| Literature DB >> 33377996 |
Lukas Schwingshackl1, Holger J Schünemann2, Joerg J Meerpohl3,4.
Abstract
Suboptimal diet is recognized as a leading modifiable risk factor for non-communicable diseases. Non-randomized studies (NRSs) with patient relevant outcomes provide many insights into diet-disease relationships. Dietary guidelines are based predominantly on findings from systematic reviews of NRSs-mostly prospective observational studies, despite that these have been repeatedly criticized for yielding potentially less trustworthy results than randomized controlled trials (RCTs). It is assumed that these are a result of bias due to prevalent-user designs, inappropriate comparators, residual confounding, and measurement error. In this article, we aim to highlight the importance of applying risk of bias (RoB) assessments in nutritional studies to improve the credibility of evidence of systematic reviews. First, we discuss the importance and challenges of dietary RCTs and NRSs, and provide reasons for potentially less trustworthy results of dietary studies. We describe currently used tools for RoB assessment (Cochrane RoB, and ROBINS-I), describe the importance of rigorous RoB assessment in dietary studies and provide examples that further the understanding of the key issues to overcome in nutrition research. We then illustrate, by comparing the Grading of Recommendations Assessment, Development, and Evaluation (GRADE) approach with current approaches used by United States Department of Agriculture Dietary Guidelines for Americans, and the World Cancer Research Fund, how to establish trust in dietary recommendations. Our overview shows that the GRADE approach provides more transparency about the single domains for grading the certainty of the evidence and the strength of recommendations. Despite not increasing the certainty of evidence itself, we expect that the rigorous application of the Cochrane RoB and the ROBINS-I tools within systematic reviews of both RCTs and NRSs and their integration within the GRADE approach will strengthen the credibility of dietary recommendations.Entities:
Keywords: Dietary guidelines; GRADE; Meta-analysis; Nutrition evidence; Risk of bias; Systematic reviews; Trustworthiness
Mesh:
Year: 2020 PMID: 33377996 PMCID: PMC8354882 DOI: 10.1007/s00394-020-02464-1
Source DB: PubMed Journal: Eur J Nutr ISSN: 1436-6207 Impact factor: 5.614
Strengths and limitations of randomized controlled trials (RCTs) and non-randomized studies (NRSs)
| RCTs | NRSs | |
|---|---|---|
| Theoretical | ||
| Certainty of the evidence regarding causality | Higher | Lower |
| Confounding | Unlikely for large RCTs | Adjustment for known and measured confounders possible; residual confounding likely |
| Levels of exposure | Few; often relatively high differences in intervention groups | Broad range, possibility of stratifying by exposure level |
| Follow-up time of study | Short or limited | Long |
| Empirical | ||
| Number of participants | Usually < 1000 | Some > 10,000 |
| Representativeness for general population | Often limited | Generally good |
| Outcome measures | Often risk factor, occasionally morbidity/ mortality | Usually morbidity/ mortality |
Comparison of risk of bias domains in RCTs and NRSs, and example of the application of the ROBINS-I tool in a recent meta-analysis investigating the association between adherence to a Mediterranean diet and risk of stroke [51], and the corresponding quality rating by applying the Newcastle–Ottawa Scale
| Bias in RCTs | Action that protect against biases | Bias in NRSs | ROBINS-I | Newcastle–Ottawa Scale (max. 9 points) | |||||
|---|---|---|---|---|---|---|---|---|---|
| (Cochrane RoB tool) | Domains | Rating ( | Domains | Rating ( | |||||
| Bias arising from randomization process | Random sequence generation | Confounding | Bias due to Confounding | Moderate RoB | 20/20 (100%) | Comparability of cohorts on the basis of the design or analysis | High quality | 20/20 (100%) | |
| Allocation concealment | Low quality | 0/20 (0%) | |||||||
| Selection | Bias in selection of participants into the study | Low RoB | 16/20 (80%) | Representativeness of the exposed cohort | High quality | 13/20 (65%) | |||
| Low quality | 7/20 (35%) | ||||||||
| Serious RoB | 4/20 (20%) | Selection of the non-exposed cohort | High quality | 20/20 (100%) | |||||
| Low quality | 0/20 (0%) | ||||||||
| Demonstration that outcome of interest was not present at start of study | High quality | 20/20 (100%) | |||||||
| Low quality | 0/20 (0%) | ||||||||
| Misclassification | Bias in classification of exposure | Low RoB | 16/20 (80%) | Ascertainment of exposure | High quality | 18/20 (90%) | |||
| Low quality | 2/20 (10%) | ||||||||
| Moderate RoB | 2/20 (10%) | ||||||||
| Serious RoB | 2/20 (10%) | ||||||||
| Bias due to deviations from intended intervention | Blinding of participants and personnel | Performance | Bias due to deviations from intended exposure | Low RoB | 1/20 (5%) | N/A | |||
| Moderate RoB | 19/20 (95%) | ||||||||
| Bias due to missing outcome data | Complete outcome data | Attrition | Bias due to missing outcome data | Low RoB | 15/20 (75%) | Adequacy of follow-up of cohorts | High quality | 19/20 (95%) | |
| Moderate RoB | 5/20 (25%) | Low quality | 1/20 (5%) | ||||||
| Bias in measurement of the outcome | Blinding of outcome assessment | Detection | Bias in measurement of the outcome | Low RoB | 19/20 (95%) | Assessment of outcome | High quality | 20/20 (100%) | |
| Serious RoB | 1/20 (5%) | ||||||||
| Low quality | 0/20 (0%) | ||||||||
| Was follow-up long enough for outcomes to occur? | High quality | 20/20 (100%) | |||||||
| Low quality | 0/20 (0%) | ||||||||
| Bias in the selection of the reported results | Avoid selective reporting | Reporting | Bias in the selection of the reported results | Low RoB | 14/20 (70%) | N/A | |||
| Moderate RoB | 3/20 (15%) | ||||||||
| Serious RoB | 3/20 (15%) | ||||||||
| Overall RoB judgementa | Low RoB | 0/20 (0%) | Overall study qualityb | High quality (7–9) | 20/20 (100%) | ||||
| Moderate RoB | 13/20 (65%) | Lower quality (0–6) | 0/20 (0%) | ||||||
| Serious RoB | 7/20 (35%) | ||||||||
N/A not applicable, RoB risk of bias, ROBINS-I risk of bias in non-randomized studies of interventions
For ROBINS-I overall RoB judgements across studies were based to the most severe of the RoB item-level judgments. Since no single study was judged as low RoB for the domain “confounding”, also in the overall judgement no study was judged with a low RoB
For the Newcastle–Ottawa Scale, overall study quality judgements across studies were based on points (0–9). If a single study reached ≥ 7 points, it was defined as high-quality study
Main methodological differences between the GRADE approach [54], and approaches taken by the 3rd World Cancer Research Fund/ American Institute for Cancer Research Expert report [8], and the USDA Dietary Guidelines for Americans 2015–2020 [7] to rate the certainty of evidence
| Macro-level | Micro-level | GRADE | 3rd WCRF/AICR Reporta | USDA DGA 2015–2020b | |||
|---|---|---|---|---|---|---|---|
| Y/N/U | Explanation | Y/N/U | Explanation | Y/N/U | Explanation | ||
| A priori assumption | Body of evidence (RCTs and cohort studies) begins as high certainty | N | Using NOS | Y | N/A | Y | N/A |
| Y | Using ROBINS-I | ||||||
| Certainty criteria | Risk of bias (aka study quality) | Y | Cochrane RoB tool for RCTs; NOS or ROBINS-I for NRS | U | No tool; some criteria reported: confounding, measurement error and selection bias (but assessment unclear) | Y | Tool adapted from Cochrane: selection bias, performance bias, detection bias, attrition bias |
| Inconsistency | Y | Similarity of point estimates, extent of overlap of 95% CI, statistical criteria including tests of heterogeneity, and I2 | Y | I2 | U | Description vague: e.g., consistent in direction and size of effect or degree of association and statistical significance with very minor exceptions | |
| Indirectness | Y | According to PICO criteria | N | N/A | Y | According to PICO criteria | |
| Imprecision | Y | Examination of 95% CI, OIS | N | N/A | U | Large sample size | |
| Publication bias | Y | Funnel plot | N | N/A | N | N/A | |
| Large effect | Y | RR: > 2 or < 0.5 (large effect) RR: > 5 or < 0.2 (very large effect) | Y | RR: > 2 (large effect) | U | Description vague: e.g., clinically meaningful effect size | |
| Dose–response | Y | Linear, non-linear | Y | Linear, non-linear | N | N/A | |
| Plausible residual confounding | Y | Plausible confounders would decrease an effect, or would create a spurious effect when results suggest no effect | N | N/A | N | N/A | |
| Transparent Summary | Summary of Findings Table | Y | Certainty rating (and criteria) for each outcome and the estimate of effect | N | N/A | N | N/A |
| Overall rating | Certainty of evidence | High, Moderate, Low, Very low | Convincing, Probable, Limited-suggestive, Limited-no conclusion, Substantial effect on risk unlikely | Strong, Moderate, Limited, Grade not assignable | |||
95% CI 95% confidence interval, I inconsistency, N no, N/A not applicable, NOS Newcastle Ottawa Scale, OIS optimal information size, PICO population, intervention, comparison, outcome, ROBINS-I risk of bias in non-randomized studies of interventions, RR risk ratio, U unclear; Y: yes
aWorld Cancer Research Fund/American Institute for Cancer Research report is the most comprehensive global research project on diet, and physical activity and cancer risk or survival [8]
bThe United States Department of Agriculture’s Dietary Guidelines for Americans 2015–2020 are the most comprehensive guidance for healthy eating in the US and worldwide [7]
Main methodological differences between the GRADE Evidence to Decisions framework [60], and approaches taken by the 3rd World Cancer Research Fund/ American Institute for Cancer Research Expert report [8], and the USDA Dietary Guidelines for Americans 2015–2020 [7]
| Macro-level | Micro-level | GRADE | 3rd WCRF/AICR Reporta | USDA DGA 2015–2020b | |||
|---|---|---|---|---|---|---|---|
| Y/N/U | Explanation | Y/N/U | Explanation | Y/N/U | Explanation | ||
| Conflict of interest from committee members | Intellectual and financial conflicts | Y | Should be reported | N | Not reported | U | Per Federal Advisory Committee Act rules, Advisory Committee members were thoroughly vetted for conflicts of interest before they were appointed to their positions and were required to submit a financial disclosure form annually |
| EtDs framework | Problem | Y | Problem priority definition? | U | N/A | U | N/A |
| Benefit and harms | Y | How substantial are beneficial/harmful effects? | U | N/A | N | N/A | |
| Certainty of evidence | Y | see Table | Y | see Table | Y | see Table | |
| Values | Y | How much people value the main outcomes? | N | N/A | N | N/A | |
| Balance of effects | Y | Balance between desirable and undesirable effects? | N | Panel has sometimes not made recommendations despite strong evidence; because of potentially adverse effects (dairy and prostate cancer) on one cancer despite evidence of protection for another (e.g., dairy and colorectal cancer) | N | N/A | |
| Resources required | Y | How large are the costs? | N | N/A | N | N/A | |
| Cost effectiveness | Y | Cost effectiveness of the intervention? | N | N/A | N | N/A | |
| Equity | Y | Impact on health equity? | N | N/A | N | N/A | |
| Acceptability | Y | Option acceptable to key stakeholders? | N | N/A | N | N/A | |
| Feasibility | Y | Implementation feasible? | U | Sometimes not feasible | N | N/A | |
| Recommendation | Strength of recommendation | Y | Strong, weak (conditional, discretional, or qualified) | Y | Recommendations were made only when the CUP Panels judged the evidence sufficiently strong (when exposure was convincingly/probably or causally linked to cancer risk) | U | The grades used for conclusion statements also fall into one of four categories (as the certainty of evidence evaluation): strong, moderate, limited, and grade not assignable |
CUP continuous update project, EtDs Evidence to Decisions, N no, N/A not applicable, U unclear, Y yes
aWorld Cancer Research Fund/American Institute for Cancer Research report is the most comprehensive global research project on diet, and physical activity and cancer risk or survival [8]
bThe United States Department of Agriculture’s Dietary Guidelines for Americans 2015–2020 are the most comprehensive guidance for healthy eating in the US and worldwide [7]