Yael Tsarfati1, Idan Biran1, Eduard Wiedenbeck2, Lothar Houben1, Helmut Cölfen2, Boris Rybtchinski1. 1. Department of Molecular Chemistry and Materials Science and Department of Chemical Research Support, Weizmann Institute of Science, Rehovot 76100, Israel. 2. Physical Chemistry, Department of Chemistry, University of Konstanz, Universitätsstraße 10, 78457 Konstanz, Germany.
Abstract
The crystallization mechanisms of organic molecules in solution are not well-understood. The mechanistic scenarios where crystalline order evolves directly from the molecularly dissolved state ("classical") and from initially formed amorphous intermediates ("nonclassical") are suggested and debated. Here, we studied crystallization mechanisms of two widely used analgesics, ibuprofen (IbuH) and etoricoxib (ETO), using direct cryogenic transmission electron microscopy (cryo-TEM) imaging. In the IbuH case, parallel crystallization pathways involved diverse phases of high and low density, in which the instantaneous formation of final crystalline order was observed. ETO crystallization started from well-defined round-shaped amorphous intermediates that gradually evolved into crystals. This mechanistic diversity is rationalized by introducing a continuum crystallization paradigm: order evolution depends on ordering in the initially formed intermediates and efficiency of molecular rearrangements within them, and there is a continuum of states related to the initial order and rearrangement rates. This model provides a unified view of crystallization mechanisms, encompassing classical and nonclassical pictures.
The crystallization mechanisms of organic molecules in solution are not well-understood. The mechanistic scenarios where crystalline order evolves directly from the molecularly dissolved state ("classical") and from initially formed amorphous intermediates ("nonclassical") are suggested and debated. Here, we studied crystallization mechanisms of two widely used analgesics, ibuprofen (IbuH) and etoricoxib (ETO), using direct cryogenic transmission electron microscopy (cryo-TEM) imaging. In the IbuH case, parallel crystallization pathways involved diverse phases of high and low density, in which the instantaneous formation of final crystalline order was observed. ETO crystallization started from well-defined round-shaped amorphous intermediates that gradually evolved into crystals. This mechanistic diversity is rationalized by introducing a continuum crystallization paradigm: order evolution depends on ordering in the initially formed intermediates and efficiency of molecular rearrangements within them, and there is a continuum of states related to the initial order and rearrangement rates. This model provides a unified view of crystallization mechanisms, encompassing classical and nonclassical pictures.
Crystallization
is important in biology,[1,2] geology,[3] materials science,[4−6] and industrial processes.[7] Crystallization in solution is central in many
fields,[8−10] yet understanding its molecular mechanisms, especially
at early stages, is limited, presenting a key challenge in chemistry.[11,12] Classical nucleation theory (CNT) implies the formation of nuclei
whose structure is identical to that of the final crystalline phase.
According to this view, nucleation involves dynamic and stochastic
association of monomeric units (e.g., ions, atoms, or molecules) in
a one-step process having a free-energy barrier at a critical nucleus
size.[13−15] The nuclei then grow via monomer-by-monomer addition.[15] The observation of pathways involving various
intermediate phases has challenged the classical nucleation picture.[12,16−19] Consequently, the “nonclassical nucleation” view was
suggested, including the prenucleation cluster model[12,20] and the two-step nucleation theory.[15,21−23] This view implies that crystallization proceeds via an amorphous
phase, in which nucleation takes place. However, “classical”
and “nonclassical” views do not describe adequately
the diversity and complexity of the observed crystallization mechanisms.[24,25]Direct imaging of crystal evolution is essential for the development
of mechanistic understanding. Crystallization of small organic molecules
was studied by direct imaging only for a few systems.[26−31] The intrinsic difficulty to image organic systems is due to the
small size of the solute species,[16] their
often short lifetime, and their inherent sensitivity to the electron
beam in the case of EM imaging.[32]The majority of pharmaceutical products contains bioactive organic
molecules in the crystalline solid state;[8] hence, obtaining insights into molecular drug crystallization is
of great importance to the pharmaceutical industry.[33,9,34] Furthermore, control of pharmaceutical crystals’
polymorphism represents a bottleneck in many late-stage drug development
processes.[35] Insights into early stages
of crystallization mechanisms of molecular pharmaceuticals in solution
are difficult to obtain.[35,36] Mechanistic studies
by AFM and spectroscopic methods[37−39] revealed complex processes
of pharmaceutical crystallization, involving formation of amorphous
intermediates[40] and attachment of supramolecular
dimer units.[41] However, direct structural
mapping of the entire nucleation/growth process of pharmaceutical
molecular crystals has not been achieved. Imaging drug crystallization
by in situ liquid cell TEM has been reported; however,
it has inherent limitations (nucleation by electron beam, low resolution,
and radiolysis), complicating reliable elucidation of crystallization
mechanisms.[42,43] Time-resolved cryo-EM using low
electron doses[44,45] was employed for imaging crystallization
paths of organic dyes (perylene diimides, PDIs),[26,28,46] and proteins.[47,48] This methodology
proved to be adequate for imaging sensitive matter in solution (as
vitrified samples).[49] While cryo-STEM is
advantageous for thicker vitrified (biological) samples,[47] a more mature technique, cryo-TEM, enables imaging
organic structures in solution with higher resolutions.[44,45,49]Herein, we employed time-resolved
cryo-TEM imaging to investigate
entire crystallization paths of two widely used analgesics: ibuprofen
(IbuH, Figure a),[40] and etoricoxib (ETO, Figure b).[50] In the case
of IbuH, diverse aggregates that promoted parallel crystallization
paths were observed, and crystalline order evolved fast and
without initial densification, while in the case of ETO, order evolution
from initially formed uniform aggregates was more gradual. Based on
this mechanistic picture, we put forward a continuum crystallization
model, implying that order evolution depends on the degree of ordering
in the initially formed intermediates and efficiency of molecular
rearrangements within them, spanning a continuum (from high to low)
of order and rate.
Figure 1
Molecular structures of (a) ibuprofen, IbuH; and (b) etoricoxib,
ETO.
Molecular structures of (a) ibuprofen, IbuH; and (b) etoricoxib,
ETO.
Results and Discussion
Our choice
of pharmaceutical molecules for crystallization studies
was based on their broad medicinal use and specifics of their structure.
IbuH is a small molecule with a single aromatic ring (Figure a), representing a limiting
case in terms of contrast for TEM imaging. Spectroscopic studies on
IbuH crystallization indicated involvement of amorphous precursors
and allowed an insight into phase equilibrium (binodal and spinodal
transitions); however, insights into morphology and structural details
of the precursors were not available.[40] ETO has several directly connected aromatic rings and a more rigid
3D structure than IbuH, as well as two heteroatoms (S and Cl, Figure b), thus enabling
elemental imaging using energy-dispersive X-ray spectroscopy (EDS).Although the S-ibuprofen enantiomer is the active
pharmaceutical ingredient (API),[51]R-ibuprofen is converted into the S enantiomer in vivo.[51] Thus, racemic ibuprofen
is normally used in marketed formulations.[52] The carboxylic group of ibuprofen provides control over its water
solubility via pH variation. Accordingly, we crystallized racemic
ibuprofen using acidic titration.[40] Crystallization
of IbuH in water was performed by titration of sodium ibuprofen salt
(IbuNa) in aqueous solution with HCl (see the Experimental
Section and Figure S1). The reaction
mixture started as a clear solution of IbuNa that became turbid as
the IbuH concentration was gradually increased. The crystallization
process was studied by cryo-TEM imaging that captured structures relevant
to IbuH order development (Figures and 3) during the course of
the stepwise titration (see the Experimental Section). The final precipitate had a structure that corresponded to that
of a known crystalline form of IbuH[53] as
evidenced by powder X-ray diffraction (pXRD, Figure S2) and electron diffraction (Figure l,m and Figure S3). Turbidity occurring at advanced titration stages (above 2 mL of
HCl) indicated the formation of micron-size structures that are difficult
to observe by cryo-TEM. However, order evolution was detected already
in smaller structures. Moreover, imaging blotless samples that allow
the observation of larger structures (see the Supporting Information for details) was consistent with the
picture obtained by cryo-TEM imaging throughout the titration process.
Figure 2
Cryo-TEM
images of low-density intermediate phases in IbuH crystallization
(resulting from IbuNa titration with HCl in aqueous medium). (a) Diffuse
amorphous phase following titration with 2.2 mL of HCl. (b) Diffuse
phase with a crystalline area, marked by the yellow square, following
titration with 2.2 mL of HCl. (c) Magnified view of the marked area
in part b displaying lattice fringes. Scale bar is 10 nm. (d) FFT
of part c showing a d-spacing of 1.59 nm; scale bar
is 2 nm–1. (e) Area with several intermediates marked
by arrows and a yellow square. (f) Magnified view of the aggregate
marked in part e. Scale bar is 10 nm. (g) FFT of part f. Scale bar
is 2 nm–1. A bright distinct ring is apparent in
part g (while absent in the FFT of the background, see Figure S8). The ring indicates randomly oriented
crystalline domains with a 1.63 nm spacing. (h)Intermediate similar
by morphology to those displayed in part e, exhibiting a crystalline
domain, marked by the yellow square. Scale bar is 50 nm. (i) FFT of
the region marked in part h, displaying FFT peaks (spots marked by
arrows), corresponding to a d-spacing of 1.61. Scale
bar is 1 nm–1. (j) Extensive polycrystalline phase,
following titration with 6 mL of HCl, imaged using a Volta phase plate.
The background contains high-contrast ice contamination. (k) FFT of
the marked area in part j that contains the intermediate phase (the
largest square), showing a d-spacing of 1.6 nm. Scale
bar is 2 nm–1. (l) Representative image of a magnified
crystalline area in part j (square 1), exhibiting lattice fringes
with 1.55 nm spacing. Scale bar is 5 nm. (m) Representative image
of a magnified crystalline area with multiple orientations in the
intermediate in part j, corresponding to square 2. Inset: FFT of part
m displaying a d-spacing of 1.61 nm. Scale bar is
2 nm–1. The sharpness and contrast of the background
in parts e, f, and h were adjusted to better distinguish the aggregates.
The original images are presented in Figure S4.
Figure 3
Cryo-TEM images of intermediate phases in IbuH
crystallization,
resulting from IbuNa titration with HCl in an aqueous medium. (a–c)
Titration with 3 mL of HCl: (a) Spherical aggregates embedded in a
cloudlike material. The background contains ice contamination. A low-magnification
image of part a is presented in Figure S12. (b, c) Blotless samples. (b) Low-magnification image of several
amorphous phases (marked by yellow arrows). Scale bar is 2 μm.
(c) Magnified view of a representative aggregate shown in part b.
Scale bar is 100 nm. (d) Dense aggregates following titration with
2.4 mL of HCl. (e, f) Magnified views of the areas marked by squares
1 and 2 in part d, exhibiting lattice fringes. Scale bars are 20 nm.
(g, h) FFTs of parts e and f, respectively, showing a d-spacing of 1.57 nm. Scale bars are 0.5 nm–1. (i)
Crystalline intermediate (titration with 1 mL of HCl). (j) Magnified
view of the marked area in part i. Lattice fringes are apparent. Scale
bar is 10 nm. (k) FFTs of part j displaying d-spacings
from 1.57 nm down to 0.43 nm. Scale bar is 2 nm–1. (l, m) STED measurement, scanning an area with a cluster of underdeveloped
dense nanocrystals (by a morphology similar to the aggregates displayed
in parts d and i) following titration with 6 mL of HCl: (l) Color
mix image of the scanned area with the HAADF signal in green, overlaid
with the location of electron diffraction originating from crystalline
diffraction around a d-spacing of 1.6 nm in red.
(m) Averaged diffraction pattern derived from all diffraction patterns
showing high correlation with 2-fold symmetry in the scanned area.
Cryo-TEM
images of low-density intermediate phases in IbuH crystallization
(resulting from IbuNa titration with HCl in aqueous medium). (a) Diffuse
amorphous phase following titration with 2.2 mL of HCl. (b) Diffuse
phase with a crystalline area, marked by the yellow square, following
titration with 2.2 mL of HCl. (c) Magnified view of the marked area
in part b displaying lattice fringes. Scale bar is 10 nm. (d) FFT
of part c showing a d-spacing of 1.59 nm; scale bar
is 2 nm–1. (e) Area with several intermediates marked
by arrows and a yellow square. (f) Magnified view of the aggregate
marked in part e. Scale bar is 10 nm. (g) FFT of part f. Scale bar
is 2 nm–1. A bright distinct ring is apparent in
part g (while absent in the FFT of the background, see Figure S8). The ring indicates randomly oriented
crystalline domains with a 1.63 nm spacing. (h)Intermediate similar
by morphology to those displayed in part e, exhibiting a crystalline
domain, marked by the yellow square. Scale bar is 50 nm. (i) FFT of
the region marked in part h, displaying FFT peaks (spots marked by
arrows), corresponding to a d-spacing of 1.61. Scale
bar is 1 nm–1. (j) Extensive polycrystalline phase,
following titration with 6 mL of HCl, imaged using a Volta phase plate.
The background contains high-contrast ice contamination. (k) FFT of
the marked area in part j that contains the intermediate phase (the
largest square), showing a d-spacing of 1.6 nm. Scale
bar is 2 nm–1. (l) Representative image of a magnified
crystalline area in part j (square 1), exhibiting lattice fringes
with 1.55 nm spacing. Scale bar is 5 nm. (m) Representative image
of a magnified crystalline area with multiple orientations in the
intermediate in part j, corresponding to square 2. Inset: FFT of part
m displaying a d-spacing of 1.61 nm. Scale bar is
2 nm–1. The sharpness and contrast of the background
in parts e, f, and h were adjusted to better distinguish the aggregates.
The original images are presented in Figure S4.Cryo-TEM images of intermediate phases in IbuH
crystallization,
resulting from IbuNa titration with HCl in an aqueous medium. (a–c)
Titration with 3 mL of HCl: (a) Spherical aggregates embedded in a
cloudlike material. The background contains ice contamination. A low-magnification
image of part a is presented in Figure S12. (b, c) Blotless samples. (b) Low-magnification image of several
amorphous phases (marked by yellow arrows). Scale bar is 2 μm.
(c) Magnified view of a representative aggregate shown in part b.
Scale bar is 100 nm. (d) Dense aggregates following titration with
2.4 mL of HCl. (e, f) Magnified views of the areas marked by squares
1 and 2 in part d, exhibiting lattice fringes. Scale bars are 20 nm.
(g, h) FFTs of parts e and f, respectively, showing a d-spacing of 1.57 nm. Scale bars are 0.5 nm–1. (i)
Crystalline intermediate (titration with 1 mL of HCl). (j) Magnified
view of the marked area in part i. Lattice fringes are apparent. Scale
bar is 10 nm. (k) FFTs of part j displaying d-spacings
from 1.57 nm down to 0.43 nm. Scale bar is 2 nm–1. (l, m) STED measurement, scanning an area with a cluster of underdeveloped
dense nanocrystals (by a morphology similar to the aggregates displayed
in parts d and i) following titration with 6 mL of HCl: (l) Color
mix image of the scanned area with the HAADF signal in green, overlaid
with the location of electron diffraction originating from crystalline
diffraction around a d-spacing of 1.6 nm in red.
(m) Averaged diffraction pattern derived from all diffraction patterns
showing high correlation with 2-fold symmetry in the scanned area.Both low-density (Figure , Figure S4) and
higher-density
(Figure ) IbuH intermediates
formed at various titration volumes; the round-shaped morphology that
is predominant for these aggregates may indicate microphase separation.[54] Some round low-density structures (368 ±
11 nm in diameter, 29 structures) were diffuse, having no well-defined
boundary with the solution (Figure a,b and Figure S5–S7), whereas others had somewhat more defined boundaries (Figure e,f,h,j and Figure S8). The latter exhibited a significant
variation in size, which can be grouped into structures having sizes
of 62 ± 11 nm (8 structures) and 262 ± 67 nm (12 structures),
with an overall diameter being 182 ± 113 nm; in blotless samples,
similar larger structures were observed (diameters of 426 ± 215
nm, 8 structures). Notably, crystallinity was observed in a number
of these structures. Thus, the diffuse intermediate displayed in Figure b exhibited a crystalline
area (Figure c), whose
FFT (Figure d) revealed
spacing of 1.6 nm, which is typical of the ibuprofen crystal. Low-density
round-shaped aggregates having partial order (Figure e–g, Figure S4) and crystalline domains (Figure h,i and Figure S9) with
1.6 nm spacing were also observed. An additional round-shaped aggregate
having low density displayed crystallinity over its entire area (Figure j–m and Figures S10 and S11). The formation of crystalline
domains that are ca. 10 nm in size (Figures S10 and S11) indicates uniform nucleation within the aggregates.
In all low-density structures, crystalline order corresponds to the
one of the IbuH crystals. It did not evolve gradually and was not
concurrent with densification. This is distinctly different from gradual
order evolution and densification previously observed by us in PDI
crystallization.[28] We note that the instant
formation of final crystalline order indicates the “classical
mechanism”, while its association with round-shaped aggregates
is “nonclassical”, pointing at a deficiency of such
a dichotomy.Cryo-TEM imaging also revealed denser structures,
with and without
crystalline order (Figure and Figures S12–S17). They
displayed several levels of densities, as indicated by higher-contrast
regions and a lighter-contrast cloudlike material (Figure a,d). A significant number
of denser aggregates, 171 ± 105 nm in size (43 structures) exhibited
crystallinity. The spacings were found to be almost identical to those
of the final crystals, according to the scanning transmission electron
diffraction (STED, Figure l,m and Figure S18; see the Supporting Information for details) and FFT (see Figures –3 and Figures S14–S17 and S19). This indicates that the single IbuH crystalline form
evolved in all intermediates. The final product of the process was
identified as the one having the structure of a reported crystalline
form of ibuprofen (Figure S20).[53,55]Crystallization of ETO (Figure b) was induced by a direct addition of a methanol (MeOH)
solution of ETO into water, resulting in 3.48 × 10–3 M water:MeOH = 9:1 (v/v) solution. The solution was transparent,
and white needlelike crystals precipitated within 1.5–2 h (Figure S21). These crystals corresponded to the
known ETO crystalline form, as indicated by their pXRD (Figure S22).[56] ETO
crystallization was studied by cryo-TEM imaging (Figures and 5). At the early stages, up to 45 min of aging, amorphous round-shaped
structures were observed (Figure a–f). The round aggregates were 320 ± 154
nm in diameter (75 structures) and were also observed by SEM imaging
(diameter of 492 ± 149 nm, 80 structures, Figure a). Occasionally, structures with denser
cores and a lighter-contrast external part were observed (Figure b–d,f). We
confirmed that the spheres were composed of ETO, as evidenced by Cl
and S peaks in the EDS spectrum (Figure S23). The spheres were detected in both blotted and blotless samples
(Figure b–f
and Figure S24a, respectively), supporting
their significant population in the early stages of the process.
Figure 4
Amorphous
ETO phases after 1 min (a), 3 min (c, d), and 15 min
(b, e, f) following initial mixing (3.48 × 10–3 M ETO in water:MeOH = 9:1 (v/v) solution): (a) Representative SEM
image of a dried sample. (b) Cryo-TEM image of an area containing
two round amorphous aggregates. (c, d) Cryo-TEM images of diffuse
round-shaped structures, showing a density gradient from the core
to periphery. (e) Cryo-TEM image of an amorphous sphere displaying
a uniform density and well-defined boundary. (f) Magnified view
of the marked area in part b, showing a round aggregate with a denser
core compared to its peripheral area. Cryo-TEM images of the crystallization
intermediates after 45 min (g–i), 25 min (j), and 30 min (k–m)
following initial mixing (3.48 × 10–3 M ETO
in water:MeOH = 9:1 (v/v) solution): (g) Structure showing order in
the peripheral area (marked in yellow). Inset: low-magnification view
of part g. Scale bar is 200 nm. (h) Enlarged inverse FFT of part i,
revealing the lattice fringes. Scale bar is 5 nm. (i) FFT of the marked
area in part g, showing a d-spacing of 0.48 nm. Scale
bar is 2 nm–1. (j) Round structure with a sharp
border with the solution. Fringes are visible in the majority of the
aggregate. (k) Aggregate with varying density. (l) FFT of the marked
area in part k displaying a d-spacing of 0.36 nm.
Scale bar is 2 nm–1. (m) FFT of the marked area
in part j, displaying a d-spacing of 0.4, 0.36, and
0.98 nm, which correlate to the ones in the reported ETO crystal.
Scale bar is 2 nm–1.
Figure 5
TEM and
cryo-TEM images of (a–f) crystallization intermediates,
90 min aging, and (g–m) developed ETO needlelike crystals:
(a) Sheetlike structure. Inset: FFT on the marked area displaying
a d-spacing of 0.94 nm. Scale bar is 1 nm–1. (b) High-contrast structure with partial faceting. (c) FFT on the
marked area of part b, displaying a d-spacing of
0.86 nm. Scale bar is 1 nm–1. (d) Large high-density
structure. Inset: FFT on the marked area, displaying a d-spacing of 1.31 nm. Scale bar is 1 nm–1. (e) Low-magnification
image of needles emerging from the high-density structure. (f) FFT
of the marked area of part e, displaying a d-spacing
of 0.58 nm. Scale bar is 1 nm–1. (g) High-contrast
aggregates scattered on the grid. (h) Magnified view of the area marked
in part g, showing bundles of needles. Inset: FFT of the marked area,
revealing 1.14 nm spacing. Scale bar is 1 nm–1.
(i) High-magnification cryo-TEM image of needles. (j) High-magnification
cryo-TEM image of needles with similar thicknesses. (k) FFT of the
marked area in part j, displaying a d-spacing of
0.41 nm. Scale bar is 2 nm–1. (l) Room-temperature
dark-field STEM image of a needlelike crystal (from aged solution,
drop-cast on a grid and dried overnight). (m) Averaged electron diffraction
pattern of the thin areas found in part l. d-spacings
derived from the diffraction pattern are 0.43 and 0.57 nm. Scale bar
is 2 nm–1.
Amorphous
ETO phases after 1 min (a), 3 min (c, d), and 15 min
(b, e, f) following initial mixing (3.48 × 10–3 M ETO in water:MeOH = 9:1 (v/v) solution): (a) Representative SEM
image of a dried sample. (b) Cryo-TEM image of an area containing
two round amorphous aggregates. (c, d) Cryo-TEM images of diffuse
round-shaped structures, showing a density gradient from the core
to periphery. (e) Cryo-TEM image of an amorphous sphere displaying
a uniform density and well-defined boundary. (f) Magnified view
of the marked area in part b, showing a round aggregate with a denser
core compared to its peripheral area. Cryo-TEM images of the crystallization
intermediates after 45 min (g–i), 25 min (j), and 30 min (k–m)
following initial mixing (3.48 × 10–3 M ETO
in water:MeOH = 9:1 (v/v) solution): (g) Structure showing order in
the peripheral area (marked in yellow). Inset: low-magnification view
of part g. Scale bar is 200 nm. (h) Enlarged inverse FFT of part i,
revealing the lattice fringes. Scale bar is 5 nm. (i) FFT of the marked
area in part g, showing a d-spacing of 0.48 nm. Scale
bar is 2 nm–1. (j) Round structure with a sharp
border with the solution. Fringes are visible in the majority of the
aggregate. (k) Aggregate with varying density. (l) FFT of the marked
area in part k displaying a d-spacing of 0.36 nm.
Scale bar is 2 nm–1. (m) FFT of the marked area
in part j, displaying a d-spacing of 0.4, 0.36, and
0.98 nm, which correlate to the ones in the reported ETO crystal.
Scale bar is 2 nm–1.TEM and
cryo-TEM images of (a–f) crystallization intermediates,
90 min aging, and (g–m) developed ETO needlelike crystals:
(a) Sheetlike structure. Inset: FFT on the marked area displaying
a d-spacing of 0.94 nm. Scale bar is 1 nm–1. (b) High-contrast structure with partial faceting. (c) FFT on the
marked area of part b, displaying a d-spacing of
0.86 nm. Scale bar is 1 nm–1. (d) Large high-density
structure. Inset: FFT on the marked area, displaying a d-spacing of 1.31 nm. Scale bar is 1 nm–1. (e) Low-magnification
image of needles emerging from the high-density structure. (f) FFT
of the marked area of part e, displaying a d-spacing
of 0.58 nm. Scale bar is 1 nm–1. (g) High-contrast
aggregates scattered on the grid. (h) Magnified view of the area marked
in part g, showing bundles of needles. Inset: FFT of the marked area,
revealing 1.14 nm spacing. Scale bar is 1 nm–1.
(i) High-magnification cryo-TEM image of needles. (j) High-magnification
cryo-TEM image of needles with similar thicknesses. (k) FFT of the
marked area in part j, displaying a d-spacing of
0.41 nm. Scale bar is 2 nm–1. (l) Room-temperature
dark-field STEM image of a needlelike crystal (from aged solution,
drop-cast on a grid and dried overnight). (m) Averaged electron diffraction
pattern of the thin areas found in part l. d-spacings
derived from the diffraction pattern are 0.43 and 0.57 nm. Scale bar
is 2 nm–1.Following 25–45 min of aging (Figure g–m), some round structures exhibited
crystallinity; e.g., the one presented in Figure g had a crystalline domain (Figure h). The aggregate presented
in Figure j exhibited
lattice fringes in the whole structure. A denser phase with an overall
globular morphology having a core that is denser than the outer part
was also observed (Figure k). In these structures, the spacings correspond to the ones
in the known ETO crystal (Figure g–m and Figure S24d,e).[56]Next, after 90 min of aging,
larger higher-contrast structures
were observed (Figure a–f). They were 1100 ± 565 nm in length and 763 ±
310 nm in width (13 structures), displaying a partially faceted morphology.
Variation in the densities of different regions (Figure a,b,d,e and Figure S25) and rodlike areas within these structures were
also observed (Figure b,e). These structures showed spacings corresponding to those found
in ETO crystals.After 2 h of aging, rodlike 1 μm long
crystals (Figure g–m)
and millimeter-long
crystalline structures were observed at the bottom of the crystallizing
solution (Figures S21 and S26a). EDS measurements
confirmed that the crystals are composed of ETO (Figure S26b). The structure of crystalline intermediates and
the crystalline product corresponded well to the reported crystal
structure, as indicated by d-spacings observed in
FFT, STEM imaging, and pXRD measurements (Figure l,m and Figure S22).The crystallization mechanisms of IbuH and ETO exhibit several
significant differences (Figure a). The most striking feature of the IbuH system is
the diversity of initially formed structures and crystallization observed
in them. In the case of ETO, only round-shaped structures of one type
are observed (Figure a–f). The formation of diverse IbuH structures can be associated
with crystallization conditions, upon which the acidic titration leads
to a high concentration of strongly interacting hydrophobic moieties
capable of multiple interaction modes. The appearance of crystalline
order in both the low-density diffuse structures (Figure ) and in the dense ones (Figure ) suggests that a
variety of initially formed phases are partially crystalline or evolve
order quickly and exhibit parallel crystallization pathways originating
from different prenucleation aggregates.[11,57] While suggested for inorganic systems,[11,57] it has not been observed in organic crystallization. Based on our
observations, we propose here a general outlook on the organic crystallization
mechanisms in solution, unifying and expanding the current classical
and nonclassical views (Figure b). First, the individual molecules (present in the initial
molecular solutions) partially desolvate and interact to form aggregates
and newly nucleated phases of varying density and order. The dynamics
of their formation as well as their structure define whether the observed
pathway is close to “classical”, where crystals are
formed fast, or “nonclassical”, where several intermediate
structures are formed with slow dynamics, resulting in gradual order
evolution (Figure b).
Figure 6
(a) Schematic of order evolution in IbuH and ETO crystallization.
(b) Continuum crystallization model, where higher initial order and
faster molecular rearrangements correspond to a “classical”
end of the continuum.
(a) Schematic of order evolution in IbuH and ETO crystallization.
(b) Continuum crystallization model, where higher initial order and
faster molecular rearrangements correspond to a “classical”
end of the continuum.Depending on the conditions
and molecular structure, the initial
aggregation may bring about phases with different degrees of ordering:
it may result in order that is close to crystalline (“classical
mechanism”) as in IbuH, or more distant from it (as in the
ETO case). In addition, the varying ability of molecules in the aggregates
to rearrange toward crystalline order may result in faster or slower
dynamics of order evolution, so that the initial ordering and the
speed of molecular rearrangements define the type of the crystallization
process. Conceivably, there is a continuous spectrum of order in the
initially formed aggregates, from a highly disordered amorphous to
crystalline one, and varying rates of ordering, depending on molecular
structure and crystallization conditions. We call this view a “continuum
crystallization” model, which is inclusive of classical and
nonclassical scenarios (Figure b).
Summary
Cryo-TEM imaging provided direct insights into
the crystallization
of two pharmaceutical molecules, IbuH and ETO. Our studies reveal
the structural development during the entire paths of pharmaceutical
crystallization; such information has not been available until now.
IbuH crystallization does not comply with either classical or nonclassical
views, exhibiting multiple crystallization modes and a particularly
diverse space of crystallization intermediates. ETO crystallization
starts from well-defined round-shaped intermediates and is slower
and more gradual. We propose a “continuum crystallization”
model that takes into account the spectrum of ordering in the initially
formed intermediates and efficiency of molecular rearrangements within
them, unifying the classical and nonclassical crystallization views.
In addition, our continuum model extends the mechanistic picture suggested
by classical and nonclassical theories, by a consideration that nucleation
and growth are driven by the initial molecular interactions and the
subsequent dynamics of their optimization. Consequently, the course
of a crystallization pathway defines the crystallization outcome.
Thus, there is a continuum of possible structural and temporal states
leading to crystal nucleation and growth, including a possibility
of multiple pathways leading to the different or identical crystalline
phases.Regarding the current understanding of crystallization,
the classical
crystallization theory has existed for many decades, while a theoretical
description of the nonclassical model, including the prenucleation
cluster pathways or two-step nucleation as well as particle-based
crystallization including oriented attachment and mesocrystal formation,
is yet to be finalized. Our results and those of others indicate
that crystallization is more complex than anticipated by the classical
and nonclassical crystallization scenarios.[25] The continuum paradigm broadens the view on crystallization and
helps to explain crystallization mechanisms that so far have not been
understood. The different intermediates, which we have detected for
IbuH, also point out that many species can exist in a crystallization
system, being critical to polymorph selection and ultimately to its
control. The latter is one of the long-standing goals in the crystallization
of pharmaceutical molecules.
Experimental Section
Cryo-(S)TEM
Image Acquisition
Imaging was performed at liquid nitrogen
temperature on a Tecnai T12 instrument (Twin, Thermo Fisher Scientific)
operating at 120 kV, Tecnai G2 F20 instrument (Twin, Thermo Fisher
Scientific) operating at 200 kV, Talos Arctica G3 instrument (Thermo
Fisher Scientific) operating at 200 kV, and on a Titan Krios G3i instrument
(Thermo Fisher Scientific) operating at 300 kV. Specimens were introduced
into the T12 and F20 microscopes using a Gatan 626 cooling holder
and transfer station, or Autoloader for the Arctica and Titan instruments,
and were equilibrated at −178 °C prior to imaging. Images
were recorded using (1) a TVIPS F244HD CCD digital camera or Gatan
OneView CMOS camera, on the Technai T12 instrument; (2) a Gatan US4000
CCD digital instrument; (3) a Gatan OneView CMOS camera on the Talos
Arctica; and (4) a Falcon 3EC direct electron detector (Thermo Fisher
Scientific), using the electron counting mode. A Volta phase plate
was applied in specified cases on the Titan Krios instrument. Analysis
and processing of the movies and images were done using Digital Micrograph,
GMS 3, imageJ, and irfanview. The samples were imaged at various magnifications,
using total electron doses not exceeding 20 e/Å2.
Preparation of Standard Blotted Vitrified Samples
Samples
were prepared by applying 6.5 μL of each sample to 300-mesh
copper grids coated with holey carbon or 300-mesh Quantifoil R2/1
or R2/2 that were glow-discharged for 1 or 2 min prior to sample application.
The samples were blotted for 2.5 s at 21 °C and 93–95%
relative humidity and plunged into liquid ethane (after 1 s postblotting)
using a Leica EM-GP automatic grid plunger or a Vitrobot Mark IV (FEI
Company) plunging systems.Note that, unless stated otherwise,
the default cryo-TEM sample is a standard blotted sample. The particle
sizes were measured using Digital Micrograph, GMS 3, imageJ, and irfanview
software. The related histograms are presented in Figures S27 and S28. Most samples were uniform as for the
types of phases that were detected in them, and the same crystallization
behavior was observed by TEM in different crystallization batches.
Preparation of Blotless Vitrified Samples
Samples were
prepared by applying 30 nL of each sample to 300-mesh copper grids
coated with double-layer holey carbon that was glow-discharged for
30 s. The samples were then immediately plunged into liquid ethane
using a Leica EM-GP automatic grid plunger.
Scanning Transmission Electron
Diffraction (STED)
Vitrified
samples were prepared similarly to those for the cryo-TEM imaging
and introduced to the microscope using a high-tilt Gatan 914 cryotransfer
tomography holder. Dried samples were prepared as those for TEM at
room temperature (RT) and were also introduced using a Gatan 914 cryotransfer
tomography holder at RT, then cooled under the microscope vacuum,
and equilibrated at −178 °C prior to the imaging. Scanning
transmission electron diffraction data were obtained using a double
aberration-corrected Themis Z microscope (Thermo Fisher Scientific)
equipped with a high-brightness FEG at an acceleration voltage of
200 kV. For the diffraction recording, an electron probe with a convergence
angle of 0.2 mrad was adjusted in STEM microprobe mode and further
defocused by typically 5–10 μm to reduce electron flux.
The EMPAD (electron microscope pixel array detector)[58] allowed rapid data collection of the entire unsaturated
diffraction pattern with a pixel dwell time of 1 ms for each pattern.
EMPAD is a 128 × 128 pixel detector that consists of a 500 μm
thick silicon diode bump bonded to a readout application specific
integrated circuit. Each pixel has complete readout electronics consisting
of an amplifier, discriminator, and counter. Thin-pixel circuitry
provides a 1 000 000:1 dynamic range within a single
frame, allowing the direct electron beam to be imaged while still
maintaining single electron sensitivity. Analysis of the 4D STED
data stacks was done using custom-written software.
EDS
For the Technai F20 microscope, EDS spectra and
elemental maps were obtained with an EDAX Genesis (EDAX Inc., Mahwah,
NJ) liquid N2 cooled Si(Li) detector in STEM microprobe
mode.For the Titan Themis microscope, EDS hyperspectral data
were obtained with a Super-X G2 four-segment SDD detector with a probe
semiconvergence angle of 0.2 mrad and a beam current of approximately
30 pA.
SEM
SEM images were obtained using a Zeiss Gemini SEM
500 instrument:in transmission mode using a STEM
detector in dark field mode (imaging and EDS were performed at a landing
voltage of 30 kV with a 30 μm aperture);using the low vacuum secondary electron
detector (LVSE) under a bias of 300 V and chamber pressure of 47 Pa
[imaging was performed at a landing voltage of 5 kV with a 20 μm
aperture in high current mode using analytical gun mode, and EDS data
were collected using a Bruker SDD detector (XFlash 6)].The SEM images of the matured crystals were obtained
using a Zeiss Ultra 55 instrument. Imaging and EDS were acquired at
a landing voltage of 15 kV with a 30 mm aperture. EDS data were collected
using a Bruker 60 mm SDD detector (XFlash 6).Further information
on materials, ibuprofen crystallization, etoricoxib
crystallization, powder X-ray diffraction (pXRD), and lattice plane
spacing measurements are available in the Supporting Information.
Safety Statement
No unexpected or
unusually high safety
hazards were encountered.
Authors: Gabriele C Sosso; Ji Chen; Stephen J Cox; Martin Fitzner; Philipp Pedevilla; Andrea Zen; Angelos Michaelides Journal: Chem Rev Date: 2016-05-26 Impact factor: 60.622
Authors: Alexander E S Van Driessche; Nani Van Gerven; Paul H H Bomans; Rick R M Joosten; Heiner Friedrich; David Gil-Carton; Nico A J M Sommerdijk; Mike Sleutel Journal: Nature Date: 2018-04-04 Impact factor: 49.962
Authors: Monika Warzecha; Lakshmanji Verma; Blair F Johnston; Jeremy C Palmer; Alastair J Florence; Peter G Vekilov Journal: Nat Chem Date: 2020-09-23 Impact factor: 24.427