Ziye Zheng1, Hans Peter H Arp2,3, Gregory Peters4, Patrik L Andersson1. 1. Department of Chemistry, Umeå University, SE-901 87 Umeå, Sweden. 2. Department of Environmental Engineering, Norwegian Geotechnical Institute, Ullevaal Stadion NO-0806, Oslo, Norway. 3. Department of Chemistry, Norwegian University of Science and Technology (NTNU), NO-7491 Trondheim, Norway. 4. Division of Environmental Systems Analysis, Chalmers University of Technology, SE-412 96 Göteborg, Sweden.
Abstract
Transformation products ought to be an important consideration in chemical alternatives assessment. In this study, a recently established hazard ranking tool for alternatives assessment based on in silico data and multicriteria decision analysis (MCDA) methods was further developed to include chemical transformation products. Decabromodiphenyl ether (decaBDE) and five proposed alternatives were selected as case chemicals; biotic and abiotic transformation reactions were considered using five in silico tools. A workflow was developed to select transformation products with the highest occurrence potential. The most probable transformation products of the alternative chemicals were often similarly persistent but more mobile in aquatic environments, which implies an increasing exposure potential. When persistence (P), bioaccumulation (B), mobility in the aquatic environment (M), and toxicity (T) are considered (via PBT, PMT, or PBMT composite scoring), all six flame retardants have at least one transformation product that can be considered more hazardous, across diverse MCDA. Even when considering transformation products, the considered alternatives remain less hazardous than decaBDE, though the range of hazard of the five alternatives was reduced. The least hazardous of the considered alternatives were melamine and bis(2-ethylhexyl)-tetrabromophthalate. This developed tool could be integrated within holistic alternatives assessments considering use and life cycle impacts or additionally prioritizing transformation products within (bio)monitoring screening studies.
Transformation products ought to be an important consideration in chemical alternatives assessment. In this study, a recently established hazard ranking tool for alternatives assessment based on in silico data and multicriteria decision analysis (MCDA) methods was further developed to include chemical transformation products. Decabromodiphenyl ether (decaBDE) and five proposed alternatives were selected as case chemicals; biotic and abiotic transformation reactions were considered using five in silico tools. A workflow was developed to select transformation products with the highest occurrence potential. The most probable transformation products of the alternative chemicals were often similarly persistent but more mobile in aquatic environments, which implies an increasing exposure potential. When persistence (P), bioaccumulation (B), mobility in the aquatic environment (M), and toxicity (T) are considered (via PBT, PMT, or PBMT composite scoring), all six flame retardants have at least one transformation product that can be considered more hazardous, across diverse MCDA. Even when considering transformation products, the considered alternatives remain less hazardous than decaBDE, though the range of hazard of the five alternatives was reduced. The least hazardous of the considered alternatives were melamine and bis(2-ethylhexyl)-tetrabromophthalate. This developed tool could be integrated within holistic alternatives assessments considering use and life cycle impacts or additionally prioritizing transformation products within (bio)monitoring screening studies.
Transformation
of chemicals is an important but often neglected
issue in chemical risk assessment. The toxicological risks associated
with chemicals can be underestimated if only parent compounds are
considered, as some chemicals can transform into more hazardous compounds.
For example, the dry cleaning solvent perchloroethylene, which was
widely used before the 1990s, can reductively degrade to the more
toxic vinyl chloride.[1] Bronopol (2-bromo-2-nitro-1,3-propanediol),
which has been used as a preservative in pharmaceutical and personal
care products, can undergo transformations to the persistent and toxic
products 2-bromo-2-nitroethanol and bromonitromethane in aquatic environments.[2] Carbamazepine, an antiepileptic pharmaceutical
agent, has been shown to photodegrade into the more toxic products
acridine and acridone.[3]Chemical
regulation and risk assessment guidelines have been created
to address the importance of including transformation products. For
example, the European chemical regulation Registration, Evaluation,
Authorisation and Restriction of Chemicals (REACH) emphasizes that
transformation products should be included in the persistence, bioaccumulation,
and toxicity (PBT) assessment.[4] The importance
of considering transformation products in risk assessment has been
an ongoing topic of discussion for several substances,[5,6] such as for the flame retardantdecabromodiphenyl ether (decaBDE).[7,8] Although decaBDE itself is considered to have low bioaccumulation
potential and low toxicity, it can undergo environmental transformation
reactions into dozens of other polybromodiphenyl ethers (PBDEs) that
are more bioaccumulative and toxic than decaBDE; therefore, it was
evaluated under REACH as a PBT substance.[7,8]Alternatives assessment frameworks assess substances with the same
or similar uses considering both environmental and human health aspects,
including life cycle impacts, product performance, technical suitability,
cost, and social responsibility, to minimize the risk of regrettable
substitutions.[9,10] The importance of including transformation
products is often pointed out in chemical hazard assessments used
in alternatives assessment frameworks like GreenScreen,[11] U.S. Environmental Protection Agency (EPA) Design
for Environment (DfE) Program,[12] and recently
by Martin.[13] However, this remains a difficult
task, as many of the chemicals considered in alternatives assessments
are novel compounds that have been subjected to a few experimental
investigations themselves. Experimental data on their transformation
products are even more scarce. Therefore, using recommended experimental
approaches to identify transformation products that pose the most
risk, such as combining exposure assessment with effect-driven assessments
using ecotoxicity assays,[14] is not generally
an option at the initial, screening stage. In such cases, in silico tools can be useful to predict transformation
products as well as their hazardous properties. For example, GreenScreen[11] suggests the use of models provided by the OECD
QSAR Toolbox[15] for predicting chemical
transformation when there are no experimental data available. Martin[13] used the Chemical Transformation Simulator (CTS)[16,17] provided by USEPA to predict biotransformation products for case
chemicals. There is a range of other in silico tools
available that have been used for the prediction of transformations
products for chemical risk assessment of organic chemicals, including
commercial tools such as Metasite,[18] Stardrop,[19] Zeneth,[20] and Meteor
Nexus,[21] as well as open-source tools such
as BioTransformer[22] and the EAWAG-biocatalysis/biodegradation
database pathway prediction system (EAWAG-BBD/PPS).[23] A key challenge when using such tools is a meaningful interpretation
of their output. They typically generate a large number of different
transformation products, especially if the software includes a large
variety of transformation pathways. Even if estimations of the relative
fraction of the products formed or the likelihood of formation are
provided by the software, they are always associated with some uncertainty.
Further, even if some experimental data are available, it must be
considered that the transformation rate as well as exposure level
for each product are hard to measure since they are highly dependent
on environmental conditions (e.g., temperature, microbial communities,
pH) and exposure routes (e.g., sludge, soil, atmospheric, and aquatic).[13,24] These challenges all contribute to there being very few published
alternatives assessment case studies that take transformation products
into consideration. One exception to this was Martin,[13] which concerns decaBDE as well as three proposed organophosphate-based
alternative flame retardants. In that study, transformation products
predicted by CTS[16,17] were considered and hazard information
was given for each of the parent compounds and transformation products,
though without providing a hazard ranking for alternative selection.
Herein, we wish to expand on such a study by considering a broader
array of in silico tools, flame retardants, hazard
criteria, and hazard ranking approaches via applying multiple multicriteria
decision analyses (MCDA) to assist in evaluating this larger dataset.
The use of MCDA methods has become increasingly popular in the field
of alternatives assessment, as these methods can be used not only
for drawing more trustworthy conclusions but also for identifying
the most critical criteria.[25]In
our previous study,[26] an efficient
hazard ranking tool was established for alternatives assessment by
combining open-source quantitative structure–activity relationship
(QSAR) model hazard data and MCDA methods with the consideration of
data uncertainties. Herein, we extend this hazard ranking tool to
include and select important transformation products predicted by in silico tools and use multiple MCDA methods for a joint
hazard ranking. The specific aims are to: (a) use available in silico tools, especially the open-source ones, to predict
transformation products of the case chemicals to see the availability
and any limitations of these tools; (b) develop a strategy to select
the most important transformation products from all available tools
to reduce uncertainty, and validate with experimental data; (c) adapt
the MCDA methods used in the previous study to include transformation
products; and finally (d) see if the hazard ranking of alternative
flame retardants changes when transformation products are considered.
Materials
and Methods
Case Chemical Selection and Hazard Data Calculation
Our previous study[26] derived hazard ranking
results of decaBDE and 16 possible alternative flame retardants using
different MCDA methods. This was mainly done using in silico data, as available experimental data were not sufficient for a complete
assessment of all hazard endpoints of each alternative flame retardant
(though, in general, high-quality experimental data are favored when
available). Four hazard properties including persistence (P), bioaccumulation
(B), mobility in water (M), and toxicity (T) were considered, and
hazard ranking was done using three MCDA methods: heat mapping, multiattribute
utility theory (MAUT), and Elimination Et Choix Traduisant
la Realité (ELECTRE III). In the present study, decaBDE,
which was identified among the most hazardous chemicals in the previous
study,[26] was selected with the three chemicals
that were evaluated to have the relatively lowest hazard; decabromodiphenyl
ethane (DBDPE), bis(2-ethylhexyl) tetrabromophthalate (BEH-TEBP),
and melamine (MA). Additionally, organophosphate flame retardants
(OPFRs) were considered, even though they were not amongst the least
hazardous alternatives, because they are an important class of flame
retardants considered in a similar study.[13] Here two OPFRs were included to represent halogenated and nonhalogenated
OPFRs, respectively: tris(tribromoneopentyl) phosphate (TTBNPP) and
triphenyl phosphate (TPHP). Collectively, these alternatives cover
a broad array of hazard criteria and substance classes: brominated
flame retardants, brominated OPFRs, halogen-free OPFRs, and melamine.
Chemical information for these six case chemicals is shown in Table S1 in the Supporting Information (SI).Hazard data were calculated using the same models as in the previous
study for both the six flame retardants and their transformation products.[26] In brief, chemical structure information (SMILES)
was used to derive data from 55 QSAR models including models from
the open-source tools EPISUITE,[27] VEGA,[28] TEST,[29] and OECD
QSAR Toolbox;[15] models for endocrine related
responses on the OCHEM platform[30] from
the USEPA organized Collaborative Estrogen Receptor Activity Prediction
Project (CERAPP),[31] Collaborative Modelling
Project for Androgen Receptor Activity (CoMPARA),[32] and the literature[33] (Table S2). These models covered 20 hazard criteria
for P, B, M, and T (Table S2). It is noted
that for the selection of QSARs, it was an intentional focus to use
open-source/access models that can easily be applied by potential
users.[26]
Decision Analysis
Three MCDA methods were used for
hazard ranking including heat mapping, MAUT, and ELECTRE III. Thresholds
for all three MCDA methods are presented in Table S3. For the heat map, the range of each criterion was divided
into four color-coded intervals (green = benign, yellow = moderate
hazard, orange = high hazard, red = very high hazard). For the MAUT
approach, each hazard criterion was scaled from 0 (worst) to 1 (best)
based on the distance between the hazard level of target flame retardants
to a set level for this criterion (further explained in SI). As pointed out by the previous study,[26] chemical applicability domain and prediction
quality data of the QSAR models vary[34−36] and are not transparent
or in some cases available for the diverse range of in silico tools used for hazard predictions. Comparisons between outputs of
different models for the same hazard criteria as well as modeling
outputs with experimental data suggest that there can be substantial
prediction uncertainties. Therefore, for ELECTRE III, pairwise comparisons
were conducted for target chemicals on each hazard criterion, and
the significant difference levels between chemicals for each criterion
(i.e., the indifference thresholds and preference thresholds in ELECTRE
III) were set based on standard deviations of different model results
for the same criteria to consider model uncertainties (see the SI). In this study, thresholds were kept from
the previous study as the same in silico tools were
used. For both MAUT and ELECTRE III, each hazard criterion for P,
B, T, or M properties was assigned the same weight, and final scores
were calculated by treating the composite criteria of PBT, PMT, or
PBMT as equally important (referred to as PBT, PMT, or PBMT score).
Further explanation of MAUT and ELECTRE III are presented in the SI. In this study, these three decision methods
were used to compare the hazard of transformation products with their
parent compounds. In addition, they were used for an overall alternatives
assessment including both parent and potential transformation products.
Predictions of Transformation Products
To cover different
transformation pathways and to compare the predictive abilities of
different in silico tools, several open-source software
platforms were considered: OECD QSAR Toolbox,[15] CTS,[16,17] BioTransformer,[22] and EAWAG-BBD/PPS.[23] In addition, one
commercial software package, Meteor Nexus,[21] was included as a complement including both a rule-based expert
system providing a classification rank from “improbable”
to “probable” for each transformation product and machine
learning methods that yield probability scoring for different products.
The open-source tools provide either a likelihood of transformation
reactions (CTS and EAWAG-BBD/PPS) or only indicate whether the product
is formed (no ranking) (QSAR Toolbox and BioTransformer). The selected
tools cover a wide range of transformation pathways, where QSAR Toolbox,
CTS, BioTransformer, and Meteor can predict mammalian metabolism for
different species; QSAR Toolbox, EAWAG-BBD/PPS, and BioTransformer
include predictions for microbial metabolisms; and CTS and QSAR Toolbox
also cover some abiotic transformation pathways (Table ). Photodegradation is not covered
by the selected tools, though there have been some advances to predict
photodegradation.[37]
Table 1
Overview of In Silico Tools Used for Transformation
Product Prediction, Presenting the
Transformation Pathways, Number of Transformation Steps, and Probability
Ranking System Included in Each
process
software
transformation pathways
stepwise transformation predictions
probability ranking
mammalian metabolism
Meteor Nexus
phase I and phase II metabolism for mammals (human, dog, and
rat)
yes, with a limitation of maximum 5000 metabolites
one classification ranking and two scoring methods
CTS
phase I metabolism for
human
yes, up to four steps
classification
ranking
QSAR Toolbox
phase I and phase II metabolism for rat
no
not provided
BioTransformer
phase I and phase II metabolism for mammals
only
one step at a time
not provided
microbial metabolism
QSAR Toolbox
environmental and biotic microbial
transformations
no
not provided
EAWAG-BBD/PPS
yes
classification ranking
BioTransformer
only one step at a time
not provided
abiotic
transformation
CTS
hydrolysis and reduction
yes, up to four steps
classification ranking
QSAR Toolbox
autoxidation,
dissociation, and hydrolysis
no
not provided
Selection of Predicted
Transformation Products
An important
limitation for all used in silico tools for the prediction
of transformation products is that there is no obvious information
regarding the modeling applicability domain. It is therefore hard
to evaluate the quality of predictions. To address this, we developed
a strategy using in silico data to prioritize predicted
transformation products that have the highest probability of occurrence,
i.e., the highest occurrence potential, and that exhibit a similar
or greater intrinsic hazard compared to the parent compound. This
was inspired by similar approaches for selecting important transformation
products by previous studies.[14,38−41]One such approach was the framework by Escher and Fenner[14] to prioritize transformation products that meet
both an exposure-based threshold (via fractions of formation through
relevant transformation pathways) and toxicity-based threshold compared
to the parent structure. Another key approach was Ng et al.,[38] who developed an in silico framework
to select key transformation pathways (with EAWAG-BBD) and prioritize
products with the most persistence and exposure potential compared
to the parent (with EPISuite and a multimedia fate model). The in silico framework we develop here shares similar elements
with both of these approaches but expands and deviates on many aspects.
Here, we deploy an array of transformation models, not just EAWAG-BBD,
to prioritize the transformation products for consideration by cross-validation;
and instead of looking at exposure via a multimedia approach as in
Ng et al.,[42] we assess the P, B, and M
criteria separately to be more consistent with the current REACH framework.
Finally, we additionally consider toxicity (T) as
in Escher and Fenner,[14] as a basis for
selecting transformation products.Selecting compounds with
highest occurrence potential is not straightforward
since transformation rates are not given by the in silico tools, and these rates are anyway dependent on environmental conditions
and pathways. To address these concerns, herein, we defined the transformation
products with highest occurrence potential based on the following
criteria: (i) they are predicted to occur through the greatest number
of in silico pathways/models, i.e., have a high occurrence
frequency across models, and (ii) they have a high predicted persistency.
The reason for the first condition is in part a quality control check.
When the different models, different pathways, and different calibration
datasets lead to the same transformation reactions and/or products,
at least some cross-model validation is provided. The reason for the
second condition is that transformation products with high persistence
can accumulate over time and potentially cause high exposure depending
on the fraction of formation.[38,43] Based on these assumptions,
a workflow was developed for prioritization of potential transformation
products, as shown in Figure .
Figure 1
Workflow for the prioritization of predicted transformation products
based on the highest occurrence potential (stages B and C combined)
and hazard (stages D and E).
Workflow for the prioritization of predicted transformation products
based on the highest occurrence potential (stages B and C combined)
and hazard (stages D and E).To address stage B (Figure ) regarding a high occurrence frequency, the following strategy
was implemented; the first generation of transformation products is
given primary focus, but the second, third, and subsequent generations
are considered under specific circumstances. The specific rules for
stage B are:For mammalian metabolism,
all first-step products from
phase I or phase II metabolism that were predicted by more than one in silico tool are included; for second and third steps,
metabolic products, i.e., only metabolism products from reactions
that are both predicted “likely” (all the way from parent
compound to the target metabolites) by CTS (which marks the likelihood
of reactions as unlikely, probable, and likely) and given a site of
metabolism (SOM) score of more than 300 by Meteor Nexus are included.
Meteor Nexus has three methods for probability ranking of metabolites,
wherein SOM was reported elsewhere to be the most accurate one[44] and thus chosen for this study.For microbial metabolism, BioTransformer and EAWAG-BBD/PPS
give very similar results since BioTransformer adopted the EAWAG-BBD
biotransformation rule library. Products identified by both QSAR Toolbox
and EAWAG-BBD/PPS (which marks the likelihood of reactions as unlikely,
neutral, likely, and very likely) with a probability of reactions
not lower than neutral (all the way from parent compound to the target
metabolites) within three steps were included.For abiotic transformation, products identified by CTS
with a predicted probability of reactions considered likely (all the
way from parent compound to the target metabolites) and by QSAR Toolbox
within three steps were included.For
stage C in Figure , prioritization based on persistence, only compounds with
at least a moderate persistence level in sediment were considered.
The cutoff values for moderate persistence level were taken from the
heat mapping in a previous study[26] based
on regulation and literature levels (Table S3). The reason for using sediment as the environmental compartment
for P is that half-lives predicted in EPISuite for water, soil, and
sediment are proportional to each other with a ratio 1:2:9 as they
are all derived from the same BIOWIN output within EPISuite, and therefore
predictions for sediment are the most conservative. This type of extrapolation
is one of the many uncertainties associated with half-life predictions
using EPISuite.[45] However, since EPISuite
remains the most common, open-source predictor of half-lives, these
models were used in this study for hazard assessment as in our previous
study.Finally, regarding step D in Figure on the initial hazard evaluation, only one
structure
example was selected for each considered homologue group of the PBDEs,
hydroxylatedPBDEs, and bromodiphenyl ethanes, i.e., one structure
per number of bromine substituents (e.g., one tribrominated, one tetrabrominated,
etc., selected structure examples are presented in Table S5) and small compounds with a benign hazard (e.g.,
NH3, CO2) were excluded.
Results and Discussion
Transformation
Products Predicted by In Silico Tools
The
number of transformation products of the case
chemicals that were predicted by the selected tools for the various
pathways are presented in Table S4. An
illustrative example of such outcomes for all substances, and how
such data were interpreted following the workflow in Figure , is presented in Figure . This figure shows
the predicted results of three consecutive steps of mammalian metabolites
of melamine predicted by BioTransformer, CTS, and Meteor Nexus (QSAR
Toolbox identified no metabolites). Since BioTransformer can predict
only one generation at a time, all predicted phase I products were
used as input again until no further products were predicted, or the
third generation was reached. The phase I transformation products
are quite similar for CTS and Meteor Nexus, while BioTransformer appeared
to deliver fewer predicted compounds. In average, 31% of the first-step
mammalian metabolites were predicted by more than one in silico tool and 6% by all available tools (Table S4). However, for some chemicals, the output differed widely between
the tools. For example, Meteor Nexus predicted many transformation
products for decaBDE, DBDPE, and TTBNPP, including 300–400
unique transformation products for the first three steps of mammalian
metabolism for each of these three flame retardants (Table S4), while the other tools predicted no or very few
mammalian metabolites. The large number of metabolites predicted by
Meteor Nexus is caused by the parent compound being predicted to be
very persistent, making the SOM algorithm give all metabolites a relative
score “0” and preventing proper ranking of the metabolites.
Therefore, according to the rules presented above in relation to Figure , the output of Meteor
Nexus for decaBDE, DBDPE, and TTBNPP was excluded. For the other three
compounds (BEH-TEBP, TPHP, and TTBNPP), the numbers of transformation
products predicted by Meteor Nexus and CTS are closer (Table S4). For phase II transformations, Meteor
Nexus predicted more phase II transformation products compared to
other software, as evident in Figure for melamine. Since the open-access tools are not
as transparent regarding which pathways/enzymes were included and
how probability was assessed compared with Meteor Nexus, it is difficult
to determine the exact reason for the differences between the predictions
of the different tools. The outcomes of the microbial metabolism predictions
were similar in that the selected tools gave similar results for some
target chemicals and gave disparate results for the others. For example,
112 microbial metabolites of DBDPE were predicted by QSAR Toolbox,
while EAWAG-BBD/PPS only predicted 4. Examples for other substances
can be found in Table S4.
Figure 2
Mammalian metabolites
of melamine predicted by different in silico tools.
Structures given in boxes are tautomers.
Mammalian metabolites
of melamine predicted by different in silico tools.
Structures given in boxes are tautomers.A number of different transformation mechanisms were predicted
for the case chemicals. Step-by-step oxidation, hydroxylation, and
debromination of polybrominated compounds are the most frequently
observed reactions for phase I transformations. More complex reactions
such as ring cleavage, e.g., from cyanuric acid (from melamine, MA-M4)
to biuret and allophanate (MA-M5 and MA-M6), were more commonly encountered
in microbial transformation simulations than mammalian or abiotic.
Abiotic transformation simulations are composed exclusively of autoxidation,
dissociation, reductive debromination, and hydrolysis mechanisms.
Persistence Evaluation
The outcomes of the workflow
in Figure to prioritize
predicted transformation products are listed in Table S5. The number of prioritized transformation products
ranged from five to nine for each of the case chemicals. Each of the
melamine transformation products ammeline, ammelide, and cyanuric
acid has two tautomer structures (alcohol and ketone), and both structures
are included in this study (MA-M2, M2′, M3, M3′, M4,
and M4′). Interestingly, none of the transformation products
selected by stage B (occurrence frequency) were ruled out by stage
C (persistence), as the predicted half-lives in sediment are all beyond
the moderate persistence limitation that was used here as a cutoff
for persistence (Table S3). This indicates
that many transformation products of persistent compounds are also
likely to be persistent. According to the BIOWIN results, this is
due to stable fragments within the parent substances (carbon–bromine
bonds, highly aromatictriazine structures, etc.) being generally
retained in the transformation products. Also, the high molecular
weights of some transformation products contributed to a similar P
estimation.
Comparison with Experimental Data
Most of the experimentally
identified transformation products for decaBDE and melamine available
in the literature (Table S6) were identified
by the in silico tools and prioritized by the workflow.
For example, nonaBDEs, octaBDEs, hydroxylated nonaBDE, and hydroxylatedoctaBDEs are formed from decaBDE and were predicted by the in silico tools.[46−49] Ammeline, ammelide, and cyanuric acid have been identified
experimentally as transformation products of melamine[42,50,51] and were also prioritized via
the in silico approach here. The most widely identified
transformation product for TPHP, diphenylphosphate,[52−56] and the only studied transformation product for BEH-TEBP,
mono(2-ethyhexyl) tetrabromophthalate[57] (Table S6), were also predicted by the in silico tools and identified as having high occurrence
potential. This gives some validation of the appropriateness of our
tools and presented workflow for hypothesizing transformation products
with a relevant occurrence potential.However, in addition to
these matches, there were a large number of predicted transformation
products that could not be found in the literature, even for decaBDE
and melamine. At face value, these in silico tools
are overpredicting based on the available experimental data and are
likely introducing false positives due to low selectivity precision
in pathway prediction,[58] but this cannot
be formally evaluated for these test compounds in this study due to
limited simulation and analytical data.There are some metabolites
in the literature that were not predicted,
which could be considered false negatives, but these are exceptional
cases or of low fractions of formation. Notably, methoxylatedPBDEs
were identified as metabolites of decaBDE in rats,[46−48] while they
were not identified by any of the applied in silico tools. Some additional transformation products, for example, PBDEs
with three to seven bromines for decaBDE,[49,59−62] and biuret and allophanate as ring cleavage products of melamine,[42,50] have been identified in some experimental studies, though at relatively
low concentrations (Table S6). These compounds
are degradation products beyond the first three transformation steps
and are either not identified by the in silico tools
or not prioritized by our approach since it focuses on transformation
products with high occurrence potential. Pentabromodiphenyl ethers
(pentaBDE) did not have a high occurrence potential through our approach
as a transformation product for decaBDE, despite this being a major
consideration in decaBDE hazard and risk assessments.[8,13] Part of the explanation for this is the lack of predictive tools
for photodegradation since pentaBDE has been considered as an important
photodegradation product of decaBDE[7,8,61,62] and also that this
would be a transformation product after five subsequent debromination
reactions. However, because pentaBDE is considered a critical transformation
product of decaBDE, it was also included herein for further hazard
assessment. Biuret and allophanate were also included as transformation
products of melamine, as such experimental data should be integrated
when available.
Hazard Comparison between Studied Flame Retardants
and Their
Transformation Products
A heat map was produced based on
regulation or literature set levels for the various hazards under
consideration (Figure ). At least two red flags occurred for all compounds, including all
selected transformation products. This implies that the major transformation
products of these hazardous compounds are all hazardous in some way.
Another heat map was produced to compare each case chemical with its
selected transformation products (Figure S1). One intrinsic consideration here with heat maps is that that the
longer the list of included hazard criteria, the more likely a red
flag will occur, hence the need for MCDA methods in this context.
Nevertheless, the heat maps are useful in rapidly comparing burden-shifting
of hazards across parent compounds or their transformation products.
Figure 3
Heat map
of the six flame retardants and their selected transformation
products, where red indicates that a hazard criterion has been met,
orange and yellow indicate high and moderate hazard levels, respectively,
though below the cutoff for the red level, and green indicates that
the chemical has properties that fulfilled a set safe level. The levels
were set based on regulations and literature values according to our
previous study.[26] Metabolites marked with
and without an apostrophe, e.g., M4 and M4′, refer to tautomeric
forms.
Heat map
of the six flame retardants and their selected transformation
products, where red indicates that a hazard criterion has been met,
orange and yellow indicate high and moderate hazard levels, respectively,
though below the cutoff for the red level, and green indicates that
the chemical has properties that fulfilled a set safe level. The levels
were set based on regulations and literature values according to our
previous study.[26] Metabolites marked with
and without an apostrophe, e.g., M4 and M4′, refer to tautomeric
forms.It can be seen from both figures
that most of the selected transformation
products have similar environmental persistence compared with the
parent compounds (32 of the 41 selected transformation products were
predicted to have no considerable difference, as defined by the veto
threshold, in persistence in all environmental media; see Figure S1). The workflow (Figure ) is biased toward this result, as the predicted
transformation products have to meet the implemented cutoffs for persistency
(stage C in Figure , i.e., predicted estimated sediment half-life > 60 days). The
transformation
products for the polybrominated compounds (decaBDE, DBDPE, and TTBNPP)
with a high occurrence frequency are persistent in the sediment with
an estimated half-life of more than 180 days, and many of them are
also persistent in biota with an estimated biodegradability half-life
of more than 60 days.Almost all transformation products are
more mobile than their parent
compounds. This is consistent with the outcome of a study that compared
persistency and mobility of predicted hydrolysis products of all REACH
registered substances with the parent substances,[34] as well as an earlier study with pesticides.[63] These studies reported overall increased mobility
for transformation products, due to additional polar functional groups,
but no substantial change in predicted persistence.Some transformation
products were also more bioaccumulative; these
were products from decaBDE, DBDPE, and BEH-TEBP, whereas others were
less bioaccumulative (the two OPFRs) or showed no change (melamine).
Note that B was assessed by bioconcentration factors (BCF), as suggested
by REACH, while as discussed in our previous study, dietary uptake
might be of more importance for these hydrophobic chemicals; thus,
bioaccumulation factors (BAF) might be a more appropriate choice.
The only available BAF model was through EPISuite, and a comparison
between BAF and average BCF shows that if BAF was used to create the
heat map, most of the compounds would be marked as the same color
except for DBDPE-M5; DBDPE-M6 and decaBDE-M2 would shift from green
to yellow; decaBDE-M1 and decaBDE-M4 would shift from green to red;
and decaBDE-M6 would shift from yellow to red (Table S7). As a result, changing BCF to BAF would have no
substantial impact on the studied flame retardants except for possible
worse ranking for decaBDE, which however already appeared to be the
worst alternative. Also, the uncertainty for estimated BAF is overall
higher as it only has one model. Consequently, later, MCDA approaches
were based on BCF for the sake of consistency.Accounting for
changes in toxicity during transformation is complex;
however, in general, burden-shifting was observed for all transformation
products. All 45 identified transformation products are considerably
worse than the parent compound for at least one toxicity criterion,
and 42 of them are also considerably better than the parent compound
for at least one toxicity criterion (Figure S1). The burden-shifting of toxicity for transformations was also observed
by Martin.[13] Adding to the complexity,
toxicity data from animal studies could potentially be caused by the
dosed parent compound or formed metabolites. Although the heat maps
clearly show the burden-shifting between different kinds of toxicity,
they are insufficient for making aggregated hazard rankings; thus
ranking methods such as MAUT and ELECTRE III are required.The
outcome of MAUT was that five of the six target flame retardants
(except for melamine) transformed into at least one compound that
was ranked worse according to the PBT score, and all six transformed
into at least one more hazardous compound according to the PBMT score
(Table S10). Among the 41 selected transformation
products for the six flame retardants, 13 of them were ranked more
hazardous compared to their own parent compound for the PBT score
and 24 of them were more hazardous for the PBMT score. The average
MAUT score for PBMT of transformation products for each of the three
brominated flame retardants is worse than their parent compound and,
notably, all transformation products of DBDPE and BEH-TEBP are more
hazardous than their parent compounds. The uncertainty in in silico hazard data needs to be taken into consideration
in hazard ranking, as recently discussed by Muir et al.;[36] thus, the MAUT results were examined by ELECTRE
III, which considered the prediction uncertainty. ELECTRE III results
generally agreed with MAUT (wherein 19 of the 41 transformation products
ranked more hazardous than their parent compounds by PBT and 20 by
PBMT; Tables S11–S22), indicating
that the uncertainty in the in silico hazard data
has generally low impact in this specific case study. This does not
imply that this uncertainty is a minor issue in general; it just happened
to be so here because the differences in the PBT and PBMT hazard scoring
between the transformation products were generally similar to or larger
than the uncertainty of the scoring.A fundamental limitation
for most in silico tools
is that they were either not trained with ionizable compounds or even
if they were (e.g., the KOCWIN fragment-based method module is trained
with both neutral and ionized substances) they may not make explicit
pKa-based corrections for changes in ionization
over an environmental pH range. This might, in particular, have an
impact on the assessment of P, B, and M, depending on the pKa value of the compound. Previous studies also
suggest that EPISuite has poor predictions for B and M for ionic or
ionizable compounds that dissociate within an environmental relevant
pH range of 4–9.[34,45] For the 47 studied
compounds (both parent compounds and transformation products), based
on the pKa values estimated by Chemaxon,
18 are not always in neutral form in the pH range of 4–9,[64] and 16 are not in neutral form at pH 7 (Table S8). If the minimum octanol–water
partition coefficient (logDow) estimated by Chemaxon within the pH
range of 4–9 was used to assess mobility instead of the organic
carbon–water partition coefficient of the neutral form (log Koc), BEH-TEBP-M1 would shift from orange
to red in the heat map, while eight compounds (mostly transformation
products of DBDPE) would shift from yellow to green (Table S9). It is worth pointing out that Chemaxon is the only
tool we applied for the estimation of pKa and log Dow, and the uncertainty
can be high for some compounds.[34,35] For example, the pKb1 for the protonated form of melamine is estimated
to be 9.5, while the experimental measured value is 5.0.[65] A needed advancement for this hazard ranking
tool is to identify, develop, and further develop the tool to be suitable
for ionic compounds.
Alternatives Assessment with Consideration
of Transformation
Products
Our previous study[26] identified
BEH-TEBP, melamine, and DBDPE as the least hazardous alternatives
for decaBDE using both MAUT and ELECTRE III considering both PBT and
PBMT. According to the PBMT ranking of the most hazardous transformation
products, BEH-TEBP, melamine, and DBDPE still retain their status
of the least hazardous alternatives (Figure a). The two worst transformation products
identified by MAUT (PBMT) for each flame retardant were assessed by
ELECTRE III together with their parent compounds (i.e., for TPHP,
TPHP-M3, TTBNPP, and TTBNPP-M1). ELECTRE III also considered BEH-TEBP
and melamine preferable, whereas TTBNPP ranked better than with MAUT,
and DBDPE ranked worse than with MAUT for both PBT and PBMT (Figure a and Tables S23 and S24). The MAUT scores are presented
for both the parent compound and the worst transformation products
(Figure b). DecaBDE
is clearly more hazardous compared to the five alternatives regarding
both PBT and PBMT if the worst transformation products are considered,
while the differences among the five alternatives are minor (Table S10 and Figure b). Pentabromophenol (decaBDE-M3, MAUTPBMT
score = 0.34) has the lowest MAUT score followed by PentaBDE (decaBDE-M6,
MAUTPBMT score = 0.38), which were clearly more hazardous than any
other of the studied compounds (both parents and transformation products,
MAUTPBMT score = 0.51–0.73). These two compounds are both
much more bioaccumulative and mobile in the aquatic environment compared
to their parent compound decaBDE (Table S10). PentaBDE was included as a photodegradation product of decaBDE,
and based on the literature, DBDPE can also photodegrade and form
bromodiphenyl ethanes substituted with five to eight bromines.[66,67] This suggests the importance of including photodegradation and the
need to develop prediction tools to cover this pathway.
Figure 4
MAUT and ELECTRE
III PBMT results with the consideration of transformation
products: (a) rankings of the six flame retardants, based on parent
compounds and the worst transformation products by MAUT and ELECTRE
III; (b) MAUT scores of the six flame retardants (presented in the
order of brominated flame retardants, organophosphates, and melamine)
ranked by parent compounds, the least hazardous and the most hazardous
transformation products (lower score means higher hazard).
MAUT and ELECTRE
III PBMT results with the consideration of transformation
products: (a) rankings of the six flame retardants, based on parent
compounds and the worst transformation products by MAUT and ELECTRE
III; (b) MAUT scores of the six flame retardants (presented in the
order of brominated flame retardants, organophosphates, and melamine)
ranked by parent compounds, the least hazardous and the most hazardous
transformation products (lower score means higher hazard).If the least hazardous transformation product is considered,
BEH-TEBP,
melamine, and TPHP are less hazardous concerning both PBT and PBMT,
while all six parent flame retardants have similar PBMT scores (Figure b and Table S10). Melamine is the best or second best
alternative (PBT and PBMT) according to its MAUT scores, regardless
of whether the ranking is done on parent compounds, or when including
their transformation products.
Environmental Implications
This study presents an efficient
hazard screening tool for chemical alternatives with the consideration
of chemical transformations by in silico tools. The
tool requires only access to (mostly) freely available in
silico tools, such as those used here, and to follow the
protocols presented for prioritizing predicted transformation products
and conducting the PBMT assessment. As such, this approach could be
automated or adapted to new in silico tools to address
diverse alternatives of hazardous chemicals as part of an alternatives
assessment framework. The approach to identify transformation products
could be optimized in future with improved or additional models to
predict transformation pathways or use of experimental data directly.
Most of the experimental studies on transformation reactions for the
substances in this study were through target chemical analysis.There is also a need for more suspect and nontarget chemical analysis
to further improve and validate in silico tools for
predicting transformation products and to identify transformation
products with high occurrence potential. This would form the basis
to further validate, calibrate, and refine the tool presented in this
study. Besides informing alternatives assessments, the tool can be
used to point out potential hazardous transformation products with
a high occurrence potential for environmental (bio)monitoring and
screening.In the case study, the selection of least hazardous
alternatives
for decaBDE was not significantly influenced by the inclusion of transformation
products. It appears from this study and elsewhere that persistent
chemicals are also likely to transform into similarly persistent chemicals,[34,63] potentially with a higher or similar hazard level.[63] The question of whether this is a general finding could
have important implications for the role of persistency in risk assessments
and alternatives assessments, as this essentially indicates persistent
substances exhibit hazards in the environment over a longer time window
than when just considering the parent compounds. For the persistence
assessment, it is also possible to further develop the tool by considering
a “joint persistence” of both parent compounds and key
transformation products simultaneously.[38] Future studies should also consider less persistent case chemicals,
where the transformation products may play a more significant role
in the selection of less hazardous alternatives.Besides similar
persistence, the transformation products had higher
mobility in the aquatic environment compared to the parent compounds,[34] which was also identified in an earlier study
on pesticides as a general finding.[63] This
implies that groundwater transport and riverbank filtration breakthrough
of transformation products can occur more quickly than for parent
compounds. This further implies that the likelihood of aquatic exposure
(e.g., via drinking water) and subsequent risk increases when considering
both the parent and transformation products than when just considering
parent substances.By providing a reduced number of potential
least hazardous alternatives,
the output from this initial hazard assessment can be integrated into
higher-tier alternatives assessments, such as those that combine multimedia
exposure-driven and effect-driven assessment[13,14] (e.g., by integrating the RAIDAR model in the case of neutral substances[68,69]) and life cycle impact assessment (e.g., using the USEtox model[70] for life cycle impact assessment). Within such
higher-tier models, exposure and emissions of alternatives and their
transformation products over the chemical life cycle can be accounted
for. For instance, here, the workflow and decision making could weigh
the “mobility” relative to exposure to water over the
product life cycle, and thus the importance of the PMT score output
in MAUT or ELECTRE, as PMT is mainly relevant to water exposure. Similarly,
the importance of photodegradation vs microbial degradation as transformation
pathways could be weighed based on exposure to sunlight vs soil over
the product life cycle. In many cases, the least hazardous substance
may not be the best in terms of risk, if such multimedia life cycle
aspects are taken into consideration. This developed tool could already
be integrated in a more holistic alternatives assessment framework
considering exposure, life cycle impacts, material or product performance,
and cost-benefit.
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