| Literature DB >> 35423324 |
Guolin Shi1, Longfei Lin1, Yuling Liu1, Gongsen Chen1, Yuting Luo1, Yanqiu Wu1, Hui Li1.
Abstract
The tablet manufacturing process is a complex system, especially in continuous manufacturing (CM). It includes multiple unit operations, such as mixing, granulation, and tableting. In tablet manufacturing, critical quality attributes are influenced by multiple factorial relationships between material properties, process variables, and interactions. Moreover, the variation in raw material attributes and manufacturing processes is an inherent characteristic and seriously affects the quality of pharmaceutical products. To deepen our understanding of the tablet manufacturing process, multivariable modeling techniques can replace univariate analysis to investigate tablet manufacturing. In this review, the roles of the most prominent multivariate modeling techniques in the tablet manufacturing process are discussed. The review mainly focuses on applying multivariate modeling techniques to process understanding, optimization, process monitoring, and process control within multiple unit operations. To minimize the errors in the process of modeling, good modeling practice (GMoP) was introduced into the pharmaceutical process. Furthermore, current progress in the continuous manufacturing of tablets and the role of multivariate modeling techniques in continuous manufacturing are introduced. In this review, information is provided to both researchers and manufacturers to improve tablet quality. This journal is © The Royal Society of Chemistry.Entities:
Year: 2021 PMID: 35423324 PMCID: PMC8695199 DOI: 10.1039/d0ra08030f
Source DB: PubMed Journal: RSC Adv ISSN: 2046-2069 Impact factor: 3.361
Fig. 1Simple interpretation of the LVM.
Fig. 2Structure of a multilayer artificial neural network in pharmaceutical manufacturing.
Fig. 3Model development framework of pharmaceutical process.
Fig. 4Critical variability for blend uniformity.
The applications of multivariate methods in the mixing process
| Models | Blender type | Application | References |
|---|---|---|---|
| MLR | KG-5 blender | The model was used to correlate the critical formulation and CPPs with the response variables. A design space for the powder mixing process was built |
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| MLR | Continuous mixer | The relationship between residence time and total particle length was explored |
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| Polynomial | V-blender | The effects of CPPs on CQAs were quantified to identify their relationship, and the design space was established |
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| Quadratic model | Cone shape tank | Based on the regression model, the optimal mixing conditions, including the impeller speed and eccentricity, were found |
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| PLS | Twin-screw blender | In twin-screw blend feeding, the relationship between blend material properties and feeding capacity was developed |
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| PLS | Square cone mixer | The relationship between raw material variability and mixing time was quantified. The CMAs affecting the mixing process were identified according to VIP |
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| PLS and MLR | Continuous mixer | The effect of material properties on the mean residence time was studied. The relationship between bulk density and mean residence time at different flow rates was determined |
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Applications of multivariate models in HSWG
| Models | Application | References |
|---|---|---|
| Polynomial regression | The effects of operational parameters, such as impeller speed, dosing speed, chopper speed and wet massing time, on granule size were quantified |
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| The effects of process parameters, including granulation time, impeller, and formulation variables, on packing coefficient and strength of granules were investigated |
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| The relationship between granulation variables and the specific energy of the granules was determined |
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| The best-fit equation was used to accurately predict the Carr's index for granules under different formulation factors |
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| Polynomial, MLR | The impact of formulation variables on granule properties like flowability and size was assessed, which was beneficial for selecting the desired formulation |
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| Combined with DoE, models which correlated the process parameters with granule properties, were developed. This provided the basis for adjusting process parameters according to the product quality attributes |
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| Using DoE techniques, the effects of amount of water and massing time on the key quality attributes of granules were investigated |
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| PLS | The relationship between impeller speed and total power spectral densities (TPSDs) was developed. The research demonstrated that audible acoustic emissions could monitor process changes in real time |
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| Gene expression programing model | Impeller power can be predicted according to the impeller diameter, impeller speed, the percentage of the liquid and mean torque |
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| PCA, MLR | The relationship between process variables on granule hardness and Carr's index was developed. Based on the PCA model, it was shown that there was a strong correlation between the impeller speed and wet massing time with the granule attributes |
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| Polynomial, MLR, PLS, ANNs | Based on various MVA models, the relationship between three process parameters and CQAs of granules such as mean size and flowability was quantified |
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| PLS, MBPLS, OPLS | Various MVA models were developed to investigate the effects of HSWG process variables and granule properties on tablet quality |
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The applications of multivariate models in roller compaction
| Multivariate model | Application | References |
|---|---|---|
| Polynomial model | The influence of process variables on ribbon properties like density and granule size was determined, which was helpful for obtaining optimal process parameters according to the target quality |
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| The model was developed to explore the relationship between process variables like roll force, gap and bypass, and bypass potency |
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| Using DoE, the effects of the particle size of the raw material and fraction of API on the ribbon attributes were investigated |
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| Polynomial, MLR | The quantitative relationship, which correlated process variables with ribbon properties such as normal stress and density, was investigated. It can be used to predict the required process parameters |
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| The quantitative relationship between operating process variables and pre-blend properties on normal stress was determined. The effects of normal stress and roller gap on the ribbon density were investigated |
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| The impact of process operating conditions on the nip angle and ribbon density were quantified through developing various mathematical models in the scale-up process |
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| PCA, PLS | Based on the PCA and PLS models, the effects of raw material attributes and process parameters on the ribbon properties were explored |
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| PLS | Several models were developed to investigate relationships between raw material properties, process variables and the properties of ribbon and tablet |
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| JY-PLS | The JY-PLS model was used for scale-up from laboratory roller compactor to full-scale roller compactor, which effectively reduced the risk of the scale-up process |
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| ANNs | In roller compaction, the models were used to investigate the relationships between the formulation variables and tablet properties. Furthermore, the formulation was optimized according to the genetic model |
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The applications of multivariate models in the tableting process
| Model | Application | References |
|---|---|---|
| Polynomial model | The relationship between raw material properties and tablet tensile strength was quantified |
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| PCA | The model was used to evaluate the relationship between various powder properties for direct compaction |
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| PCA, PLS | The PCA model can investigate the relationship between various powder and compression properties. The PLS model was developed to identify key effecting factors, and to quantify the relationship between those factors and tablet tensile strength |
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| The purpose of developing the PLS model was to study the effects of input variables, such as properties of raw materials or intermediates, and process conditions on tablet dissolution |
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| The PCA model can reduce the dimensionality of the original data and explore the relationship between different physical properties. The PLS model was developed to investigate the effects of raw material attributes, tableting process variables and compression behavior indices on the tablet quality attributes |
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| PCA, MBPLS | According to the PCA model, the variability in powder and granules was analyzed. MBPLS was used to identify critical factors and critical process units. It can quantify the relationship between process variables and tablet dissolution |
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| PCA, MLR | The linear model was used to determine the effect of excipient properties on tablet attributes, and the PCA model was built to correlate the properties of filler and binder with tablet properties |
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| PLS | The purpose of developing the PLS model was to explore the impact of process variables on the mass flow rate per unit orifice area in the die filling |
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| MLR | Based on the model, the effects of roller compaction conditions and milling process variables on the attributes of granule and tablet were studied |
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| ANN | The relationships between material physical properties, process parameters and tablet quality attributes were determined |
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The applications of multivariate modeling techniques in the coating process
| Models | Application | References |
|---|---|---|
| MLR, polynomial | The MLR model identifies critical factors affecting CQAs. The polynomial model quantifies the relationship between process variables and CQA in the coating process. Based on the model, the optimal region for process variables was defined |
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| According to a full factorial design, MLR models were developed to quantify the relationship between the coating process variable and loss on drying, coating process efficiency, and coating uniformity |
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| Polynomial | Using a full factorial design, polynomial models were developed to correlate coating process conditions with response variables, such as coating uniformity and surface roughness |
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| According to DoE, based on the polynomial model, the effects of critical process variables on coating uniformity were investigated at lab and pilot scales |
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| Based on the central composite design, the polynomial model was developed to study the relationship between key process parameters and CQAs, such as weight gain and surface roughness |
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| Multivariant model | According to a central composite – face-centered response surface design, the relationship between five process parameters and CQAs like tablet appearance were correlated by a multivariant model. The optimal process variables could be determined based on the model |
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| Quadratic polynomial | A multivariate model, which links four operating variables, such as spray rate, rotation speed of pan, and spray temperature to the weight variability index, was established |
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Pharmaceutical applications of multivariate modeling techniques in monitoring the powder mixing process
| Models | Characterization methods | Application | References |
|---|---|---|---|
| PCR | NIR | Detection of blending homogeneity |
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| NIR-CI | Detection of blending end-point |
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| NIR-CI | Determination of mixture homogeneity |
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| NIR | Confirming the end-point of blending |
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| Raman | Confirming the end-point of blending |
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| NIR | The endpoint of the start-up phase |
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| NIR | Process spectral data |
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| NIR | Determining the blend uniformity |
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| PLS | NIR | Detection of blending end-point |
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| NIR-CI | Verifying the NIRS analyzer response and assessing homogeneity |
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| NIR | Drug concentration |
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| NIR | Confirmation of blend uniformity |
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| NIR | Monitoring the drug level at the outlet of the continuous blender |
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| NIR | Measurement of contents |
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| NIR | Assessment of powder blend uniformity |
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| NIR | Evaluation of degree of homogeneity |
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| PCA-ANN | NIR | Measurement of blend uniformity |
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| ANN | Image analysis | Prediction of mixing time |
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| ANN | NIR | Determining the blend uniformity |
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Applications of multivariate models in monitoring or detecting the granulation process
| Model | Application | References |
|---|---|---|
| PCA, PLS | The PCA model was used to detect changes in ribbon density qualitatively. However, the PLS model can quantitatively monitor ribbon density during the roller compaction process |
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| The envelope density and moisture content of the ribbon were monitored |
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| The PCA model can be used to analyze textural descriptors of the ribbon. The density can be predicted by the PLS model |
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| The PCA model can obtain the variation between various ribbons, and the PLS model can detect the porosity of the ribbon |
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| The water contents in the wet mass can be measured by in-line NIR based on the PLS model |
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| PLS | Granule properties like granule size can be detected in real time according to the PLS model |
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| It can be used to monitor the hardness of the ribbon online |
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| The content uniformity and ribbon properties, like moisture content or relative density, could be determined in real time |
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| The key ribbon properties, like relative density and tensile strength, could be predicted by the model |
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| The model was used to predict the solid fraction of ribbon |
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| The attributes of flakes, such as tensile strength, Young's modulus, and relative density, can be monitored in real time |
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| PLS, ANN | Based on the models, the APIs in traditional Chinese medicine (TCM) granules can be detected |
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The applications of multivariate models in monitoring or detecting CQAs for tablets
| Model | Tool | Application | References |
|---|---|---|---|
| MLR | NIR | Detection of tablet hardness |
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| NIR | Measurement of drug content |
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| PCA | NIR | Measurement of drug content |
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| PCR | NIR | Detection of tablet hardness |
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| NIR | Measurement of tablet weight variation |
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| NIR | Prediction of tablet porosity |
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| PLS | NIR | Detection of tablet hardness |
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| NIR | Prediction of tablet porosity |
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| NIR | Measurement of tensile strength |
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| Multispectral UV imaging | Measurement of tensile strength |
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| NIR | Measurement of moisture |
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| NIR | Prediction of dissolution behavior |
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| NIR-CI | Prediction of dissolution behavior |
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| Raman | Prediction of dissolution behavior |
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| NIR | Measurement of drug content |
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| NIR-CI | Measurement of drug content |
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| Raman | Measurement of drug content |
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| MIR | Measurement of drug content |
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| Multispectral UV imaging | Measurement of drug content |
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| NIR | Measurement of disintegration time |
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| NIR | Measurement of tablet weight |
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| ANN | NIR | Prediction of dissolution behavior |
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| Raman | Prediction of dissolution behavior |
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| NIR | Measurement of drug content |
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| NIR | Detection of tablet hardness |
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Fig. 5Diagram for NIR in-line monitoring coating process.
The applications of multivariate models in monitoring or detecting for the coating process
| Model | Application | Analysis tool | References |
|---|---|---|---|
| PCA | Clustering of spectral data | NIR |
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| PCA | Visualization of the coating process | NIR |
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| PLS | Prediction of coating thickness | NIR |
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| End-point detection of a coating | NIR |
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| Prediction of weight gain | NIR |
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| Prediction of moisture content | NIR |
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| Measurement of curing degree | NIR |
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| Prediction of API content | Raman |
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| Prediction of weight gain | Raman |
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| Prediction of coating thickness | Raman |
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| Prediction of moisture content | Raman |
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The applications of multivariate models in process control for the tablet manufacturing process
| Model | Application | References |
|---|---|---|
| MSPC | Based on the PCA model, the MSPC tool can be developed to control the granulation and drying process. After the deviation has been corrected, the process system can return to a stable state |
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| An MSPC tool was built based on PLS and PCA models. The control chart was used to monitor humidity and temperature in the granulation process and to detect process abnormalities |
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| PLS | According to the feed-forward PLS model, it can be used to determine the process conditions based on the preceding conditions of unit operation |
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| According to the PLS model, the feed-forward process can construct a control plan to determine the optimal process conditions. Then a release profile meeting the required quality was obtained |
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| The feed-forward model for tablet compaction was developed based on NIR. Based on this model, the process parameters that meet the final product quality can be predicted |
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| Based on NIR, the PLS model can measure the bulk density in real time. The measured signals can be used for forward feed control to ensure small density variation |
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| Latent projection model | According to the latent projection model, the variations in raw material and from batch-to-batch can be controlled by adjusting some process parameters |
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Fig. 6Overview of the control strategy combined with risk management tools.
The applications of multivariate modeling techniques in continuous tablet manufacturing
| Model | Application | References |
|---|---|---|
| PLS, PCA | In the continuous powder blending and tableting process, the PCA model, as an exploratory data analysis tool, was used to explore the effects of experimental variables on PAT spectra. The PLS model was applied to predict the CQAs of the tablet |
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| In the CDC manufacturing process, the PCA model was applied to identify possible outliers or abnormalities. Transmission NIR spectroscopy, combined with the PLS model, was used to measure blending uniformity and detect tablet content uniformity |
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| In the CM line, the PLS model was performed to detect CQAs. The multivariate analysis model could be applied for process monitoring |
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| The PCA model was performed to analyze spectral data. The PLS model, which links spectral data to response variables of interest, was established. The developed multivariate models can be integrated into the online prediction tool |
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| Based on the PCA and PLS model, multivariate monitoring charts could monitor various units in the continuous manufacturing process |
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| PLS/PCA, multiblock PCA/PLS | Various latent models were used to describe and monitor the time variables in the continuous twin-screw granulation and drying process. It can detect and diagnose deviations in the continuous manufacturing process |
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| PCA, MLR | In the RTRT of the tablet, the multivariate model was developed to predict dissolution profiles in a CDC system. The NIR data were processed by the PCA model. Based on the NIR spectra, MLR could be applied to predict tablet dissolution behavior |
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| PLS | Based on the calibration model, the powder density in a continuous line can be predicted |
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| The PLS model was developed to predict blending powder bulk density in the CDC manufacturing process based on the NIR data |
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| Using the NIR tool, the developed off-line PLS calibration model could monitor the continuous pharmaceutical manufacturing process's API concentration |
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| NIR spectroscopy as a PAT tool was used to measure API content combined with the PLS model |
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| MLR | MLR models were built to explore the relationship between process conditions and response variables, such as flowability, ejection force, and tablet strength. Based on the model, a design space was developed for high-dose tablets in CM |
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| PCA | The PCA model can extract concentration-related information from NIR spectral data |
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