76Yes/1IstNoSCLC
Haratani, K. [152]2016/Ann. Oncol.1F64NoIst **YesSCC
Lee, J.K. [92]2017/J. Clin. Oncol.43F/1M58.8Yes/24 Ist/1 IIIrd2 Yes/2 No2 AC + SCLC/2 SCLC
Longo, L. [161]2017/Lung Cancer1F43Yes/1IstYesMixed SCC + AC
Ferrer, L. [119]2018/J. Thorac. Oncol.36NSNSNSNSNSSCLC
Izumi, H. [162]2018/Clinic Lung Cancer1M68Yes/1IstYesSCC
Shinohara, S. [163]2018/J. Thorac. Disease1M62NoIstNoSCC
Zhao, J. [93]2018/Thorac. Cancer2M59NoIstYes/NoSCLC
Park, S. [155]2019/Lung Cancer1F65NSIst/IIIrdNoASCC
Roca, E. [164]2019/Lung Cancer1F67NSIst/IIIrdNoSCC
Hsieh, M.S. [157]2019/Lung Cancer2F65No2 Ist/1 IIst/1 IIIrdYesAC with sarcomatoid transformation
Schoenfeld, A.J. [99]2020/Clin. Cancer Res.1NSNSNSIIIrdNoSCC

ASCC: adenosquamous carcinoma; AC: adenocarcinoma; F: female; M: male; NA: not available; NS: not specified; PLC: pleomorphic lung carcinoma; SC: sarcomatoid carcinoma; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy; ** associated with T790M mutation.

Table 3

Histological transformation in unspecified EGFR-mutated NSCLC and in EGFR TKI-treated NSCLC with undetected mutation.

First AuthorYear/Journal Number of CasesSexAge (Mean Year)Smoking Habits (Yes/No)/Number of SmokersTKI Treatment TypeOther Treatment (Yes/No) *Histological Transformation (Lung or Metastatic Sites)
Zakowski, M.F. [78]2006/N. Engl. J. Med.1F45NoIstYesSCLC
Arcila, M.E. [109]2011/Clin. Cancer Res.3NANANANSNo2 SCLC/1 LCC and HGNEC
Yu, H.A. [114]2013/Clin. Cancer Res.4NANANAIstNASCLC
Ahn, S. [110]2016/J. Pathol. Transl. Med.1F68NoIstYesSCLC
Ahmed, T. [110]2018/Lung Cancer8NSNSNSNSNoSCLC
Ferrer, L. [119]2018/J. Thorac. Oncol.36NSNSNSNSNSSCLC
Lee, K. [112]2019/Lung Cancer6NSNSNS1 Ist/5 IIndNo3 SCLC/3 SCC
Marcoux, N. [111]2019/J. Clin. Oncol.58NSNSNSNSNSSCLC
Mehlman, C. [113]2019/Lung Cancer5NSNSNSIIIrdNo4 SCLC/1 SCC
Schoenfeld, A.J. [99]2020/Clin. Cancer Res.1NSNSNSIIIrdNoSCC
Jin, C.B. [80]2021/World J. Clin. Cases31F/2M60.7Yes/23 Ist/1 IIIrdYes2 SCLC/1 SCC

F: female; HGNEC: high grade neureoendocrine carcinoma; LCC: large cell carcinoma; M: male; NA: not available; NS: not specified; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy.

Morphological features and immunohistochemical phenotypes of switched SCLC are those typically detected in such histotypes, with positivity of neuroendocrine markers, mainly synaptophysin and chromogranin. This is also the case in our research center where six histological switches were diagnosed from 2017 to 2021 [117] (Figure 3).
Figure 3

Index case of switched lung adenocarcinoma from Padova case series. The patient was a 40-year-old male, ex-light smoker (6 packs/year) with a right hilar pulmonary mass with bone metastasis. A transbronchial biopsy was performed and a lung adenocarcinoma with TTF1 expression was diagnosed: (a) haematoxylin and eosin, original magnification ×200; (b) TTF1 immunostaining, original magnification ×200. Molecular analyses showed exon 19 deletion of EGFR for which II line TKI therapy was implemented. One year later the patient presented disease progression with lung, bone, and brain metastases. A new transbronchial biopsy was performed showing a poorly differentiated neoplasm whose morphological and immunohistochemical characteristics were consistent with a SCLC: (c) haematoxylin and eosin, original magnification ×100; (d) TTF1, immunohistochemistry, original magnification ×200; (e), synaptophysin, immunohistochemistry, original magnification ×200; (f) Ki67, immunohistochemistry, original magnification ×200. These findings were consistent with a small cell lung cancer.

Aggressive clinical behaviour and poor prognosis are also superimposable with naïve SCLC, while epidemiological distribution shows a high incidence in non-smoker or former-smoker patients [118]. Although systematic studies concerning the latency between the start of treatment and the phenotype switch in EGFR-mutant adenocarcinoma are lacking, in the large series of cases studied by Ferrer [119] and Marcoux [111] the median time to transformation was 16 months and 17.8 months, respectively. Although the histologic transformation is now recognised, there are still many aspects and issues that need to be resolved. The most debated issues concern the molecular mechanisms responsible for the switch and the consequent possible therapeutic strategies that could be adopted to treat or even prevent switched SCLC. One of the most frequent hypotheses identifies the coexistence of adenocarcinoma and SCLC already at the onset of the neoplasm. In this scenario, SCLC gradually takes over the other histotype under the pressure of TKI. This hypothesis has its roots in two studies in the late eighties by Adelstein [120] and Mangum [121] in which the authors described NSCLC foci in the re-biopsy of patients affected by SCLC. It is a plausible hypothesis, especially considering that the first diagnosis of the neoplasm occurred on small biopsies or cytologic samples, for which the sampling error and the inadequacy of material may have constituted the main problem of tumour representation. However, combined histology would not explain why, in its different combined forms, the response of patients to TKI is initially good regardless of the presence of SCLC and subsequently becomes dramatic when SCLC is diagnosed [122]. The most recent molecular acquisitions have highlighted other mechanisms that are probably more suited to interpret such a complex process. Another hypothesis is that a transformation from NSCLC to SCLC may actually occur. A point in favour of this possibility is that almost all SCLCs that arose from EGFR-mutant adenocarcinoma retained the molecular signature, i.e., an EGFR activating mutation [123]. The transformation hypothesis is also supported by molecular alterations affecting genes strictly typical of SCLC. Although molecular mechanisms that determine the onset of a neuroendocrine tumour are complex and heterogeneous [124], a high prevalence of TP53 and retinoblastoma protein (Rb)1 mutations has been identified in SCLC genome-sequencing studies [125,126,127], suggesting their pivotal role in the development and progression of the disease. This is almost certain given that, even in switched SCLC, Rb1 was lost in 100% of cases [88] and was the substrate of the trial (NCT03567642) for the upfront use of TKI and platinum/etoposide-based chemotherapy in adenocarcinoma carrying the triple mutation EGFR-Rb-p53. Similarly, active proliferation, which is essentially the target of cytotoxic chemotherapies, is also the target of B-cell lymphoma 2 (Bcl-2) inhibitors, whose administration has recently been studied in switched SCLCs [88]. Moreover, molecular alterations in cell cycle processes strictly related to Rb1 loss may also be vulnerable to the action of new therapeutic targets [128,129,130]. Although these mutations are necessary, they are insufficient for the acquisition of resistance and for neuroendocrine differentiation, as also indicated by experimental studies performed in Rb1 knockdown EGFR-mutant cell-lines [131]. This consideration raises another question, namely: what other factors can contribute to histotype transformation? It may be that the inactivation of Rb1 is associated with other mechanisms in an in vivo context. For instance, Meder et al. [131] showed that Rb1 inactivation could derive from a phosphorylation by cyclin-dependent kinase 5 (CDK5), which is in turn activated by the achaete-scute family BHLH transcription factor 1 (ASCL1) overexpression, a transcription factor involved in neuroendocrine differentiation and regulated by the NOTCH pathway. Other transcriptional and epigenetic events may influence genetic modifications, making neuroendocrine cells even more like classic SCLC [88]. The different expression of miRNAs is an example in this direction. Indeed, switched SCLC miRNA analyses have demonstrated the upregulation of miRNA subtypes typical of de novo SCLC and the simultaneous expression of the miRNA subtypes detected in adenocarcinoma, making this form of SCLC a somewhat hybrid tumour [127]. This field is as unexplored as it is fascinating, even from a therapeutic perspective, giving the chance to modulate epigenetic events with curative intentions towards switched SCLC and preventive measures before histologic transformation [132]. The assumption that NSCLC may switch histology into SCLC raises the possibility of a common cell of origin with the ability to differentiate into both histotypes. Starting from the results of a few murine models, the focus was mainly on alveolar type II cells that initially were supposed to potentially develop both SCLC and EGFR-mutant adenocarcinoma [122]. From the first evidence of transcriptome analyses, alveolar type II cells showed high expression of EGFR family members, thus assigning a key role to EGFR towards this lineage differentiation. However, a switch in SCLC also occurs in lung adenocarcinoma with other driver mutations such as ALK [133,134,135,136,137,138,139,140,141] and ROS1 [142,143] foreshadowing possible more complex mechanisms (Table 4 and Table 5). In addition, more efforts should be made to study rare events, such as the transformation in LCNEC, occasionally described in case reports [109,144,145,146]. Although SCLC and LCNEC share some peculiarities, such as the molecular substrate, they represent two distinct entities. Thus, comprehensive studies are warranted.
Table 4

Histological transformation in EML4-ALK mutated NSCLC (adenocarcinoma).

First AuthorYear/Journal Number of CasesSexAge (Mean Year)Smoking Habits (Yes/No)/Number of SmokersTKI Treatment TypeOther Treatment (Yes/No) *Histological Transformation (Lung or Metastatic Sites)
Kobayashi, Y. [165]2013/J. Thorac. Oncol.1M32NSIstYesSC
Cha, Y.J. [133]2016/J. Thorac. Oncol.1M72NoIstYesSCLC
Fujita, S. [135]2016/J. Thorac. Oncol.1F67NoIstYesSCLC
Caumont, C. [134]2016/Lung Cancer1F63NoIstYesNSCLC with neuroendocrine morphology
Levacq, D. [136]2016/Lung Cancer1F53NoIstYesSCLC
Miyamoto, S. [137]2016/Jpn. J. Clinic. Oncol.1F56NoIst/IIndYesSCLC
Takegawa, N. [138]2016/Ann. Oncol.1F43NSIst/IIndYesSCLC
Ou, S.H.I. [139]2017/Lung Cancer1M35NoIInd/IIIrdNoSCLC
Zhu, Y.C. [140]2017/Onco. Targets Ther.1M49NoIstYesSCLC
Oya, Y. [141]2018/Oncol. Lett.1M62Yes/1IIndYesSCLC
Gong, J. [166]2019/J. Natl. Compr. Canc. Netw.1F60Yes/1Ist/IIndYesSCC
Park, S. [155]2019/Lung Cancer1F52NoIst/IIndNoSCC
Ueda, S. [167]2021/Thorac. Cancer1F58Yes/1Ist/IInd/IIIrdYesSCC
Zhang, Y. [168]2021/Pathol. Oncol. Res.1F47NoIst/IInd/IIIrdNoSCC

F: female; M: male; NS: not specified; NSCLC: non-small cell lung carcinoma; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy.

Table 5

Histological transformation in NSCLC (adenocarcinoma) with other mutations.

First AuthorYear/JournalNumber of CasesSexAge (Mean Year)Smoking Habits (Yes/No)/Number of SmokersMutationTKI Treatment TypeOther Treatment (Yes/No) *Histological Transformation (Lung or Metastatic Sites)
Lin, J.J. [142]2020/NPJ. Precis. Oncol.1F32NA ROS1 Ist/IIIrdYesSCLC
Awad, M.M. [169]2021/N. Engl. J. Med.2ΝAΝAΝA KRAS G12C IstNoSCC
Wu, C.H. [143]2021/Thorac. Cancer1M63NA ROS1 IstYesSCLC

F: female; M: male; NA: not available; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitors. * chemotherapy/radiotherapy/immunotherapy.

Histological transformation in EGFR exon 19 deleted NSCLC (adenocarcinoma). ASCC: adenosquamous carcinoma; AC: adenocarcinoma; F: female; LCNEC: large cell neuroendocrine carcinoma; M: male; NA: not available; NS: not specified; NSCLC: non-small cell lung carcinoma; PLC: pleomorphic lung carcinoma; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy; ** associated with T790M mutation. Histological transformation in EGFR L858R mutated NSCLC (adenocarcinoma). ASCC: adenosquamous carcinoma; AC: adenocarcinoma; F: female; M: male; NA: not available; NS: not specified; PLC: pleomorphic lung carcinoma; SC: sarcomatoid carcinoma; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy; ** associated with T790M mutation. Histological transformation in unspecified EGFR-mutated NSCLC and in EGFR TKI-treated NSCLC with undetected mutation. F: female; HGNEC: high grade neureoendocrine carcinoma; LCC: large cell carcinoma; M: male; NA: not available; NS: not specified; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy. Histological transformation in EML4-ALK mutated NSCLC (adenocarcinoma). F: female; M: male; NS: not specified; NSCLC: non-small cell lung carcinoma; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitor. * chemotherapy/radiotherapy/immunotherapy. Histological transformation in NSCLC (adenocarcinoma) with other mutations. F: female; M: male; NA: not available; SCC: squamous cell carcinoma; SCLC: small cell lung carcinoma; TKI: tyrosine kinase inhibitors. * chemotherapy/radiotherapy/immunotherapy.

2.2. Squamous Cell Carcinoma (SCC)

Few cases of oncogene-addicted adenocarcinomas that switched into SCC have been reported. Certainly, this phenomenon is less common than neuroendocrine transformation [118]. However, the incidence has been progressively increasing in recent years mainly during first-line osimertinib compared with the later-line osimertinib or earlier generation EGFR TKIs [99,154]. Although this transformation has mainly been thought to arise from a clonal selection of pre-existing subclones, the possible occurrence of a true lineage shift in this entity cannot presently be excluded. From a morphological point-of-view, there are no particular histological aspects that characterise the switching of adenocarcinomas into SCC, and in all cases the SCC histotype was confirmed by p40 or p63 positive immunostaining [80,97,99,112,113,148,149,150,152,153,155,156,159,161,162,163,164,166,167,168,169]. Interestingly, the biological/molecular bases of this transformation have not yet been clarified; indeed, no consistent genomic signature has been identified despite comprehensive genomic analyses. However, some clinical and experimental studies have reported important information. Jin et al. performed the first genomic profiling of EGFR-mutant SCC and reported a higher mutation frequency of neurofibromatosis (Neurofibromatosis type 1-NF1), ataxia telangiectasia and Rad3 (ATR) related gene, and breast cancer (BReast CAncer gene 1-BRCA1) compared with EGFR-mutant adenocarcinomas [170]. However, the authors did not find any information about the transformation of adenocarcinoma in SCC, because the two histotypes did not occur in the same patients as a result of a histological switch. To the best of our knowledge, Park et al. published the first study in which a paired genomic analysis was performed [171]. To elucidate the underlying genomic changes that occur during transformation, they performed deep gene sequencing on pre and post samples from transformed SCC cases and identified genomic alterations in the PI3K/AKT/mTOR pathway [171]. These results are consistent with preclinical studies that support the hypothesis that the activation of this pathway is a core component of such a histological transformation. In particular, the loss of LKB1 inhibits the negative regulation of mTOR and, consequently, leads to the activation of the pathway. An experimental KRAS-mutated LKB1-deficient model has been established in mice, showing that LKB1-deficient adenocarcinoma progressively transdifferentiates into SCC via an intermediate pathologically mixed adenosquamous histotype [172]. Interestingly, the authors demonstrated that LKB1 deficiency associated with lysil oxidase (LOX) reduction results in dramatic changes (extracellular matrix remodelling and p63 upregulation) and that adenocarcinoma cells might robustly and systematically transit to SCC [172,173]. The importance of the activated PI3K/AKT/mTOR pathway in the development of SCC tumorigenesis was also confirmed using an in vivo mouse model with biallelic PTEN and LKB1 deficiency that developed pure SCC [174]. The activation of this pathway is an additional mechanism that could lead to TKI resistance in EGFR-mutated lung adenocarcinomas and merits in-depth investigation also considering its therapeutic implications [171].

2.3. Sarcomatous/Sarcomatoid Transformation

Sarcomatous transformation has rarely been described in lung adenocarcinoma treated with targeted therapy. The sarcomatous transformation of epithelial neoplasms represents the process whereby the neoplastic cell acquires certain mutations responsible for the epithelial-mesenchymal transition (EMT). The mutations responsible for the EMT include: transcriptional factors involved in regulatory pathways, such as zinc finger E-box binding homeobox 1 (ZEB1) (δEF1, ZFHX1A), ZEB2 (SIP1, ZFHX1B), snail family transcriptional repressor 1 (SNAI1) (Snail), SNAI2 (Slug), twist Family BHLH Transcription Factor 1 (TWIST), and E12/E47; alternative splicing; chromatin remodelling and epigenetic modifications; post-translational regulation; expression of non-coding RNAs; and alternative splicing [175]. EMT may underlie phenotypic changes in EGFR-mutated lung adenocarcinomas treated with TKIs, although this has mostly been demonstrated in in vitro or cell-line studies [81,176] and, rarely, in clinical settings, based mostly on case series or case reports [147,157,158,160,165]. The largest case series comprises six cases of lung adenocarcinomas (five with classic EGFR mutations and one with a ROS1 rearrangement) that underwent a sarcomatoid transformation. All chemo-naïve cases shared the typical adenocarcinoma pathological findings (acinar, micropapillary, or solid/cribriform patterns, expression of E-cadherin and negativity for vimentin). Conversely, TKI-resistant tumours showed histologic features of sarcomatoid transformation, such as giant cell features, loose cellular cohesion, lesser expression of TTF1 and cytokeratin, and opposite staining patterns of e-Cadherin and Vimentin. The median interval from initial diagnosis to sarcomatoid transformation was 31.5 months with a median survival of 2.5 months. Moreover, the authors also detected high MET expression and MET copy number gain in five cases with EGFR mutations treated with EGFR TKIs [157]. These observations are consistent with the evidence of a high frequency of MET mutations (both exon 14 skipping and amplification) in lung sarcomatoid carcinomas, although the molecular mechanisms behind this link have not been elucidated. Determining the role of MET alterations would pave the way for the therapeutic application of MET inhibitors in resistant tumours with sarcomatous transformation. E-cadherin, a type of cell adhesion molecule fundamental in the formation of adherent junctions of epithelial cells, plays a central role in EMT. Some evidence suggests a link between E-cadherin expression and EGFR TKI sensitivity in NSCLC. Since the zinc finger transcriptional repressor, ZEB1, inhibits E-cadherin expression by recruiting histone deacetylases (HDAC), therapies based on HDAC inhibitors in association with TKIs have also been hypothesised [177]. However, more recent studies have observed that cadherin depletion does not represent a sufficient condition for the lack of sensitivity to TKIs in chemo-naive NSCLC, thus suggesting complex molecular mechanisms in which an imbalance of expression of epithelial markers in favour of mesenchymal ones (ZEB1, ZEB2, SNAI1, SNAI2, TWIST, and E12/E47) is responsible for EMT-driven resistance [178,179]. Another proposed mechanism is the negative influence of pro-EMT factors on apoptotic pathways following TKI treatment. Indeed, it has been observed that the inhibition of pro-apoptotic protein Bcl2-interacting mediator of cell death (BIM) mediated by ZEB1 [180] and TWIST1 [181] may represent a mechanism by which EMT pathways make NSCLCs resistant to TKIs. This could lead to the development of therapies based on Bcl-2 homology 3 (BH3) mimetics which may directly activate apoptosis by binding and inhibiting select antiapoptotic Bcl-2 family members [182]. Several studies have additionally reported that micro-RNAs may mediate the overexpression of pro-EMT factors in lung cancer by modulating the expression of pro-EMT factors [183,184,185]. Interpretation of the molecular mechanisms underlying the EMT may even be more complex considering the possible involvement of paracrine action of other cellular elements, for example cancer-associated fibroblasts (CAFs) that are part of the tumour microenvironment. A recent study found that CAFs could induce EMT in cell lines of EGFR-mutated NSCLC resistant to EGFR TKI gefitinib, particularly when there was an increment in the expression of Annexin A2, whose knockdown was found to completely reverse EMT phenotype and gefitinib resistance induced by CAFs [186].

3. Use of Liquid Biopsy in Monitoring Therapeutic Resistance

In the medical community, it is now well recognised that liquid biopsy (LB) is an attractive tool to use in daily practice for the detection of predictive biomarkers in advanced non-squamous non-small cell lung carcinoma (aNS-NSCLC) [187,188]. Currently, LB cannot replace a tissue biopsy for lung cancer diagnosis and for the detection of different molecular alterations for targeted immunotherapy [189,190,191]. Therefore, even if some investigators strongly believe in a “plasma-first” approach in aNS-NSCLC, the sensitivity for the detection of some genomic alteration (notably gene fusion and the gene amplification) is higher from tissue than from LB [151,192]. However, LB is very important for diagnostics when a tissue biopsy is unavailable [187,188]. Awareness of the importance of performing LB for NS-NSCLC patients at progression, notably in patients treated by a TKI, is progressively growing in routine clinical practice [187,188,193,194,195]. Indeed, LB is a relatively easy tool to use since it is non-invasive, repeatable, and cost-effective with no need for patient hospitalisation [196]. One of the most attractive features of LB is its usefulness for tracking the onset during tumour progression of a resistance mechanism in TKI-treated patients by genomic alteration assessment of circulating free DNA (cf-DNA) through blood sample monitoring. This usefulness is best demonstrated by an initial search for the appearance of the EGFR T790M mutation in cf-DNA in patients treated using first- or second-line generation TKIs [195,197]. The detection from LB of the EGFR T790M mutation, which is present in around 50% of patients progressing through the first or second generation of TKIs, led to the administration of a third generation of TKIs, essentially the osimertinib therapy [187,195]. Initially, this mutational detection was considered to have the advantage of allowing for a single targeted gene-sequencing test using a reverse transcriptase-polymerase chain reaction method [198,199,200]. The strong efficacy of osimertinib in first-line therapy was subsequently found to cause the appearance of other different resistance mechanisms [187,188,195,201,202]. In addition to detection of the onset of a secondary EGFR mutation (namely the C797S mutation, less frequent than the EGFR T790M mutation) as an indication of a new mechanism of osimertinib resistance, other genomic alterations occurring in different genes—notably in MET, KRAS, BRAF, or RET—can also be detected in cf-DNA in osimertinib-treated patients at tumour progression [195,202,203,204]. This highlights the necessity of using an NGS approach to simultaneously evaluate the status of several genes [205,206]. Similarly, patients treated with ALK inhibitors systematically develop resistance mechanisms, typically after several months of treatment [195,207,208]. Some of these latter mechanisms can be identified in cf-DNA, notably those occurring in different genes such as ALK, but also in MET and other genes [195,208]. ALK mutation is the main mechanism of resistance to ALK TKI treatments [195,207,208,209]. Today, many of these ALK mutations are identified, depending on the ALK TKI [195,207]. When identified, these ALK mutations may lead to the administration of a new ALK TKI [187,195,207]. More exceptionally, ROS1-rearranged tumours treated with crizotinib or entrectinib can have a resistance mechanism detected in cf-DNA, notably a ROS1 mutation [210,211]. It is important to note that some genomic alterations occurring at progression in EGFR, ALK and ROS1 positive-treated patients can be more difficult to detect in cf-DNA than in tissue biopsies [203,207]. Indeed, gene amplification (such as MET amplification) and gene rearrangement (such as EGFR, RET, and BRAF rearrangements) sometimes cannot be detected in LB but can be detected in matched tissue biopsies [188,195,204]. This fact highlights that the sensitivity of genomic alteration detection in blood samples, in particular gene amplification and gene fusion, can be much lower than in tissue samples, and that a negative result in cf-DNA should lead to performing a systematic NGS in nucleic acids extracted from a tissue re-biopsy [188,212]. More recently, new targeted therapies received FDA and EMA approval for advanced NS-NSCLC first-line treatment [211]. These drugs target NTRK or RET rearrangement, but also MET amplification or MET exon 14 mutations [211]. Different genomic alterations on these latter genes or other genes may occur at tumour progression and could be potentially detected in LB as well. Additionally, promising molecules targeting KRAS mutations (in particular the KRAS G12C mutation), and HER2 mutations may soon be available for therapeutic strategies in advanced NS-NSCLC [211]. Clinical trials using these new molecules showed that at tumour progression, patients developed different mechanisms of resistance, and some of them could be identified in cf-DNA [67,213]. Considering the increasing number of genomic alterations associated with a treatment resistance that must be identified at tumour progression, it is now obvious that the only molecular biology technology to be used in cf-DNA analysis is the NGS method [206]. In this context, different gene panel sizes are commercially available and the question becomes what size of gene panels (between 300 and 500 genes) should be used use in this context? [206]. Currently, these large gene panels can be used in external private platforms and very rarely in some in-house platforms equipped with sequencing devices to run such large panels [206]. The challenge is to achieve a turnaround time (TAT) for obtaining results according to international guidelines [214]. It is clear that well-controlled in-house workflow testing allows for a shorter TAT than those associated with an external procedure for NGS testing. Using a medium-sized panel (up to 50 genes), in-house platforms can be an effective way to determine the great majority of genomic alterations associated with a mechanism resistant to the targeted therapies that are currently available or in development. It is noteworthy that some mechanisms resistant to targeted therapies, such as histological subtype transformation in SCLC or in SCC and the onset of an epithelial to mesenchymal transformation phenotype [195,203,207], cannot presently be detected in LB. Thus, in cases of tumour progression a tissue re-biopsy needs to be used to search for some of these mechanisms. Finally, in the near future, LB could be a promising approach to monitor some resistance mechanisms of immunotherapy at tumour progression, even if no biomarkers are currently used in daily practice for this purpose [200,215,216,217]. To sum up, most of the resistance mechanisms of NS-NSCLC occur at tumour progression under specific treatment, but some of them could be detected even at baseline, and in this context, LBs can also be useful tools for a better understanding of the complexity of lung cancer biology and for finding the best therapeutic strategy for NSCLC [196].

4. Conclusions

The incidence of drug resistance in switched oncogene addicted NSCLCs is progressively increasing. Although an increase in cases linked to a greater clinical surveillance cannot be excluded, emerging evidence of drug resistance certainly constitutes a critical barrier to molecular target treatment. Key unmet needs include a correct diagnostic approach to and management of patients. Researchers involved in this field need to intensify clinical and translational studies to better understand the relevant molecular and cellular mechanisms.
  202 in total

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Authors:  Gonzalo Recondo; Magda Bahcall; Liam F Spurr; Jianwei Che; Biagio Ricciuti; Giulia C Leonardi; Ying-Chun Lo; Yvonne Y Li; Giuseppe Lamberti; Tom Nguyen; Marina S D Milan; Deepti Venkatraman; Renato Umeton; Cloud P Paweletz; Adem Albayrak; Andrew D Cherniack; Kristin S Price; Stephen R Fairclough; Mizuki Nishino; Lynette M Sholl; Geoffrey R Oxnard; Pasi A Jänne; Mark M Awad
Journal:  Clin Cancer Res       Date:  2020-02-07       Impact factor: 12.531

2.  Histologic evolution from adenocarcinoma to squamous cell carcinoma after gefitinib treatment.

Authors:  Min-Shu Hsieh; Jie-Yang Jhuang; Syue-Fong Hua; Yueh-Hung Chou
Journal:  Ann Thorac Surg       Date:  2015-01       Impact factor: 4.330

3.  An Acquired NRAS Q61K Mutation in BRAF V600E-Mutant Lung Adenocarcinoma Resistant to Dabrafenib Plus Trametinib.

Authors:  Daniel L Abravanel; Mizuki Nishino; Lynette M Sholl; Chiara Ambrogio; Mark M Awad
Journal:  J Thorac Oncol       Date:  2018-04-06       Impact factor: 15.609

4.  Histologic transformation to small-cell lung cancer following gefitinib and radiotherapy in a patient with pulmonary adenocarcinoma.

Authors:  Michele Fiore; Pasquale Trecca; Giuseppe Perrone; Michelina Amato; Daniela Righi; Lucio Trodella; Rolando M D'Angelillo; Sara Ramella
Journal:  Tumori       Date:  2019-02-24       Impact factor: 2.098

5.  Resistance mechanisms to osimertinib in EGFR-mutated advanced non-small-cell lung cancer: A multicentric retrospective French study.

Authors:  Camille Mehlman; Jacques Cadranel; Gaelle Rousseau-Bussac; Roger Lacave; Anaïs Pujals; Nicolas Girard; Céline Callens; Valérie Gounant; Nathalie Théou-Anton; Sylvie Friard; Jean Trédaniel; Hélène Blons; Cécile Dujon; Boris Duchemann; Pierre Olivier Schischmanoff; Thierry Chinet; Etienne Giroux Leprieur
Journal:  Lung Cancer       Date:  2019-09-28       Impact factor: 5.705

6.  Small Cell Lung Cancer Transformation as a Resistance Mechanism to Osimertinib in Epidermal Growth Factor Receptor-Mutated Lung Adenocarcinoma: Case Report and Literature Review.

Authors:  Alessandro Leonetti; Roberta Minari; Giulia Mazzaschi; Letizia Gnetti; Silvia La Monica; Roberta Alfieri; Nicoletta Campanini; Michela Verzè; Andrea Olivani; Luigi Ventura; Marcello Tiseo
Journal:  Front Oncol       Date:  2021-04-26       Impact factor: 6.244

7.  Case report: small cell transformation and metastasis to the breast in a patient with lung adenocarcinoma following maintenance treatment with epidermal growth factor receptor tyrosine kinase inhibitors.

Authors:  Quan Lin; Guo-Ping Cai; Kai-Yan Yang; Li Yang; Cheng-Shui Chen; Yu-Ping Li
Journal:  BMC Cancer       Date:  2016-08-03       Impact factor: 4.430

8.  Targeting the miR-200c/LIN28B axis in acquired EGFR-TKI resistance non-small cell lung cancer cells harboring EMT features.

Authors:  Hiroki Sato; Kazuhiko Shien; Shuta Tomida; Kazuhiro Okayasu; Ken Suzawa; Shinsuke Hashida; Hidejiro Torigoe; Mototsugu Watanabe; Hiromasa Yamamoto; Junichi Soh; Hiroaki Asano; Kazunori Tsukuda; Shinichiro Miyoshi; Shinichi Toyooka
Journal:  Sci Rep       Date:  2017-01-13       Impact factor: 4.379

9.  Serial liquid biopsies for detection of treatment failure and profiling of resistance mechanisms in KLC1-ALK-rearranged lung cancer.

Authors:  Steffen Dietz; Petros Christopoulos; Albrecht Stenzinger; Holger Sültmann; Lisa Gu; Anna-Lena Volckmar; Volker Endris; Zhao Yuan; Simon J Ogrodnik; Tomasz Zemojtel; Claus-Peter Heussel; Marc A Schneider; Michael Meister; Thomas Muley; Martin Reck; Matthias Schlesner; Michael Thomas
Journal:  Cold Spring Harb Mol Case Stud       Date:  2019-12-13
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