Literature DB >> 34036124

Correlation of End-Tidal Carbon Dioxide with Arterial Carbon Dioxide in Mechanically Ventilated Neonates: A Scoping Review.

Ingra Pereira Monti Martins1, Adriane Muller Nakato2, Paula Karina Hembecker2, Sérgio Ossamu Ioshii2, Percy Nohama2,3.   

Abstract

Monitoring CO2 levels in intubated neonates is highly relevant in the face of complications associated with altered CO2 levels. Thus, this review aims to present the scientific evidence in the literature regarding the correlation between arterial carbon dioxide measured by non-invasive methods in newborns submitted to invasive mechanical ventilation. The search was carried out from January 2020 to January 2021, in the Scopus, Medline, The Cochrane Library, Web of Science, CINAHL and Embase databases. Also, a manual search of the references of included studies was performed. The main descriptors used were: "capnography," "premature infant," "blood gas analysis," and "mechanical ventilation." As a result, 221 articles were identified, and 18 were included in this review. A total of 789 newborns were evaluated, with gestational age between 22.8 and 42.2 weeks and birth weight between 332 and 4790 g. Capnometry was the most widely used non-invasive method. In general, the correlation and agreement between the methods evaluated in the studies were strong/high. The birth weight did not influence the results. The gestational age of fewer than 37 weeks implied, in its majority, a moderate correlation and agreement. Therefore, we can conclude that there was a predominance of a strong correlation between arterial blood gases and non-invasive methods, although there are variations found in the literature. Even so, the results were promising and may provide valuable data for future studies, which are necessary to consolidate non-invasive methods as a reliable and viable alternative to arterial blood gasometry.
© The Author(s) 2021.

Entities:  

Keywords:  artificial respiration; blood gas analysis; capnography; newborn; transcutaneous blood gas monitoring

Year:  2021        PMID: 34036124      PMCID: PMC8132087          DOI: 10.1177/2333794X211016790

Source DB:  PubMed          Journal:  Glob Pediatr Health        ISSN: 2333-794X


Introduction

Respiratory disorders are among the main factors responsible for the admission of newborns (NBs) to Neonatal Intensive Care Units (NICUs),[1] with an estimated frequency between 50.5% and 74.8% in Brazil.[2,3] Arterial blood gas, widely used in NICUs, is considered the gold standard for blood gas analysis since it allows the assessment of possible respiratory, metabolic and circulatory disorders.[4] However, it is an invasive exam, requiring arterial puncture, often difficult to perform,[5] and can cause pain, infection, and harmful blood loss for hemodynamically unstable newborns.[6,7] Besides, its result may be influenced by technical issues such as the time between sample collection and sending it to the laboratory. Non-invasive assessment methods such as capnometry and transcutaneous carbon dioxide measurement are alternatives to arterial gasometry for monitoring newborns submitted to some ventilatory support, preventing frequent blood collections. Transcutaneous measurement of CO2 (tcCO2) is based on the diffusion of CO2 through body tissues, which can be detected by a sensor positioned on the skin surface.[8] Capnometry quantifies the level of CO2 throughout the respiratory cycle by means of its concentration in exhaled air at the end of exhalation (PetCO2). It is used for successful verification of orotracheal intubation, assessment of pulmonary circulation and respiratory status, and optimization of mechanical ventilation.[9] The equipment used are capnometers, lateral flow (sidestream) or main flow (mainstream). In the mainstream, the sensor is connected directly to the endotracheal tube as part of the intubated patients’ respiratory circuit. On the other hand, in the sidestream, the sensor is located in the equipment's central unit, where the gases are analyzed.[10,11] CO2 is transported by hemoglobin to the lungs to be exhaled. The lungs have areas perfused by the bloodstream where gas exchange occurs, called alveolar ventilation, and areas that serve only for air conduction, called anatomical dead space. On the other hand, the physiological dead space refers to areas destined for gas exchange without effective function.[11] The balance between ventilation (V) and perfusion (Q) in the lung regions is essential for gas exchange. Some diseases can alter the V/Q ratio causing hypoxemia or hypercapnia. Thus, the comparison of the amount of CO2 exhaled with the amount of CO2 in arterial blood represents a good estimate of the V/Q ratio.[11] Numerous studies have shown a good correlation between PaCO2 and PetCO2, both in adults[12-15] and children.[16,17] However, in newborns and preterm infants, there are still few studies and reliable results. In this context, this review aims to present the scientific evidence in the literature regarding the correlation of arterial CO2 with CO2 measured with non-invasive methods in newborns undergoing invasive mechanical ventilation (IMV).

Material and Methods

This review was carried out according to the protocol recommended by the Joanna Briggs Institute.[18] The included studies were listed based on the mnemonic strategy PCC—Population, Concept and Context, in which: P corresponds to newborns submitted to invasive mechanical ventilation; C is the correlation of arterial CO2 with CO2 from non-invasive methods; C means NICU. Therefore, based on this strategy, the guiding question was defined: “What is the existing scientific evidence on arterial carbon dioxide measured by non-invasive methods in newborns submitted to IMV? The search was carried out between January 2020 and January 2021, without delimitation of publication period in the following databases: Scopus, Medline, The Cochrane Library, Web of Science and CINAHL based on descriptors defined by consultation with Medical Subject Headings (MeSH) and synonyms in the English language. The following search strategy was used: (Capnography OR Capnometry OR “Transcutaneous carbon” OR “Carbon dioxide” OR “arterial carbon dioxide monitoring” OR “expired carbon dioxide”) AND (“Premature babies” OR “premature babies” OR newborn OR “very low birth weight”) AND (“Blood gas analysis”) AND (“mechanical ventilation” OR “neonatal ventilation”). In the Embase database, the search for Embase Subject Headings (Emtree) and synonyms in English was performed: (Capnometry OR “Transcutaneous carbon” OR “Carbon dioxide” OR “arterial carbon dioxide monitoring” OR “expired carbon dioxide”) AND (Prematurity OR “premature babies” OR newborns OR “very low birth weight babies”) AND (“Blood gas analysis”) AND (“artificial ventilation” OR “ventilation for newborns”). The research was limited to studies published in Portuguese, English, Spanish, and French. Complementary, a search was made from other sources, such as studies in progress in the Brazilian Clinical Trials Records (REBEC) and the US National Library of Medicine (NIH Clinical Trials). A manual search was performed in references of included studies. From the initial search strategy, the selected articles were obtained by title and abstract by 2 authors independently (IPMM and AMN) to exclude duplicate articles and those that did not reach this review’s goals. The inclusion criteria were observational studies and clinical trials that reported using blood gas analyses and non-invasive methods to predict CO2 in newborns, with post-birth age up to six months, admitted to NICU to assess IMV. Studies carried out in children longer than six months or in adults, and in surgical environments, the emergency room and emergency care were excluded. Eventual disagreements between reviewers were resolved by consensus, and the agreement between them was measured by applying a Cohen[19] Kappa statistic. The reference manager Mendeley was used to assist in the articles’ screening. In its turn, the screened articles in the previous step had their eligibility confirmed by reading in full, also carried out by a pair of reviewers independently (IPMM and AMN). Disagreement cases were assessed by a third reviewer (PKH). From the included articles, characteristics were extracted by a pair of reviewers independently for narrative analysis. Then, the following data were extracted: authors, year of publication, sample, measurements, birth weight (in grams), gestational age (in weeks), main comorbidities, non-invasive method, reference standard, results, and conclusion. The presentation and discussion of the results were carried out descriptively.

Ethical Approval and Informed Consent

As this is a review, this study does not involve data collection in any form (tests, experiments, observation, interviews, questionnaires, evaluation of medical records) with human beings. Therefore, submission and approval by the institution's ethics committee does not apply.

Results

We identified 127 articles in the Scopus (98), Pubmed/Medline (10), Cochrane (10), Web of Science (1), CINAHL (4), and Embase (4) databases. In REBEC, 94 were identified, and none in the NIH clinical trials, totalling 221. After excluding 6 duplicate articles, we evaluated 215 by title and abstract, and after this 190 were excluded. The following reasons led to the exclusion: the titles and abstracts did not involve a comparative analysis among the methods of measuring CO2 levels in an invasive and non-invasive; many studies were carried out in older children, adolescents, adults, and animals; and, finally, some of the publications did not correspond to articles but theses, monographs and books. After reading 25 articles in full and applying the eligibility criteria, 19 articles were excluded because the analysis of arterial blood gas was not performed, the newborns were submitted to non-invasive MV, environments outside the NICU and analysis of graphical waves of exhaled CO2. Therefore, 6 articles were included. From the manual search in the references, 12 other articles were added at the end of the process, totaling 18 articles in the final sample. The kappa index showed an agreement of 0.889 between the reviewers, classified as almost perfect.[20] The search and selection process are presented in the flowchart (Figure 1), according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyzes (PRISMA).[21]
Figure 1.

Flowchart of the stages of identification, screening and selection of articles.

Flowchart of the stages of identification, screening and selection of articles.

Population

A total of 789 NBs were evaluated in the 18 articles, and in only 760 NBs, arterial blood gases were used. The gestational age (GA) of newborns ranged from 22.8 to 42.2 weeks. In 8 studies, all newborns assessed were premature with GA less than 37 weeks.[22-29] Birth weight ranged from 332 to 4790 g, and in some studies, only newborns with extremely low birth weight,[25] very low birth weight[22] and low birth weight were included.[24] The respiratory distress syndrome (RDS), meconium aspiration syndrome (SAM) and pneumonia were the main comorbidities associated with the newborns who had participated of the studies. The authors excluded neonates with congenital heart disease from most studies. The characteristics of the included studies population were classified according to the main author, year of publication, and type of study are shown in Table 1.
Table 1.

Characteristics of the Population Sample of the Articles Included.

AuthorSample (NB)Measurements (method-PaCO2)Gestational age (week)Comorbidities
Meredith and Monaco[30]16132 PetCO222-40RDS, sepsis, MAS, asphyxia
Nangia et al[31]152152 ETCO228-42Asphyxia, MAS, RDS
Rozycki et al[26]48411 EtCO228.3 ± 4.7Pulmonary disease
Wu et al[32]61 (20 e 41 Premature Infants)130 PetCO231.4 (22.8-42.2)RDS, heart diseases
Aliwalas et al[27]27 (Premature Infants)81 PetCO2 e TcPCO2Mean 26.3 (<28)RDS
Singh and Singhal[25]31 (ELBW <1000 g)754 EtCO223-27RDS
Kugelman et al[33]27222 DETCO2 e 212 PETCO232.5 (24.8-40.8)RDS, TEF
Bernet et al[34]2082 PtcCO238.25 (29-41)DH, NEC, RDS
Bhat andAbhishek[6]32133 EtCO227-40RDS, MAS, sepsis, asphyxia
Kugelman et al[28]16 (Premature Infants)195 dCap27.1 (24.7-34.7)RDS
Trevisanuto et al[22]45 (VLBW)143 ETCO223-33RDS
Singh et al[35]*48AA: 29 (22 VLBW e 7 no-VLBW)286 EtCO2 AA: 160 (119 VLBW 41 no-VLBW )VLBW: 26.3 ± 2.3No-VLBW: 36.2 ± 2.9VLBW: RDS, IVH, ROPNo-VLBW: GTC, RD
Tingay et al[36]50132 EtCO2/TcCO2Mean 37IO, TEF
Mukhopadhyay et al[23]**123 (52 após PtcCO2) AS:421338 PtcCO2 AS: 77427.7 ± 3.9RDS, MAS, PNPH, RD
Kugelman et al[37]24332 dCap26.8 (23.6-38.6)RDS, PH
Kugelman et al[38]55 (25- OG; 30 - CG)761 dETCO2OG: 29.1 (24.5-39)CG: 28.2 (23.5-37.9)OG: RDS, TTN, PHCG: RDS, TTN, PH
Lin et al[24]34 (Premature Infants)101 PetCO2 (53 VLBW e 48 no-VLBW)VLBW: 28.3 ± 1.8No-VLBW: 32.3 ± 1.9BPD, PDA, RDS
Nakato et al[29]51 (Premature Infants)221 EtCO228.08 + 3.19RDS, sepsis

Abbreviations: Newborn, newborn; ELBW, extremely low birth weight; VLBW, very low birth weight; AA, arterial samples; OG, open group; CG, closed group; ETCO2, end-tidal carbon dioxide; DETCO2, distal end-tidal carbon dioxide; PETCO2, proximal end-tidal carbon dioxide; PetCO2, end-tidal carbon dioxide pressure; PtcCO2 = TcPCO2, transcutaneous carbon dioxide; dCap, distal capnography; RDS, respiratory distress syndrome; TEF, tracheoesophageal fistula; MAS, meconium aspiration syndrome; NEC, necrotizing enterocolitis; DH, diaphragmatic hernia; IVH, intraventricular hemorrhage; ROP, retinopathy of prematurity; RD, respiratory distress; IO, intestinal obstruction; GTC, gastroschisis; PH, pulmonary hypertension; TTN, transient tachypnea of the newborn; BPD, bronchopulmonary dysplasia; PDA, persistence of the ductus arteriosus; PNPH, persistent neonatal pulmonary hypertension.

The values of gestational age, birth weight and comorbidities are for all patients, not discriminating against those who only received arterial blood collection.

The values of gestational age and birth weight refer to all patients who were evaluated with PtcCO2, without discrimination regarding arterial blood collections.

Characteristics of the Population Sample of the Articles Included. Abbreviations: Newborn, newborn; ELBW, extremely low birth weight; VLBW, very low birth weight; AA, arterial samples; OG, open group; CG, closed group; ETCO2, end-tidal carbon dioxide; DETCO2, distal end-tidal carbon dioxide; PETCO2, proximal end-tidal carbon dioxide; PetCO2, end-tidal carbon dioxide pressure; PtcCO2 = TcPCO2, transcutaneous carbon dioxide; dCap, distal capnography; RDS, respiratory distress syndrome; TEF, tracheoesophageal fistula; MAS, meconium aspiration syndrome; NEC, necrotizing enterocolitis; DH, diaphragmatic hernia; IVH, intraventricular hemorrhage; ROP, retinopathy of prematurity; RD, respiratory distress; IO, intestinal obstruction; GTC, gastroschisis; PH, pulmonary hypertension; TTN, transient tachypnea of the newborn; BPD, bronchopulmonary dysplasia; PDA, persistence of the ductus arteriosus; PNPH, persistent neonatal pulmonary hypertension. The values of gestational age, birth weight and comorbidities are for all patients, not discriminating against those who only received arterial blood collection. The values of gestational age and birth weight refer to all patients who were evaluated with PtcCO2, without discrimination regarding arterial blood collections.

Non-Invasive Methods

Two articles used tcCO2,[23,34] and only 2 studies used both tcCO2 and PetCO2.[27,36] The other articles evaluated the estimate of arterial CO2 by capnometry, in which half of these used lateral flow capnometers and the others mainstream. The measurement performed in the non-invasive method occurred continuously (without pauses) in the majority of the studies.[22,23,27,29,32,35] The measurement was recorded simultaneously with blood collection in most of the articles. In 2 studies it occurred before collection,[28,34] 1 after the collection[30] and another before and after collection.[36] The umbilical artery was the primary arterial access used. The description of non-invasive methods evaluated in the studies is shown in Table 2.
Table 2.

Characteristics of the Non-Invasive Methods Evaluated in the Studies and the Gold Standard.

AuthorNon-invasive method: exhaled or transcutaneous CO2 (measurement)Reference standard-arterial gasometry (sample)
Meredith and Monaco[30]Mainstream-continuous, record after blood collectionUmbilical or peripheral artery
Nangia et al[31]Sidestream-continuous, record simultaneous with blood collectionRadial artery
Rozycki et al[26]Mainstream-continuous, record simultaneous with blood collectionArterial catheter
Wu et al[32]Mainstream-no continuous, record simultaneous with blood collectionUmbilical or radial artery
Aliwalas et al[27]Sidestream microstream and transcutaneous: no continuous, record simultaneous with blood collectionUmbilical artery
Singh and Singhal[25]Mainstream-continuousUmbilical or radial artery
Kugelman et al[33]Sidestream (DETCO2), mainstream (PETCO2)-continuous, record simultaneous with blood collectionArterial catheter
Bernet et al[34]Transcutaneous continuous-TOSCA: before blood collection; MicroGas: simultaneous with blood collectionUmbilical, radial or posterior tibial artery
Bhat andAbhishek[6]Mainstream-continuous, record simultaneous with blood collectionArterial catheter
Kugelman et al[28]Sidestream microstream-continuous, record simultaneous with blood collectionArterial catheter
Trevisanuto et al[22]Mainstream-no continuous, record simultaneous with blood collectionUmbilical artery
Singh et al[35]Sidestream microstream-no continuous, record simultaneous with blood collectionArterial (when available), capillary or venous
Tingay et al[36]Sidestream microstrem e transcutânea–continuous, record before and after blood collectionArterial catheter
Mukhopadhyay et al[23]transcutaneous no continuous, record simultaneous with blood collectionArterial catheter
Kugelman et al[37]Sidestream microstream-continuous, record simultaneous with blood collectionArterial catheter
Kugelman et al[38]Sidestream microstream-continuous, record simultaneous with blood collectionArterial catheter
Lin et al[24]Mainstream-continuous, record simultaneous with blood collectionUmbilical artery, collected 1h before the surfactant

Abbreviations: DETCO2, distal end-tidal carbon dioxide; PETCO2, proximal end-tidal carbon dioxide; PetCO2, end-tidal carbon dioxide pressure; dCap, distal capnography.

Characteristics of the Non-Invasive Methods Evaluated in the Studies and the Gold Standard. Abbreviations: DETCO2, distal end-tidal carbon dioxide; PETCO2, proximal end-tidal carbon dioxide; PetCO2, end-tidal carbon dioxide pressure; dCap, distal capnography.

Correlation and Agreement Between Non-Invasive and Arterial CO2

Statistical tests verified the correlation and agreement analysis of the methods. The correlation coefficients and Bland-Altman analysis of agreement were most used. In general, the correlation of the methods was considered strong in 12 articles, moderate in 4 and weak in 1 article. The Bland-Altman concordance analysis was applied in all studies that evaluated this parameter, having been considered high in 8 articles, moderate in 1 and low in 8. For the articles that analyzed the influence of birth weight on the correlation and agreement between the methods, in 5 of them there was no influence, maintaining a strong correlation, [22,26,28,33,38] high agreement,[28,33,38] and low agreement.[22,26] In 3 others, there was a decrease in correlation and agreement,[35] only in agreement[37] and only in correlation when weight was less than 1500 g.[31] In studies that analyzed exclusively preterm infants, the correlation was strong[22,25,26,28,29] and moderate.[24,27] The agreement was high,[25,28,30] moderate[23,29] and low.[22,24,35] One study compared the correlation and agreement between term and premature NBs, that both were high.[32] Another study found only the correlation, which was strong in term and preterm NBs from 28 to 32 weeks and moderate in preterm infants from 32 to 37.[31] About lung diseases, in 2 studies the correlation was greater in newborns with RDS using surfactant than in those who did not use it.[6,24] In 2 studies, newborns with moderate and severe lung disease maintained a strong high correlation,[29,37]and in only one, the correlation was moderate in the presence of SDR.[31] Details about the statistical tests, the correlation and agreement values are shown in Table 3, and the conclusion of the results are shown in Table 4.
Table 3.

Main Results of the Included Articles.

AuthorResults
Meredith and Monaco[30]PetCO2 /PaCO2: r = 0.79, P < .001; AG: 0.86 ± 0.14 torr
Nangia et al[31]EtCO2/ PaCO2: IG 28-32 s: r = 0.73, P < .01/IG 32-37 s: r = 0.61, P < .001/IG 37-41 s: r = 0.81, P < .001/<1.5 kg: r = 0.62, P < .01/−1.5-2.5 kg: r = 0.92, P < .001; >2.5 kg: r = 0.81, P < .001/MAS: r = 0.94, P < .001/Severe asphyxia: r = 0.76, P < .001/Recurrent apnea: r = 0.96, P < .001/RDS: r = 0.55, P < .01-0.001
Rozycki et al[26]EtCO2/PaCO2: r = 0.833, P < .001; AG: −6.9 ± 6.9 mmHg (CI 95%: ±11.5 mmHg)
Wu et al[32]PetCO2 /PaCO2: r = 0.818, P < .001; AG: 3.5 ± 7.1 mmHg (CI95%: 2.2 a 4.7)
Aliwalas et al[27]PetCO2 /PaCO2: 4 hours: ICC = 0.61; AG: −0.3 ± 2.2 mmHg/12 hours: ICC = 0.56; AG: 2.4 ± 1.4 mmHg/24 hours: ICC = 0.57; AG: 1.9 ± 1.8 mmHg|TcPCO2/PaCO2: 4 hours: ICC = 0.45; AG: 2.2 ± 2.3 mmHg /12 hours: ICC = 0.73; AG: 4.4 ± 1.2 mmHg; 24 hours: ICC = 0.53; AG: 2.6 ± 1.8 mmHg
Singh and Singhal[25]EtCO2/PaCO2: r = 0.71; ICC = 0.81, P < .0001; AG: 5.6 ± 6.8 mmHg (CI 95% 5,11 a 6.09)
Kugelman et al[33]Distal EtCO2/PaCO2: r = 0.72, P < .001; AG: −1.5 ± 8.7 mmHg|Proximal EtCO2/PaCO2: r = 0.21, P < .005; AG: −10.2 ± 13.7 mmHg
Bernet et al[34]PtcCO2Tosca/PaCO2: AG: 0.14 ± 1.45 kPa (CI 95%: −1.31 a 1.59)|PtcCO2/PaCO2MicroGas (Conventional): AG: -0.08 ± 1.2 kPa (CI 95%: −1.28 a 1.12)
Bhat andAbhishek[6]EtCO2/PaCO2: r = 0.73, P < .001; AG: -6.65 ± 7.54 mmHg (CI 95%: −7.9 a −5.35)
Kugelman et al[28]dCap/PaCO2: r = 0.68, P < .0001; AG: -2 ± 10.7 mmHg
Trevisanuto et al[22]EtCO2/PaCO2: r = 0.69, P < .0001; AG: 13.5 ± 8.4 mmHg (CI 95%: −3 a 29.9)
Singh et al[35]EtCO2/PaCO2: r = 0.68; AG: 7.29 ± 10.2 mmHg (CI 95%: 27.12 a −12.55)
Tingay et al[36]EtcCO2/PaCO2: AG: 4.1 ± 9.0 mmHg | TcCo2/PaCO2: AG: -0.8 ± 13.0 mmHg
Mukhopadhyay et al[23]PtcCO2/PaCO2: AG: −7.2 ± 16 mmHg
Kugelman et al[37]dCap/PaCO2: r = 0.7, P < .001; AG: −11.7 ± 10.3 mmHg
Kugelman et al[38]dEtCO2 /PaCO2: r = 0.73, P < .001; AG: 3 ± 8.5 mmHg
Lin et al[24]PetCO2 /PaCO2: r = 0.603, P < .01; AG: 5.9 ± 7.6 mmHg
Nakato et al[29]EtCO2/PaCO2: r = 0.853, P < .001; AG: 0.352 ± 7.57 mmHg (CI 95%: 14.5-15.2)

Abbreviations: r, correlation coefficient; AG, agreement; ICC, intraclass correlation coefficient; EtCO2, end-tidal carbon dioxide; dETCO2, distal end-tidal carbon dioxide; PtcCO2 = TcPCO2, transcutaneous carbon dioxide; dCap, distal capnography; GA, gestational age; RDS, respiratory distress syndrome; SAM, meconium aspiration syndrome.

Table 4.

Conclusion of the Included Articles.

AuthorConclusion
Meredith and Monaco[30]Strong correlation and high agreement
Nangia et al[31]Strong correlation: birth weight between 1.5 e 2.5 kg, MAS, recurrent apnea, premature infants of 28-32 s, Term NBs, >2.5 kg and severe asphyxia; Moderate correlation : premature infants (32-37 s), birth weight <1.5 kg e RDS
Rozycki et al[26]Strong correlation and low agreement
Wu et al[32]Strong correlation and low agreement
Aliwalas et al[27]Moderate correlation
Singh and Singhal[25]Strong correlation and high agreement
Kugelman et al[33]Strong correlation and high agreement for the distal method; Weak correlation and low agreement for the proximal method
Bernet et al[34]Low agreement
Bhat andAbhishek[6]Strong correlation and high agreement
Kugelman et al[28]Strong correlation and high agreement
Trevisanuto et al[22]Strong correlation and low agreement
Singh et al[35]Moderate correlation and low agreement
Tingay et al[36]High concordance
Mukhopadhyay et al[23]Moderate agreement
Kugelman et al[37]Strong correlation and low agreement
Kugelman et al[38]Strong correlation and high agreement
Lin et al[24]Moderate correlation and low agreement
Nakato et al[29]Strong correlation and high agreement

Abbreviations: RDS, respiratory distress syndrome; MAS, meconium aspiration syndrome.

Main Results of the Included Articles. Abbreviations: r, correlation coefficient; AG, agreement; ICC, intraclass correlation coefficient; EtCO2, end-tidal carbon dioxide; dETCO2, distal end-tidal carbon dioxide; PtcCO2 = TcPCO2, transcutaneous carbon dioxide; dCap, distal capnography; GA, gestational age; RDS, respiratory distress syndrome; SAM, meconium aspiration syndrome. Conclusion of the Included Articles. Abbreviations: RDS, respiratory distress syndrome; MAS, meconium aspiration syndrome.

Discussion

The correlation and agreement between invasive and non-invasive methods for CO2 analysis in newborns, especially in premature infants, is divergent in the literature. The newborns studied in this review had comorbidities, which can compromise the agreement of the methods. Despite the differences between the selected articles, such as GA, birth weight and comorbidities, many articles showed a strong correlation and agreement between the methods. The non-invasive methods showed in this review were PetCO2/EtCO2 and tcCO2. TcCO2 were performed in few studies. It is a method that can be used in invasive and non-invasive ventilation and even in unventilated patients, while the expired CO2 is used in IMV.[8] One criteria of the review were to include the newborns submitted to IMV, which can have affected the smaller number of studies with a transcutaneous approach. Among the studies that used tcCO2, a moderate correlation and agreement was found and a low agreement. Although in other studies, they are strong in critically ill newborns[39] and very low birth weight newborns (VLBW).[40] The RDS, or hyaline membrane disease, was the comorbidity most associated with neonates in the studies included in this review. It is the leading cause of pulmonary involvement in newborns, especially in premature infants, with ventilatory management as one of the pillars of treatment, including the IMV.[41] In general, the correlation between EtCO2 and PaCO2 with lung disease was considered strong, although it has also been found weak in literature.[42] In severe lung disease cases, the correlation and agreement were less reliable,[35] as demonstrated by another study.[43] The correlation was higher after the use of surfactant for RDS;[24] however, in another study, the correlation and agreement showed moderate after surfactant use.[27] A literature review that analyzed the prediction of PaCO2 through EtCO2 indicates that the correlation between the methods is stronger if no present lung disease.[44] In only one study,[32] cardiopulmonary malformation appeared among the newborns' comorbidities, although it was a reason for exclusion in most articles. In situations of cyanotic congenital anomalies, PetCO2 can be accurate and, however, underestimate PaCO2. In acyanotic anomalies, the correlation of PetCO2 with PaCO2 shows agreement.[45] There was variation for correlation and agreement between PetCO2 and PaCO2 associated to birth weight. In extremely low birth weight (ELBW) and very low birth weight (VLBW), the most correlations and concordances were strong/high. In Low birth, weight (LBW) showed moderate correlation and low agreement.[24] On the other hand, there is evidence that birth weight does not interfere with the agreement between PetCO2 and PaCO2.[46] About the gestational age, most studies ranged from preterm to post-term, and others exclusively preterm infants. The correlation in these cases was divided between strong and moderate, and the agreement was predominantly moderate. In the literature, a study[47] carried out with preterm infants found a linear correlation between TcPCO2 and PaCO2 and another[46] showed that gestational age does not influence the agreement between PetCO2 and PaCO2. This review did not include review studies and grey literature and delimitation of primary studies and language restriction. However, two reviewers extracted the articles independently, with subsequent consensus, showing excellent agreement. This review showed some limitations, as most studies were cross-sectional, uncontrolled, and with small samples,[25,27,28,33-35,37] selected for convenience and making it impossible to determine selection's fundamental criteria. There was variation in the measurements that occurred before and after the blood collection or simultaneously. Variations in the sample population were also identified in terms of age, birth weight, gestational age, and newborns’ comorbidities. Therefore, the heterogeneity of the included studies does not allow a comparison between their results. In general, the correlation and agreement between CO2 from non-invasive methods with arterial blood gases showed to be strong/high in this review, although moderate and weak/low values were found. Non-invasive methods can help indicate considerable changes in PaCO2 levels to avoid excessive blood sampling and reduce the exposure time to hypocapnia and hypercapnia. Furthermore, they can optimize professionals’ clinical evaluation while blood collection from arterial blood gases is a complicated process compared to the non-invasive measure. More studies and greater methodological rigor need to confirm that the CO2 measurement by non-invasive methods and so permit the construction of specific protocols to guide the professionals who work in NICUs. The studies’ results have shown promise that they can provide valuable data for future investigations, which are necessary to consolidate non-invasive methods as a viable and reliable alternative to arterial blood gases.
  38 in total

1.  Mainstream end-tidal carbon dioxide monitoring in ventilated neonates.

Authors:  Y R Bhat; N Abhishek
Journal:  Singapore Med J       Date:  2008-03       Impact factor: 1.858

2.  Updated methodological guidance for the conduct of scoping reviews.

Authors:  Micah D J Peters; Casey Marnie; Andrea C Tricco; Danielle Pollock; Zachary Munn; Lyndsay Alexander; Patricia McInerney; Christina M Godfrey; Hanan Khalil
Journal:  JBI Evid Synth       Date:  2020-10

3.  Capnography/Capnometry during mechanical ventilation: 2011.

Authors:  Brian K Walsh; David N Crotwell; Ruben D Restrepo
Journal:  Respir Care       Date:  2011-01-21       Impact factor: 2.258

4.  Evaluation of a mainstream capnometer and end-tidal carbon dioxide monitoring in mechanically ventilated infants.

Authors:  K S Meredith; F J Monaco
Journal:  Pediatr Pulmonol       Date:  1990

Review 5.  Continuous Noninvasive Carbon Dioxide Monitoring in Neonates: From Theory to Standard of Care.

Authors:  Ori Hochwald; Liron Borenstein-Levin; Gil Dinur; Huda Jubran; Shlomit Ben-David; Amir Kugelman
Journal:  Pediatrics       Date:  2019-07       Impact factor: 7.124

6.  Mainstream end-tidal carbon dioxide monitoring in the neonatal intensive care unit.

Authors:  H J Rozycki; G D Sysyn; M K Marshall; R Malloy; T E Wiswell
Journal:  Pediatrics       Date:  1998-04       Impact factor: 7.124

7.  End tidal carbon dioxide as a predictor of the arterial PCO2 in the emergency department setting.

Authors:  C Yosefy; E Hay; Y Nasri; E Magen; L Reisin
Journal:  Emerg Med J       Date:  2004-09       Impact factor: 2.740

8.  Detection of carbon dioxide thresholds using low-flow sidestream capnography in ventilated preterm infants.

Authors:  Emmanuel Lopez; Sophie Grabar; Alexandre Barbier; Baruch Krauss; Pierre-Henri Jarreau; Guy Moriette
Journal:  Intensive Care Med       Date:  2009-11       Impact factor: 17.440

9.  Longtime performance and reliability of two different PtcCO2 and SpO2 sensors in neonates.

Authors:  Vera Bernet; Carsten Döll; Vincenzo Cannizzaro; Jörg Ersch; Bernhard Frey; Markus Weiss
Journal:  Paediatr Anaesth       Date:  2008-09       Impact factor: 2.556

10.  Correlation of end tidal and arterial carbon dioxide levels in critically Ill neonates and children.

Authors:  Hiren Mehta; Rahul Kashyap; Sangita Trivedi
Journal:  Indian J Crit Care Med       Date:  2014-06
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