| Literature DB >> 25911282 |
David W Price1,2,3, Dianne P Wagner4, N Kevin Krane5, Steven C Rougas6, Nancy R Lowitt7, Regina S Offodile8,9, L Jane Easdown10, Mark A W Andrews11, Charles M Kodner12, Monica Lypson13,14, Barbara E Barnes15,16.
Abstract
BACKGROUND: Derived from multiple disciplines and established in industries outside of medicine, Implementation Science (IS) seeks to move evidence-based approaches into widespread use to enable improved outcomes to be realized as quickly as possible by as many as possible.Entities:
Keywords: dissemination and implementation; educational continuum; evidence translation
Mesh:
Year: 2015 PMID: 25911282 PMCID: PMC4409632 DOI: 10.3402/meo.v20.27003
Source DB: PubMed Journal: Med Educ Online ISSN: 1087-2981
Selected change theories models used in implementation science applicable to medical education at the level of the individual learner
| Theory/model | Relevance to medical education | Example |
|---|---|---|
| Theory of planned behavior/reasoned action ( | Use to help prepare individual learners for change and applying new learning. These theories posit that intent to change behavior precedes actual change. Intent to change is influenced by attitudes, beliefs, motivation, subjective norms (of peers and respected others), and perceived control of a situation. | In order to improve hand washing behavior, educational interventions need to convince an individual to regularly wash their hands. This could be done using social influences (highly regarded peers), showing the connection between lack of hand washing and infection rates, providing motivation (stories of success) and easily accessible reminders to wash hands. |
| Prochaska and DiClemente’s Transtheoretical model ( | Facilitate individual behavior change, by using different educational foci and strategies for those who are pre-contemplative (unaware that change is needed), contemplative (considering a behavior change), preparing to make a change, and those who have already made a change and need to maintain or improve their efforts. | Individuals may be unaware of the linkage between lack of hand washing and nosocomial infection. Once made aware and contemplating a change, the pros and cons of routine hand washing can be discussed, with strategies to support the behavior and preparation for potential downsides (e.g., use of moisturizer to prevent dry skin). Discussion of successful peer practices can help those preparing to make a change and those who have started to more regularly wash hands but occasionally forget. |
| The PRECEED/PROCEED model ( | Address predisposing (e.g., attitudes, beliefs, previous experience), reinforcing (e.g., follow-up with audit and feedback or ongoing support) and enabling (e.g., algorithms, decision support) factors to change and learning implementation. Has been shown to facilitate practice change when specifically applied in continuing professional development ( | Barriers to hand washing may include predisposing attitudes or beliefs (it’s not important; it’s a waste of time). Enabling factors could include signs on the hospital room door or at the bedside. Reinforcing factors could include random audits and a ‘prize for most times caught hand washing’. |
| The Pathman model ( | Tailors education so that individuals are aware of information and need for change, agree with the importance of change, helps them adopt practice changes, and adhere to practice changes over time. | Provide information so individuals are aware of the evidence and rationale behind hand washing (aware), engage them in discussion to surface concerns or doubt to help convince them to change their behavior (agree), provide support (reminders, visual prompts) to adopt the change, and reinforce adherence to hand washing over time. |
| Using principles of cognitive psychology to aid in learning transfer ( | Giving a principle with multiple examples increases the chance of learning transfer into practice compared with giving the principle alone or with a single example. | Embedding multiple case examples from the literature linking hand washing with surgical site or other nosocomial infections and demonstrating successful hand washing reminder and implementation efforts (or having participants identify these methods). |
| Force field analysis ( | Use with individuals or groups to look at positives and negatives of a situation. Can be used to help convince learners that change is needed. | Using diagrams to connect the evidence behind hand washing and infection rates and showing how barriers can be practically overcome. |
Key team-based competencies for medical educators to target in their learners
| Interdisciplinary communication (with attention to avoiding jargon that is not meaningful across disciplines) |
| Role clarity and knowledge, so that each member of the team knows what other team members are responsible for in a given task |
| Respectful communication to ensure clarity as well as psychological safety to ensure that concerns can be raised without fear of implicit or explicit retribution or criticism |
| Development/negotiation of shared (team) goals |
| Change management/adaptability/conflict resolution |
| Shared leadership and decision making clarifying approaches of how to decrease hierarchical care when appropriate |
| Values/ethics for team-based practice |
| Patient-centered care as the focus compared to the focus on the professional or systems |
| Mutual performance monitoring and accountability (team members providing feedback to each other and holding each other accountable to the team for performance) |
| Handoffs (including ‘practical know-how’ on sharing patient care so that care transitions occur smoothly from the patient perspective and critical information and follow-up items are communicated between professionals in different care settings) |
| Cooperation (working to achieve shared goals) and collaboration (working together to generate new approaches) |
| Shared workload |
Derived from: Baker et al. (24); Sargeant et al. (25); Interprofessional Education Collaborative Expert Panel (20).
Examples of implementation science models used within organizations
| Construct | Example |
|---|---|
| Complex adaptive systems theory ( | Hospital administration identifies teams to pilot new surgical site infection reduction initiatives (such as Dr. Lin in the vignette) based upon her dissatisfaction with current infection rates, agreement that changes are needed, and willingness to involve her team to try new things to affect improvement. |
| Plan–do–study–act cycle ( | Several patient care teams develop a test of change to promote hand washing behavior. Care team in vignette does the following: |
| Six Sigma ( | The senior resident decides to study the use of Six Sigma principles to decrease surgical site infections as a residency research project, and asks Dr. Lin to act as mentor. |
| Diffusion of innovations ( | Surgical site infection reduction methods are selected for wider spread based on: |
Examples of implementation science tools of potential use by medical educators
| Tool | Potential use in medical education | Example |
|---|---|---|
| The ‘success factor profile©’ ( Past success with innovation/implementation Generalizability of new skill/learning Leadership and enthusiasm to embrace change Learning opportunities for development and implementation teams to improve Subjective rating of probability of success |
Predict the best sites to introduce new medical information technology or educational activity focused on other types of new innovation Identify early adopters for ‘train-the-trainer’ educational interventions, who can then show others how to make and sustain changes in practice |
The senior resident has used the EMR to extract data for conferences in the past. Using the EMR to develop a form for use in his surgical site infection project seems promising Dr. Lin’s team decides they ‘want to be a part of the solution to the high surgical site infection rates rather than a part of the problem’. They offer to help the senior resident with his project |
| Histograms, control charts, run charts, interrelationship digraphs and Pareto charts ( |
Identify priority areas to focus on in an educational activity Illustrate gaps between current and desired performance Illustrate best practices |
A Fishbone diagram is developed to illustrate possible contributing factors to surgical site infections. The team uses this to identify potential practice gaps and focus areas for the infection reduction effort A control chart of surgical site infections is posted in the care team gathering area. This shows the month’s goal rate, the rate of the best comparable hospital in the country, and progress toward goals over time |
| Six Sigma concepts ( |
Identify the needs and desires of the users (clinicians, other staff), stakeholders (organizational leaders), and beneficiaries (patients) of an educational activity Identify desired educational and learning implementation steps Develop ‘performance-improvement’ educational activities and maintenance of certification part IV activities (American Board of Medical Specialties, 2015) |
The needs assessment identifies that multiple stakeholders in the process think a checklist of steps would help, as would the ability to practice the steps together A simulation scenario is developed using standardized patients and partial task trainers and both residents and attending physicians accrue recognition and CME credit for participating. Three flawless performances and a re-demonstration of flawless performance every 3 months are effective in maintaining skills in 92% of participants |
| Team STEPPS® system ( |
Address multiple team competencies in an interprofessional education setting to improve patient safety |
Team members provide ongoing support for each other and utilize huddles, briefing and debriefing strategies routinely as they care for patients |
| The American Association of Medical College’s Teaching For Quality (Te4Q) initiative ( |
Resources for use in faculty development courses to assist medical educators with using IS approaches in medical education |
The team aligns their activities and goals with the Te4Q competency framework which enables the senior resident to demonstrate aspects of practice-based learning and improvement (PBL&I) requirements to the residency director and aids Dr. Lin in labeling and prioritizing the activities of the ad hoc committee |
Implementation science milestones relevant to different learners and learner groups
| Learner or learner group | IS competency examples |
|---|---|
| Students |
Identifies personal strengths and weaknesses and develops ongoing personal learning plans Demonstrates receptiveness to faculty and peer/colleague feedback as a means of facilitating personal and professional improvement Locates, appraises, and assimilates evidence from scientific studies related to their patients’ health problems Demonstrates respect for all members of the health care team Demonstrates understanding of the principles of, and functions as a member of a fail-safe team Demonstrates knowledge of differing types of medical practice and delivery systems and their implications for controlling health care allocation and cost |
| Residents/advanced training/supervised practice |
Identify strengths, deficiencies, and limits in one’s knowledge and expertise Set learning and improvement goals Identify and perform appropriate learning activities Systematically analyze practice using quality improvement methods and implement changes with the goal of practice improvement Incorporate formative evaluation feedback into daily practice Locate, appraise, and assimilate evidence from scientific studies related to their patients’ health problems Use information technology to optimize learning; participate in the education of patients, families, students, residents, and other health professionals |
| Independent practitioners |
Practice-based learning and improvement – able to investigate and evaluate their patient care practices, appraise, and assimilate scientific evidence and improve their practice of medicine Systems-based practice – demonstrate awareness of and responsibility to larger context and systems of healthcare. Be able to call on system resources to provide optimal care (e.g., coordinating care across sites or serving as the primary case manager when care involves multiple specialties, professions or sites) Apply quality improvement – identify errors and hazards in care; implement basic safety design principles; continually measure quality of care in terms of structure, process and outcomes; design and test interventions to change processes and systems of care Utilize informatics – communicate, manage knowledge, mitigate error, and support decision making using information technology Describe one’s roles and responsibilities clearly to other professions Recognize and observe the constraints of one’s role, responsibilities, and competence, yet perceive needs in a wider framework Recognize and respect the roles, responsibilities, and competence of other professions in relation to one’s own Work with other professions to effect change and resolve conflict in the provision of care and treatment Work with others to assess, plan, provide, and review care for individual patients Tolerate differences, misunderstandings, and shortcomings in other professions Facilitate interprofessional case conferences, team meetings, etc. Enter into interdependent relations with other professions |
| Teams |
Demonstrate respect for all members of team Avoid intimidation in team interactions Use closed-loop communication Plan care activities to maximize participation of all team members Use brief and debrief activities Avoid jargon |
| Organizations |
Specify IS competence/training for high reliability as goal of institution/organization Incorporate IS use into reward system Require performance assessment of team competencies |
Derived from: Barr (44); Institute of Medicine (16); Sousa et al. (45); ACGME (46); Interprofessional Education Collaborative Expert Panel (20); American Board of Medical Specialties (4).