BACKGROUND: Chronic HBV infects 350 million people causing cancer and liver failure. We aimed to assess the safety and efficacy of plasmid DNA (pSG2.HBs) vaccine, followed by recombinant modified vaccinia virus Ankara (MVA.HBs), encoding the surface antigen of HBV as therapy for chronic HBV. A secondary goal was to characterize the immune responses. METHODS: Firstly 32 HBV e antigen negative (eAg(-)) participants were randomly assigned to one of four groups: to receive vaccines alone, lamivudine (3TC) alone, both, or neither. Later 16 eAg(+) volunteers in two groups received either 3TC alone or both 3TC and vaccines. Finally, 12 eAg(-) and 12 eAg(+) subjects were enrolled into higher-dose treatment groups. Healthy but chronically HBV-infected males between the ages of 15-25 who lived in the western part of The Gambia were eligible. Participants in some groups received 1 mg or 2 mg of pSG2.HBs intramuscularly twice followed by 5×10(7) pfu or 1.5×10(8) pfu of MVA.HBs intradermally at 3-weekly intervals with or without concomitant 3TC for 11-14 weeks. Intradermal rabies vaccine was administered to a negative control group. Safety was assessed clinically and biochemically. The primary measure of efficacy was a quantitative PCR assay of plasma HBV. Immunity was assessed by IFN-γ ELISpot and intracellular cytokine staining. RESULTS: Mild local and systemic adverse events were observed following the vaccines. A small shiny scar was observed in some cases after MVA.HBs. There were no significant changes in AST or ALT. HBeAg was lost in one participant in the higher-dose group. As expected, the 3TC therapy reduced viraemia levels during therapy, but the prime-boost vaccine regimen did not reduce the viraemia. The immune responses were variable. The majority of IFN-γ was made by antigen non-specific CD16(+) cells (both CD3(+) and CD3(-)). CONCLUSIONS: The vaccines were well tolerated but did not control HBV infection. TRIAL REGISTRATION: ISRCTN ISRCTN67270384.
BACKGROUND: Chronic HBV infects 350 million people causing cancer and liver failure. We aimed to assess the safety and efficacy of plasmid DNA (pSG2.HBs) vaccine, followed by recombinant modified vaccinia virus Ankara (MVA.HBs), encoding the surface antigen of HBV as therapy for chronic HBV. A secondary goal was to characterize the immune responses. METHODS: Firstly 32 HBV e antigen negative (eAg(-)) participants were randomly assigned to one of four groups: to receive vaccines alone, lamivudine (3TC) alone, both, or neither. Later 16 eAg(+) volunteers in two groups received either 3TC alone or both 3TC and vaccines. Finally, 12 eAg(-) and 12 eAg(+) subjects were enrolled into higher-dose treatment groups. Healthy but chronically HBV-infected males between the ages of 15-25 who lived in the western part of The Gambia were eligible. Participants in some groups received 1 mg or 2 mg of pSG2.HBs intramuscularly twice followed by 5×10(7) pfu or 1.5×10(8) pfu of MVA.HBs intradermally at 3-weekly intervals with or without concomitant 3TC for 11-14 weeks. Intradermal rabies vaccine was administered to a negative control group. Safety was assessed clinically and biochemically. The primary measure of efficacy was a quantitative PCR assay of plasma HBV. Immunity was assessed by IFN-γ ELISpot and intracellular cytokine staining. RESULTS: Mild local and systemic adverse events were observed following the vaccines. A small shiny scar was observed in some cases after MVA.HBs. There were no significant changes in AST or ALT. HBeAg was lost in one participant in the higher-dose group. As expected, the 3TC therapy reduced viraemia levels during therapy, but the prime-boost vaccine regimen did not reduce the viraemia. The immune responses were variable. The majority of IFN-γ was made by antigen non-specific CD16(+) cells (both CD3(+) and CD3(-)). CONCLUSIONS: The vaccines were well tolerated but did not control HBV infection. TRIAL REGISTRATION: ISRCTN ISRCTN67270384.
Hepatitis B virus (HBV) is a noncytopathic, hepatotropic DNA virus that can cause
acute or chronic hepatitis (reviewed in [1], [2], [3], [4], [5], [6], [7], [8]). An effective preventative
vaccine is available [9], [10], [11], however chronic HBV infection remains a serious public
health burden in 5 to 10% of the world population, causing slightly over
50% of the cases of primary liver cancer worldwide [12], [13], [14]. Therapeutic vaccination could
offer a curative treatment option. Two important questions arise for immunotherapy:
what kind of immune response is needed? What epitopes or antigens should comprise
the vaccine?
Immune response to HBV
The immune response to HBV infection is complex and poorly understood in several
important aspects. The antibody response is first to the core antigen (HBcAg)
which does not predict control of the virus. HBV infection is clinically
heterogeneous, ranging from completely asymptomatic to fatal, fulminant
hepatitis, or to chronic liver failure, cirrhosis or hepatocellular carcinoma.
There is no simple, quantitative relationship between the level of viraemia and
the presence or severity of symptoms [15]. Nevertheless a
meta-analysis concluded that there are statistically significant correlations
between viraemia and histologic grading and biochemical and serological response
[16]. The immune system is essential for HBV clearance [7], [17], [18]. The
desired end point of therapy ought to be elimination of detectable viraemia
[16].
Effector mechanisms
Resolution of HBV infection is associated with vigorous and polyclonal
HBV-specific CTL [19] activity directed against multiple HBV epitopes in
the viral nucleocapsid, envelope and polymerase proteins [20], [21], whereas the CTL
response is weak or absent in chronic carriers [22], [23]. The impaired T-cell
responses can be restored transiently by 3TC therapy [24], [25], [26], [27]. Non-cytolytic mechanisms of
viral control are expected on theoretical grounds [28] and are essential in a
chimpanzee model [29], [30]. Similar results were subsequently shown in humans in
a single-source outbreak [31]. Interferon-γ plays a key role in the clearance
of HBV from chimpanzees' livers [30]. Studies with transgenic
mice expressing HBV have demonstrated the importance of type I interferons
(α, β) [32], [33], type II interferons (IFN-γ) [32], and type
III interferons (IFN-λ) [34] as mechanisms for noncytolytic control. Most of the
antiviral effect of CD8+ CTLs was shown to be mediated by
IFN-γ [35]. Consequently, we used a cellular assay for IFN-γ
as the primary measure of immune function in this study.
Heterologous immunization for a CTL response
In animal models a CTL response can be elicited with DNA vaccination (reviewed in
[36],
[37]).
DNA vaccination of humans has been reported for malarial antigens [38].
Mancini-Bourgine et al. reported the induction or expansion of T cell responses
in humans after only DNA immunization with 0.5 mg of a DNA vaccine encoding the
preS2 and S subunits of the HBV envelope protein in uninfected and in chronic
HBV-infected people [39], [40]. Heterologous
immunization, in which boosting for one antigen is done sequentially using
different vectors, has been shown to be more effective than DNA immunization
alone [41],
[42],
[43].
MVA's excellent safety profile and immunogenic properties make it a
promising human vaccine candidate [44]. A prime-boost strategy using DNA followed by MVA has
been used in several other studies and shown to be highly immunogenic for the
induction of CD4+ and CD8+ T cells [45], [46],
[47], [48], [49], [50]. In a
murine malaria model, DNA immunization followed by recombinant MVA boosting
induced a protective CTL response, whereas the vaccines in reverse order was
not, nor was either of the vaccines by themselves [49]. These initial studies
in mice have been extended to clinical trials. In a malaria vaccine study in The
Gambia strong CD4 and weak CD8 T cell responses were induced by two 1 mg doses
of a DNA vaccine given intramuscularly, followed by one dose of
3.0×107 pfu (plaque forming units) MVA vaccine given
intradermally at intervals 3 weeks apart [51]. Increasing the dose of
the DNA vaccine to 2 mg and the MVA vaccine to 1.5×108 pfu
increased the effector T cell frequencies [52]. Dramatic loss of HBV
viraemia was seen in a chronically infected chimpanzee after priming with a DNA
immunization followed by boosting with a recombinant canarypox booster [53]. Taken
together, these exciting results suggested that DNA priming with an HBV antigen
followed by boosting with recombinant MVA expressing the same antigen could be a
good choice for a therapeutic vaccine.
Which antigen to use, and why?
The HBV genome is small, consisting of only 4 overlapping open reading frames.
These encode 7 proteins: the large (L or pre-S1 + PreS2 + S), middle
(sometimes “medium”) (M or pre-S2 + S), and small (S) surface
antigens, the core (c) and pre-core (e) antigens (respectively known as HBcAg
and HBeAg), the X antigen (so named because its function was initially
enigmatic), and the viral polymerase. The antigenicities of these proteins
differ; the core antigen is a very potent antigen by both a T cell dependent and
a T cell independent mechanism [54] and is important for cellular immunity. The HBV S
antigen (HBsAg), which is associated with viral adhesion, is also a very potent
and reliable immunogen when assessed by antibody production. Neutralizing
anti-HBs antibodies confer protection against future HBV infection, and all of
the highly efficacious HBV prophylactic vaccines to date use HBsAg [11]. The
excellent safety record with HBsAg was the primary motivation in choosing the
middle surface protein (281 aa) from HBV genotype D as the antigen for
vaccination in this study.
Methods
Objectives
The aim of this work was to determine if a heterologous therapeutic vaccination
regimen was safe and effective in HBeAg negative and positive chronic HBV
carriers. Change in viraemia by PCR was the main efficacy endpoint and
sero-reversion the secondary one. The cellular immune response was measured by
IFN-γ secretion in an ELISpot assay. Regarding safety, we already had some
supportive safety data from pilot studies in UK and The Gambia on these vaccines
(unpublished results).The protocol for this trial and supporting CONSORT checklist are available as
supporting information; see Checklist S1, Protocol
S1, Protocol S2 and Protocol S3.
Participants
Potential study participants were identified from databases of chronic hepatitis
B carriers [9], [55], [56] from the Medical Research Council (MRC) Laboratories,
Fajara, or from a local health centre. Males age 15 to 25 years who had HBV
surface antigen (HBsAg) present in blood for over 6 months were eligible. The
upper limit was chosen to avoid enrolling people who previously had vaccinia
vaccination. Most had been positive since early childhood. Prospective
volunteers had a baseline health screen. Those with significant illness,
relevant allergy or ALT level over 88 IU/L were excluded.Before enrollment into the study, potential candidates and members of their
family were informed about the study in group meetings led by field workers in
their first language (Wollof, Mandinka, or Fula). Each received an information
sheet and consent form to take home, ponder, and discuss with family elders.
Written informed consent was obtained for each person who enrolled. Parental
written informed consent was obtained for those aged 15 to 18 years.
Participants were not offered monetary compensation but were given
transportation costs, a hot lunch and football video entertainment on study
visit days, and free health care at MRC clinic during and for up to 6 months
after the study ended.The study documents and the recruitment and consent processes were reviewed by
the joint Gambian Government/Medical Research Council Ethics Committee
(http://www.saavi.org.za/inventory.htm#14) and the Central Oxford
Research Ethics Committee (http://www.admin.ox.ac.uk/curec/). The clinical trial was
monitored by an external group.
Materials
Plasmid pSG2.HBs was generated by insertion of a gene fragment containing the
pre-S2 and S genotype D sequences of HBV
strain ayw (the most common serotype in The Gambia) into the
polylinker cloning region of vector pSG2. It contains the human cytomegalovirus
(hCMV) immediate early promoter with intron A for driving expression of the
HBsAg in mammalian cells, followed by the bovine growth hormone transcription
termination sequence. The plasmid also contains a kanamycin resistance gene and
is capable of replication in Escherichia coli but not in
mammalian cells.MVA.HBs contains the gene fragment with the same pre-S2 and
S sequences driven by the vaccinia P7.5 early/late promoter
inserted into the thymidine kinase locus of MVA. It also contains the vaccinia
late promoter P11 driving expression of the lacZ marker gene.
MVA.HBs is produced in chicken embryo fibroblast cells. These were produced
under Good Manufacturing Practice (GMP) conditions and donated by Oxxon
Therapeutics (Oxford, UK). They were shipped to The Gambia on solid
CO2 and stored at -70°C.Rabies vaccine (Rabies Vaccine BP, Wistar rabies strain PM/WI 38 1503-3M, Human
Diploid Cell Culture, Aventis Pasteur MSD) was stored lyophilized at 8°C
until reconstituted following the manufacturer's instructions.
Interventions
Figure 1 shows a time line for
interventions. In the first phase four groups (A, B, C, D) of 8 HBsAg-positive,
HBeAg-negative volunteers were recruited and allocated randomly. Those in groups A
and C received 1 mg of pSG2.HBs intramuscularly twice at three weeks apart, which
were then followed three weeks later by two doses of 5×107 plaque
forming units (pfu) of MVA.HBs (100 µL) intradermally, also three weeks apart.
Those in groups B and C received oral 3TC therapy (100 mg daily; Zeffix®,
GlaxoSmithKline, Greenford, Middlesex, United Kingdom) for 14 weeks, starting 28
days before vaccination. Those in the negative control group D received 0.1 mL (2.5
IU) of rabies vaccine intradermally on days 0, 7, and 28 (see Tables 1 and 2).
Figure 1
Time line illustrating group interventions.
D = 1 mg pSG2.HBs.
D = 2 mg pSG2.HBs.
M = 5×107 pfu MVA.HBs.
M = 1.5×108 pfu
MVA.HBs. r = rabies vaccination.
eAg = HBV e antigen. shaded block indicates lamivudine
therapy. Groups I and J had 3-week earlier follow-up assays.
Table 1
Dosages for treatment groups.
Group
Assigned
n
HBsAg
HBeAg
pSG2.HBs
MVA.HBs
Lamivudine
A
8
7
+
-
1 mg (2×)
5×107 pfu (2×)
B
8
8
+
-
100 mg
C
8
9
+
-
1 mg (2×)
5×107 pfu (2×)
100 mg
D
8
7
+
-
F
8
7
+
+
100 mg
G
8
6
+
+
1 mg (2×)
5×107 pfu (2×)
100 mg
I
12
7
+
+
2 mg (2×)
1.5×108 pfu
100 mg
J
12
11
+
-
2 mg (2×)
1.5×108 pfu
• 2× indicates that the vaccine was administered twice.
• Vaccinations were separated by a 3-week interval.
• In the relevant groups, lamivudine was commenced 4 weeks before
administration of the first vaccination and it was used for 14 weeks
except for members of Group I, who used it for 11 weeks.
• n is the number of subjects in the efficacy
analyses, not the number of subjects initially assigned to that group
(see Figure 2 and
related discussion).
Table 2
Time categories for analysis, in days.
Group
Pre-treatment
Treatment
Post-treatment
Follow-up
A
≤28
30–91
93–119
>119
B
≤0
3–98
119
>119
C
≤0
3–98
119
>119
D
≤0
7, 28
56
>56
F
≤0
3–98
119
>119
G
≤0
3–98
119
>119
I
≤0
3–77
98
>98
J
≤28
30–70
77–98
>98
Time line illustrating group interventions.
D = 1 mg pSG2.HBs.
D = 2 mg pSG2.HBs.
M = 5×107 pfu MVA.HBs.
M = 1.5×108 pfu
MVA.HBs. r = rabies vaccination.
eAg = HBV e antigen. shaded block indicates lamivudine
therapy. Groups I and J had 3-week earlier follow-up assays.• 2× indicates that the vaccine was administered twice.• Vaccinations were separated by a 3-week interval.• In the relevant groups, lamivudine was commenced 4 weeks before
administration of the first vaccination and it was used for 14 weeks
except for members of Group I, who used it for 11 weeks.• n is the number of subjects in the efficacy
analyses, not the number of subjects initially assigned to that group
(see Figure 2 and
related discussion).
Figure 2
Flowchart showing the number of participants at each stage in the
study.
D = pSG2.HBs; M = MVA.HBs;
3TC = lamivudine. * One participant in each of
these groups declined to participate early in the study. The details are in
the Results section. # One HBeAg
negative participant was included in the VL analysis for DDMM; 3TC; - group
who had been assigned in error to DDMM; 3TC; + group. ∧ One
participant in each of these groups was discovered to have been HBsAg and
HBeAg negative all through the study and did not meet eligibility criteria,
due to a manual transcription error. @ Re-analysis of samples from four
participants showed they had HBeAg negative chronic HBV from before the
beginning of the intervention and thus did not meet eligibility criteria for
this group. $ Re-analysis of samples from one participant showed he
had HBeAg positive chronic HBV from the beginning of the intervention and
thus did not meet eligibility criteria for this group.
Flowchart showing the number of participants at each stage in the
study.
D = pSG2.HBs; M = MVA.HBs;
3TC = lamivudine. * One participant in each of
these groups declined to participate early in the study. The details are in
the Results section. # One HBeAg
negative participant was included in the VL analysis for DDMM; 3TC; - group
who had been assigned in error to DDMM; 3TC; + group. ∧ One
participant in each of these groups was discovered to have been HBsAg and
HBeAg negative all through the study and did not meet eligibility criteria,
due to a manual transcription error. @ Re-analysis of samples from four
participants showed they had HBeAg negative chronic HBV from before the
beginning of the intervention and thus did not meet eligibility criteria for
this group. $ Re-analysis of samples from one participant showed he
had HBeAg positive chronic HBV from the beginning of the intervention and
thus did not meet eligibility criteria for this group.In the second phase, two groups (F, G) of 8 HBeAg-positive volunteers each received
14 weeks of 3TC as described above. Group G also received the pSG2.HBs and MVA.HBs
vaccines as described above. Consequently groups B and F were equivalent (received
3TC only) except for eAg status, and likewise C and G.When the favorable safety and disappointing efficacy results were available from the
groups described above, higher doses of vaccines were used in phase three, in two
further non-randomized study groups (I, J). We planned to enroll 12 HBeAg-positive
HBV carriers into Group I to receive 11 weeks of 3TC therapy and beginning at day 28
to receive 2 mg pSG2.HBs intramuscularly on two occasions, followed by one dose of
1.5×108 pfu MVA.HBs (3 intradermal injections of 100 µL
each), all 3 weeks apart. We planned to enroll 12 HBeAg-negative HBV carriers into
Group J to receive the same vaccination regimen but without lamivudine. These
changes in dose and regimen were based on results from trials of similar malaria
vaccines. Table 1 summarizes
the treatment interventions for each group.Volunteers were observed for one hour after vaccination and were visited at home by
trained field workers on the following second, fourth and seventh days to assess
vital signs, local adverse events (discoloration, induration, blister formation,
pain, limitation of arm motion, scar and other reactions), systemic adverse events
(headache, nausea, malaise, axillary temperature) and to record other unsolicited
adverse events.One week after each vaccination and at 4, 13, 25 and 37 weeks after the last
vaccination venous blood was collected for measurement of full blood count, urea,
creatinine and liver enzymes (AST, ALT, γ-GT). For the serology and viral load
assays, venous blood was collected 1 week after the second vaccine and at 1, 4, 13,
25 and 37 weeks after the last vaccine. Deviations from protocol times of up to 5
days were tolerated, but uncommon.
Outcomes measures
HBV assays
Samples were tested for HBsAg by reverse passive hemagglutination assay
(Wellcotest®, Murex Diagnostics, Dartford, UK) and later by
Determine™ HBsAg (Abbott Laboratories, Illinois, USA), an
immunochromatographic assay. Samples were tested for HBeAg using an enzyme
immunoassay (Equipar Diagnostici, Saronno(Va), Italy). The plasma HBV viral
load was measured initially by an outsourced laboratory (Covance) using
Roche Amplicor qPCR. Later we developed and validated our own competitive
real-time quantitative PCR as described elsewhere [57]. The limits of detection
and quantification were about 40 and 260 copies mL−1
respectively. Because DNA was used as an immunogen, anti-DNA antibodies were
measured by a standard assay in the Clinical Immunology Department, The
Churchill, Oxford Radcliffe Hospital, Oxford.
Ex vivo ELISpot
Fresh ex vivo interferon-γ ELISpot assays were performed
by adding 380,000 peripheral blood mononuclear cells (PBMCs) from
heparinized fresh whole blood to each well of a quarter of a 96-well
Millipore MultiScreen™ plate MAIPS4510 (Millipore, Billerica,
Massachusetts, USA), along with the appropriate stimulant for that well, to
a final volume of 100 µL and incubated overnight in a 37°C
incubator with 5% CO2 in air. The cells were stimulated
either with RN10 medium alone (i.e., RPMI 1640 [Sigma-Aldrich R 8758,
St. Louis MO], penicillin and streptomycin [98 U
mL−1], L-glutamine [1.96 mM] and
10% human heat-treated AB serum), with overlapping pools of peptides
spanning the HBV middle surface protein (15-mers overlapping by 5 amino
acids), or with a positive control (FEC [a mixture of 22 known HLA
Class I restricted peptides from influenza, CMV and EBV], PHA, or PPD
[tuberculin purified protein derivative]). The sequences of the
peptides matched that in the vaccines exactly and are described in File
S1. The ELISpot plates were coated with capture antibody (1-D1K,
Mabtech, Stockholm, Sweden) overnight at 8°C and blocked with R10 (i.e.,
as RN10 but substituting fetal bovine serum for human) for 1 hour prior to
the ELISpot assay. After overnight incubation, the ELISpot plates were
emptied and washed with PBS-Tween. The tracer antibody (7-B6-1, Mabtech,
Stockholm, Sweden) was added for 2 h to overnight at 8°C. The developed
plates were read on an automated plate reader (Autoimmun Diagnostika GmbH,
Strassberg, Germany) and manually edited and double checked to remove
clearly artifactual marks from being counted as spots. The count settings
and similar details are further described in File
S1. These data were exported from the AID plate reader electronically
as Microsoft Excel files which were imported into a Microsoft Access 2000
database for data management, presentation and analysis as described
elsewhere [58]. Queries were designed to exclude data from
unacceptable or suspicious wells.
Flow cytometry analysis
Intracellular cytokine staining (ICCS) was used to establish the phenotype of
the IFN-γ producing cells from subjects in groups I and J. PBMCs, either
freshly isolated by Lymphoprep™ (Axis-Shield, Oslo, Norway) density
centrifugation or from previously frozen samples, were washed and then
stimulated with the overlapping pools of HBsAg peptides, or with medium
alone, or with a positive control (either FEC, PHA, or PPD) for at least 6
h, in accordance with BD Biosciences' recommendations for IFN-γ
staining [59].
Brefeldin A (Sigma) was added at least 4 h before removal from the incubator
and staining. Cells were washed and then 0.5 mL of FACS Permeabilizing
Solution 2 (BD Biosciences) was added to each tube for 15 min prior to
dilution with 3 mL of PBS. The cells were then stained with pre-mixed panels
of antibody stains for 30-60 min. They were washed and then stored in
approximately 200 µL of 4% formalin in PBS at 8°C until
data acquisition on a BD FACSCalibur 4-color instrument (BD Biosciences).
Cells passing through lymphocyte gates (both small and large lymphocytes on
an SSC vs. FSC plot) were batch analyzed with FCS version 2.0 (De Novo
Software) to generate Excel files, which were then imported into a Microsoft
Access database for data management [58].
Sample size
For the initial studies, a total of 32 subjects (8 per group) was considered a
minimum number in order to meet the study objectives of assessing preliminary
safety of the vaccines and determining its efficacy at reducing HBV DNA levels
based on data about stability of HBV viral load in eAg positive subjects.
Experience with antiviral agents and with vaccines in general suggested that a
relatively large effect size might be expected if the treatment were successful.
If heterologous prime-boost were to behave in humans as it has been seen in
rodents and non-human primates, then 8 per group would be adequate to find this
effect [50]. After gaining experience with likely numbers of dropouts
and measurement variability, the sample size for groups I and J was increased to
12 to make it likely that data from at least 10 subjects would be available at
the end of the study.
Randomization
Initially 32 HBsAg-positive, HBeAg–negative volunteers were block
randomized by the investigators using a table of random numbers to one of 4
groups: A, B, C, D. The randomization was performed after the decisions for
enrollment had been made by the participant and communicated to the study field
workers and physicians.
Blinding
Because the primary and secondary end points of the study were laboratory
measurements (qPCR and ELISpot) of blood samples with minimal opportunity for
conscious or subconscious subjective bias, we felt that the benefit of blinding
would be outweighed by its logistic difficulties, so no attempt at blinding was
made.
Statistical methods
Data management
Three relational databases were developed in Microsoft Access 2000: one for
immunological (ELISpot and flow cytometry) data [58], one for clinical
data, and one for virological (qPCR) data. The clinical data were double
entered and discrepancies were identified using a tool developed at MRC for
this purpose and corrected. Considerable care was given to the accuracy of
the data.
Model fitting
Exploratory analysis of our immunological data used a mixed effects model.
Initially we tried to fit the data for all volunteers to a cubic model. The
variability within groups was high and there were no significant
interactions. We then put the data into meaningful time categories from
which repeated measures ANOVA with correlation between times was done. For
efficacy analyses we did paired t tests before treatment
and after treatment for each group using the time categories shown in Table 2. Group
comparisons for categorical data were performed with Fisher's exact
test. All calculated p values were 2-tailed. All results
and participants were included in the safety analysis. Efficacy analyses
were based on treatments received. Exploratory analyses (pairs plots) were
done in R to see the overall correlation between all the laboratory
values.
Results
Recruitment
Two hundred forty six volunteers were screened for eligibility between January
2002 and December 2003, of whom 153 were HBsAg-negative and hence ineligible. Of
the remaining 93 HBsAg-positive volunteers, 18 volunteers declined to
participate for personal reasons, probably related to the amount of visits and
phlebotomy, and 3 were excluded: 2 because of sickle cell disease, and 1 lost
HBsAg before the start of the study. Thus, 72 people were eligible, enrolled in
the trial and were allocated to one of the 8 groups. Of these, 69 completed
their treatment. One volunteer in group A dropped out after the first
vaccination. One each in groups D and I declined after 4 weeks participation. No
reasons were given for this. They were excluded from the efficacy analysis, but
their results relevant to the safety of the interventions are presented. Figure 2 shows details of the
treatment allocation and the reasons for not progressing in the study. The
baseline characteristics of the participants in the different treatment arms are
shown in Table 3.
Table 3
Baseline characteristics of volunteers: age, viraemia, and liver
inflammation (mean ± SD).
Group
n
Age
log10 Viraemia
Range of log10 Viraemia
AST
ALT
A
7
20.5±4.2
2.9±1.9
5.9
26±4.0
19±7.0
B
8
16.3±2.2
3.3±2.0
6.6
23±10
23±7.3
C
9
17.6±3.5
2.9±2.2
6.4
28±6.5
19±3.8
D
7
18.8±2.9
2.3±2.2
5.5
30±7.6
17±8.2
F
7
17.6±3.4
9.2±0.6
2.1
39±22
28±23
G
6
16.2±2.6
8.7±0.5
1.3
41±11
20±10
I
7
17.7±2.5
8.8±0.9
2.0
72±50
81±61
J
11
20.6±2.4
4.2±0.6
2
22±7.8
15±10
At the end of the study we found that two HBsAg –negative participants had
been enrolled in violation of the protocol. We then re-tested baseline screening
samples and found that 6 volunteers had incorrect HBeAg determination then. In
one case this was due to a borderline result, in two cases due to spontaneous
loss of HBeAg in the period between the screening assay and the beginning of the
study interventions, and in three cases to communication errors. Because the
interventions and monitoring in group G were identical to those in group C, we
reallocated the participant from group G to group C for the efficacy analyses.
This made it possible for this person's results to be analyzed with the
group that they should have been in, had the assignment been made correctly at
the outset. The results from the other 5 participants (4 in group I and 1 in
group J) were not included in the efficacy analysis but are included as safety
data.
Lamivudine compliance
Adherence as assessed by pill count was quite good: 11/43 had 100%
compliance; 26/43 had 95–99% compliance; 4/43 had
90–94% compliance, and 2/43 had <90% compliance.
Outcomes and estimation: safety
Clinical laboratory variables
Exploratory analyses of the laboratory results are provided in File
S2. Overall ALT levels correlated more strongly with viraemia than
did AST (Pearson correlation coefficients of 0.361 and 0.326 respectively),
and overall ALT correlated strongly (as expected) with overall AST (Pearson
correlation 0.788); see Ancillary Analyses below. The kinetics for the other
biochemical data are shown in the File S3. No particularly striking changes
were seen in ALT, AST, γ-GT, or haemoglobin; these varied about as much
in the treatment groups as in the controls. The serum creatinine was
elevated in groups A and C participants around the time of the MVA
injections, and in group B around the time of the viral rebound. The
variability was comparable across all groups. No anti-DNA antibodies were
detected in any of the people who received pSG2.HBs. The dataset may be
found in Dataset S1.
Adverse events
Solicited systemic adverse events
In general the vaccines were safe and well tolerated. There were few systemic
adverse events after the DNA and MVA vaccines at both doses as shown in
Table 4. Most of
these adverse events were mild, that is, they did not interfere with
activities of daily living.
Table 4
Frequency of adverse events after each dose of MVA vaccine.
Numbers in parentheses indicate the percentage of vaccine recipients
in that group that reported each adverse event.
Adverse events
First dose
DNA♣n = 47
2nd dose
DNA♣n = 46
MVA 1(5×107
pfu)n = 23♠
MVA 2 after MVA 1(5×107
pfu)n = 23♠
MVA(1.5×108
pfu)n = 23♥
Tenderness
0
0
8 (34.8%)
10 (43.4%)
7 (30.4%)
Redness
0
0
17 (73.9%)
11 (47.8%)
17 (73.9%)
Hardness
0
1
23 (100%)
23 (100%)
23 (100%)
Scaling
0
0
23 (100%)
17 (73.9%)
23 (100%)
Shiny plaque
0
1
0
4 (17.4%)
22 (95.7%)
Fever
0
0
1 (4.3%)
0
0
Diarrhea
0
0
0
2 (8.6%)
0
Fatigue
2
4
4 (17.4%)
3 (13.0%)
1 (4.3%)
Body ache
2
5
9 (39.1%)
4 (17.4%)
0
There were no unsolicited adverse events after DNA vaccination in
groups I or J.
23 = 7+9+6+1 for groups A, C,
G, and 1 of group exclude respectively (or alternatively,
7+8+8 for group A and the original allocations for
groups C and G).
23 = 7+11+4+1 for groups I,
J, I-originally, and J-originally respectively.
There were no unsolicited adverse events after DNA vaccination in
groups I or J.23 = 7+9+6+1 for groups A, C,
G, and 1 of group exclude respectively (or alternatively,
7+8+8 for group A and the original allocations for
groups C and G).23 = 7+11+4+1 for groups I,
J, I-originally, and J-originally respectively.
DNA vaccine (pSG2.HBs)
A total of 47 doses of 1 mg pSG2.HBs and 46 doses of 2 mg pSG2.HBs were
given. Hardness at the vaccination site (of 2 mm diameter which resolved in
2 days) was noted in one participant and a temporary pigmented mark was
noted in one other. These were graded mild by the investigators. After the
administration of 1 mg pSG2.HBs 5 participants reported episodes of fatigue
and body ache. The timing of these suggested to the investigators that these
were unrelated to the vaccination. No systemic or local adverse events were
recorded after 46 administrations of 2 mg pSG2.HBs.
MVA.HBs
A total of 46 doses of 5×107 pfu MVA.HBs and 23 doses of
1.5×108 pfu MVA.HBs were given. The vaccines were well
tolerated at the different doses with mild and moderate adverse events
documented (Table 4).
No changes outside of the normal ranges were observed in the vital signs
during 1 h post-vaccination. An episode of mild diarrhoea and one of mild
fever were reported which resolved without treatment within 2 or 3 days
respectively. Painful lymphadenopathy was found in one person in the first
week after the first dose of 5×107 pfu MVA.HBs vaccination.
A 1.5 cm right axillary lymph node was palpated ipsilateral to the
vaccination site in the skin over the deltoid muscle though there were no
other abnormal symptoms or signs and no restriction of arm movements. By day
10 the swelling had resolved.A characteristic local reaction was observed after administration of MVA.HBs.
After the intradermal injection, a small vesicle developed at the site,
signifying correct intradermal injection technique. This disappeared within
30 minutes of vaccination. Induration developed during the first 2 days
after vaccination, in most cases, non-tender. There was no limitation of arm
movement. Subsequently, redness, induration and scaling were observed on the
2nd day post-vaccination which developed to maximal size by
the 4th to 7th day post-vaccination and gradually
disappeared, leaving a shiny plaque scar of 3 to 5 mm diameter by the
28th day post-vaccination as shown in the photograph in Figure 3. This developed
by 4 weeks post-vaccination in approximately 1/2 of the cases and by 5 weeks
in approximately 3/4 of the cases, the remaining cases taking up to 14 weeks
to appear. The maximal diameter of the redness, induration and scaling
varied from 2 mm to 13 mm, 0.5 mm to 15 mm and 0.3 mm to 12 mm respectively.
These were similar for both dose regimens of MVA.HBs. However, a
significantly higher proportion of volunteers who received
1.5×108 pfu of MVA (three injections of
5×107 pfu at once) had shiny plaque scars compared with
those who received two injections of 5×107 pfu of MVA on
opposite shoulders three weeks apart (22/23 versus 4/23 individuals,
p value
= 7.3×10−8). The shiny
plaques persisted beyond the end of the study: final observations ranged
from day 245 to day 337. Giving three MVA.HBs injections to one individual
at a time may increase the probability that at any one injection site a
shiny plaque will develop (22/69 versus 4/46 injections, p
value = 3.3×10−3).
Figure 3
Typical shiny plaque seen at site of HBs.MVA injection on right
shoulder.
The skin is over the right deltoid muscle of a participant showing
the vaccination site 129 days after 1.5×108 pfu
MVA.HBs administration by intradermal injection of 0.1 mL at each of
3 sites. An arrow highlights the small shiny pigmented macule seen
at one of these sites.
Typical shiny plaque seen at site of HBs.MVA injection on right
shoulder.
The skin is over the right deltoid muscle of a participant showing
the vaccination site 129 days after 1.5×108 pfu
MVA.HBs administration by intradermal injection of 0.1 mL at each of
3 sites. An arrow highlights the small shiny pigmented macule seen
at one of these sites.
Unsolicited adverse events
Numerous unsolicited adverse events in vaccines and in control volunteers
were recorded as shown in File S4. The most common unsolicited
adverse events were headaches (50), anaemia (37), likely related to malaria,
and malaria (33), which is endemic in The Gambia. Abdominal pain (27), fever
(25), and cough (20) were also common complaints. Two adverse events
happened that required hospitalization for treatment: an episode of malaria
in one patient in the low-dose vaccine treatment group and an episode of
moderate anaemia with pyrexia in one patient in the higher dose vaccine
treatment group. Both episodes occurred 6–9 months after vaccination
and were unrelated to the therapy.
Outcomes and estimation: efficacy
HBV serology
None of the participants in any group lost HBsAg during the study period. One
of seven HBeAg-positive participants in group I had lost HBeAg by day 63 of
the protocol by which time he had received lamivudine 100 mg daily for 9
weeks and two administrations of 2 mg pSG2.HBs intramuscularly on days 28
and 49. During the study the HBV viral load for this participant also
declined from 7.8 to 5.3 log10 copies mL−1. No
other HBeAg-positive participant changed their serological status during the
study.
Viral load
None of the vaccination regimens had a noticeable sustained effect on the HBV
viral load (Figure 4).
Individuals' viral kinetics are shown in File
S3. Table 5
lists p values for before versus after comparisons within
groups by treatment interval. As expected, most participants who received
lamivudine had up to a 4 log10 decrease in HBV DNA viral copies
mL−1 below their pretreatment levels. The
HBeAg-negative and HBeAg-positive people who received lamivudine therapy had
respective geometric means of 2.9 and 9.3 log10 copies
mL−1 at baseline and 2.6 and 6.3 log10
copies mL−1 at end of lamivudine treatment. The decline in
viraemia was most striking in the HBeAg positive groups who had high initial
viral load. By three weeks after discontinuation of lamivudine there was a
rebound in viral load back to the pretreatment values. The fluctuations that
exist are very likely indicative of the natural course of HBV infection and
the HBV DNA levels in the control arm (Group D) shows as much variation as
in any of the other groups, except those taking lamivudine.
Figure 4
Groups compared directly and by treatment interval.
This figure shows the average value of log10 (viraemia)
for each group with error bars representing standard deviation.
Sensible comparisons include longitudinal comparisons for each group
as well as comparisons designed to test specific components of the
therapy. For example, if one considers only groups A and D, one
could infer treatment effects due to the vaccine. The comparisons
for which one might infer therapeutic efficacy are shown in Table 7.
Table 5
Paired 2-tailed t test p values
within each group for viraemia data.
Group
n
Treatment vs Pre-treatment
Post-treatment vs Pre-treatment
Follow-up vs Pre-treatment
A
7
1.53×10−1 (1.00)
4.22×10−1 (1.00)
7.97×10−1 (1.00)
B
8
1.34×10−1 (1.00)
9.80×10−2 (1.00)
1.04×10−1 (1.00)
C
9
6.58×10−1 (1.00)
9.01×10−1 (1.00)
9.97×10−1 (1.00)
D
7
8.87×10−2 (1.00)
3.96×10−1 (1.00)
F
7
2.32×10−4 (0.005)
3.24×10−1 (1.00)
9.17×10−1 (1.00)
G
6
1.01×10−2 (0.232)
3.52×10−2 (0.810)
2.62×10−1 (1.00)
I
7
3.13×10−3 (0.072)
2.28×10−1 (1.00)
9.78×10−1 (1.00)
J
11
7.24×10−2 (1.00)
3.64×10−1 (1.00)
1.37×10−1 (1.00)
Since a vaccine is intended to provide immunological memory, the
most important comparison is the follow-up vs. pre-treatment,
although one could also make a case for post-treatment vs.
pre-treatment. Values compared were averages for each subject
during the time interval, computed using the database software.
Sufficient power was present even in Group G, with only 6
members, to see a statistically significant effect during this
interval. However, after Bonferroni correction for multiple
hypothesis testing, only in Group F is significance maintained
at the traditional 0.05 level. Values in parentheses are after
Bonferroni correction for multiple hypothesis testing. In no
case is there evidence for the efficacy of the vaccine regimen
in lowering viraemia. (For the follow-up vs. pre-treatment
comparison for Group J,
n = 10 since one person
was lost to follow-up.)
Groups compared directly and by treatment interval.
This figure shows the average value of log10 (viraemia)
for each group with error bars representing standard deviation.
Sensible comparisons include longitudinal comparisons for each group
as well as comparisons designed to test specific components of the
therapy. For example, if one considers only groups A and D, one
could infer treatment effects due to the vaccine. The comparisons
for which one might infer therapeutic efficacy are shown in Table 7.
Table 7
Appropriate comparisons (companion table to Figure 4)
Comparison
eAg status
Experimental variable isolated
Group A vs Group C
negative
lamivudine
Group A vs Group D
“
vaccine
Group B vs Group C
“
vaccine
Group B vs Group D
“
lamivudine and rabies vaccine
Group C vs Group D
“
lamivudine, vaccine combination
Group A vs Group J
“
dose of vaccine
Group G vs Group F
positive
vaccine
Group F vs Group I
“
vaccine
Group G vs Group I
“
dose of vaccine
Since a vaccine is intended to provide immunological memory, the
most important comparison is the follow-up vs. pre-treatment,
although one could also make a case for post-treatment vs.
pre-treatment. Values compared were averages for each subject
during the time interval, computed using the database software.
Sufficient power was present even in Group G, with only 6
members, to see a statistically significant effect during this
interval. However, after Bonferroni correction for multiple
hypothesis testing, only in Group F is significance maintained
at the traditional 0.05 level. Values in parentheses are after
Bonferroni correction for multiple hypothesis testing. In no
case is there evidence for the efficacy of the vaccine regimen
in lowering viraemia. (For the follow-up vs. pre-treatment
comparison for Group J,
n = 10 since one person
was lost to follow-up.)
Outcomes and estimation: immunogenicity
IFN-γ responses measured by ELISpot
There was no strong evidence for vaccine-specific IFN-γ responses in any
of the groups, although there was a small but discernable increase in
background response in group C at day 119, four weeks after the last
vaccination. Figure 5
shows the number of cells producing IFN-γ measured by ELISpot for the
nonspecific (medium-only) and HBsAg-peptide stimulated cultures. As the size
and clarity of spots can vary with cell type and assay conditions [60], figures
in File
S5 describe the quantitative amounts of IFN-γ produced. Table 6 shows associated
p values for comparisons of IFN-γ producing cells.
Further statistical comparisons of the number of spots and the amount of
IFN-γ produced and putative epitopes and details about the ELISpot assay
are described in File S6.
Figure 5
Background and net ELISpot results normalized to per million
PBMCs.
The net spots were calculated according to the following
formula:where
RN10 is the average of the spots from the two negative control
wells. The summation is over all 14 wells in the plate layout which
contained overlapping pooled HBsAg peptides for each volunteer, and
the factor of 1/2 normalizes for each peptide appearing twice in the
matrix layout. Because of the 14 summations the effect of a slightly
low or slightly high background (measured over only 2 wells) gets
amplified in the final net spots count. The immune response would be
expected to be strongest in the post-treatment time interval and to
wane in the follow-up period, but in fact variability was often high
in the follow-up period. This may reflect non-specific immune
activation due to other maladies such as malaria or to the natural
course of engaging a chronic HBV infection.
Table 6
Paired 2-tailed t test p values
within each group for ELISpot data (normalized net spots).
Group
n
Treatment vs Pre-treatment
Post-treatment vs Pre-treatment
Follow-up vs Pre-treatment
A
7
7.33×10−1 (1.00)
2.43×10−1 (1.00)
9.42×10−2 (1.00)
B
8
1.74×10−1 (1.00)
6.89×10−2 (1.00)
8.54×10−1 (1.00)
C
9
3.59×10−1 (1.00)
5.43×10−1 (1.00)
4.77×10−1 (1.00)
D
7
5.46×10−1 (1.00)
7.54×10−1 (1.00)
F
7
3.57×10−1 (1.00)
7.97×10−1 (1.00)
2.73×10−1 (1.00)
G
6
9.09×10−2 (1.00)
5.98×10−1 (1.00)
9.53×10−1 (1.00)
I
7
7.69×10−1 (1.00)
7.88×10−1 (1.00)
3.75×10−1 (1.00)
J
11
7.36×10−1 (1.00)
1.45×10−1 (1.00)
3.01×10−1 (1.00)
Blood for ELISpot was not taken during the treatment period for
groups B, F, and G. Values in parentheses are after Bonferroni
correction for multiple hypothesis testing.
Background and net ELISpot results normalized to per million
PBMCs.
The net spots were calculated according to the following
formula:where
RN10 is the average of the spots from the two negative control
wells. The summation is over all 14 wells in the plate layout which
contained overlapping pooled HBsAg peptides for each volunteer, and
the factor of 1/2 normalizes for each peptide appearing twice in the
matrix layout. Because of the 14 summations the effect of a slightly
low or slightly high background (measured over only 2 wells) gets
amplified in the final net spots count. The immune response would be
expected to be strongest in the post-treatment time interval and to
wane in the follow-up period, but in fact variability was often high
in the follow-up period. This may reflect non-specific immune
activation due to other maladies such as malaria or to the natural
course of engaging a chronic HBV infection.Blood for ELISpot was not taken during the treatment period for
groups B, F, and G. Values in parentheses are after Bonferroni
correction for multiple hypothesis testing.The background spots had moderate variability, except in group A, which was
quite high. Group D controls showed as much variation as any other
group.
Phenotyping of IFN-γ producing cells
Intracellular cytokine staining (ICCS) was used in groups I and J to identify
the surface phenotype of the cells making IFN-γ. In these groups few
IFN-γ producing cells were found using ICCS (consistent with the ELISpot
results). Neither CD4+ nor CD8+ T cells made
significant IFN-γ as assayed by ICCS. The time course of T cells
(CD3+), probable NK cells (CD16+), and
NKT cells (CD3+CD16+) that make IFN-γ is
shown in File S3. Although few cells produced IFN-γ, the picture that
emerges (more clearly in group J than I) is that the majority of IFN-γ
production was made by antigen- nonspecific CD16+ cells,
both CD3+ and CD3–, consistent with the
ELISpot results.
Ancillary analyses
Other results
All other analyses were exploratory. The HBV viral load result shown in Figure 4 suggested that
there might be a difference in the responses during the treatment phase
associated with the vaccine, specifically that the viral load in the
vaccinated group who got lamivudine (group G) may have dropped less than in
those who received lamivudine alone (group F). This difference is
statistically significant before correction for multiple comparisons in a
regression model, p value = 0.014,
but because 26 different such comparisons could have been performed it is
not statistically significant after correction for multiple testing.
However, the effect is interesting and it is biologically plausible that the
immune response to vaccination could have increased viral replication. The
study was underpowered to detect an interaction like this (Figure 4 and File
S3).Analysis also included pairs plots for the laboratory data and the
corresponding correlation matrix. As one may expect, there are a fairly
strong correlations between hemoglobin, red blood cell count, packed cell
volume and mean corpuscular volume and between IFN-γ spot numbers and
cytokine levels. See File S2 for details.Following the negative efficacy and immunogenicity results, we transported
leftover clinical vials of pSG2.HBs and MVA.HBs from Gambia back to UK and
performed the murine stability and potency assays on the contents, which
showed that they had not lost potency due to storage or transportation.
Discussion
Interpretation
Synopsis of key findings
We describe the safety, efficacy and immunogenicity of a new therapeutic
vaccination regimen: priming with a DNA vaccine encoding the HBV surface
protein and boosting with a recombinant poxvirus encoding the same antigen,
in HBeAg-positive (generally high viraemia) and HBeAg-negative (generally
low viraemia) healthy volunteers with chronic HBV, in some cases with
concomitant lamivudine antiviral therapy. The vaccination regimens were
well-tolerated but failed to achieve a reduction in HBV viraemia.
Importantly, although there were a small number of volunteers in each
treatment group, there was sufficient power to detect statistically
significant effects during the treatment period, as demonstrated in the
groups receiving lamivudine and as shown in Table 5. Also, as expected, this
lamivudine-induced drop was greater in people with HBeAg-positive than in
those with HBeAg-negative infection, as the latter began with markedly lower
viral loads, and because the quantitative PCR assay performs less accurately
at or near its limit of quantifiability.There was high variability in net spots in fresh ex vivo
IFN-γ ELISpot assays. The reasons why the background spots were so high
are unknown, but the frequent bouts of malaria and other maladies which were
reported as unsolicited adverse events may have caused temporary increases
in nonspecific immune responses in the volunteers. ICCS in groups I and J
suggested that NK and NKT cells produced IFN-γ in a peptide-nonspecific
fashion after vaccination.
Possible mechanisms and explanations
The optimal dose of an immunogen is very difficult to predict [61].
Initially doses of 1 mg pSG2.HBS and 5×107 pfu MVA.HBs were
chosen. Later higher doses were used based on immunogenicity results of
studies of similar malaria vaccines. That participants in the lower-dose
vaccine group had 5 times more mild to moderate adverse events than those in
the higher-dose group may be due to seasonal effects. Malaria was the most
commonly observed unsolicited adverse event and is highly seasonal in The
Gambia. Malaria season corresponded to the follow-up period for the
lower-dose groups.No effects were observed on transaminase levels, anti-HBe seroconversion, or
HBsAg seroreversion after 9–11 months of follow up. One person lost
HBeAg, but spontaneous loss of HBeAg occurs not infrequently, as
demonstrated by the 2 participants who lost HBeAg in the interval between
first screening and repeat baseline testing. The mean annual rate of
spontaneous seroconversion has been estimated at 8% to 15% in
individuals with active liver disease and 2% to 5% in those
with normal ALT [6]. In another recent study we reported that
86% of HBV infected children in Gambia recruited between the ages of
1–4 years, lost HBeAg by the age of 19 years, compared to 30%
who lost HBsAg [62].One possible reason for vaccination failure is antigenic diversity. In Gambia
there are two HBV genotypes: about 87% are genotype E, the rest A
[55].
pSG2.HBS and MVA.HBs contain a genotype D sequence, which is 93%
identical amino acids to genotype E [63]. It is unlikely that
this significantly affected T cell responses. This is not a likely
explanation for the failure of these vaccinations.Another possible reason for the lack of efficacy is the profound immune
tolerance which most infected persons in The Gambia have towards HBV. It is
acquired in early childhood or at birth, in contrast to people in Europe who
mostly acquire it as adults. Thus, the efficacy of immunotherapeutic agents
may differ based on the epidemiology of the disease, associated with
circumstances of acquisition and immune tolerance.
Comparison with other published studies
Other studies have assessed HBV vaccine therapy for chronic HBV infection
[39], [64], [65], [66], [67]. The low
efficacy found in this study contrasts with findings from some other studies
which show that vaccine therapy in combination with antiviral drugs
decreases HBV viral replication and HBV DNA to undetectable levels by
inducing HBsAg-specific T-cells. Horiike et al. [66] describe intradermal
administration of HBsAg protein with 1 year lamivudine therapy and found
seroconversion from HBeAg to anti-HBe in 5 of 9 participants. However, that
study was conducted in older people who may have acquired infection in
adulthood and have elevated serum ALT levels, which may favor HBV control,
in contrast to the young healthy chronic HBV carriers used in the present
study. Dahmen et al. [65] show that 4 of 14 (28.6%) chronic HBV
carriers with unfavorable prognostic factors, such as pre-core HBV mutants
or previous interferon-α non-response, had viral clearance and
biochemical responses when given HBV surface protein with alumimium
hydroxide with lamivudine or interleukin-2 combination therapy. Yalcin et
al. showed no significant effects on HBV levels, HBeAg to anti-HBe
seroconversion or on transaminase levels following 3 intramuscular
injections of a recombinant DNA vaccine also coding for HBsAg [68]. The
variability seen between these studies may be due to variability in the
populations and the stage of infection, different vaccines, frequency or
route of administration and other factors.There are favorable reports [39], [40] of using HBsAg in a DNA vaccine in chronically
infected individuals. One difference between the studies is the number of
DNA immunizations: four DNA immunizations with improvement seen after three
immunizations, compared to two followed by MVA vaccines. This does not seem
to be the sole explanation, however, in light of the human malaria DNA, MVA
studies in which we showed very high levels of IFN-γ producing T cells
(which were mostly CD4+ cells) [52]. The French group
[39], [40] reporting the
positive phase I trial result from DNA immunization alone used prolonged
cultured ELISpot (for 2 weeks), whereas in the current study all of the
ELISpots were ex vivo stimulated for less than 24 hours. The most important
difference between the current study and that of Mancini-Bourgine [40] was that the current one included an untreated
control group.Only weak correlation (e.g., −0.117) was seen between any of the
ELISpot immunogenicity measures and viraemia, in contrast to the strong
correlation reported by Webster et al. using MHC-I
tetramers instead of ELISpot [15]. Besides the assay
differences (phenotypic marker versus functional assay), another possible
reason for this discrepancy is that Webster et al. measured
responses to core and polymerase proteins in addition to surface, which was
the only one in this current study. Neither study found any association
between markers of liver damage (AST, ALT) and cellular immune function,
although we did find a weak association between markers of liver damage and
viraemia. Thus, we conclude that HBV infection in Gambia is a heterogeneous
condition which defies finding a relationship easily between viraemia and
immune responses.Strong net responses with low background spots, as seen in several cases in
the ex vivo ELISpot results in this study, indicate an
incomplete tolerance, and show that the ability to react to HBsAg
specifically is still present in HBeAg negative HBV infected subjects.
Suppressor T cells (also called regulatory T cells or Tregs) may modify the
responses and have been shown to be important in mediating the
immunosuppression characteristic of chronic HBV infections [69].
Regulation in immunology seems to have become synonymous with suppression,
but activation and suppression are both forms of regulation. We prefer the
original term (suppressor T cells) as more descriptive.Recently results of some similar prime-boost vaccine trials have been
published which were also disappointing [70], [71]. In contrast, another
study reports that in vitro and in HLA transgenic mice a
multiepitope heterologous prime-boost immunization with the plasmid DNA and
a recombinant MVA worked as a therapeutic vaccine insofar as providing
further enhancement of the immune responses [72]. However, they did not
report any antiviral efficacy. Indeed, another vaccine trial that is similar
to aspects of ours (in particular, the Group F versus Group G comparison,
although with a different vaccine) also reported lack of efficacy of the
therapeutic vaccine to reduce viraemia despite induction of a vigorous
HBsAg-specific lymphoproliferative response [73]. Another earlier
study [74]
also reported a lack of efficacy of HBsAg for clearing the virus; the
authors ascribed this to Th2 cytokines produced by HBsAg whereas they found
Th1 cytokines produced by HBcAg. Indeed, in hindsight the short answer to
our failure to generate an antiviral response may well be that we used the
wrong antigen.
Generalizability
Clinical implications
This study is longitudinal, dose-ranging, with eAg+ and
eAg– subjects across a wide range of viraemia, with and
without concomitant lamivudine therapy, in a total of 8 arms. The consistent
picture regarding efficacy that emerges from quantitative virological and
immunological data is that pSG2.HBS and MVA.HBV are unable to break the
profound tolerance of the immune system to HBsAg in HBV chronic carriers. It
is likely that similar results would be seen in other populations including
women, who were not included in this study. Likewise, expanding the age
range considerably would probably not affect the results, although HBV is
usually acquired at a very young age in The Gambia and the immune systems of
very young children may make these results inapplicable to that population.
The safety results of this study are also probably quite valid for a wider
population, since (i) the DNA plasmid had such paltry immunogenicity itself,
(ii) the HBV middle surface protein insert into MVA apparently did not
radically increase its immunogenicity, and (iii) MVA was widely used in the
final stages of the smallpox eradication campaign in Germany and has been
well tolerated in many other studies. It is, however, noteworthy that the
shiny plaques seen at the higher MVA.HBs dose were “completely
missing” after MVA itself administered predominantly to participants
with lightly or non-pigmented skin in Europe [44].
Research implications
Did our particular prime-boost vaccines fail because of the particular
antigen chosen, the dosage (typically much higher in animals), or for some
other reason? The most likely reason, we think, is that chronically infected
people are profoundly immunotolerant towards the middle surface protein (M
protein), which has been present in very high levels in blood and
extracellular fluid since early childhood. In contrast, when given as a
vaccine to non-infected people, it is very immunogenic and 2 doses of it in
alum predictably lead to high levels of antibody. The HBV core protein may
have been a better choice as it is strongly immunogenic by both T cell
dependent and T cell independent mechanisms [54]. As pointed out by a
reviewer, better responses might have been achieved by adding in ubiquitous
T cell epitopes or possibly even slightly varying the HBsAg sequence (e.g.,
by 5–7% mismatches) to help break the tolerance. In the case of
the 3TC-treated volunteers, a longer pre-treatment interval (8–12
weeks) might have allowed greater T cell recovery and possibly better
results.How can one break the immune tolerance induced by HBV? Because a decrease in
viraemia (as for example during antiviral therapy) leads to increased T cell
responsiveness, and that this is reversible, indicates that tolerance is
actively maintained either directly or indirectly by the virus. There may be
a role of suppressor T cells [75], [76]. There
is evidence in mice that had been primed by DNA immunization that depleting
suppressor T cells can enhance the CD8+ T cell response
against HBV [77].
Overall evidence
Limitations of the present study
The interpretations of the present study need to be limited by the fact that
small or moderate sized effects cannot be excluded by this study design. The
flow cytometry results in groups I and J indicated that most of the
INF-γ producing cells were probably NK or NKT lymphocytes. One caveat to
this is that there were very few gated cells making IFN-γ, and
statistics with few events are less credible than with many events. However,
these results are consistent with the few spots detected in ELISpot. This
problem was exacerbated by the limited amount of blood taken, the variable
recovery of PBMCs, and the fact that ELISpot had priority over ICCS for use
of PBMCs. Furthermore, NK cells are not uniquely defined by CD16, and the
CD16loCD56hi subset of NK cells has been
identified as the subset that makes the most IFN-γ [78]. For these reasons we
do not claim that the majority of the IFN-γ producing cells were
definitely NK or NKT cells, only that the preponderance of evidence –
including the ELISpot data and the fact that IFN-γ was also made with or
without antigen (peptide) stimulation – indicates that this is
likely.Finally, this study was not blinded, but that does not seem to have been a
problem given the laboratory nature of the data. We had no bias towards
negative results; all the investigators were optimistic that the study would
have demonstrated efficacy.Supplementary Material: Methods.(0.15 MB DOC)Click here for additional data file.Supplementary Material: Results of Exploratory Analyses.(0.44 MB DOC)Click here for additional data file.Supplementary Material: Results of Individual Kinetics.(0.19 MB DOC)Click here for additional data file.Supplementary Material: Results of Unsolicited Adverse Events.(0.09 MB DOC)Click here for additional data file.Supplementary Material: Results of Epitope Screening.(0.14 MB DOC)Click here for additional data file.Supplementary Material: Results of Statistical Significance of ELISpot.(0.05 MB DOC)Click here for additional data file.CONSORT checklist.(0.23 MB DOC)Click here for additional data file.Trial Protocol.(0.44 MB DOC)Click here for additional data file.Trial Protocol.(0.41 MB DOC)Click here for additional data file.Trial Protocol.(0.27 MB DOC)Click here for additional data file.Supplementary Material: Dataset.(1.03 MB XLS)Click here for additional data file.
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