Katharina H Clitherow1, Tahani M Binaljadm1, Jens Hansen2, Sebastian G Spain3, Paul V Hatton1, Craig Murdoch1. 1. School of Clinical Dentistry, University of Sheffield, 19 Claremont Crescent, Sheffield S10 2TA, U.K. 2. Afyx Therapeutics, Lergravsej 57, 2. tv, 2300 Copenhagen, Denmark. 3. Department of Chemistry, University of Sheffield, Brook Hill, Sheffield S3 7HF, U.K.
Abstract
Oral candidiasis is a very common oral condition among susceptible individuals, with the main causative organism being the fungus Candida albicans. Current drug delivery systems to the oral mucosa are often ineffective because of short drug/tissue contact times as well as increased prevalence of drug-resistant Candida strains. We evaluated the potency of saturated fatty acids as antifungal agents and investigated their delivery by novel electrospun mucoadhesive oral patches using agar disk diffusion and biofilm assays. Octanoic (C8) and nonanoic (C9) acids were the most effective at inhibiting C. albicans growth on disk diffusion assays, both in solution or when released from polycaprolactone (PCL) or polyvinylpyrrolidone/RS100 (PVP/RS100) electrospun patches. In contrast, dodecanoic acid (C12) displayed the most potent antifungal activity against pre-existing C. albicans biofilms in solution or when released by PCL or PVP/RS100 patches. Both free and patch-released saturated fatty acids displayed a significant toxicity to wild-type and azole-resistant strains of C. albicans. These data not only provide evidence that certain saturated fatty acids have the potential to be used as antifungal agents but also demonstrate that this therapy could be delivered directly to Candida-infected sites using electrospun mucoadhesive patches, demonstrating a potential new therapeutic approach to treat oral thrush.
Oral candidiasis is a very common oral condition among susceptible individuals, with the main causative organism being the fungus Candida albicans. Current drug delivery systems to the oral mucosa are often ineffective because of short drug/tissue contact times as well as increased prevalence of drug-resistant Candida strains. We evaluated the potency of saturated fatty acids as antifungal agents and investigated their delivery by novel electrospun mucoadhesive oral patches using agar disk diffusion and biofilm assays. Octanoic (C8) and nonanoic (C9) acids were the most effective at inhibiting C. albicans growth on disk diffusion assays, both in solution or when released from polycaprolactone (PCL) or polyvinylpyrrolidone/RS100 (PVP/RS100) electrospun patches. In contrast, dodecanoic acid (C12) displayed the most potent antifungal activity against pre-existing C. albicans biofilms in solution or when released by PCL or PVP/RS100 patches. Both free and patch-released saturated fatty acids displayed a significant toxicity to wild-type and azole-resistant strains of C. albicans. These data not only provide evidence that certain saturated fatty acids have the potential to be used as antifungal agents but also demonstrate that this therapy could be delivered directly to Candida-infected sites using electrospun mucoadhesive patches, demonstrating a potential new therapeutic approach to treat oral thrush.
Forming
part of the normal oral microbial flora, Candida albicans is a human commensal fungal organism
that can be detected in the oral cavity of approximately half of all
healthy individuals.[1] A balance exists
between the oral microbial community and host immunity that maintains
many organisms in their commensal state. This balance can be disrupted
by several factors such as the prolonged use of antibiotics reducing
the number of oral bacteria, leading to microbial dysbiosis and the
unchecked growth of C. albicans on
the surface of the oral mucosa that manifests clinically as pseudomembranous
or erythematous candidiasis where Candida penetrate the oral epithelium, leading to tissue damage.[2] Individuals at risk of transient or chronic immunosuppression
such as those receiving corticosteroids, immunotherapy, or chemotherapy,
or those with HIV infection or salivary gland dysfunction (Sjögren’s
syndrome) are also highly susceptible to opportunistic Candida mucosal infection where the incidence of
oral candidiasis for these patients can be as high as 95%.[3−5] Indeed, C. albicans infections among
the immunocompromised are increasing and are now a leading cause of
nosocomial infections in the United States.[6] Environmental factors also play a role in oral Candidainfection where smoking is heavily linked with chronic hyperplastic
candidiasis, a condition that is associated with premalignant lesions
that have a high risk of transformation to oral cancer.[7] Excessive C. albicans growth is also a common problem for denture wearers where the organism
is able to form a biofilm between the denture and the hard palate,
clinically known as chronic atrophic candidiasis or denture stomatitis,
which causes significant Candida-mediated
mucosal tissue damage.[8] At present, candidiasis
is treated with a number of antifungal agents such as nystatin or
with azoles such as miconazole and fluconazole. Worryingly, research
shows that C. albicans has become increasingly
resistant to these common antifungal drugs,[9,10] so
finding alternative treatments to overcome antifungal resistance is
of paramount importance.Some alternative antifungal therapies
that have been explored include
the use of surfactants,[11,12] synthetic peptides,[13−15] and fatty acids.[16] The size, hydrophilicity,
and charge of these molecules determine how they interact with the C. albicans cell wall, inhibiting the cell growth
and reducing the viability or the biofilm formation.[12] An issue with surfactants and some peptides is their relatively
high toxicity to mammalian cells, whereas fatty acids have been used
as antimicrobial agents in food and dermatological products for many
years and their toxicity to human cells is reported to be relatively
low.[17] Indeed, many fatty acids, including
those naturally secreted by microbes, have been shown to display antifungal
properties.[18,19] While a number of fungal species
appear to have evolved detoxification mechanisms for fatty acids,
these do not appear to be present in Candida.[20] However, the potential for the treatment
of oral candidiasis using short-to-medium-chainfatty acids remains
relatively unexplored.Another key consideration is the delivery
method of antifungal
compounds. The majority of antifungal drugs are delivered orally and
are therefore delivered to lesion sites via the circulation,
even for the treatment of localized mucosal Candida infection. Such a therapy often causes undesirable side effects
such as headaches, nausea, abdominal pain, vomiting, and diarrhea.[21] For topical treatment, current antifungal delivery
options include creams, gels, mouthwash solutions, or oral lozenges.[22] These preparations provide good initial coverage
but are severely limited by their quick removal from the mucosal surface
to the alimentary canal by saliva flow, restricting prolonged drug
availability. Therefore, a delivery system that is able to retain
the antifungal compound at the disease site and release its therapeutic
load over a protracted time period would be of great benefit.We have recently developed mucoadhesive electrospun patches for
therapeutic use in oral medicine.[23−25] These patches are able
to release drugs in vivo, are well tolerated by humans,
and are currently in phase two clinical trials for the treatment of
oral lichen planus. Electrospinning is a versatile fiber-manufacturing
technique that combines polymers, solvents, and other molecules into
microscale fibers that can be collected as mesh-like patches with
a high surface area for drug availability and adhesion to the oral
mucosa.[26] Common polymers used in the manufacture
of electrospun patches include polycaprolactone (PCL) and polyvinylpyrrolidone
(PVP) as these are known to be highly compatible with this spinning
technology, are nontoxic, and have been approved by the Food and Drug
Administration (FDA) as ingredients in multiple pharmaceutical products
for human use, allowing a quick route to clinical use. For the different
clinical forms of mucocutaneous oral candidiasis, a mucoadhesive electrospun
patch could not only deliver the antifungal over a prolonged period
of time at the disease site but also act as a protective barrier for
painful lesions. Consequently, combining the electrospun delivery
system with an antifungal compound would provide many benefits for
patients with oral candidiasis. Here, we identify short-to-medium-chainfatty acids with potent antifungal properties and report their successful
incorporation into and release from electrospun patches with effective
antifungal activity.
Materials and Methods
Electrospinning
Conditions and Electrospun Patch Production
Electrospinning
methods including solution preparation and patch
production for both PCL and PVP/RS100 patches were performed as previously
described by Santocildes et al.(23) Briefly, PCL (Mw 80 kDa; Sigma-Aldrich,
Poole, UK) was added at 10 wt % to a solution of dichloromethane/N,N-dimethylformamide (93:7 w/w %; Thermo
Fisher Scientific, Altrincham, UK) and mixed at room temperature until
dissolved. PVP (Kollidon 90 F, Mw 1000–1500
kDa; BASF, Cheadle, UK) at 10 wt % and Eudragit RS100 (Mw 32 kDa; Evonik Industries AG, Essen, Germany) at 12.5
wt % were dissolved in 97% w/w ethanol prepared in deionized water
at room temperature. In this study, short-to-medium-chainfatty acids
including butanoic (C5), hexanoic (C6), heptanoic (C7), octanoic (C8),
nonanoic (C9), decanoic (C10), undecanoic (C11), or dodecanoic (C12)
(all from Sigma-Aldrich, Poole, UK) were added to the polymerdope
solutions at a concentration of 0.2 M prior to spinning. Spinning
conditions were 17 kV, 3 mL/h with a 15 cm tip-to-collector distance. 1H NMR spectroscopy was used to show that solvents were absent
in the final composition of patches (Figure S1).
Scanning Electron Microscopy
Samples were analyzed
by scanning electron microscopy (SEM) as previously described.[23] Electrospun patches were sputter-coated with
gold (5 nm thickness) and imaged using a Philips XL20 scanning electron
microscope using an emission current of 15 kV.
Nuclear Magnetic Resonance
To Measure Fatty Acid Content of
PCL Electrospun Patches
Proton (1H) nuclear magnetic
resonance (NMR) spectra of fatty acids and PCL electrospun patches
dissolved in 1 mL of deuterated chloroform (CDCl3) and
sealed in a 5 mm tube were recorded using an AVANCE III or AVANCE
III HD spectrometer (Bruker, Coventry, UK) at 298 K and 400.2 or 500.13
MHz. The quantitative spectra were recorded with eight transients
using a 90° pulse and a relaxation delay of 40 s (having previously
determined the longest T1 within the mixtures
to be ∼6.5 s), over an acquisition window of 20 ppm and 64k
acquisition points. The spectra were analyzed using TopSpin version
3.2 software (Bruker, Coventry, UK). The 1H NMR peaks are
representative of the number of hydrogens present at a particular
resonance, where the normalized integrated signals give the relative
number of hydrogens at a particular resonance. By comparing the normalized
integrals of distinguishable PCL signals versus fatty acid signals,
the mole ratio of the two components was calculated, and thereby,
the mass concentration of fatty acid present in the PCL electrospun
fibers was established.
Gas Chromatography To Measure Fatty Acid
Content in PVP/RS100
Electrospun Patches
Electrospun PVP/RS100 patches were weighed
and dissolved in 1 mL of 97% (v/v) ethanol. Standards of the fatty
acids were also prepared in 97% (v/v) ethanol, ranging from 0.01 to
1 M. An Agilent DB-WAX-UI (30 m × 0.25 mm × 0.25 μm)
column was used with helium flowing through the column at 1.2 mL min–1 with a pressure of 9.15 psi. The injection volume
of the sample was 1 μL, and the temperature of the column was
increased from 50 to 250 °C at 10 °C min–1 intervals. The mass spectrometer scan range was between 25 and 500 m/z.
Strains and Growth Conditions
The C.
albicans wild-type strains used were SC5314 (provided
by Dr Stephen Saville, University of Texas at San Antonio, USA) and
BWP17 (provided by Prof. Julian Naglik, Kings College London, UK).
The azole-resistant clinical strain CAR17 was provided by Prof. David
Williams (Cardiff University, UK). Candida auris strain 8971, Candida tropicalis strain
3111 (both National Collection of Pathogenic Fungi, Public Health
England, UK), and Candida glabrata strain
OM146/89 (Sheffield Teaching Hospitals NHS Foundation Trust, UK) were
also used. All strains were cultured on 1% w/v yeast extract, 2% w/v
peptone, and 2% w/v dextrose (YPD; Oxoid, Basingstoke, UK) agar at
37 °C and stored at 4 °C. Two to three colonies of each
strain were inoculated in 15 mL of YPD broth and incubated at 30 °C
overnight. The colonies were then counted and resuspended in phosphate-buffered
saline (PBS) or RPMI-1640 (Sigma-Aldrich, Poole, UK) for further experimentation.
Fatty Acid Susceptibility Using Agar Disk Diffusion
Agar
disk diffusion tests on YPD agar plates were performed using
strains SC5314, BWP17, and CAR17. Fatty acids with chain lengths of
C5 to C12 were prepared at 0.2 M in dimethyl sulfoxide (DMSO) (Sigma-Aldrich,
Poole, UK); 200 μL of 2 × 105 colony-forming
units (CFU) per milliliter of C. albicans was diluted in PBS and spread across the agar plate; 20 μL
of each fatty acid solution was pipetted onto filter paper susceptibility
disks that were then placed on the C. albicans-streaked agar plate in triplicate. Fluconazole (5 μg/disk;
purchased in powder form and prepared in DMSO, Sigma-Aldrich, Poole,
UK) and miconazole (10 μg/disk; used as purchased from Thermo
Fisher Scientific, Altrincham, UK) were used as positive controls
and DMSO as the negative control. Agar plates were incubated overnight
at 37 °C, imaged, and the zone of inhibition was measured using
Fiji imaging software (National Institute of Health, Bethesda, USA[27]). Agar diffusion was also used to determine
the antifungal effects of fatty acid-containing electrospun patches;
here, 12.7 mm diameter disks were punched from fatty acid-containing
patches, placed onto C. albicans-streaked
plates, incubated overnight at 37 °C, and analyzed as previously
described; patches containing no fatty acid were used as controls.
C. albicans Biofilm XTT Assay
An XTT assay was used to determine the levels of C.
albicans metabolism as a measure of the biofilm
viability.[28]C. albicans biofilms were prepared by adding 100 μL of a 1 × 106 CFU/mL suspension of SC5314 in RPMI-1640 into each well of
a 96-well plate and incubating overnight at 37 °C. Wells were
then washed with PBS and incubated for 18 h at 37 °C with a concentration
series of each fatty acid (C7 to C12, prepared in 0.8 M DMSO as the
carrier and further diluted in RPMI-1640) ranging from 0.0015 to 0.4
M. Biofilms treated with equivalent concentrations of DMSO were used
as controls. Biofilms were washed with PBS, and then 50 μL of
sodium 3′-[1-(phenylaminocarbonyl)-3,4-tetrazolium]-bis-(4-methoxy-6-nitro)
benzene sulfonic acid hydrate (XTT; Sigma-Aldrich, Poole, UK) was
added to each well and the plate was incubated for 1 h, after which
the XTT solutions were transferred to a new plate and OD was measured
at 450 nm and 690 nm for background correction (Infinite 200 Pro,
Tecan, Switzerland). The data were plotted after transformation by
nonlinear regression, and IC50 values were calculated using
GraphPad Prism v8 (GraphPad Software). A modified version of the XTT
assay was also used to measure the effect of fatty acid-containing
patches on the C. albicans biofilm
viability. Here, C. albicans biofilms
were prepared in poly-l-lysine-coated 24-well plates using
strain SC5314 or CAR17. C. albicans (1 × 106 CFU in RPMI-1640) were added to each well,
and the plates were incubated overnight at 37 °C. Wells were
washed with PBS, and then fatty acid-containing electrospun disks
(12.7 mm ø) were placed in each well, followed
by 200 μL of RPMI-1640; disks containing no fatty acid were
used as controls. Following incubation at 37 °C for 18 h, the
liquid in each well was removed and 200 μL of XTT reagent was
added to each well and incubated for 1 h, after which the XTT reagent
was removed to a new plate, OD measured, and data analyzed as previously
described.
Fluorescence Microscopy of the Biofilm Viability
Biofilms
were prepared and treated with fatty acid preparations as previously
described. Biofilms were then washed and incubated with the Live/Dead
BacLight viability kit (Thermo Fisher Scientific, Altrincham, UK)
according to the manufacturer’s instructions. Microscopy images
were acquired using an Axiovert 200 M inverted fluorescence microscope
supported with AxioVision software (Zeiss, Oberkochen, Germany).
Statistics
Statistical analysis was undertaken using
GraphPad Prism v8.0 (GraphPad Software). All data are expressed as
mean ± standard deviation (SD) of at least three independent
experiments, each performed in triplicate unless otherwise stated.
Group-wise comparisons were carried out using ANOVA Kruskal–Wallis
test with Dunn’s post hoc multiple comparison analysis, and
differences were considered significant when p <
0.05.
Results
Application of Medium-Chain-Saturated Fatty
Acid Solutions Inhibit C. albicans Yeast
Growth
The growth inhibition
properties of a range of fatty acid solutions (used at 0.2 M) were
tested on both wild-type (SC5314, BWP17) strains and an azole-resistant
clinical strain (CAR17) of C. albicans using an agar disk diffusion assay. For SC5314, zones of growth
inhibition that were significantly different from those of DMSO controls
were observed for heptanoic (C7), octanoic (C8), and nonanoic (C9)
acid (p ≤ 0.05), with octanoic and nonanoic
acid showing similar levels of inhibition to that of the commonly
used clinical antifungal drugs, fluconazole and miconazole (Figure A,C). Similar data
were observed for strain BWP17 that appeared to be even more susceptible
to treatment with octanoic and nonanoic acids than the SC5314 strain
(Figure S2). The CAR17 strain was confirmed
as being azole-resistant as treatment with either fluconazole or miconazole
failed to inhibit C. albicans growth
(Figure B,C).[29,30] In contrast, significant zones of inhibition were observed upon
treatment with fatty acids ranging from hexanoic (C6) to decanoic
(C10) acid (p ≤ 0.01; Figure B,C). We next extended these studies to test
the activity of some of these fatty acids in other Candida species. Similar to its effect on C. albicans, nonanoic acid (C9) caused significant
growth inhibition of C. auris (p < 0.01), C. tropicalis (p < 0.01), and C. glabrata (p < 0.001) in particular when compared to dodecanoic
acid (C12) or DMSO controls (Figure S3).
These data indicate that several short–medium-chainfatty acids
have the ability to markedly inhibit the growth of both susceptible
and azole-resistant forms of C. albicans as well as other disease-causing Candida species.
Figure 1
Saturated fatty acids in DMSO solution ranging from butanoic (C5)
to dodecanoic (C12) at 0.2 M loaded onto filter disks inhibit C. albicans strains streaked on agar plates. Fluconazole
(0.8 mM) and miconazole disks (10 μg or 2.4 nmol) were used
as positive controls and DMSO as the negative control. On the wild-type
strain (A) SC5314, heptanoic (C7), octanoic (C8), and nonanoic acid
(C9) have similar surface area inhibition zones as fluconazole and
miconazole, whereas on the patient-specific strain (B) CAR17, C7,
C8, and C9 have even greater inhibition areas, whereas the commonly
used antifungals fluconazole and miconazole do not have significant
inhibition zones. Results are mean ± SD (n =
3). *p < 0.05; **p < 0.01;
***p < 0.001 vs DMSO. (C) Visual representative
images of treated agar plates related to data in (A,B).
Saturated fatty acids in DMSO solution ranging from butanoic (C5)
to dodecanoic (C12) at 0.2 M loaded onto filter disks inhibit C. albicans strains streaked on agar plates. Fluconazole
(0.8 mM) and miconazole disks (10 μg or 2.4 nmol) were used
as positive controls and DMSO as the negative control. On the wild-type
strain (A) SC5314, heptanoic (C7), octanoic (C8), and nonanoic acid
(C9) have similar surface area inhibition zones as fluconazole and
miconazole, whereas on the patient-specific strain (B) CAR17, C7,
C8, and C9 have even greater inhibition areas, whereas the commonly
used antifungals fluconazole and miconazole do not have significant
inhibition zones. Results are mean ± SD (n =
3). *p < 0.05; **p < 0.01;
***p < 0.001 vs DMSO. (C) Visual representative
images of treated agar plates related to data in (A,B).
Fatty Acid Solutions Reduce the C. albicans Biofilm Viability in a Chain Length-Dependent Manner
The
agar disk diffusion assay tests the ability of a compound to inhibit
the growth of C. albicans from single-cell
yeast forms, whereas C. albicansin vivo mainly exist as biofilm structures that are much
less susceptible to antifungal treatment. Therefore, we tested whether
fatty acids were able to affect the viability of preformed in vitro cultured biofilms using an XTT assay where changes
in metabolism are used as a surrogate measure of the C. albicans viability. The viability of the SC5314
biofilm was dose-dependent and also decreased in a fatty acidcarbonchain length-dependent manner (Figure A). Calculation of the 50% inhibitory concentration
(IC50) showed that undecanoic (C11) and dodecanoic (C12)
acids had approximately 10-fold lower IC50 values than
those for heptanoic (C7) and octanoic (C8) acids (4.7 ± 1.1 and
5.4 ± 1.3 for C11 and C12 compared to 47.3 ± 1.9 and 47.5
± 2.7 for C7 and C8, respectively) (Figure B). To confirm that the fatty acids were
directly killing C. albicans and not
just altering their cell metabolism or fungistatic, a live/dead fluorescent
stain was performed on 50 mM fatty acid-treated biofilms. Image analysis
showed that decanoic (C10), undecanoic (C11), and dodecanoic (C12)
acids caused significantly (p < 0.001) more cell
death as determined by propidium iodide-positive staining than heptanoic
(C7), octanoic (C8), and nonanoic (C9), as well as medium-only controls
(Figure C,D). These
results are in agreement with those obtained for the XTT biofilm assay,
confirming the chain length association with Candida killing efficiency. These data also show that nonanoic (C9) acid,
which was the most efficient fatty acid at killing C. albicans in the agar diffusion assay, was much
less potent at killing a C. albicans biofilm, whereas the opposite was observed for dodecanoic (C12)
acid, which was the most proficient of all fatty acids tested at reducing
the biofilm viability. Interestingly, fluorescence microscopy revealed
that nonanoic acid mainly killed yeast forms of C.
albicans, whereas dodecanoic acid killed both yeast
and hyphal forms within the biofilm (Figure D).
Figure 2
C. albicans strain
SC5314 biofilm
viability when subjected to fatty acids’ heptanoic acid (C7)
to dodecanoic acid (C12) ranging in concentration in graph (A) from
400 to 1.56 mM using a metabolic XTT assay. The data are normalized
to untreated controls (100% viability) and mean ± SD (n = 3). (B) Table showing the IC50 of fatty acids
on the C. albicans SC5314 biofilm.
(C) Live/dead image analysis data of the C. albicans strain SC5314 biofilms treated with 50 mM fatty acids ranging from
C7 to C12 (p < 0.001 for C10–C12 compared
to all other conditions, n = 5). (D) Representative
fluorescence live (green)/dead (red) and composite images for conditions
media-only, C9, and C12 applied to biofilms. Scale bar = 50 μm.
C. albicans strainSC5314 biofilm
viability when subjected to fatty acids’ heptanoic acid (C7)
to dodecanoic acid (C12) ranging in concentration in graph (A) from
400 to 1.56 mM using a metabolic XTT assay. The data are normalized
to untreated controls (100% viability) and mean ± SD (n = 3). (B) Table showing the IC50 of fatty acids
on the C. albicans SC5314 biofilm.
(C) Live/dead image analysis data of the C. albicans strainSC5314 biofilms treated with 50 mM fatty acids ranging from
C7 to C12 (p < 0.001 for C10–C12 compared
to all other conditions, n = 5). (D) Representative
fluorescence live (green)/dead (red) and composite images for conditions
media-only, C9, and C12 applied to biofilms. Scale bar = 50 μm.
Incorporation of Fatty Acids into Electrospun
Patches
As nonanoic (C9) and dodecanoic (C12) acids were
shown to have the
greatest effect on the C. albicans viability
in the agar and biofilm assays, respectively, these fatty acids were
chosen to incorporate into PCL and PVP/RS100 electrospun patches.
SEM images show that PCL and PVP/RS100 patches are composed of a mesh-like
network of microfibers. The placebo patches that contained no fatty
acid displayed fibers of similar width for both PCL and PVP/RS100
patches, although PVP RS100 fibers appeared straighter, flatter, and
more uniform than the PCL fibers (Figure ). Addition of nonanoicor dodecanoic acid
to the PCLdope produced electrospun fibers with much smaller diameters,
resulting in a more entangled mesh compared to the placebo PCL patch,
whereas this was not evident when these fatty acids were incorporated
into PVP RS100 fibers (Figure ).
Figure 3
Representative SEM images of PCL and PVP RS100 electrospun patches
containing no fatty acid (placebo) or nonanoic (C9) or dodecanoic
(C12) acid. The scale bar in the bottom right applies to all images.
Representative SEM images of PCL and PVP RS100 electrospun patches
containing no fatty acid (placebo) or nonanoic (C9) or dodecanoic
(C12) acid. The scale bar in the bottom right applies to all images.In the process of electrospinning, the solvent
system evaporates
as the fibers are produced. Consequently, it is feasible that some
of the volatile short-chainfatty acids may also evaporate in the
procedure, leading to discrepancies between the fatty acid concentration
in the pre-electrospinning polymerdope and that in the final electrospun
patch. Therefore, it is important to evaluate the final fatty acid
content in the electrospun patch. NMR spectroscopy was used to analyze
PCL patches as the 1H NMR peaks for PCL and the fatty acid
component did not overlap (Figure S4A,B). However, the PVP/RS100 patches displayed overlapping 1H NMR peaks and therefore GC–MS was used as an alternative
quantification method. The mean w/w % concentration of the fatty acid
compared to the total patch weight was 2.2% for nonanoic (C9) acid
and 22% for dodecanoic (C12) acid for the PCL patches (Figure S4C), compared to 8.1% for nonanoic (C9)
acid and 12% for dodecanoic (C12) acid in the PVP RS100 patches (Figure S4D). As the fatty acids had been added
as a molar concentration in the solvent system of the electrospinning
solution, the actual percentage mass of fatty acid to the polymer
mass in the polymerdope solution prior to electrospinning was 28%
and 18% for dodecanoic (C12) acid and 22% and 14% for nonanoic (C9)
acid in PCL and PVP/RS100 solutions, respectively.
Electrospun
Patches Containing Fatty Acids Inhibit C. albicans Growth
An agar disk diffusion
assay was used to test if fatty acids could be released from electrospun
patches and remain inhibitory to C. albicans growth. PCL placebo patches did not inhibit C. albicans growth, showing that polymers alone do not affect the C. albicans viability, whereas a small zone of inhibition
was observed for PVP/RS100 patches (Figure A,B). It was noted that the PVP/RS100 patches
are much reduced in diameter at the end of the experiment compared
to their PCL counterparts, even though they were both the same size
(12.7 mm diameter) at the start of the experiment. This is likely
related to the hydrophilicity of the PVP/RS100 patches, which swell
almost instantly when placed on the agar plate as a consequence of
moisture uptake from the C. albicans lawn, resulting in an increase in volume but decrease in area, which
may give rise to the observed false-positive effect (Figure B). For the PCL patches, both
nonanoic (C9) and dodecanoic (C12) acids displayed greater zones of
inhibition compared to the placebo PCL patches (p < 0.001 and p < 0.01 respectively; Figure A). Moreover, the
disk diffusion data clearly show that the released nonanoic acid is
the most potent fatty acid causing a significantly greater zone of
inhibition than dodecanoic acid (C9: 7.2 ± 1.3 mm compared to
C12: 2.3 ± 1.7 mm, p < 0.001; Figure A,B). Similarly, nonanoic acid-
and dodecanoic acid-containing PVP/RS100 patches displayed greater
zones of inhibition compared to placebo patches (p < 0.001 and p < 0.01 respectively; Figure A). In contrast to
PCL patches, dodecanoic acid-containing PVP/RS100 patches were equally
as potent at inhibiting C. albicans growth as nonanoic acid-containing patches. Meanwhile, nonanoic
acid-containing PCL patches were significantly better at inhibiting
growth than both nonanoic and dodecanoic acid-containing PVP/RS100
patches (p < 0.01; Figure A).
Figure 4
(A) Inhibition surface areas of PCL and PVP
R100 fibers containing
nonanoic (C9) and dodecanoic (C12) acids on C. albicans (strain SC5314) on streaked agar plates are significantly different
to the respective placebo controls. Results are mean ± SD (n = 3). p-Values above SD bars are compared
to the PCL or the PVP RS100 placebo patch and comparison between PCL
and the PVP RS100 patch with the same fatty acid is given. **p < 0.01; ***p < 0.001. (B) Representative
images of agar disk diffusion plates. (C) Representative SEM images
of the electrospun patches once removed from a C. albicans-streaked agar plate are shown; the round shapes along the fibers
are the yeast Candida cells, which
are present in all PCL patch conditions, even with C9 and C12 content,
however, are only present in the PVP/RS100 placebo patch. Scale bar
= 20 μm.
(A) Inhibition surface areas of PCL and PVP
R100 fibers containing
nonanoic (C9) and dodecanoic (C12) acids on C. albicans (strain SC5314) on streaked agar plates are significantly different
to the respective placebo controls. Results are mean ± SD (n = 3). p-Values above SD bars are compared
to the PCL or the PVP RS100 placebo patch and comparison between PCL
and the PVP RS100 patch with the same fatty acid is given. **p < 0.01; ***p < 0.001. (B) Representative
images of agar disk diffusion plates. (C) Representative SEM images
of the electrospun patches once removed from a C. albicans-streaked agar plate are shown; the round shapes along the fibers
are the yeastCandida cells, which
are present in all PCL patch conditions, even with C9 and C12 content,
however, are only present in the PVP/RS100 placebo patch. Scale bar
= 20 μm.SEM images of the fatty acid-containing
electrospun patches that
had been used to inhibit C. albicans growth gave a comparative view of whether C. albicansyeast cells are still present among the fibers of the electrospun
patches (Figure C).
In both the PCL and PVP/RS100 placebo patches, yeast forms of C. albicans can be seen adhering to the polymer fibers
(Figure C). In contrast,
no C. albicans was observed in either
PCL or PVP/RS100 patches loaded with nonanoic acid, in line with its
antifungal activity. In dodecanoic acid-containing PCL patches, yeast
forms of C. albicans were detected
but were markedly less abundant than in placebo patches, whereas no Candida were seen in SEM images of dodecanoic acid-containing
PVP/RS100 patches (Figure C). The contrast between the PCL and PVP RS100 SEM images
clearly shows the difference in hydrophilicity between the two polymer
systems; the hydrophilicity of the PVP RS100 patch is greater with
the inclusion of dodecanoic acid than nonanoic acid, producing a collapsed
fibrous structure upon contact with the moist agar plate surface (Figure C).The effect
of the electrospun patches containing nonanoic or dodecanoic
acid on the established C. albicans biofilm viability (SC5314 and CAR17) was determined using an XTT
assay. The placebo patches caused a slight reduction in the biofilm
viability for both strains tested, especially PVP/RS100 on the CAR17
strain in which the viability was reduced by 60%, although this was
not statistically different to C. albicans treated with a medium alone (Figure A–D). This reduction may be due to the presence
of the quaternary amine-containing polymer RS100 in the patch as polycations
are known to have an antifungal effect against Candida.[31] Dodecanoic acid (C12)-containing PCL
patches caused a 17-fold reduction in the SC5314 biofilm viability
compared to treatment with PCL placebo patches (p < 0.001), whereas treatment with nonanoic acid-containing PCL
patches showed no effect (Figure A). In contrast, treatment with nonanoic or dodecanoic
acid-containing PCL patches significantly reduced the biofilm viability
of the azole-resistant CAR17 strain by 80% and 70%, respectively (p < 0.01; Figure B). PVP/RS100 patches loaded with dodecanoic acid reduced
both the SC5314 and the CAR17 biofilm viability by 82% (p < 0.01, Figure C) and by 74% (p < 0.05, Figure D) compared to placebo controls, whereas
nonanoic acid-containing PVP/RS100 patches, although reduced the viability,
showed no statistically significant effect (Figure C,D).
Figure 5
Nonanoic (C9) and dodecanoic (C12) acid-loaded
PCL and PVP/RS100
electrospun patches reduce the SC5314 and the CAR17 C. albicans biofilm viability. The following conditions
are shown: PCL patches on the (A) SC5314 biofilm and (B) on the CAR17
biofilm, PVP/RS100 patches on the (C) SC5314 biofilm and (D) on the
CAR17 biofilm. Results are mean ± SD (n = 3).
*p < 0.05; **p < 0.01 compared
to the placebo electrospun patch.
Nonanoic (C9) and dodecanoic (C12) acid-loaded
PCL and PVP/RS100
electrospun patches reduce the SC5314 and the CAR17 C. albicans biofilm viability. The following conditions
are shown: PCL patches on the (A) SC5314 biofilm and (B) on the CAR17
biofilm, PVP/RS100 patches on the (C) SC5314 biofilm and (D) on the
CAR17 biofilm. Results are mean ± SD (n = 3).
*p < 0.05; **p < 0.01 compared
to the placebo electrospun patch.
Discussion
As described above, oral candidiasis is relatively
common amongst
immunocompromised individuals, those on long-term antibiotics, and
denture wearers and can cause substantial tissue damage.[32] Topical, local delivery at the site of infection
is preferred to directly target C. albicans growth; however, current delivery methods are transient with the
drug being quickly removed from the mucosal surface via mastication and salivary flow. We have recently developed a highly
mucoadhesive oral patch that can attach to mucosal surfaces for up
to 2 h and have used these to deliver the anesthetic lidocaine[25] or the steroidclobetasol-17-proprionate as
a means to treat the autoimmune condition, oral lichen planus.[23,24] Here, we examined the effectiveness of delivering antifungal therapy
using similar electrospun patches.Studies have shown that various
fatty acids display antifungal
properties against an array of fungal species, although data regarding
their effects on C. albicans are limited.[16] Nearly all of the previous studies have been
performed using C. albicans strains
grown in their yeast form in broth culture. However, it is widely
accepted that C. albicans are present
in the oral cavity as a biofilm, which is a mixture of yeast and hyphal
forms within a dense extracellular matrix. Therefore, in this study
we used two in vitro methods to study C. albicans growth inhibition; an agar disk diffusion
assay and a biofilm assay determine if fatty acids could prevent C. albicans growth from a yeast form or affect the
viability of a pre-existing biofilm.Using the agar disk diffusion
test, it was found that octanoic
(C8) and nonanoic (C9) acids showed the greatest C.
albicans growth inhibition on both wild-type (SC5314
and BWP17) and the azole-resistant CAR17 strain. For the wild-type
strains, inhibition levels were similar to the commonly used antifungal
agents fluconazole and miconazole, albeit at higher concentrations
of fatty acids compared with azoles. Importantly, these data show,
for the first time, that certain fatty acids can inhibit the growth
of azole-resistant strains, which is of great importance given the
rapid rise of antifungal resistance in many clinical isolates of C. albicans.[30] Previous
studies showed that only even-numbered carbon-chain-length fatty acids
were effective against C. albicans.(33−36) Therefore, to our knowledge, this is the first study to show that
nonanoic (C9) acid inhibits C. albicans growth as well as the growth of C. glabrata, C. auris, and C.
tropicalis. Additionally, there are no previously
published agar disk diffusion data for fatty acids on C. albicans. Other studies using a fatty acid as
an anti-C. albicans agent measured
minimum inhibitory concentration (MIC) by broth turbidity or by colony
counting.[33−36] Huang et al. showed that hexanoic, octanoic, and
dodecanoic acid all inhibited C. albicans with a similar potency,[33] whiereas both
Kabara et al.(34) and Bergsson et al.(35) reported that decanoic
and dodecanoic acids provided the greatest inhibition, with octanoic
acid producing low inhibitory responses. Hayama et al.(36) reported the MIC of octanoic acid,
decanoic acid, and dodecanoic acid as 34.7, 29.0, and 49.9 mM, respectively
on a C. albicans clinical isolate.
Overall, these data suggest that for yeast forms, the predominant
morphological form in these assays, nonanoic and decanoic acids have
the most potent antifungal activity. The reason for the large zone
of inhibition for octanoic compared to decanoic, undecanoic, and dodecanoic
acids in this study is likely due to its water solubility that is
10-fold higher than for decanoic acid and as the carbonchain length
of the fatty acid increases the water solubility decreases further.
This increased solubility allows octanoic acid to diffuse further
within the agar, reaching a larger surface area to inhibit C. albicans growth.Experiments conducted on
preformed biofilms provided a different
perspective. Here, undecanoic and dodecanoic acid were the most potent C. albicans inhibitors (IC50 5.4 and 4.7
mM, respectively). Only one previous study has conducted inhibition
tests on biofilms, where far lower fatty acid concentrations were
required for a reduction in the biofilm viability.[36] The reason for this may be the use of different C. albicans strains, the number of CFU used (5 ×
103 compared to 1 × 105 cells/mL used in
this study), and the use of crystal violet staining compared to XTT.
Crystal violet stains the entire biomass (including viable, nonviable
cells and extracellular matrix), whereas XTT measures the cell metabolism
as a surrogate for the viability and has been shown to have greater
experimental reproducibility compared to crystal violet staining.[37,38] Live/dead fluorescence staining confirmed that the fatty acids directly
affected the C. albicans viability
rather than the metabolism. Here, nonanoic acid showed low potency
on the biofilm and appeared to selectively kill yeast forms, whereas
dodecanoic acid caused significant cell death of both yeast and hyphal
forms.The main molecular mechanism by which fatty acids are
thought to
act is through their direct insertion into the fungal plasma membrane,
resulting in increased fluidity, dysregulation of membrane proteins,
and altered hydrostatic turgor pressure within the cell leading to
cytoplasmic disorder and ultimately cell death.[18,35,39] There is no evidence to corroborate our
finding that dodecanoic acid has selectivity for hyphal forms of C. albicans, although there are reports that certain
fatty acids impact hyphal formation, where McClain et al.(40) found that undecanoic acid prevented
hyphal formation by inhibiting enzymes involved in lipid synthesis.
Moreover, dodecanoic acid was found to affect cAMP-mediated pathways,[41] whereas decanoic acid reduced the expression
of the hyphal wall protein HWP-1,19 both of which lead
to reduced hyphal formation in C. albicans.There are no previous reports on incorporating fatty acids
into
electrospun patches for antimicrobial purposes, although dodecanoic
acid has been incorporated into electrospun polymer fibers to phase-change
the polymer material for thermal energy storing uses.[42,43] Tonglairoum et al.(44−46) incorporated the antifungal
drug clotrimazole into electrospun patches that successfully eradicated
yeast forms of C. albicans in broth
dilution assays. Therefore, given the potency of saturated fatty acids
as antifungal agents, even for azole-resistant C. albicans strains, and the applicability of electrospun patches as mucosal
drug delivery vehicles, we reasoned that these two entities be combined
for antifungal therapy.We selected nonanoic and dodecanoic
acid fatty acids because of
their contrasting activities in disk diffusion and biofilm experiments.
Both fatty acids were successfully electrospun in PCL and PVP/RS100
fibers. There was a slight morphological change when the fatty acids
were incorporated into the PCL patches compared to PVP/RS100, which
is explained by the different degrees of plasticization of the polymer
fibers. 1H NMR spectroscopy and GC–MS analysis confirmed
fatty acid loading. The relatively volatile nonanoic acid was found
at low levels in the PCL fibers, whereas the less volatile dodecanoic
acid was present at a similar wt % as in the original polymerdope,
which was 22 wt % in the fibers compared to the 28 wt % in the polymerdope. In contrast, in the PVP/RS100 fibers, nonanoic acid and dodecanoic
acid were both incorporated at 6 wt % less in the fibers compared
to what had been present in the polymerdope. Reasons for this were
not explored, but the fatty acids will interact differently with the
polymers; for example, hydrogen bonding between the carboxyl group
in dodecanoic acid and esters in poly(d,l-lactide-co-glycolide) has previously been shown using Fourier-transform
infrared spectroscopy.[47] The amide groups
in PVP should hydrogen-bond more strongly to the carboxyl groups of
the fatty acids, which may explain why more nonanoic acid is incorporated
in the PVP/RS100 fibers compared to the PCL fibers.Agar disk
diffusion tests using nonanoic and dodecanoic acid-containing
electrospun patches produced comparable inhibition data to that observed
with soluble fatty acids released from filter paper disks. Nonanoic
acid release was found to produce the largest inhibition zones and
kill C. albicans bound to the polymer
fibers, particularly for PCL patches, even though the 1H NMR data showed a lower fatty acid content, once again indicating
that nonanoic acid is the most potent anti-C. albicansfatty acid for multiplying yeast forms. SEM images showed that acid-containing
PVP/RS100 patches did not retain their fiber structure compared to
fatty acid-containing PCL patches. This is due to the difference in
hydrophilicity between the two patches where the PVP/RS100 patches
rapidly absorb water, resulting in swelling and loss of the fiber
structure, whereas the PCL fibers remain intact.More informative
data, from a clinical perspective, were obtained
in the biofilm experiments using both wild-type and azole-resistant C. albicans strains. Both PCL and PVP/RS100 patches
containing dodecanoic acid displayed a remarkable reduction in the
biofilm viability, suggesting that this fatty acid is the most attractive
for the treatment of oral candidiasis using mucoadhesive electrospun
patches.
Conclusions
The data presented in this study clearly
demonstrate that medium-chainsaturated fatty acids are an attractive alternative antifungal therapy
to treat C. albicans compared to current
drugs, for which this organism is becoming increasingly resistant.
Moreover, we show here that dodecanoic acid can be successfully incorporated
and released from mucoadhesive electrospun patches while still retaining
potent antifungal activity in that it is able to penetrate and kill C. albicans even within a biofilm. An electrospun
patch would therefore be an ideal vehicle to deliver dodecanoic acid
directly to the locally infected sites for the treatment of many forms
of oral candidiasis, and this might be an applicable technology for
other anatomical sites at the risk of fungal infection including the
vaginal epithelium.
Authors: Kalitheertha Jamuna-Thevi; Nur Najiha Saarani; Mohamed Rafiq Abdul Kadir; Hendra Hermawan Journal: Mater Sci Eng C Mater Biol Appl Date: 2014-07-11 Impact factor: 7.328
Authors: Anna Murzyn; Anna Krasowska; Piotr Stefanowicz; Dorota Dziadkowiec; Marcin Łukaszewicz Journal: PLoS One Date: 2010-08-10 Impact factor: 3.240
Authors: Silke Baldewijns; Mart Sillen; Ilse Palmans; Paul Vandecruys; Patrick Van Dijck; Liesbeth Demuyser Journal: Front Microbiol Date: 2021-07-02 Impact factor: 5.640