| Literature DB >> 34751238 |
Frank Boons1, Bob Doherty2, Jonathan Köhler3, George Papachristos4, Peter Wells5.
Abstract
The 2020 Covid-19 pandemic provides an empirical testing ground for assessing the impact of critical events on societal transitions. Such events are typically seen as exogenous to the transition process, an assumption which is investigated in this paper. Using a qualitative system dynamics modelling approach we conceptualize transition pathways as sets of interacting sequences of events. This enables the analysis of event sequences that constitute the evolving pandemic as impacting on those pathways. We apply this approach to the provision of (auto)mobility and food in the UK. This shows the way in which the pandemic has had a differential effect on ongoing transitions in both systems, sometimes slowing them down, and sometimes accelerating them. In addition, it reveals how it has established new transition pathways. The empirical work further shows how qualitative modelling with system dynamics facilitates an explicit and systematic comparative analysis of transition case studies.Entities:
Keywords: Automobility system; Covid-19; Food system; System dynamics modelling; Transition pathways
Year: 2021 PMID: 34751238 PMCID: PMC8565922 DOI: 10.1016/j.eist.2021.04.003
Source DB: PubMed Journal: Environ Innov Soc Transit ISSN: 2210-4224 Impact factor: 9.680
Transition pathways specified as sequences of events.
| Causal Loop | Causal loop variables | Strengthening +/ weakening - | Concise narrative representing causal loop |
|---|---|---|---|
| S1 | enactment of regime practices →+ profit to incumbents →+ regime-supportive investment →+ enactment of regime practices | ||
| S2 | enactment of regime practices →+ profit to incumbents →+ resources for market control →− change of rules →− enactment of regime practices | + | |
| S3 | enactment of regime practices →+ legitimacy of regime →− change of rules →− enactment of regime practices | + | |
| S4 | enactment of regime practices →− enactment of new practices →− enactment of regime practices | + | |
| S5 | profit to incumbents →+ niche-supportive investment →+ enactment of new practices →+ profit to incumbents | + | |
| S6 | profit to incumbents →+ niche-supportive investment →+ available infrastructure for enactment of new practices →+ enactment of new practices →+ profit to incumbents | + | |
| S7 | profit to incumbents →+ search for new practices →+ actor enrolment →+ enactment of new practices →+ profit to incumbents | + | |
| S8 | profit to incumbents →+ niche-supportive investment →+ resources for rule change →+ change of rules →− enactment of regime practices →+ profit to incumbents | + | |
| S9 | legitimacy of regime →− emergent need for new practices →+ search for new practices →+ enrolment →+ enactment of new niche practices →− legitimacy of regime | + | |
| S1-S3 | See above | + | |
| S10 | legitimacy of regime →− emergent need for new practices →+ search for new practices →+ enrolment →+ enactment of new practices →− enactment of regime practices →+ legitimacy of regime | + | |
| S11 | Actor enrolment →+ enactment of new niche practices →+ actor enrolment | + | |
| S12 | enactment of new niche practices →+ profit to niche actors →+ niche-supportive investment →+ enactment of new niche practices | + | |
| S13 | enactment of new niche practices →+ profit to niche actors →+ niche-supportive investment →+ infrastructure for new practices →+ enactment of new niche practices | + | |
| S14 | enactment of new niche practices →+ profit to niche actors →+ niche-supportive investment →+ resources for rule change →+ change of rules →+ enactment of new niche practices | + | |
| S15 | enactment of new niche practices →+ profit to niche actors →+ niche-supportive investment →+ resources for rule change →+ change of rules →− enactment of regime practices →− enactment of new niche practices | + | |
| S1-S4 | See above | + | |
| See above | + | ||
| S1-S15 | See above | + | |
| S1-S15 | See above | + | |
Fig. 1Interaction of sequences of events as a causal loop diagram (CLD).
The impact of Covid-19 on transition pathways specified as sequences of events.
| Causal Loop | Causal loop variables | Strengthening +/ weakening - | concise narrative representing causal loop |
|---|---|---|---|
| S16 | Covid-19 impact →+ legitimation of government action for lockdown practices →+ change of rules →+ enactment of new practices →− Covid-19 infections →+ Covid-19 impact | ||
| S17 | enactment of new niche practices →− public fear of infection →+ enactment of new niche practices | - | |
| S18 | Covid-19 impact →+ legitimation of government action for lockdown practices →+ change of rules →+ enactment of new niche practices →− profit to incumbents →+ regime supportive investment →+ enactment of regime practices | (not a loop) | |
| S19 | Covid-19 impact →+ enactment of new niche practices →− profit to incumbents →+ resources for market control →+ change of rules | (not a loop) | |
| S14 | See previous table | ||
| S20 | enactment of new niche practices →− regime economic activity →+ profit to incumbents →+ regime supportive investment →+ enactment of regime practices→− enactment of regime practices | + | |
| S21 | enactment of new niche practices →+ profit to niche actors →+ niche supportive investment →+ enactment of new niche practices | + | |
| S22 | enactment of new niche practices →− regime economic activity →+ profit to incumbents →− bailouts to preserve employment and boost economic activity →+ enactment of regime practices | - | |
Sequences identified in the (auto)mobility system.
| Sequence # | Ongoing transition | Covid-19 impact |
|---|---|---|
| 1 | Strongly embedded regime practices → normal profits → regime-supportive investments | Significant decrease in regime practices → lower regime profitability → reduced investment → reduced enactment of regime practices |
| 2 | Strong enactment of regime practices → normal profits → alternative modes excluded by not changing rules | Significant decrease in regime practices → lower regime profitability → less resources for market control → more scope for regime adverse rule changes |
| 3 | Enactment of regime practices → regime legitimacy → low incentive to change rules or regime practices → slow transition to electrification | Significant reduction in enactment of regime practices → decreased regime legitimacy → more scope for regime adverse rule changes → allowing micro-mobility → reduction in the enactment of regime practices. Parallel reduction in public transport modes. |
| 4 | Enactment of regime practices → little scope for new practices → reinforced existing regime practices | Reduced enactment of regime practices → growing enactment of active travel and remote working → Reduced enactment of regime practices |
| 5 | Normal profitability → some niche supportive investment → enactment of new practices | Falling profit to incumbents → neutral on niche-supportive investment → enactment of new practices without profits to incumbents |
| 6 | Normal profitability → some niche supportive investment and new infrastructure → enactment of new practices | Falling profit to incumbents → neutral on niche-supportive investment (no extra incentives for BEVs) including the available infrastructure for enactment of new practices (steady policy on charge points) → enactment of new practices without profit to incumbents |
| 7 | Normal profitability → some experimentation in enactment of new practices and enrolment → thence enactment of new practices | Falling profit to incumbents → search for new practices → enrolment in new practices → increased enactment of new practices without profit to incumbents |
| 8 | Brexit → normal profitability → experimentation in niche supportive investment → substantive rule change reduced by political support for automotive industry interests, while enactment of regime practices had stagnated and profits to incumbents had started falling | Falling profit to incumbents → niche-supportive investment focused on other modes (e-scooters and e-bikes) → resources for rule change (making e-scooters legal on the road, creating new bike lanes) → undermined enactment of regime practices → lower profit to incumbents (including e.g. car dealerships) |
| 9 | Issues around air quality and CO2 emissions → reduced regime legitimacy → emergent need for new practices → enactment of new practices that generally were supportive of the regime | Lockdown → challenges regime legitimacy, but also significant impacts on competing modes (trains, buses) or complementary demand modes (air travel, ship cruises) → experienced need for new practices → search for new practices → some enrolment and enactment of new practices → reduced regime legitimacy |
| 10 | Issues around air quality and CO2 emissions → reduced regime legitimacy → emergent need for new practices → enactment of new practices that generally were supportive of the regime → slightly reduced enactment of regime practices | Reduced regime legitimacy → emergent need for new practices → search for new practices → increased enrolment/enactment of active travel, remote working, and EVs) → declining enactment of regime practices driving declining legitimacy of the regime (public transport also suffered from falling legitimacy, while informal surveys suggested an increased appetite for automobility) |
| 11 | enrolment → enactment of new practices (EVs; car sharing; micro-mobility) → further enrolment | stronger enrolment → enactment of new practices (including active travel, which may be temporary) → further enrolment |
| 12 | enactment of new practices → increased profits to new entrants (Tesla; UBER; micro mobility) → niche-supportive investment → enactment of new practices | [insufficient evidence to link increased enactment to profit for niche actors; some niche practices such as car sharing and ride hailing have declined significantly] |
| 13 | enactment of new practices increased profits to new entrants (Tesla; UBER; micro-mobility) → niche-supportive investment → available infrastructure for new practices → enactment of new practices | new infrastructure mostly as (temporary) cycle lane provision; some acceleration in charge point provision for EVs → enactment of new practices |
| 14 | enactment of new practices → increased profits to new entrants (Tesla; UBER; micro-mobility) → resources for rule changes (car-free and zero emissions zones) → increased enactment of new practices | Rule change → enactment of new practices, but related to political / policy initiative at the highest level to link increased active travel with improved health outcomes and hence better resilience to the pandemic, rather than niche profitability |
| 15 | enactment of new practices → increased profits to new entrants (Tesla; UBER; micro-mobility) → resources for rule changes (car-free and zero emissions zones) → enactment of new practices → regime practices unaffected (except for Brexit impacts) | [insufficient evidence for this sequence; link from enactment to niche profits has not been shown] |
| 16 | [no evidence to support this sequence] | Covid-19 infections → public fear of infection → emergent need for new practices → legitimacy of government action (lockdown practices) → reduced mobility in general |
| 17 | [no evidence to support this sequence] | enactment of new practices → reduced the public fear of infection → sustains enactment of new practices → reduced rate of infection → enactment of new practices |
| 18 | [no evidence to support this sequence] | Covid-19 infections → increased legitimation of government action (lockdown practices) → change of rules → enactment of new practices → reduced incumbent profitability → lower regime supportive investment reduced enactment of regime practices |
| 19 | [no evidence to support this sequence] | Enactment of new practices → reduced incumbent profitability → less resources for market control → less regime supportive investment → less enactment of regime practices |
| 20 | Brexit decision → enactment of new (trading) practices → some breakdown of regime firms (e.g. closure of Honda assembly plant) | enactment of new practices, but accompanied by decline in economic activity → lower GDP → accelerated breakdown of regime firms or reduced profitability) → reduce regime supportive investment → the enactment of regime practices |
| 21 | [no evidence for this sequence] | enactment of new practices, but accompanied by decline in economic activity → partial breakdown of niche firms (e.g. UBER); nevertheless growth in niche supportive investment → enactment of niche practices |
| 22 | [no evidence for this sequence] | enactment of new practices, but accompanied by decline in economic activity → lower GDP → accelerated breakdown of regime firms or reduced profitability). No strong evidence for bailouts to preserve employment and boost economic activity and therefore the enactment of regime practices |
Food system table of sequences.
| 1 | Strongly embedded regime practices → normal profits →regime-supportive investments → regime practices | Significant selective growth in regime practices: high in grocery supermarket regime practices, decline in hospitality and food service sectors → selective profits → selective regime supportive investments |
| 2 | Strong enactment of regime practices → normal profits → new practices excluded by (not changing) rules | Increased profits → increased investment in online supply infrastructure and provision, combined with increased donations to food aid providers |
| 3 | Enactment of regime practices → strong regime legitimacy → low incentive to change rules or regime practices | Regime private actor actions → increased regime legitimacy |
| 4 | Enactment of regime practices → little scope for new practices → reinforced existing regime practices | This sequence is undermined by increased enactment of new practices: home cooking due to remote working); fears of Covid-19 increase interest in healthy diet, exercise and home cooking to boost immune systems; increase in online shopping due to fear of infections in busy supermarket environments |
| 5 | Incumbent profit → beginning voluntary industry transition to niche supportive investment and new practices (vegan diet, sustainable (net-zero) food production) | incumbent profit → regime-based investments (on-line provision, redesign of store footfall, new queuing and cashless systems). Out of home (not necessarily based in profit) invests in new practices: table service only, closely monitored numbers, takeaway provision and screen partitions and cashless systems. Also, regime actors engage in B2C localised supply of food produce and investment in new collaborations and donations to alleviate rising food poverty due to the pandemic |
| 6 | Incumbent profits → some experimentation in niche supportive investment and new infrastructure → enactment of new practices; not always profitable for incumbents e.g. food donations to charities | grocery profits → significant donations to tackle food poverty |
| 7 | Normal profitability → some experimentation → enrolment/enactment of new practices and enrolment. Brexit negotiations → diversifying supply by groceries, changing product specifications, forward contracting, extra warehousing etc. | Increased costs to grocery incumbents (hygiene, less footfall) → search for new practices (e.g. online) → enrolment/enactment in new practices → profits to incumbents |
| 8 | Normal profits to grocery retailers → niche supportive investment (sustainability partnerships). Other regime actors also invested in niche infrastructure (National Farmers committing to net zero, food hubs localising supply, vertical farming) | Enactment of new practices (increased local shopping → increased investment in new practices (vertical farming equipment, hydroponics, establishment of localised supply chains) |
| 9 | Various negative impacts of regime practices (obesity, GHG emissions) → regime legitimacy → perceived need for new practices | Sequence triggered by negative impacts temporized, but still intact |
| 10 | Various negative impacts of regime practices (obesity, GHG emissions) → reduced regime legitimacy → need for new practices → enrolment/enactment of new practices (smart farming, alternative proteins) | Reduced legitimacy of livestock regime → need for new practices → enactment of new practices (sales of fresh vegetables and fruit) → reduced enactment of regime practices (fast food outlets) |
| 11 | Brexit → new Environmental Land Management Scheme incentivizes sustainable farming → enrolment/ enactment in new practices (regenerative farming, regime to cut GHG emissions) | EU Exit coupled with Covid-19 impact → new trade deals e.g. with US might lower environmental standards |
| 12 | enactment of new practices → increased profits to niche actors → limited supportive investment feeding into enrolment/enactment | [insufficient evidence to support this sequence] |
| 13 | enactment of new practices → increased profits to niche actors (e.g. Regenerative Farmers, Food Hubs etc.) → niche-supportive investment and available infrastructure for new practices | Enactment of new practices (e.g. direct purchasing from farmers, vertical hydroponic approaches) → investment in supporting infrastructure → enactment of new practices |
| 14 | Enactment of new practices → profits to new entrants → some voluntary rule changes (environmental stewardship incentives, premiums for organic production) → enactment of new practices | Enactment of new practices → profit used to advocate rule change on unhealthy produce |
| 15 | Additional to niche investment, UKRI and UK Government provide research funding of £46.5 million pound (Transform the Food Systems Research Programme) | Enactment of new practices → profit to some niche actors → investment in new direct B2C supply chains → enactment of new practices |
| 16 | [no evidence to support this sequence] | Covid-19 infections → public fear of infection → legitimation of government action (lockdown) → emergent need for new shopping practices → enactment of new practices (mainly in relation to groceries; reduced food to go) |
| 17 | [no evidence to support this sequence] | enactment of new practices → reduced public fear of infection → increased enactment of new practices (online provision, direct purchasing from farmers) |
| 18 | [no evidence to support this sequence] | Covid-19 infections → public fear of infection → legitimation of government action (lockdown) → emergent need for new practices (related to unhealthy diet → unclear impact of rule changes |
| 19 | [no evidence to support this sequence] | Covid-19 infections → new rules (UK Obesity Strategy ‘Better Health Campaign’ in part to ‘beat Covid-19’) → some evidence for changed practices |
| 20 | Brexit → repatriation of rules (25-year Environment plan and associated new Environmental Land Management scheme as a ‘Green EU Exit’; New Agricultural bill) | Enactment of new practices → profit to regime actors (grocery sector) but falling profit to others (on the go food, hospitality) → breakdown of some regime firms → investment in regime-based infrastructure for new practices |
| 21 | [no evidence to support this sequence] | Enactment of new practices → growth in niche supportive investment → further enactment of new practices |
| 22 | [no evidence to support this sequence] | [no evidence to support this sequence] |
Summary of key findings in the UK automobility and food systems.
| transformation | reconfiguration | ||
|---|---|---|---|
| Transformation towards electrification’ Public statement (18/11/20) to reinforce shift to electrification. Ban on new pure ICE cars brought forward ten years to 2030. | Online purchase + home delivery has replaced shopping in physical stores. Nielsen reports a 14% increase in online grocery sales, which equates to an extra 600,000 households shopping for food online for the first time in the UK (Nielsen, | ||
| Observed in the shift back out of public transport towards cars; economic impact has constrained the ability of industry to support the electrification transition | All practices of eating out have been drastically reduced to temporary lockdown closures . | ||
| Emergence of a transition to active mobility, virtual mobility, in terms of enactment of practices and articulation in visions of post-Covid-19 society | Increase in home cooking and decrease in consumption of prepared meals as more people have time to cook. Poor diet identified as one of three top risks of death from Covid-19 and UK Government launches new Obesity Strategy on 27th July 2020. | ||
| aASSESSMENT OF OUTCOME INDICATORS | |||
| Regime has been weakened | Grocery regime has been strengthened | ||
| Electrification: accelerate sales of electric vehicles | healthy diet increased purchase of fresh fruit and vegetables as more people home cook. obesity levels continue to increase | ||
| Autonomous driving: No specific outcome | EU exit concerns from various quarters about impact on fresh fruit and vegetable supply to the UK regarding port delays, price inflation. | ||
| Carsharing: Reduced car sharing, taxis, etc. | Eating out: UK public concerned about eating out without proper track and trace system in place. | ||
| Active mobility: Increased cycling and walking | Shopping locally, convenience stores experience market growth | ||
| Reduced user trust in public transport: | Home cooking: reduction in sales of prepared meals and increased consumption of fresh ingredients as more people cook from scratch at home. | ||
| Major Reduction in trips with substitution by Virtual mobility; shopping delivery; home working | Significant increase in digital grocery shopping | ||