Literature DB >> 29164033

Change in Functional Impairment, Disability, and Quality of Life Following Operative Treatment for Degenerative Cervical Myelopathy: A Systematic Review and Meta-Analysis.

Michael G Fehlings1,2, Lindsay A Tetreault1, Shekar Kurpad3, Darrel S Brodke4, Jefferson R Wilson5, Justin S Smith6, Paul M Arnold7, Erika D Brodt8, Joseph R Dettori8.   

Abstract

STUDY
DESIGN: Systematic review.
OBJECTIVES: The primary objective of this systematic review was to define the change in impairment, disability, and pain following surgical intervention in patients with degenerative cervical myelopathy (DCM). Secondary objectives included to assess the impact of preoperative disease severity and duration of symptoms on outcomes and to summarize complications associated with surgery.
METHODS: A systematic literature search was conducted to identify prospective studies evaluating the effectiveness and safety of operative treatment in patients with DCM. Outcomes of interest were functional status, disability, pain, and complications. The quality of each study was evaluated using the Newcastle-Ottawa Scale, and the strength of the overall body of evidence was rated using guidelines outlined by the Grading of Recommendation Assessment, Development and Evaluation (GRADE) Working Group.
RESULTS: Of the 385 retrieved citations, 32 met inclusion criteria and are summarized in this review. Based on our results, pooled standard mean differences showed a large effect for improvement in Japanese Orthopaedic Association or modified Japanese Orthopaedic Association score from baseline at short-, medium-, and long-term follow-up: 6 to 12 months (1.92; 95% confidence interval [CI] = 1.41 to 2.43), 13 to 36 months (1.40; 95% CI = 1.12 to 1.67), and ≥36 months (1.92; 95% CI = 1.14 to 2.69) (moderate evidence). Surgery also resulted in significant improvements in Nurick, Neck Disability Index, and Visual Analogue Scale scores (low to very low evidence). The cumulative incidence of complications was low (14.1%; 95% CI = 10.1% to 18.2%).
CONCLUSION: Surgical intervention for DCM results in significant improvements in functional impairment, disability, and pain and is associated with an acceptably low rate of complications.

Entities:  

Keywords:  complications; degenerative cervical myelopathy; outcomes; severity; surgery

Year:  2017        PMID: 29164033      PMCID: PMC5684851          DOI: 10.1177/2192568217710137

Source DB:  PubMed          Journal:  Global Spine J        ISSN: 2192-5682


Introduction

Degenerative disease of the cervical spine is the most common indication for cervical spine surgery.[1,2] Neurological consequences of such disease include radiculopathy and myelopathy, which result in progressive pain, disability, and diminished quality of life. The utility of nonoperative therapy for patients with degenerative cervical myelopathy (DCM) was previously investigated by Rhee et al[3]; this systematic review revealed a paucity of evidence supporting such management and recommended against nonoperative treatment in patients with moderate to severe disease. When indicated, the goals of surgical intervention include decompressing the spinal cord, stabilizing the spinal column, and, if necessary, realigning the sagittal plane. The techniques required to accomplish these goals remain controversial and are often selected based on the nature of the underlying pathology, clinical presentation, the presence of sagittal plane deformity, and other patient and surgeon factors. Despite the frequent application of surgery for this disease, there is a paucity of high-quality data supporting operative management in patients with DCM.[4] An underpowered randomized controlled trial provided evidence that outcomes in patients with mild to moderate myelopathy do not differ between conservative and surgical treatment arms.[5,6] Conversely, other observational cohort studies with large sample sizes reveal superior neurological recovery following surgical intervention compared to conservative management.[7,8] The primary objective of this study was to define the change in impairment, disability, and pain following surgical intervention in patients with DCM. Secondary objectives included to evaluate the impact of preoperative disease severity and duration of symptoms on outcomes and to summarize treatment complications associated with surgery. Specifically, key questions for this systematic review were the following: Key Question 1: What are the expected functional, disability, and pain outcomes following surgical intervention for DCM? Key Question 2: Do these expected outcomes depend on preoperative disease severity or duration of symptoms? Key Question 3: What are the complications associated with surgical intervention?

Materials and Methods

Electronic Literature Search

A systematic review of the literature was conducted to identify relevant articles published up to May 18, 2015. Electronic databases (PubMed, EMBASE, Cochrane Collaboration library) and reference lists of key articles were searched to identify prospective studies on adult patients with DCM (cervical spondylotic myelopathy or ossification of the posterior longitudinal ligament [OPLL]) that evaluated outcomes or safety of operative treatment. For Key Question 1, we included studies that assessed functional, disability, and quality of life outcomes following surgical intervention. For Key Question 2, we identified studies that evaluated the impact of preoperative disease severity and duration of symptoms on postoperative outcomes. For Key Question 3, we searched for studies that summarized complications associated with surgery. Table 1 displays the PICO table and highlights the inclusion and exclusion criteria for this review. Studies were excluded if fewer than 50 patients were included, the follow-up was less than 1 year, arthroplasty procedures were performed, and the outcome metrics did not include modified Japanese Orthopaedic Association (mJOA), Neck Disability Index (NDI), or Nurick scores. For studies comparing operative and nonoperative outcomes, we only extracted data from the surgical arm. For studies that compared different types of surgery (eg, anterior vs posterior), we combined the results from both approaches. Studies that did not report primary outcomes but did analyze complications were included for Key Question 3. Two investigators (EDB, JRD) reviewed the full texts of potential articles to obtain a final collection of studies.
Table 1.

Inclusion and Exclusion Criteria.

InclusionExclusions
Patient

Adult patients (≥18 years) with CSM or cervical myelopathy caused by OPLL

Patients <18 years of age

Myelopathy due to infection, malignancy or inflammatory arthritis

Intervention

Surgical decompression with or without fusion (eg, ACDF, laminoplasty, laminectomy, and fusion)

≤50 patients analyzed (after loss-to-follow up)

Cervical disc arthroplasty

Comparison

Impairment at baseline

Competing interventions

Prognostic factors

Myelopathy severity

Symptom duration

Factors other than myelopathy severity or symptom duration

Outcomes

Primary

JOA or mJOA

NDI

Nurick

Secondary

Pain scores (arm and neck pain)

30-meter walk test

Complications/harms

If a study does not report any of the above primary outcomes but presents data on complications, the study will be included for the question on safety

JOA/mJOA, Nurick, or NDI not reported for effectiveness

Study design

Prospective studies with baseline and follow-up outcome data or the proportion of patients that improved by a certain amount

Retrospective studies

Studies that do not present change scores from baseline or do not present data to calculate change scores

Studies with <1 year follow up

Abbreviations: ACDF, anterior cervical discectomy and fusion; CSM, cervical spondylotic myelopathy; JOA, Japanese Orthopaedic Association score; mJOA, modified Japanese Orthopaedic Association score; NDI, Neck Disability Index; OPLL, ossification of the posterior longitudinal ligament.

Inclusion and Exclusion Criteria. Adult patients (≥18 years) with CSM or cervical myelopathy caused by OPLL Patients <18 years of age Myelopathy due to infection, malignancy or inflammatory arthritis Surgical decompression with or without fusion (eg, ACDF, laminoplasty, laminectomy, and fusion) ≤50 patients analyzed (after loss-to-follow up) Cervical disc arthroplasty Impairment at baseline Competing interventions Myelopathy severity Symptom duration Factors other than myelopathy severity or symptom duration Primary JOA or mJOA NDI Nurick Secondary Pain scores (arm and neck pain) 30-meter walk test Complications/harms If a study does not report any of the above primary outcomes but presents data on complications, the study will be included for the question on safety JOA/mJOA, Nurick, or NDI not reported for effectiveness Prospective studies with baseline and follow-up outcome data or the proportion of patients that improved by a certain amount Retrospective studies Studies that do not present change scores from baseline or do not present data to calculate change scores Studies with <1 year follow up Abbreviations: ACDF, anterior cervical discectomy and fusion; CSM, cervical spondylotic myelopathy; JOA, Japanese Orthopaedic Association score; mJOA, modified Japanese Orthopaedic Association score; NDI, Neck Disability Index; OPLL, ossification of the posterior longitudinal ligament.

Data Extraction

We extracted the following data from the included articles: study design, patient demographics, diagnosis, surgical approach, preoperative and postoperative neurological status (mJOA, NDI, Nurick, Visual Analog Scale [VAS] scores), and complications. Preoperative disease severity and duration of symptoms were recorded when available. Each citation was independently reviewed by 2 of the authors.

Study Quality and Overall Strength of Body of Literature

The risk of bias was appraised by 2 of the study authors using the modified Newcastle-Ottawa Scale.[9] The evaluation for risk of bias is included in the supplemental material (available in the online version of the article). Next, the overall quality of evidence with respect to each outcome was determined based on methodology outlined by the Grades of Recommendation Assessment, Development and Evaluation (GRADE) Working Group[10,11] and recommendations from the Agency for Healthcare Research and Quality.[12,13] The overall body of evidence is considered “Low” if all studies are observational. The quality of the body of evidence may be upgraded or downgraded depending on a number of factors. Criteria for downgrading 1 or 2 levels include (1) inconsistency of results, (2) indirectness of evidence, or (3) imprecision of the effect estimates (eg, wide variance). Alternately, the body of evidence may be upgraded 1 or 2 levels based on (1) large magnitude of effect or (2) dose-response gradient. A quality level of “High” indicates high confidence that the true effect lies close to the estimate of effect. A “Moderate” quality level reflects moderate confidence in the effect estimate; the true effect is likely to be close to the estimate of the effect, but there is a possibility that it is substantially different. A “Low” quality level represents limited confidence in the effect estimate; the true effect may be substantially different from the estimate of the effect.[11] “Very Low” ratings indicate very little confidence in the effect estimate; the true effect is likely to be substantially different from the estimate of effect. This rating may be used if there is no evidence or if it is not possible to estimate an effect.

Data Analysis

Outcomes were stratified by follow-up timing as short term (less than 12 months), medium term (13-36 months), and long term (>36 months). Effect measures were first defined as mean differences (MD) with missing standard deviations imputed using the highest value from included studies. Standardized mean differences (SMDs) were computed to reflect the heterogeneity of outcome measures for JOA and mJOA scores that are correlated but not identical.[14] Using Cohen’s criteria,[15] an SMD of 0.2 to 0.49 represents a “small” effect, 0.5 to 0.79 a “moderate” effect, and 0.8 or greater a “large” effect. When it was necessary to merge multiple surgical cohorts from a single article, the weighted average scores were calculated and Cohen’s approximation[16] for combining standard deviations was used. Results were further stratified by study quality based on risk of bias (high or low) to determine if there were qualitative and quantitative differences.

Results

Study Selection

The search strategy yielded 385 relevant citations, of which 312 were excluded based on their title and/or abstract. Seventy-seven studies were selected for full-text review. Forty-five of these were excluded for the following reasons: retrospective study design, sample included both radiculopathy and myelopathy, desired outcomes or preoperative and postoperative comparisons were not available, fewer than 50 patients, duplicated results from a separate study, or follow-up period less than 1 year. An overview of our selection process is summarized in Figure 1. Thirty-two studies ultimately met the inclusion criteria and are summarized in this review.[17-48] Study characteristics are provided in Table 2; sample sizes ranged from 52 to 479 patients, mean ages ranged from 46 to 65 years and males comprised between 34% and 94% of the study populations. Disease pathoanatomy was also variable, with 9 studies including patients with OPLL (range = 6.6% to 33.6% of patients); of the remaining studies, 12 specifically excluded OPLL patients and 6 did not specify whether or not OPLL patients were included. Surgical approaches expectedly varied across studies: 7 included anterior decompression and fusion techniques only[18,20,30,35,37,42,43,45]; 12 included posterior decompression techniques that were either motion-preserving (laminectomy or laminoplasty) or used fusion[24,25,27,28,31,33,34,36,39,40,44,46,47]; and 8 studies incorporated both techniques.[17,19,21-23,26,29,32,38,41,48]
Figure 1.

Overview of search strategy.

Table 2.

Characteristic of Included Studies Evaluating Operative Treatment for Degenerative Cervical Myelopathy.

Author (Year); Study DesignOperative TreatmentPatient Characteristicsa Baseline Severity (Mean)Symptom Duration (Mean)Follow-up, % FollowedOutcome Measures
Bapat (2008); Prospective case seriesAnterior or posterior decompressionN = 129 Mean age: 49.3 ± 11.4 years Male: 84.5% Diagnosis of OPLL: 0%mJOA: 10.4 ± 3.335.1 ± 5.7 monthsMean 33.6 months (range 24-60) 77.7% (129/166)• mJOA • Nurick • Safety
Chen (2013); RCTACDF with titanium (n = 29) or PEEK cages (n = 31)N = 60 Mean age: 46.5 yearsb Male: 55% Diagnosis of OPLL: 0%NRNRMean 99.7 months (range 86-116) 75% (60/80)• JOA score • NDI score
Cheung (2008); Prospective case seriesACDF using autologous ICBG (n = 27); laminoplasty (n = 28)N = 55 Mean age: 64 ± 11 years Male: 63.6% Diagnosis of OPLL: unknownJOA: 10.0 ± 3.517 ± 30 monthsMean 54 ± 26 months %NR• JOA
Chibbaro (2009); Prospective case seriesMultilevel oblique corpectomy without fusionN = 268 Mean age: 58 years (range 29-83) Male: 60% Diagnosis of OPLL: unknownmJOA: 8.1 NDI: 55.29.6 months (range 4-33)96 months %NR• mJOA • NDI • Safety
Fehlings (2012)c; Prospective case seriesACDF or ACCF with instrumentation (n = 176); laminectomy and fusion or laminoplasty (n = 107); circumferential (n = 19)N = 302 Mean age: 57 years (range 29-86) Male: 58.9% Diagnosis of OPLL: unknownmJOA: 12.8b NR24 months 91.1% (275/302)• Safety (perioperative and delayed complications)
Fehlings (2013)c; Prospective case seriesACDF or ACCF with instrumentation (n = 169); laminectomy and fusion or laminoplasty (n = 95); circumferential (n = 14)N = 278 Mean age: 56.3 ± 11.7 years Male: 59.4% Diagnosis of OPLL: unknownmJOA: 12.9 (95% CI 12.5-13.2) Nurick: 3.1 ± 0.97 NDI: 41.8 ± 20.825.8 ± 45.5 months12 months 93.5% (260/278)• mJOA • Nurick • NDI
Fehlings (2015); Prospective case seriesAnterior (ACDF, corpectomy) (n = 276); posterior (laminectomy with or without instrumented fusion, laminoplasty) (n = 191); circumferential (n = 11)N = 479 Mean age: 56.4 ± 11.9 years Male: 64.7% Diagnosis of OPLL: 28.2%mJOA: 12.5 (95% CI 12.2-12.8) Nurick: 3.3 (95% CI 3.2-3.4) NDI: 36.4 (95% CI 34.3-38.4)27.0 ± 34.7 months12 months 84.3% (404/479) 24 months 81.6% (391/479)• mJOA • Nurick • NDI • 30-meter walk test
Hirai (2011); Prospective comparativeACCF (n = 39); laminoplasty using Miyazaki and Kirita method (n = 47)N = 86 Mean age: 60.3 yearsb Male: 73.3% Diagnosis of OPLL: 0%JOA: 9.8b 10.8 monthsb 60 months 91.5% (86/95)• JOA • Safety
Hu (2014); Prospective comparativeOpen-door laminoplasty with suture anchor (n = 30) or titanium miniplate (n = 25) fixationN = 55 Mean age: 55.6 ± 4.1 years Male: 54.5% Diagnosis of OPLL: 0%JOA: 8.3b 17.6 ± 3.6 monthsMean 20.9 monthsb 82.1% (55/67)• JOA • Safety
Kaneyama (2010); Prospective comparativeOpen-door laminoplasty, (n = 73) or double-door laminoplasty (n = 73)N = 146 Mean age: 64.1 yearsb Male: 73.9% Diagnosis of OPLL: 21.2%JOA: 9.95b NR2 weeks 100% (146/146)• C5 palsy
Karpova (2013)c; Prospective case seriesACDF or ACCF (n = 42); laminectomy and fusion or laminoplasty (n = 17); and circumferential (n = 2)N = 61 Mean age: 56.2 ± 11.9 years Male: 69% Diagnosis of OPLL: 6.6%mJOA: 12.8 ± 2.721.1 ± 18.2 months12 months 94% (61/85)• mJOA • Safety
Kimura (2014); Prospective case seriesDouble-door laminoplastyN = 116 Mean age: 63.3 ±12.7 years Male: 67.2% Diagnosis of OPLL: 33.6%JOA: 1134.3 ± 47.2 monthsMean 35 ± 13 months 94.3% (116/123)• JOA • Safety
Kommu (2014); Prospective case seriesACCF with plating (n = 14); laminectomy with (n = 5) and without (n = 40) instrumented fusion; laminoplasty (n = 3); circumferential (n = 1)N = 63 Mean age: 51.1 years (range 30-80) Male: 77.8% Diagnosis of OPLL: 0%Nurick: 2.82Motor symptoms: 7.1 months Sensory symptoms: 9.6 months24 months %NR• Nurick • Safety
Lian (2010); RCTNoncontiguous ACDF plus discectomy using PEEK cages or titanium mesh (n = 55); continuous ACDF using titanium mesh (n = 50)N = 105 Mean age: 60.2 years (range 38-78) Male: 60% Diagnosis of OPLL: 0%JOA: 8.9b NRMean 31.5 months (range 24-48) 95.5% (105/110)• JOA • VAS (pain) • Safety
Machino (2013); Prospective case seriesDouble-door laminoplastyN = 520 Mean age: 62.2 years Male: 63.7% Diagnosis of OPLL: 0%JOA: 10.4 ± 2.820.1 ± 32.0 monthsMean 33.3 months (range 12-90) 91.1% (520/571)• JOA • Safety
Moussellard (2014); Prospective case seriesACCF (n = 7); ACDF (n = 4); laminectomy and fusion (n = 27); laminoplasty and fusion (n = 28); circumferential (n = 1)N = 67 Mean age: 61.6 ± 12.1 years Male: 67% Diagnosis of OPLL: 0%JOA: 11.5 ± 2.623.5 ± 25.3 months24 months %NR• JOA • 30-meter walk test
Nakashima (2014); RCTOpen-door (n = 44) or French-door (n = 46) laminoplastyN = 90 Mean age: 63.0 yearsb Male: 63.3% Diagnosis of OPLL: 23.3%JOA: 9.0b NRMean 28.9 monthsb 95.7% (90/92)• JOA • Infection • C5 palsy
Ohashi (2014)/Katsumi (2012)d; Prospective comparativeEn bloc laminoplasty with prophylactic bilateral C4-C5 foraminotomyN = 121 Mean age: 64 ± 10.2 years Male: 71.9% Diagnosis of OPLL: 17.4%JOA: 11.6 ± 2.7NR24 months 85.8% (121/141)• JOA • VAS (pain) • Safety
Riew (2008); Prospective case seriesACDF (Prestige ST trial)N = 52 Mean age: 46.0 ± 8.5 years Male: 40.4% Diagnosis of OPLL: 0%NDI: 53.5 ± 16.9NR24 months 71.2% (37/52)• NDI • VAS (pain) • Safety
Sasai (2003); Prospective comparativeMidsagittal laminoplasty with (n = 11) and without (n = 63) microcervical foraminotomy; en bloc laminoplasty with microcervical foraminotomy (n = 37)N = 111 Mean age: 63 years Male: 61.3% Diagnosis of OPLL: 25.3%JOA: 10.7b NRPostoperative (overall mean 39 months) 100% (111/111)• C5 palsy
Setzer (2009); Prospective case seriesACDF using titanium cagesN = 60 Mean age: 61.5 ± 14.6 years Male: 66.7% Diagnosis of OPLL: unknownmJOA: 10.32 ± 3.622.0 ± 30.5 monthsMean 18.8 ± 4.6 months %NR• mJOA
Suri (2003); Prospective case seriesACDF/ACCF or laminectomy/laminoplastyN = 146 Mean age: 47 years (range 17-76) Male: 79.5% Diagnosis of OPLL: unknownNurick: 3.19b 11.7 months (range 1.5-120)24 months %NR• Nurick
Suzuki (2009); Prospective comparativeDouble-door laminoplastyN = 98 Mean age: 59.6 years Male: 70.4% Diagnosis of OPLL: 20.4%JOA: 11.1 ± 0.417.1 monthsb Mean 81.6 months (range 60-144) 84.5% (98/116)• JOA
Tanaka (2006); Prospective case seriesOpen-door laminoplasty; with additional foraminotomy (n = 18)N = 62 Mean age: 64 years (range 32-89) Male: 75.8% Diagnosis of OPLL: 17.7%JOA: 9.9 (range 5-15.5)NR14 months (range 12-28) %NR• JOA • Safety
Tetreault (2013)c; Prospective case seriesAnterior (ACDF or ACCF with instrumentation) (n = 169); posterior (laminectomy and fusion or laminoplasty) (n = 95); circumferential (n = 14)N = 272 Mean age: 56.5 ± 11.5 years Male: 58.8% Diagnosis of OPLL: 8.8%mJOA: 12.7 ± 2.623.8 ± 34.6 months12 months 79.8% (217/272)• mJOA
Thakar (2009, 2012); Prospective case seriesUninstrumented ACCF using iliac or fibular bone graftN = 70 Mean age: 51.9 ± 9.9 years Male: 94.3% Diagnosis of OPLL: unknownNurick: 3.13 ± 0.9115.2 ± 4.5 months18 months (range 12-22) %NR• Nurick • VAS (pain) • Safety
Wang (2015); Prospective comparativeDouble-door laminoplasty using Kurokawa method (n = 64) or modified Kurokawa method (n = 88)N = 152 Mean age: 57.2 ± 19 years Male: 74.3% Diagnosis of OPLL: 0%JOA: 8.91 ± 2.79 NDI: 25.52 ± 4.13NRMean 52 ± 33 months 100% (152/152) 36-60 months 53.3% (81/152) ≥60 months 46.7% (71/152)• JOA • NDI • VAS (pain)
Ying (2007); RCTACCF with preserved posterior vertebral wall with ICBG or cages (n = 89); conventional ACCF with ICBG or cages (n = 89)N = 178 Mean age: 49.0 yearsb Male: 65.7% Diagnosis of OPLL: 0%JOA: 12.92b NR12 months 78.7% (140/178)• JOA • Safety
Yoshida (2013); Prospective case seriesExpansive laminoplastyN = 369 Mean age: 65 years (range 27-87) Male: 61.2% Diagnosis of OPLL: 0%JOA: 9.2b NRMean 54.1 months (range 24-97) 81.8% (369/451)• JOA
Zong (2014); Prospective comparativePosterior decompression (not specified)N = 396 Mean age: 60.2 yearsb Male: 33.6% Diagnosis of OPLL: unknownmJOA: 7.44b NDI: 42.97b 12.8 monthsb 24 months 64.9% (396/610)• mJOA • NDI • VAS (pain)

Abbreviations: ACCF, anterior cervical corpectomy and fusion; ACDF, anterior cervical discectomy and fusion; ICBG, iliac crest bone graft; JOA, Japanese Orthopaedic Association score; mJOA, modified Japanese Orthopaedic Association score; NDI, Neck Disability Index; NR, not reported; OPLL, ossification of the posterior longitudinal ligament; RCT, randomized controlled trial; VAS, visual analog scale for pain.

aWith the exception of Fehlings (2012, 2013, 2015), Riew (2008), Tetreault (2013), Wang (2015), and Ying (2007), demographics are reported only for patients that were analyzed (ie, those after loss-to-follow-up).

bFor studies that only provided demographic data stratified by treatment or other comparison groups, weighted means were calculated to provide an estimate for the entire study population.

cSame study population (multicenter AOSpine North American Study): Fehlings (2012) was included for perioperative and delayed complications; Fehlings (2013) included primary outcome results and provided data regarding the association of preoperative disease severity on change in impairment; Karpova (2013) analyzed data from a single center and provided data regarding the impact of preoperative symptom duration on change in impairment; and Tetreault (2013) provided supplemental modeling data using preoperative disease severity and symptom duration as predictors of achieving a mJOA ≥ 16.

dThis was a comparative study using a historical control. Only the treatment group enrolled prospectively is included in our analysis.

Overview of search strategy. Characteristic of Included Studies Evaluating Operative Treatment for Degenerative Cervical Myelopathy. Abbreviations: ACCF, anterior cervical corpectomy and fusion; ACDF, anterior cervical discectomy and fusion; ICBG, iliac crest bone graft; JOA, Japanese Orthopaedic Association score; mJOA, modified Japanese Orthopaedic Association score; NDI, Neck Disability Index; NR, not reported; OPLL, ossification of the posterior longitudinal ligament; RCT, randomized controlled trial; VAS, visual analog scale for pain. aWith the exception of Fehlings (2012, 2013, 2015), Riew (2008), Tetreault (2013), Wang (2015), and Ying (2007), demographics are reported only for patients that were analyzed (ie, those after loss-to-follow-up). bFor studies that only provided demographic data stratified by treatment or other comparison groups, weighted means were calculated to provide an estimate for the entire study population. cSame study population (multicenter AOSpine North American Study): Fehlings (2012) was included for perioperative and delayed complications; Fehlings (2013) included primary outcome results and provided data regarding the association of preoperative disease severity on change in impairment; Karpova (2013) analyzed data from a single center and provided data regarding the impact of preoperative symptom duration on change in impairment; and Tetreault (2013) provided supplemental modeling data using preoperative disease severity and symptom duration as predictors of achieving a mJOA ≥ 16. dThis was a comparative study using a historical control. Only the treatment group enrolled prospectively is included in our analysis.

Effect of Surgery on Functional Impairment, Disability, and Pain

Japanese Orthopaedic Association Score

Twenty-one studies reported change in JOA or mJOA scores in patients with moderate to severe DCM (mean baseline JOA = 7.4 to 12.9); follow-up duration ranged from 12 to 98 months.[17-20,22-24,28,30-34,37,39,40,44-48] The risk of bias was low or moderately low in 14 studies[17,18,22,23,28,30,31,33,34,39,44-46,48] and moderately high in 7 because of undefined or low follow-up rates.[19,20,24,32,37,40,47] A strong effect for improvement in function was observed at each time point (P < .001): the pooled SMD across 10 studies was 1.92 (95% confidence interval [CI] = 1.41 to 2.43) at 12-months follow-up (Figure 2a)[20,22-24,28,30,32,34,45,48]; 1.40 (95% CI = 1.12 to 1.67) across 12 studies at 13- to 36-months follow-up (Figure 2b)[17,23,30-34,37,40,44,47,48]; and 1.92 (95% CI = 1.41 to 2.69) across 7 studies at 36-months follow-up (Figure 2c).[18-20,23,39,44,46]
Figure 2.

Forest plots and meta-analysis of postoperative Japanese Orthopaedic Association (JOA) scores among patients with degenerative cervical myelopathy. Significant improvements in JOA scores are observed following surgery at short (Panel A, 6-12 months), medium (Panel B, 13-36 months), and long (Panel C, >36 months) term follow-up.

Forest plots and meta-analysis of postoperative Japanese Orthopaedic Association (JOA) scores among patients with degenerative cervical myelopathy. Significant improvements in JOA scores are observed following surgery at short (Panel A, 6-12 months), medium (Panel B, 13-36 months), and long (Panel C, >36 months) term follow-up.

Neck Disability Index and Nurick Grade

Seven studies assessed change in NDI scores (follow-up duration ranged from 12 to 99.7 months)[18,20,22,35,44,47,48] and 5 studies evaluated change in Nurick grade (follow-up duration ranged from 12 to 24 months).[22,29,38,42,48] The risk of bias was low or moderately low in 4 studies reporting NDI[18,22,44,48] and in 2 studies reporting Nurick grade.[22,48] The remaining studies were classified as high or moderately high risk of bias because of undefined or low follow-up rates.[20,29,35,38,42,47] A strong effect for improvement was observed at each time point (P < .001) for both NDI and Nurick scores. For up to 12-months follow-up, the pooled MD for NDI was 18.02 (95% CI = 11.02 to 25.02) across 5 studies (Figure 3a)[20,22,35,44,48] and 1.42 (95% CI = 1.11 to 1.74) for Nurick across 2 studies (Figure 4a).[22,48] In the medium term (13-36 months), the pooled MD for NDI was 19.71 (14.01 to 25.42) across 5 studies (Figure 3b)[20,35,44,47,48] and 1.06 (95% CI = 0.69 to 1.43) for Nurick across 4 studies (Figure 4b).[29,38,42,48] In the long term (over 36 months), the pooled MD for NDI was 23.21 (95% CI = 11.84 to 34.58) across 2 studies (Figure 3c).[18,20]
Figure 3.

Forest plots and meta-analysis of postoperative Neck Disability Index (NDI) scores among patients with degenerative cervical myelopathy. Significant improvements in NDI scores are observed following surgery at short (Panel A, 6-12 months), medium (Panel B, 13-36 months), and long (Panel C, >36 months) term follow-up.

Figure 4.

Forest plots and meta-analysis of postoperative Nurick scores among patients with degenerative cervical myelopathy. Significant improvements in Nurick scores are observed following surgery at short (Panel A, 6-12 months) and medium (Panel B, 13-36 months) term follow-up.

Forest plots and meta-analysis of postoperative Neck Disability Index (NDI) scores among patients with degenerative cervical myelopathy. Significant improvements in NDI scores are observed following surgery at short (Panel A, 6-12 months), medium (Panel B, 13-36 months), and long (Panel C, >36 months) term follow-up. Forest plots and meta-analysis of postoperative Nurick scores among patients with degenerative cervical myelopathy. Significant improvements in Nurick scores are observed following surgery at short (Panel A, 6-12 months) and medium (Panel B, 13-36 months) term follow-up.

Visual Analog Scale for Pain

Five studies reported change in VAS scores with follow-up duration ranging from 6 to 72 months.[20,30,34,44,47] The risk of bias was low or moderately low in 3 studies,[30,34,44] and moderately high in 2 studies because of undefined or low follow-up rates[20,47] and/or concerns regarding selection bias.[47] A strong effect was seen for improvement in pain at each time point (P < .001): the pooled MD was 32.74 (95% CI = 18.39 to 47.10) across 4 studies at 12-months follow-up (Figure 5a)[20,30,34,44] and 32.55 (95% CI = 21.37 to 43.72) across 6 studies at 13- to 36-months follow-up (Figure 5b).[20,30,34,35,44,47] The MD from one study was 40.00 (95% CI = 37.01 to 42.99) at greater than 36-months follow-up (Figure 5c).[20]
Figure 5.

Forest plots and meta-analysis of postoperative Visual Analog Scale (VAS) scores among patients with degenerative cervical myelopathy. Significant improvements in VAS scores are observed following surgery at short (Panel A, 6-12 months), medium (Panel B, 13-36 months), and long (Panel C, >36 months) term follow-up.

Forest plots and meta-analysis of postoperative Visual Analog Scale (VAS) scores among patients with degenerative cervical myelopathy. Significant improvements in VAS scores are observed following surgery at short (Panel A, 6-12 months), medium (Panel B, 13-36 months), and long (Panel C, >36 months) term follow-up.

Effect of Preoperative Duration of Symptoms and Myelopathy Severity on Surgical Outcomes

Four studies stratified their sample based on preoperative duration of symptoms (<6, 6-12, >12 months[19]; <12 or >12 months[26,39]; or <12, 12-24, and >24 months[38]) (Table 3). Patients in these subgroups exhibited similar functional improvements as assessed by JOA or mJOA scores.[19,26,39] A fifth study by Tetreault et al evaluated whether duration of symptoms is a significant predictor of a postoperative mJOA score ≥16.[41] Based on their results, the odds of achieving a mJOA ≥ 16 decreased by 22% when a patient moved from a shorter to a longer duration of symptoms group (≤3; >3, ≤6; >6, ≤12; >12, ≤24; >24 months) (adjusted odds ratio: 0.78; 95% CI = 0.61 to 0.997; P = .048).
Table 3.

The Impact of Preoperative Duration of Symptoms on Japanese Orthopaedic Association (JOA) and Nurick Outcomes at 3 Different Follow-up Periods.

Author and Symptom DurationnPreoperative JOA Score (95% CI or ±SD)JOA Change Score (95% CI)Nurick Improved (%)a
Short-term F/U (12 months)
 Karpova (2013)
  <12 monthsNR13.5b (12.6, 14.1)3.1b (2.5, 3.7)
  >12 monthsNR11.9b 2.6b (2.0, 3.2)
 Suzuki (2009)c
  <12 months6511.2 ± 3.03.4 (2.1, 4.7)
  >12 months3311.1 ± 3.02.8 (1.4, 4.2)
Medium-term F/U (24-36 months)
 Suzuki (2009)
  <12 months6511.2 ± 3.03.4 (2.4, 4.6)
  >12 months3311.3 ± 3.02.7 (1.2, 3.8)
 Suri (2003)
  <12 months86 58.1%
  12-24 months31 71.0%
  >24 months29 51.7%
Long-term F/U (54-60 months)
 Suzuki (2009)
  <12 months6511.2 ± 3.03.4 (2.4, 4.6)
  >12 months3311.2 ± 3.02.4 (1.2, 3.8)
 Cheung (2008)
  <6 monthsNR 8.6 ± 3.42.9
  6-12 monthsNR10.3 ± 3.93.1
  >12 monthsNR10.6 ± 3.61.0

Abbreviations: CI, confidence interval; F/U, follow-up; JOA, Japanese Orthopaedic Association Score; NR, not reported; SD, standard deviation.

aProportion of patients that improved by 1 or more Nurick grades at follow-up.

bmJOA scores.

cValues estimated from Figure 4 in the Suzuki 2009 article; 95% confidence intervals calculated from estimate.

The Impact of Preoperative Duration of Symptoms on Japanese Orthopaedic Association (JOA) and Nurick Outcomes at 3 Different Follow-up Periods. Abbreviations: CI, confidence interval; F/U, follow-up; JOA, Japanese Orthopaedic Association Score; NR, not reported; SD, standard deviation. aProportion of patients that improved by 1 or more Nurick grades at follow-up. bmJOA scores. cValues estimated from Figure 4 in the Suzuki 2009 article; 95% confidence intervals calculated from estimate. Two studies compared postoperative outcome in cohorts of varying preoperative myelopathy severities (Table 4).[20,22] Two other studies examined the association between baseline severity scores and surgical outcomes.[37,41] With respect to change in mJOA, Fehlings et al[22] reported improvements across all levels of impairment; patients with severe myelopathy (mJOA < 12), however, demonstrated the greatest functional change (4.91, 95% CI = 4.34 to 5.49), whereas those with mild disease (mJOA ≥ 15) achieved the least amount of improvement (1.29, 95% CI = 0.70 to 1.87; Table 4). Conversely, Chibbaro et al[20] reported that a similar percentage of patients with either moderate (mJOA = 10-13) or severe (mJOA = 5-9) myelopathy exhibited improvement on the mJOA scale at long-term follow-up (96 months). In a study by Tetreault et al,[41] the odds of achieving a mJOA ≥ 16 at 1-year following surgery was 1.22 times greater for every 1-point increase in preoperative mJOA score. A complementary result was observed in a study by Setzer et al,[37] who reported that patients with more severe preoperative impairment were less likely to exhibit a postoperative improvement of 2 or more points on the mJOA scale at 18-months follow-up (odds ratio = 0.72; 95% CI = 0.66 to 0.92).[37]
Table 4.

Modified Japanese Orthopedic Association, Neck Disability Index, and Nurick Outcomes Based on Preoperative Myelopathy Severity.

AuthornmJOA Change Score (95% CI)Improved mJOA (%)NDI Change Score (95% CI)Nurick Change Score (95% CI)
Short-term F/U (12 months)
 Fehlings (2013)
  Mild (mJOA ≥15)781.29 (0.70, 1.87) 12.05 (7.76, 16.34)1.54 (1.22, 1.86)
  Moderate (mJOA 12-14)1052.58 (2.07, 3.09)  9.79 (5.90, 13.68)1.51 (1.22, 1.81)
  Severe (mJOA <12)774.91 (4.34, 5.49) 12.53 (8.05, 17.02)1.74 (1.41, 2.08)
Long-term F/U (96 months)
 Chibbaro (2009)
  Moderate (mJOA 10-13)90 86.7
  Severe (mJOA 5-9)178 86.5

Abbreviations: CI, confidence interval; F/U, follow-up; mJOA, modified Japanese Orthopaedic Association Score; NDI, Neck Disability Index; NR, not reported; SD, standard deviation.

Modified Japanese Orthopedic Association, Neck Disability Index, and Nurick Outcomes Based on Preoperative Myelopathy Severity. Abbreviations: CI, confidence interval; F/U, follow-up; mJOA, modified Japanese Orthopaedic Association Score; NDI, Neck Disability Index; NR, not reported; SD, standard deviation.

Complications

Pooled estimates of complications across included studies are presented in Table 5 in order of decreasing frequency. The cumulative incidence of complications is low (14.1%; 95% CI = 10.1% to 18.2%). Mortality was reported in 0.3% of patients (95% CI = 0.0% to 0.5%). Neurological complications included worsening of myelopathy (1.3%; 95% CI = 0.5% to 2.1%), laryngeal nerve injury/dysphagia (2.2%; 95% CI = 1.4% to 3.0%), and C5 radiculopathy or palsy (1.9%; 95% CI = 1.4% to 2.4%). Infection was infrequent and reported in 1.5% of patients (95% CI = 1.0% to 2.1%). Instrumentation or graft complication occurred in 2.0% of cases (95% CI = 1.3% to 2.7%).
Table 5.

The Cumulative Incidence of Complications.

ComplicationsNumber of Studies and Referencesn/NCumulative Incidence %95% CI
Axial pain3 [21, 30, 45]33/5855.63.8, 7.5
Laryngeal nerve injury/dysphagia8 [17, 20, 21, 23, 29, 30, 43, 45]26/11822.21.4, 3.0
Instrumentation/graft complication9 [17, 18, 21, 24, 30, 35, 43, 45, 48]28/14112.01.3, 2.7
C-5 radiculopathy/palsy15 [17, 20, 21, 23-25, 27, 28, 30, 31, 33, 36, 40, 43, 48]50/26611.91.4, 2.4
Pseudarthrosis7 [17, 18, 21, 23, 30, 34, 45]17/9541.80.9, 2.6
Infection (deep and superficial)10 [20, 21, 24, 27, 29-31, 33, 43]32/20741.51.0, 2.1
Adjacent segment disease (symptomatic)2 [17, 21]6/4041.50.3, 2.7
Reoperation/revision7 [20, 21, 23, 29, 30, 32, 35]13/9431.40.6, 2.1
Dural tear/CSF leak11 [20, 21, 24, 27, 28, 30-33, 43, 45]26/18931.40.8, 1.9
Worsening of myelopathy2 [21, 48]10/7811.30.5, 2.1
Hematoma7 [21, 24, 30, 32, 43, 45, 48]11/12370.90.4, 1.4
Radiculopathy/palsy (not C5)3 [21, 36, 43]4/4640.90.0, 1.7
Neurologic deterioration/new deficit3 [17, 21, 31]9/9690.90.3, 1.5
Delayed wound healing/dehiscence2 [21, 32]3/3690.80.0, 1.7
Dysphonia3 [21, 23, 48]6/8670.70.1, 1.2
Postoperative deformity2 [17, 21]2/4040.50.0, 1.2
Death6 [17, 18, 21, 30, 32, 48]3/11620.30.0, 0.5
Stroke/transient ischemic attack3 [21, 31, 43]3/8730.30.0, 0.7
Esophageal injury2 [23, 30]0/1910.00.0, 2.9
Other7 [17, 20, 21, 23, 32, 43, 48]51/13823.72.7, 4.7
Cardiopulmonary1 [21]10/3023.31.3, 5.3
Fracture1 [27]3/1412.10.0, 4.5
Bed sore1 [17]1/1290.80.0, 2.3
Spinal cord injury1 [24]0/550.00.0, 0.0
Any complicationa 1 [21]40/28314.110.1, 18.2

Abbreviations: CI, confidence interval; CSF, cerebrospinal fluid; n, number of complications; N, total number of patients.

aOnly reported for anterior and posterior surgery; 19 patients who had circumferential decompression were not included.

The Cumulative Incidence of Complications. Abbreviations: CI, confidence interval; CSF, cerebrospinal fluid; n, number of complications; N, total number of patients. aOnly reported for anterior and posterior surgery; 19 patients who had circumferential decompression were not included.

Evidence Summary

The evidence summary is presented in Table 6.
Table 6.

Evidence Summary.

Studies; N [References]Strength of EvidenceConclusions/Comments
Key Question 1: What are the expected functional, disability and pain outcomes following surgical intervention for DCM?
JOA/mJOA 6-12 months 10 studies [20, 22-24, 28, 30, 32, 34, 45, 48] (N = 1697) 13–36 months 12 studies [17, 23, 30-34, 37, 40, 44, 47, 48] (N = 2267) ≥36 months 7 studies [18-20, 23, 39, 44, 46] (N = 1088)Moderatea Surgical intervention resulted in improved JOA/mJOA scores at all time points assessed. Pooled standardized mean differences showed a large effect for improvement in function from baseline at short term (10 studies, SMD 1.92), medium term (12 studies, SMD 1.40), and long term (7 studies, SMD 1.92) follow-up.
NDI 6-12 months 5 studies [20, 22, 35, 44, 48] (N = 1211) 13-36 months 5 studies [20, 35, 44, 47, 48] (N = 1347) ≥36 months 2 studies [18, 20] (N = 328)Very Lowb Surgical intervention resulted in improved NDI scores at all time points assessed. Pooled mean differences showed clinically meaningful improvement in disability from baseline at short term (5 studies, MD 18.02), medium term (5 studies, MD 19.71), and long term (2 studies, MD 23.21) follow-up.
Nurick 6-12 months 2 studies [22, 48] (N = 739) 13-36 months 4 studies [29, 38, 43, 48] (N = 758)Low Surgical intervention resulted in improved Nurick scores at short-term and medium-term assessments. Pooled mean differences showed clinically meaningful improvement in disability from baseline at short term (2 studies, MD 1.42) and medium term (4 studies, MD 1.06) follow-up.
Pain (VAS 100-point scale) 6-12 months 4 studies [20, 30, 34, 44] (N = 646) 13-36 months 6 studies [20, 30, 34, 35, 44, 47] (N = 1097) ≥36 months 1 study [20] (N = 268)Moderatea 6-12 months Very Lowb 13-36 and ≥36 months Surgical intervention resulted in improved pain scores at all time points assessed. Pooled mean differences showed clinically meaningful improvement in pain from baseline at short term (4 studies, MD 32.7), medium term (6 studies, MD 32.5), and long term (1 study, MD 40.0) follow-up.
Key Question 2: Do these expected outcomes depend on preoperative disease severity or duration of symptoms?
Preoperative Duration of Symptoms
JOA improvement 12 months 2 studies [26, 39] (N = NC) 24-36 months 1 study [39] (N = 98) 54-60 months 2 studies [19, 39] (N = NC)Very Lowc Change in neurological status following surgical intervention does not depend on preoperative duration of symptoms. Patients with a longer duration of symptoms (≥12 months) had similar neurological improvement as those with a shorter duration of symptoms (<12 months) at all follow-up periods.
Success (mJOA ≥16)1 study [41] (N = 272) F/U 12 monthsLow The odds of a “successful” outcome following surgical intervention depend on preoperative duration of symptoms. The odds of achieving a mJOA ≥16 decreased by 22% when a patient moves from a shorter to a longer duration of symptoms group (≤3; >3, ≤6; >6, ≤12; >12, ≤24; >24 months).
Preoperative Myelopathy Severity
JOA improvement1 study [22] (N = 260) F/U 12 monthsModerated Change in neurological status following surgical intervention depends on preoperative disease severity. Less improvement on the mJOA was observed among patients with milder symptoms at presentation (preoperative mJOA ≥15: 1.29 [95% CI 0.70, 1.87]; preoperative mJOA 12-14: 2.58 [2.07, 3.09]; preoperative mJOA <12: 4.91 [4.34, 5.49]).
Success  mJOA ≥16 at F/U; 2-point improvement in mJOA2 studies [37, 41] (N = 332) F/U 12 monthsLow The odds of a “successful” outcome following surgical intervention depends on preoperative disease severity. The odds of achieving a mJOA ≥16 were 1.22 times greater for every 1-point increase in preoperative mJOA score.
% improved mJOA1 study [20] (N = 268) F/U 96 monthsVery lowb Likelihood of neurological improvement following surgical intervention does not depend on preoperative disease severity. Similar fractions of patients improved by 1 mJOA point when comparing patients with moderate (mJOA 10-13, 86.7%) and severe (mJOA 5-9, 86.5%) disease.
NDI improvement1 study [22] (N = 260) F/U 12 monthsVery lowc Similar improvements in NDI across preoperative disease severities following surgical intervention. At 12-months follow-up, NDI changes were 12.1 (mild mJOA ≥15), 9.8 (moderate mJOA 12-14), and 12.5 (severe mJOA <12).
Nurick improvement1 study [22] (N = 260) F/U 12 monthsVery lowc Similar improvements in Nurick scores across preoperative disease severities following surgical intervention. At 12-months follow-up, the Nurick score changes were 1.6 (mild mJOA ≥15), 1.5 (moderate mJOA 12-14), and 1.7 (severe mJOA <12).
Key Question 3: What are the complications associated with surgical intervention?
C5 radiculopathy or palsy15 studies [17, 20, 21, 23-25, 27, 28, 30-32, 36, 40, 42, 48] (N = 2661)LowPooled cumulative incidence of C5 radiculopathy or palsy is 1.9% (95% CI 1.4, 2.4).
Infection10 studies [20, 21, 24, 27, 29-31, 33, 42, 48] (N = 2074)LowPooled cumulative incidence of infection is 1.5% (95% CI 1.0, 2.1)
Reoperation7 studies [20, 21, 23, 29, 30, 32, 35] (N = 943)Very lowe Pooled cumulative incidence of reoperation 1.4% (95% CI 0.6, 2.1)
Dural tear/CSF leak11 studies [20, 21, 24, 27, 28, 30-34, 43, 45] (N = 1893)Very lowc Pooled cumulative incidence of dural tear is 1.4% (95% CI 0.8, 1.9)
Worsening of myelopathy2 studies [21, 48] (N = 781)Very lowc Pooled cumulative incidence of worsening of myelopathy is 1.3% (95% CI 0.5, 2.1)
Death6 studies [17, 18, 21, 30, 31, 48] (N = 1162)Very lowc Pooled cumulative incidence of mortality is 0.3% (95% CI 0.0, 0.5)
Fracture1 study [27] (N = 141)Very lowc Pooled cumulative incidence of fracture is 2.1% (95% CI 0.0, 4.5)

Abbreviations: CI, confidence interval; CSF, cerebrospinal fluid; F/U, follow-up; JOA, Japanese Orthopaedic Association score; mJOA, modified Japanese Orthopaedic Association score; NDI, Neck Disability Index.

aUpgraded 1 for magnitude of effect.

bDowngraded 1 for serious risk of bias.

cDowngraded 1 for serious risk of imprecision.

dUpgraded 1 for dose response.

eDowngraded 1 for serious risk of bias and imprecision.

Evidence Summary. Abbreviations: CI, confidence interval; CSF, cerebrospinal fluid; F/U, follow-up; JOA, Japanese Orthopaedic Association score; mJOA, modified Japanese Orthopaedic Association score; NDI, Neck Disability Index. aUpgraded 1 for magnitude of effect. bDowngraded 1 for serious risk of bias. cDowngraded 1 for serious risk of imprecision. dUpgraded 1 for dose response. eDowngraded 1 for serious risk of bias and imprecision.

Effect of Surgery on Functional Impairment, Disability and Pain

There is moderate strength of evidence that surgical intervention for DCM results in significant improvements in function at short-, medium-, and long-term follow-up as assessed by JOA or mJOA scores. Clinically meaningful improvements in both the NDI and Nurick scores were also observed following surgery. However, the strength of evidence for these findings was rated as very low for NDI and low for Nurick score. Finally, based on moderate evidence, surgical intervention results in significant improvements in pain scores at 6- to 12-months follow-up.

Effect of Preoperative Duration of Symptoms and Myelopathy Severity on Surgical Outcomes

There is very low strength of evidence that preoperative duration of symptoms is not associated with surgical outcomes, evaluated by change in JOA or mJOA scores between patients with a duration of symptoms greater than or less than 12 months. There is low strength of evidence that the odds of achieving a postoperative mJOA ≥ 16 decrease as duration of symptoms increases. There is moderate strength of evidence that improvements on the mJOA are less for patients with mild myelopathy than those with moderate or severe disease. There is low strength of evidence that the odds of achieving a postoperative mJOA ≥ 16 decrease as preoperative myelopathy severity increases. Based on very low strength of evidence, improvement in NDI and Nurick scores do not depend on preoperative disease severity.

Complications

Surgical complications occur infrequently in patients treated surgically for DCM. C5 radiculopathy or palsy and surgical site infection were reported in fewer than 2% of patients. The strength of evidence for these estimates is low. The cumulative incidence of reoperation, dural tears, worsening of myelopathy, and death was less than 1.5% and was 2% for instrumentation failure. The strength of evidence to support these estimates is very low.

Discussion

The management of DCM remains controversial with limited evidence available to the clinician and patient to make informed decisions. The only randomized controlled trial[5,6] concluded that there is no difference in mJOA scores between patients with “milder” DCM (mJOA ≥ 12) that receive operative versus nonoperative care. This is in contrast to results reported in other observational studies,[7,8] which suggest that surgery leads to superior functional recovery. These conflicting results highlight the importance of patient selection and identifying ideal surgical candidates. Further controversy arises because there are a variety of surgical techniques available to the surgeon to accomplish the objectives of spinal cord decompression, spinal column stabilization, and, if necessary, spinal realignment. Based on a study by Fehlings et al, patients treated anteriorly or posteriorly exhibit similar improvements[22]; however, selection criteria between approaches remain controversial and is the topic of a current randomized controlled trial of ventral versus dorsal surgery.[49] There is a lack of evidence on the comparative effectiveness of surgery and nonoperative treatment in patients with DCM. As a result, this systematic review aims to summarize data from prospective studies that report changes in outcomes and rates of complications associated with surgical intervention. The first objective of this review was to determine the change in functional impairment, disability, and pain following surgical management. Based on our conclusions, there is moderate evidence to suggest that surgery results in significant gains in mJOA or JOA scores at short-, medium-, and long-term follow-up. These reported improvements exceed the minimum clinically important difference for this metric,[50,51] suggesting that patients undergoing surgery are expected to exhibit functional gains in addition to disease stabilization. Furthermore, based on low evidence, surgery also results in significant improvements in Nurick scores at short- and medium-term follow-up. The mJOA has been adopted as the standard for evaluating functional impairment in patients with DCM; this scale is responsive to change, especially in patients with moderate and severe myelopathy.[52] Reported improvements on the Nurick Grade were less than those observed on the mJOA; however, this is likely because this scale only has 6 categories and because it is inherently less sensitive. The second objective of this review was to evaluate whether duration of symptoms or preoperative myelopathy severity were associated with surgical outcomes. Based on our findings, operative management results in significant functional improvements in patients with both a “short” and “long” duration of symptoms and in patients with mild, moderate, and severe disease. The clinical prediction rule proposed by Tetreault et al,[41] however, suggested that the likelihood of achieving a postoperative mJOA ≥ 16 decreases with a longer duration of symptoms and a lower baseline severity score. The authors of this study acknowledged that patients with severe myelopathy are, in part, less likely to attain a postoperative mJOA ≥ 16 as this would require a ≥5-point improvement; to address this limitation, a second model was developed to predict a postoperative mJOA ≥ 12 and also included baseline severity score as a relevant factor.[48] Future studies are required to validate these associations and should use outcome measures that are better suited to assess patients with mild myelopathy. In a recent review, Kalsi-Ryan et al[53] suggested that ancillary measures be used in combination with the mJOA or JOA scale to assess impairment in patients with DCM; these include tools that focus on upper extremity function (Graded Redefined Assessment of Strength Sensibility and Prehension and grip dynamometer), gait (GAITRite analysis and 30-meter walk test), and balance (Berg Balance Score). The third objective of this review was to evaluate the incidence of surgical complications. The quality of evidence for our conclusions was low to very low, due to risk of bias and imprecision. The imprecision of our estimates likely results from the variability of definitions across studies; this highlights a major knowledge gap and a need to develop a classification system for surgical complications. Nevertheless, reported cumulative incidences were low for perioperative mortality (0.3%), recurrent laryngeal nerve injury or dysphagia (2.2%), and C5 radiculopathy or palsy (1.9%). Nationwide estimates of perioperative morbidity have previously been presented by Shamji et al[54,55]; their results indicated that, among 8548 patients with diffuse cervical spondylosis, rates of mortality were 0.33% and 0.69% in patients approached anteriorly and posteriorly, respectively. Dysphagia was reported in 3.63% of patients approached anteriorly and 1.87% of patients approached posteriorly. Posterior surgery was associated with a more frequent need for transfusion (1.38% anteriorly, 7.20% posteriorly) and a higher rate of clinically significant hematoma (0.80% anteriorly, 2.12% posteriorly). The cost-effectiveness of surgery must also be considered when developing treatment protocols. Two studies were identified that evaluated the cost-utility of surgery in Canadian patients enrolled in the AOSpine North America and/or International studies. The first study (based on the North America study) estimated the cost of surgery to be $21 066.44, with an incremental cost-utility ratio (ICUR) of $32 916 per quality adjusted life year (QALY).[56] A second study by Witiw et al (based on the North America and International studies) conducted a more rigorous cost-utility analysis using a 2-arm, Markov State Transition model where values for subjects undergoing surgery were compared with estimated counterfactual outcomes of initial conservative management.[57] In a primary model, the lifetime ICUR was determined to be $11 496/QALY gained for surgical intervention, an estimate considered very cost-effective according to criteria defined by the World Health Organization. Further testing using a Monte Carlo probabilistic sensitivity analysis revealed that 97.9% of estimates fell within the WHO threshold, suggesting robustness to variability in the parameter estimates. To supplement this testing, a highly conservative assumption that individuals undergoing initial nonoperative management would not experience any neurologic decline over their lifetime was added to the model. In this scenario, the ICUR was calculated as $20 548/QALY gained with 94.7% of estimates falling within the WHO threshold; this finding further supports the cost-effectiveness of surgical intervention. Unfortunately, these analyses only explored the cost-effectiveness of surgery in Canada and did not stratify their sample based on preoperative myelopathy severity.

Limitations

A substantial limitation of this systematic review is that the impact of surgical approach on recovery was not studied. Surgical interventions vary in both approach (anterior or posterior) and objectives (decompression, stabilization, realignment); as a result, data may be too heterogeneous to conduct a meta-analysis. Among anterior surgical approaches, a previous systematic review[58] demonstrated heterogeneous neurological, pain, and alignment outcomes among multiple discectomy, corpectomy, and hybrid procedures. Among posterior surgical approaches, a previous systematic review by Yoon et al[59] reported that both laminoplasty and laminectomy and fusion procedures result in functional improvement. Unfortunately, the comparative effectiveness and safety of these and other approaches have not been rigorously addressed.

Conclusions

Based on our conclusions, in patients with DCM, surgery prevents further disease progression and also results in significant gains in functional impairment, disability, and pain. A shorter duration of symptoms and less severe myelopathy preoperatively are both important predictors of achieving a postoperative mJOA ≥ 16. Finally, surgery for DCM is a relatively safe treatment option, with a cumulative incidence of complications estimated at 14.1%.
  55 in total

1.  Comparative effectiveness of open-door laminoplasty versus French-door laminoplasty in cervical compressive myelopathy.

Authors:  Hiroaki Nakashima; Fumihiko Kato; Yasutsugu Yukawa; Shiro Imagama; Keigo Ito; Masaaki Machino; Naoki Ishiguro
Journal:  Spine (Phila Pa 1976)       Date:  2014-04-15       Impact factor: 3.468

2.  Modified double-door laminoplasty in managing multilevel cervical spondylotic myelopathy: surgical outcome in 520 patients and technique description.

Authors:  Masaaki Machino; Yasutsugu Yukawa; Tetsuro Hida; Keigo Ito; Hiroaki Nakashima; Shunsuke Kanbara; Daigo Morita; Fumihiko Kato
Journal:  J Spinal Disord Tech       Date:  2013-05

3.  The effects of surgery on locomotion in elderly patients with cervical spondylotic myelopathy.

Authors:  Go Yoshida; Tokumi Kanemura; Yoshimoto Ishikawa; Akiyuki Matsumoto; Zenya Ito; Ryoji Tauchi; Akio Muramoto; Yukihiro Matsuyama; Naoki Ishiguro
Journal:  Eur Spine J       Date:  2013-08-18       Impact factor: 3.134

4.  A clinical prediction model to determine outcomes in patients with cervical spondylotic myelopathy undergoing surgical treatment: data from the prospective, multi-center AOSpine North America study.

Authors:  Lindsay A Tetreault; Branko Kopjar; Alexander Vaccaro; Sangwook Tim Yoon; Paul M Arnold; Eric M Massicotte; Michael G Fehlings
Journal:  J Bone Joint Surg Am       Date:  2013-09-18       Impact factor: 5.284

5.  Multilevel oblique corpectomy without fusion in managing cervical myelopathy: long-term outcome and stability evaluation in 268 patients.

Authors:  Salvatore Chibbaro; Giuseppe Mirone; Orphée Makiese; Bernard George
Journal:  J Neurosurg Spine       Date:  2009-05

6.  Recovery process following cervical laminoplasty in patients with cervical compression myelopathy: prospective cohort study.

Authors:  Akinobu Suzuki; Hiromichi Misawa; Mitsuhiko Simogata; Takahiro Tsutsumimoto; Kunio Takaoka; Hiroaki Nakamura
Journal:  Spine (Phila Pa 1976)       Date:  2009-12-15       Impact factor: 3.468

7.  Quality of life assessment after central corpectomy for cervical spondylotic myelopathy: comparative evaluation of the 36-Item Short Form Health Survey and the World Health Organization Quality of Life-Bref.

Authors:  Sumit Thakar; Solomon Christopher; Vedantam Rajshekhar
Journal:  J Neurosurg Spine       Date:  2009-10

Review 8.  Outcomes after laminoplasty compared with laminectomy and fusion in patients with cervical myelopathy: a systematic review.

Authors:  S Tim Yoon; Robin E Hashimoto; Annie Raich; Christopher I Shaffrey; John M Rhee; K Daniel Riew
Journal:  Spine (Phila Pa 1976)       Date:  2013-10-15       Impact factor: 3.468

9.  Is surgery for cervical spondylotic myelopathy cost-effective? A cost-utility analysis based on data from the AOSpine North America prospective CSM study.

Authors:  Michael G Fehlings; Neilank K Jha; Stephanie M Hewson; Eric M Massicotte; Branko Kopjar; Sukhvinder Kalsi-Ryan
Journal:  J Neurosurg Spine       Date:  2012-09

10.  Preoperative predictors of patient satisfaction with outcome after cervical laminoplasty.

Authors:  Atsushi Kimura; Teruaki Endo; Hirokazu Inoue; Atsushi Seichi
Journal:  Global Spine J       Date:  2014-01-27
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  16 in total

1.  Safety and Feasibility of Lumbar Cerebrospinal Fluid Pressure and Intraspinal Pressure Studies in Cervical Stenosis: A Case Series.

Authors:  Carl Moritz Zipser; José Miguel Spirig; José Aguirre; Anna-Sophie Hofer; Nikolai Pfender; Markus Hupp; Armin Curt; Mazda Farshad; Martin Schubert
Journal:  Acta Neurochir Suppl       Date:  2021

2.  Development and validation of a MEDLINE search filter/hedge for degenerative cervical myelopathy.

Authors:  Benjamin M Davies; Samuel Goh; Keonwoo Yi; Isla Kuhn; Mark R N Kotter
Journal:  BMC Med Res Methodol       Date:  2018-07-06       Impact factor: 4.615

3.  RE-CODE DCM (REsearch Objectives and Common Data Elements for Degenerative Cervical Myelopathy): A Consensus Process to Improve Research Efficiency in DCM, Through Establishment of a Standardized Dataset for Clinical Research and the Definition of the Research Priorities.

Authors:  Benjamin M Davies; Danyal Z Khan; Oliver D Mowforth; Angus G K McNair; Toto Gronlund; Angelos G Kolias; Lindsay Tetreault; Michelle L Starkey; Iwan Sadler; Ellen Sarewitz; Delphine Houlton; Julia Carter; Sukhvinder Kalsi-Ryan; Bizhan Aarabi; Brian K Kwon; Shekar N Kurpad; James Harrop; Jefferson R Wilson; Robert Grossman; Armin Curt; Michael G Fehlings; Mark R N Kotter
Journal:  Global Spine J       Date:  2019-05-08

4.  Value of Surgery and Nonsurgical Approaches for Cervical Spondylotic Myelopathy: WFNS Spine Committee Recommendations.

Authors:  Jutty Parthiban; Oscar L Alves; Komal Prasad Chandrachari; Premanand Ramani; Mehmet Zileli
Journal:  Neurospine       Date:  2019-09-30

5.  Recovery priorities in degenerative cervical myelopathy: a cross-sectional survey of an international, online community of patients.

Authors:  Benjamin Davies; Oliver Mowforth; Iwan Sadler; Bizhan Aarabi; Brian Kwon; Shekar Kurpad; James S Harrop; Jefferson R Wilson; Robert Grossman; Michael G Fehlings; Mark Kotter
Journal:  BMJ Open       Date:  2019-10-10       Impact factor: 2.692

6.  Efficacy and Safety of Surgery for Mild Degenerative Cervical Myelopathy: Results of the AOSpine North America and International Prospective Multicenter Studies.

Authors:  Jetan H Badhiwala; Christopher D Witiw; Farshad Nassiri; Muhammad A Akbar; Alireza Mansouri; Jefferson R Wilson; Michael G Fehlings
Journal:  Neurosurgery       Date:  2019-04-01       Impact factor: 4.654

7.  The Prevalence of Asymptomatic and Symptomatic Spinal Cord Compression on Magnetic Resonance Imaging: A Systematic Review and Meta-analysis.

Authors:  Sam S Smith; Max E Stewart; Benjamin M Davies; Mark R N Kotter
Journal:  Global Spine J       Date:  2020-06-24

8.  Preoperative Neck Disability Severity Limits Extent of Postoperative Improvement Following Cervical Spine Procedures.

Authors:  Elliot D K Cha; Conor P Lynch; Shruthi Mohan; Cara E Geoghegan; Caroline N Jadczak; Kern Singh
Journal:  Neurospine       Date:  2021-06-30

9.  Methylprednisolone treatment enhances early recovery following surgical decompression for degenerative cervical myelopathy without compromise to the systemic immune system.

Authors:  Pia M Vidal; Antigona Ulndreaj; Anna Badner; James Hong; Michael G Fehlings
Journal:  J Neuroinflammation       Date:  2018-08-06       Impact factor: 8.322

Review 10.  The Impact of Riluzole on Neurobehavioral Outcomes in Preclinical Models of Traumatic and Nontraumatic Spinal Cord Injury: Results From a Systematic Review of the Literature.

Authors:  Lindsay A Tetreault; Mary P Zhu; Jefferson R Wilson; Spyridon K Karadimas; Michael G Fehlings
Journal:  Global Spine J       Date:  2019-05-12
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