Amy F T Arnsten1, Lu E Jin. 1. Department of Neurobiology, Yale School of Medicine, New Haven, CT 06510, USA. amy.arnsten@yale.edu
Abstract
The prefrontal cortex (PFC) is among the most evolved brain regions, contributing to our highest order cognitive abilities. It regulates behavior, thought, and emotion using working memory. Many cognitive disorders involve impairments of the PFC. A century of discoveries at Yale Medical School has revealed the neurobiology of PFC cognitive functions, as well as the molecular needs of these circuits. This work has led to the identification of therapeutic targets to treat cognitive disorders. Recent research has found that the noradrenergic α2A agonist guanfacine can improve PFC function by strengthening PFC network connections via inhibition of cAMP-potassium channel signaling in postsynaptic spines. Guanfacine is now being used to treat a variety of PFC cognitive disorders, including Tourette's Syndrome and Attention Deficit Hyperactivity Disorder (ADHD). This article reviews the history of Yale discoveries on the neurobiology of PFC working memory function and the identification of guanfacine for treating cognitive disorders.
The prefrontal cortex (PFC) is among the most evolved brain regions, contributing to our highest order cognitive abilities. It regulates behavior, thought, and emotion using working memory. Many cognitive disorders involve impairments of the PFC. A century of discoveries at Yale Medical School has revealed the neurobiology of PFC cognitive functions, as well as the molecular needs of these circuits. This work has led to the identification of therapeutic targets to treat cognitive disorders. Recent research has found that the noradrenergic α2A agonist guanfacine can improve PFC function by strengthening PFC network connections via inhibition of cAMP-potassium channel signaling in postsynaptic spines. Guanfacine is now being used to treat a variety of PFC cognitive disorders, including Tourette's Syndrome and Attention Deficit Hyperactivity Disorder (ADHD). This article reviews the history of Yale discoveries on the neurobiology of PFC working memory function and the identification of guanfacine for treating cognitive disorders.
Cognitive disorders are among the most challenging and disturbing ailments. They can
alter who a person is, limit his or her success in school or work, interfere with
friendships, impair the ability to care for themselves and others, and disrupt the
lives of families and loved ones. Even worse, cognitive impairment can extend to
loss of insight and judgment ― the patient denies that anything is wrong ― making
the situation even more difficult to treat. Cognitive disorders involve dysfunction
of the most highly evolved cortical regions, the association cortices, with
particular vulnerabilities in the prefrontal cortex (PFC). Thus, understanding the
biology of these disorders is a daunting yet fascinating task. Almost a century of
research at Yale School of Medicine has revealed the neurobiology of PFC cognitive
operations and has begun to reveal the molecular needs of these circuits, with the
goal of identifying potential therapeutic targets. Recent research has found that
the noradrenergic α2A agonist guanfacine can strengthen PFC network connections and
improve PFC regulation of behavior, thought, and emotion. Based on these discoveries
in animals, guanfacine is now being used to treat a variety of cognitive disorders
that benefit from strengthened PFC function.
The highly evolved prefrontal cortex
The PFC is one of the most evolved regions of the brain (Figure 1A). The human neocortex consists of the basic sensory
and motor areas, as well as the association areas that subserve perception and
cognition. The neocortex contains six layers of neurons (Figure 1A), which are intricately interconnected to form neural
networks. The association cortices expand tremendously in the primate brain, and, of
these, the PFC subserves the highest order cognitive functions. The PFC guides
thought, actions, and emotion using representational knowledge [1,2], allowing us to marry the past to the future using working memory
[3]. PFC circuits hold
information “in mind” to provide the foundation for abstract thought and mental
manipulation, what is often referred to as our “mental sketch pad.” This represented
information serves as goals and plans for action, the basis for the executive
functions [4,5]. The PFC allows us to organize and plan for long-term
ambitions (career plans, carrying out large projects) as well as very short-term
goals (holding together the beginning and end of a sentence) to provide directed
meaning and a purposeful life [6]. The PFC protects goal-directed behavior from distractions and
compulsions [7] and thus is
essential for self-control, generating the informed inhibition that is central to
civilized behavior [8]. It is
key for high order decision-making [9] and meta-cognition, e.g., remembering to remember as well as
self-awareness (knowing what you know and what you don’t know [10], knowing what others are thinking
[11], and moral
conscience [12]). The PFC
accomplishes these cognitive feats in a topographically organized manner, with
dorsal and lateral PFC circuits regulating attention, thought, and action
[13] and the more ventral
and medial PFC circuits regulating emotion and physiological state [14]. There are likely other
organizational topographies as well, e.g., increasingly abstract operations being
performed by increasingly rostral regions of PFC [15]. It is remarkable that the neurobiology of these
highest order cognitive functions has begun to be understood, and much of this
success has arisen based on the primary studies at Yale School of Medicine.
Figure 1
Prefrontal cortical (PFC) circuits mediating higher cognitive
operations. A. The PFC expands tremendously in brain evolution,
comprising a very small proportion of the brain in rodents such as the rat
and increasing dramatically in primates, with special prominence in the
human brain. The PFC is highlighted in blue. An inset of the human dlPFC is
shown at the right; this Nissl-stained section shows the six layers of
dlPFC. B. The dlPFC microcircuits subserving working memory,
discovered by Goldman-Rakic (1995) [1]. Pyramidal cells in deep layer III receive
visuospatial information from the parietal association cortex. Pyramidal
cells with similar spatial inputs excite each other through connections on
dendritic spines to maintain persistent firing throughout the delay period.
The spatial tuning of the neuron’s response is sharpened by lateral
inhibition from parvalbumin-containing GABAergic interneurons, such as the
Basket cell (B) shown in this figure. Note that chandelier cells also serve
this function (not shown). The red rectangle highlights an axo-spinous
synapse enlarged in C and D. These dlPFC microcircuits are the ones most
afflicted in schizophrenia, where there is loss of neuropil (including loss
of dendritic spines) in deep layer III [100], and reduced parvalbumin GABAergic
function [101].
C. A working model of the cAMP-potassium channel signaling
mechanisms in spines that dynamically weaken synaptic efficacy and gate out
network inputs to the neuron. cAMP directly opens HCN channels, while cAMP
activation of PKA signaling increases the open state of KCNQ channels. cAMP
generated by calcium build up, e.g., feedback fatigue via NMDA or mGluR1/5,
or actively generated by stress exposure, e.g., via D1 or β1 receptor
stimulation. D. NE or guanfacine stimulation of α2A receptors
on spines inhibits cAMP production and closes HCN and KCNQ channels,
strengthening network connectivity, increasing neuronal PFC firing, and thus
improving PFC regulation of behavior, thought and emotion. See Figure 5 for data supporting the model. C
and D artistically adapted from Arnsten et al., 2010 [71].
The essential role of the prefrontal cortex in working memory: The original
discovery by Jacobsen and Fulton
The first groundbreaking studies of the PFC’s role in cognition began in the 1930s at
Yale School of Medicine. John Fulton arrived at Yale in 1930 to serve as Chair of
the new Department of Physiology. He had been trained as a neurosurgeon by Harvey
Cushing at Harvard and was able to perform complex surgeries that opened new avenues
of research. Together with Carlyle Jacobsen (Figure
2A), they examined the effects of specific brain lesions on behavior in
primates. Although they are widely known for their work relevant to lobotomies,
i.e., that very large PFC lesions made aggressive animals calmer, their most
important breakthrough is rarely cited: the discovery that the dorsolateral region
of the PFC is essential for abstract thought [16]. Jacobsen published this finding in 1936 (citing
the key role of Fulton’s neurosurgical skills). He had designed a definitive study
comparing the effects of specific cortical lesions on a series of cognitive tasks
during which the information needed to solve the problem was either available in the
environment or had to be held in working memory. He found that monkeys with
bilateral lesions to the dorsolateral PFC (dlPFC), but not other cortical lesions,
were markedly impaired on problems requiring working memory and that this impairment
was permanent (Figure 2B-C). He wrote, “The
animal without the frontal association area learns and retains sensory-motor habits
and visual discriminations but it is unable to remember for even a few seconds under
which of two cups a piece of food is concealed . . . It is as if ‘out of
sight, out of mind’ were literally applicable” [16].
Figure 2
The discovery of the key role of the dlPFC in working memory by
Jacobsen in 1936 [ Carlyle Jacobsen, in about 1940, who
later became the first President of SUNY Upstate Medical Center. Photo
courtesy of the F.W. Kent Collection of Photographs, University of Iowa
Archives, University of Iowa Libraries. B. An artistic
rendering based on a figure from Jacobsen’s paper showing the bilateral
dlPFC lesion that gravely impaired spatial working memory. Unilateral PFC
lesions or lesions of the same size elsewhere in the cortex had much less
effect on performance. C. Reconstruction of a portion of a
table from Jacobsen’s paper showing the marked impairment on the delayed
response spatial working memory task and preserved performance on the visual
discrimination problems that did not require working memory to solve.
World War II interrupted this extraordinary research, but the work continued in the
1950s and 1960s, when researchers such as Karl Pribram and Mortimer Mishkin
performed lesion studies at Yale and further defined the roles of PFC subregions in
cognitive performance [17],
including work showing the importance of PFC for resisting distraction
[18] and the key roles of
the sensory association cortices for object perception [19].
The Neurobiology of Thought: the pioneering work of Goldman-Rakic
Patricia Goldman-Rakic began her career in neuroscience performing developmental and
lesion studies at the National Institute of Mental Health (NIMH), but then moved to
Yale, where she illuminated the physiology, micro-circuitry ,and neuromodulation of
the brain networks underlying spatial working memory (Figure 3A). Early in her career at the NIMH, she further refined
Jacobsen’s work and defined the essential PFC subregion needed for visuospatial
working memory: the caudal two-thirds of the principal sulcal dlPFC [20,21]. She then went on to study the circuitry, physiology, and
modulatory needs of this PFC region, performing most of this work at Yale. She found
parallel, reciprocal circuits between the dlPFC and the sensory association
cortices, where projections from visuospatial, visual feature, auditory spatial, and
auditory feature association cortices occupied distinct domains in the dlPFC, with
the spatial information residing more dorsally and the feature information more
ventrally [13]. In
particular, the visuospatial projections from parietal area 7 terminated in the
subregion of dlPFC area 46 that she showed to be essential for visuospatial working
memory [22]. These data
indicated a specific topography of anatomical projections even for the highest order
cognitive abilities.
Figure 3
The discovery of the neurobiology of thought by Patricia Goldman-Rakic.
A. Patricia Goldman-Rakic about 2000. B. A dlPFC
Delay Cell whose firing patterns represent a precise portion of visual
space. The neuron fired throughout the delay period if the cue had occurred
at 270º but did not fire if the cue had occurred at other spatial locations.
Goldman-Rakic [1]
discovered the microcircuitry underlying the two key physiological features
needed for working memory: 1) persistent firing throughout the delay period,
generated by recurrent excitation in pyramidal cell microcircuits (Figure 1B), and 2) spatial tuning,
sculpted in part via lateral inhibition from GABAergic,
parvalbumin-containing interneurons such as the Basket cell depicted in
Figure 1B. Artistically rendered
based on Funahashi et al., 1989 [24]. C. Dopamine inputs onto a subset of
spines of a monkey dlPFC neuron. The yellow dots represent
tyrosine-hydroxylase positive axon terminals; red dots indicate dopamine D1
receptors. An original Goldman-Rakic figure based on Krimer et al., 1997
[102].
Goldman-Rakic’s group adapted an earlier task [23] “to explore the full perimetry of visual space” and
reveal the cellular basis of visuospatial working memory [24]. They recorded from area 46 of the
dlPFC while monkeys performed an oculomotor spatial working memory task that
required them to remember one of eight ever-changing locations over a brief delay.
Earlier studies had shown that dlPFC neurons show persistent firing across the delay
period while the monkey remembers the spatial position. This new task allowed
Goldman-Rakic to see that dlPFC Delay Cells are able to represent visuospatial
position, e.g., a neuron that continued to fire throughout the delay period if the
cue had appeared at 270º but not other locations, for example, the neural
representation of visual space (Figure 3B).
Goldman-Rakic then uncovered the dlPFC microcircuits that create this neural
representation (reviewed in [1]). She showed that persistent firing across the delay period is
generated by columns of pyramidal cells in deep layer III that excite each other to
maintain firing in the absence of visual stimulation (Figure 1B), while the precise spatial tuning (e.g., firing to represent
270º but not 90º) is sculpted by lateral inhibition from parvalbumin-containing
GABAergic interneurons, i.e., basket and chandelier cells (Figure 1B). These layer III microcircuits are the ones that
expand most in primate evolution [25] and are the focus of neuropil loss in schizophrenia
[26].Goldman-Rakic also made the landmark discovery that dopamine (DA) inputs onto PFC
neurons (Figure 3C) have a critical modulatory
influence on dlPFC spatial working memory function and that depletion of DA
[27] or blockade of DA D1
receptors [28] in the dlPFC
produced spatial working memory deficits as profound as ablation of the cortex
itself. This was the first indication that dlPFC was absolutely dependent on the
correct neurochemical environment. Arnsten and Goldman-Rakic then discovered that
very high levels of DA release, as occurs during stress [29] or with drugs of abuse
[30], was as detrimental
to working memory function as was too little DA, the DA “inverted U” [31-34]. As DA signaling is known to be dysregulated in schizophrenia
[35,36], changes in DA modulation combined with altered
layer III microcircuits likely underlie the profound PFC cognitive deficits observed
in this illness [37,38].Although DA plays key roles in PFC circuits, Arnsten and Goldman-Rakic discovered
that norepinephrine (NE) is equally important for proper PFC function via its
actions at post-synaptic, α2A adrenergic receptors [39] and that this receptor may be especially amenable
as a therapeutic target.
Parallel breakthrough by Aghajanian and Cohen: The therapeutic effects of
clonidine
While Goldman-Rakic explored the effects of DA in primate dlPFC, George Aghajanian
studied α2 adrenergic receptor actions in the brains of opiate-dependent rats (Figure 4A). He observed that the NE cells of the
locus coeruleus (LC) in the brainstem (Figure
4B) became overactive during opiate withdrawal and that the α2 receptor
agonist clonidine reduced its firing through actions at presynaptic α2 receptors on
LC neurons (Figure 4C) [40-42]. The LC provides NE to most of the brain and spinal cord (Figure 4B); thus, clonidine’s ability to reduce
LC cell firing and NE release has a pervasive effect on the nervous system. This
landmark finding continues to guide most research on α2 receptors to this day. Based
on these physiological data in rats, clonidine and other α2 agonists are still being
used to treat opiate withdrawal in humans [43]. However, this initial finding also led to a breakthrough
treatment for Tourette’s Syndrome [44].
Figure 4
The discoveries of clonidine’s effects on LC neuronal firing by George
Aghajanian that led to its therapeutic effects in Tourette’s Syndrome by
Donald Cohen. A. George Aghajanian, Professor of Psychiatry and
Pharmacology at Yale. Photo courtesy of Dr. Aghajanian. B. A
schematic drawing showing the position of the locus coeruleus in the human
brainstem, with arrows representing its widespread noradrenergic projections
throughout the brain and spinal cord. C. The α2 agonist,
clonidine (C), reduced LC firing in opiate-withdrawing rats. Artistically
rendered based on Svensson et al., 1975 [40]. D. Donald Cohen, Director of
the Yale Child Study Center until 2001. Photo courtesy of Yale University.
E. Clonidine treatment in a boy with Tourette’s Syndrome
reduced the number of tics compared to baseline. The number of
clinician-rated measures of Overall Severity of symptoms, including motor
and phonic tics, decreased with continued clonidine treatment. Artistically
rendered based on Cohen et al., 1980 [44].
Donald Cohen was a child psychiatrist (and soon to be Director) of the Yale Child
Study Center (Figure 4D). He was treating
children with Tourette’s Syndrome, a disorder in which unwanted movements or
utterances (tics) repeatedly disrupt normal behavior and even endanger patients when
the movements are violent. Cohen brought Aghajanian with him on rounds to see one
boy with particularly debilitating, self-destructive tics. Aghajanian saw a
similarity to the dysregulated movements of opiate withdrawal and suggested they try
clonidine [45]. The
medication was successful in relieving the tics (Figure 4E), and clonidine became one of the first effective treatments
for Tourette’s [44]. Later,
Hunt and Cohen tried clonidine in another disinhibited disorder, Attention Deficit
Hyperactivity Disorder (ADHD), again with general success [46]. Clonidine had significant sedative
side effects, but it was assumed that the sedation was key to its therapeutic
effects and that clonidine acted by reducing LC firing to lower arousal in
“hyperaroused” patients [47].
But research in monkeys was about to reveal that α2 receptors also have powerful
effects through actions in the PFC.
Guanfacine: An unexpected mechanism
Arnsten and Goldman-Rakic set out to study the cognitive-enhancing effects of DA
agonists in aged monkeys with naturally occurring DA depletion, but the compound
that produced the most dramatic improvement in their cognitive performance was not a
DA drug, but clonidine. Following clonidine administration, the aged monkeys were
almost asleep and yet performed near perfectly [39]. However, these beneficial cognitive effects were
not due to the expected presynaptic effects of clonidine on LC neurons, but rather
arose from actions at post-synaptic receptors in the dlPFC [39]. Indeed, destruction of the
presynaptic sites only made clonidine’s effects more potent [39,48]. Further research revealed that the α2A-adrenoceptor subtype was
essential for these actions [49] and that the α2A-preferring agonist guanfacine can improve
working memory [50,51], attention regulation (Figure 5A, top) [52,53], and
behavioral inhibition [54]
independent of its sedative actions. Guanfacine is more selective for the α2A
receptor subtype than is clonidine, which also binds with high affinity to α2B, α2C,
and imidazoline receptors [55,56]. Guanfacine is weaker than
clonidine in producing hypotension and sedation [50] and has weaker presynaptic actions in the brain,
i.e., it is 10 times less effective in reducing LC firing and decreasing NE release
[57]. However, guanfacine
is more potent than clonidine in enhancing PFC working memory function in aged
monkeys, suggesting greater efficacy at post-synaptic sites in PFC [50]. Most recently, guanfacine has been
shown to improve impulse control in monkeys performing a delayed discounting task,
i.e., increasing the ability to resist an immediate, small reward and instead wait
for a larger reward [58]. The
PFC is the site of beneficial drug actions, as guanfacine improves cognitive
performance when infused directly into the rat or monkey PFC (Figure 5A, bottom) [59-61]. Indeed,
guanfacine’s enhancing effects can even be observed at the cellular level, where
application of drug directly onto dlPFC neurons increases the delay-related neuronal
firing needed for working memory [62] (Figure 5B). Conversely,
blocking α2A receptors in the monkey dlPFC markedly impairs working memory
[63] and behavioral
inhibition [64,65] and greatly reduces persistent neuronal firing
[62,66], demonstrating that endogenous NE stimulation of
α2A receptors is essential for PFC regulation of behavior, thought, and emotion.
Figure 5
The α2A adrenoceptor agonist guanfacine improves PFC neuronal firing
and cognitive function through actions at α2A receptors on spines in
layer III dlPFC neurons. A. Top: Systemic administration of
guanfacine to aged monkeys improves working memory performance and is
particularly effective in protecting performance from the deleterious
effects of distracters presented during the delay period. Artistically
rendered based on Arnsten and Contant, 1992 [52]. Bottom: Infusion of
guanfacine directly into the rat PFC improved performance of a working
memory task (similar effects were seen with guanfacine infusions into monkey
dlPFC by the Li lab in China [103]). Guanfacine’s enhancing effects were blocked by
co-infusion of the cAMP analog, Sp-cAMPS, demonstrating actions through cAMP
signaling pathways. Artistically rendered based on Ramos et al., 2006
[60].
B. Iontophoresis of guanfacine directly onto dlPFC neurons
in monkeys performing a working memory task significantly increased
delay-related firing. Firing was suppressed when Sp-cAMPS was co-applied
with the guanfacine. Similar enhancing effects were observed with the HCN
channel blocker ZD7288, which reversed the suppressive effects of the α2
blocker, yohimbine (not shown). Artistically rendered based on Wang et al.,
2007 [62].
C. Double-label immunogold electron microscopy by Dr.
Constantinos Paspalas demonstrating α2A-receptors co-localized with HCN
channels in the spines of layer III dlPFC network synapses.
Ionic regulation of prefrontal microcircuits: Vulnerabilities and
opportunities
Further research identified the molecular basis of guanfacine’s enhancing effects in
dlPFC, one that was “upside down and backwards” from actions elsewhere in brain. α2A
receptors are coupled to Gi proteins that inhibit cAMP signaling. In most brain
circuits, e.g., in hippocampus, cAMP strengthens synaptic connections [67]. However, in PFC, cAMP weakens
persistent firing and impairs working memory [34,62,68-70]. These seemingly opposite effects arise from cAMP actions on ion
channels that dynamically alter the strength of PFC network connections
[71]. The pyramidal cell
microcircuits in layer III of dlPFC interconnect on dendritic spines via NMDA
receptor synapses, exciting each other to keep information “in mind” [71]. Immunoelectron microscopy has
revealed α2A receptors on these spines, situated next to ion channels that can gate
network connections [62]
(Figure 5C). Of special interest are the
potassium channels that are opened by cAMP signaling: HCN cation channels
(Hyperpolarization-activated Cyclic Nucleotide gated) that are directly influenced
by cAMP and KCNQ channels that are opened indirectly by cAMP activation of protein
kinase A (PKA) (Figure 1C). Opening these
channels by high levels of cAMP signaling, e.g., during stress exposure or with α2A
receptor blockade, weakens PFC network connections and reduces persistent firing
(Figure 1C), while blockade of HCN channels
restores firing [34,62]. In this way, exposure to a
stressor can rapidly take PFC “off-line” to switch control of behavior to more
primitive brain circuits that mediate stress reflexes, such as freezing or fight or
flight habitual responses [72]. This mechanism has survival value when faced with danger but
may be counterproductive when stressors require thoughtful PFC responses, e.g.,
during public speaking or when needing to make a complex decision.In contrast, NE or guanfacine stimulation of α2A receptors on PFC spines strengthens
PFC network connections by inhibiting cAMP signaling, closing HCN channels, and
increasing delay-related firing (Figure 1D
[62]). As can be seen in
Figure 5, the enhancing effects of guanfacine on both PFC persistent firing
[62] and working memory
performance [60] can be
reversed by the cAMP analog, Sp-cAMPS. Recently, guanfacine has also been shown to
restore persistent firing in the aged monkey dlPFC via inhibition of cAMP-HCN or
KCNQ channel signaling [73].
Taken together, the basic data show that guanfacine inhibits cAMP opening of
potassium channels on spines, which increases PFC network firing and strengthens PFC
cognitive control of behavior. This process engages PFC circuits to protect goals
from distraction, overcome inappropriate habits, and resist impulses to allow
civilized, purposeful behavior. It is remarkable that these highest order cognitive
operations can be understood at the level of ion channels.The intricate molecular mechanisms needed to precisely regulate PFC network
connectivity are exceptionally vulnerable to disruption from both environmental and
genetic insults. For example, cAMP-PKA signaling becomes dysregulated with advancing
age due to loss of inhibitory influences on cAMP, and increased cAMP-K+ channel
actions lead to reduced persistent firing and impaired working memory [73,74]. A remarkable number of genetic insults in cAMP signaling
pathways are associated with mental illness. For example, a taq1 polymorphism in the
promoter region of the gene encoding for dopamine β hydroxylase (DβH) leads to
reduced DβH expression, reduced NE synthesis, weaker PFC executive abilities
[75,76], and often a diagnosis of ADHD [77-79]. Genetic insults to cAMP intracellular signaling pathways are
increasingly associated with schizophrenia, including the scaffolding protein DISC1
(Disrupted In Schizophrenia) that tethers the phosphodiesterases PDE4A, PDE4B, and
PDE4D to regulate cAMP concentrations [80,81], as well as
insults to the phosphodiesterases themselves [82,83], all of
which are found in the spines of layer III dlPFC neurons [84] (and Paspalas and Arnsten,
unpublished). There are also genetic insults in receptors regulating cAMP synthesis
(mGluR3, VIPR2) and potassium channels regulated by cAMP (KCNH2). Alterations in
these cAMP-regulating proteins may weaken layer III microcircuits and lead to the
PFC dysfunction which characterizes this illness.
The therapeutic effects of guanfacine in prefrontal cognitive disorders
Based on the research in animals, guanfacine is now in widespread use for the
treatment of a variety of PFC cognitive disorders. For example, weaker PFC function
is a hallmark of ADHD, particularly deficits in the right inferior PFC that is
specialized for inhibiting inappropriate actions [85]. This PFC subregion normally enlarges as a child
matures, but fails to do so in those with ADHD [86]. Immediate-release guanfacine was first tested in
children with ADHD by Hunt, based on the successful animal data and his previous
experience with clonidine [87]. It was also tested open label in ADHD patients with tics at the
Yale Child Study Center [88].
Although guanfacine has a long half-life in adults, it is rapidly metabolized by
children, and thus an extended release formulation was developed (Intuniv™) and
approved by the FDA in 2009 for the treatment of pediatric ADHD. Guanfacine helps
ADHD patients control their own behavior and inhibit inappropriate distractions and
impulses [89,90]. Guanfacine also allows inhibition of inappropriate
aggressive impulses [91],
likely through its actions in ventral PFC. Guanfacine is also in widespread use “off
label” to inhibit inappropriate motor and vocal tics in patients with Tourette’s
Syndrome and in children with ADHD and tics who often cannot take stimulant
medications [92]. It is also
being tested in autism spectrum disorders to treat the disinhibited behaviors that
often accompany the social deficits in these disorders [93,94].Immediate-release guanfacine is in experimental use for a broader number of adult
disorders involving PFC dysfunction. Importantly, it is helping patients who have
traumatic brain injury to the PFC for whom there is great need of treatment
[95]. Guanfacine also has
been shown to improve working memory in patients with schizotypal disorder with
cognitive deficits resembling those in schizophrenia [96], and it improves PFC function and metabolism in
patients with some forms of epilepsy [97]. Guanfacine is being used to treat attentional neglect
caused by stroke [98], which
may be related to its attention-enhancing effects in normal subjects [99]. Studies from the Yale Stress
Center are finding that guanfacine can strengthen PFC self-control during stress and
help people quit smoking (S. McKee, Yale Dept. Psychiatry, personal communication),
and these beneficial effects may extend to other drugs of abuse as well (R. Sinha,
Yale Dept. Psychiatry, personal communication). Finally, very low doses of
guanfacine are currently being tested in the elderly to see if they will ameliorate
age-related cognitive decline in humans as they do in monkeys (C. van Dyck, Yale
Dept. Psychiatry and Neurology, personal communication). Thus, guanfacine may be
useful for a breadth of PFC cognitive disorders.
Conclusions and Outlook
Many scientists have thought that understanding the neurobiological basis of our
highest order cognitive functions was beyond the realm of scientific inquiry, but
research at Yale has shown that it is possible to reveal the microcircuitry of
cognition even at the molecular level. It is noteworthy that many of these key
discoveries have been made through studies of monkeys engaged in working memory
tasks. Given the great expansion of the PFC in brain evolution, especially in the
microcircuits of layer III, these breakthroughs may not have occurred without this
invaluable resource. More research is needed to understand how genetic insults lead
to alterations in layer III microcircuits, so that we may develop informed
interventions for cognitive disorders.
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