| Literature DB >> 32164790 |
Rebecca Sheridan1, Jacqueline Martin-Kerry1, Joanna Hudson2, Adwoa Parker1, Peter Bower3, Peter Knapp4.
Abstract
BACKGROUND: Understanding why people take part in health research is critical to improve research efficiency and generalisability. The aim of this overview of systematic reviews was to identify psychosocial determinants of research participation and map them to psychological theory and empirical recruitment research, to identify effective strategies to increase research participation.Entities:
Keywords: Consent; Overview; Psychosocial; Recruitment; Research participation; Systematic review
Mesh:
Year: 2020 PMID: 32164790 PMCID: PMC7069042 DOI: 10.1186/s13063-020-4197-3
Source DB: PubMed Journal: Trials ISSN: 1745-6215 Impact factor: 2.279
Fig. 1PRISMA flow diagram
Characteristics of included systematic reviews
| Author, year | Aim of review (as quoted) | Time frame of searches and date range of included studies | Population | Number of included studies (number in full review if different) | Included study design and data collection method | Subject of research participation | Location of included primary studies | AMSTAR score and category |
|---|---|---|---|---|---|---|---|---|
| Crane, 2017 [ | The objective of this systematic review was to examine ethical issues surrounding research with | Time frame: dates not listed. Range: 2003–2014 | Children and adolescents, majority with physical or mental illness | 9 studies (23 in full review) Unique studies: 8 of 9 | Qualitative: 4 Quantitative: 3 Mixed methods: 2 Methods: interviews, focus groups | Any phase vaccine trials | Sweden: 2 USA: 7 | 5, medium |
| Dhalla, 2013 [ | The objective of this review article is to review | Time frame: Cochrane Database for Systematic Reviews (no date), MEDLINE (1950–2012)/PubMed (no date), Embase (1980–2012), Google Scholar (no date). Range: 1994–2010. Range: 1995–2012 | Adults 8 studies involving low-risk adults 12 studies involving ‘higher risk’ adults (e.g. intravenous drug users, gay men, sex workers) | 20 studies Unique studies: 8 of 20 | Qualitative: not reported Quantitative: not reported Methods: focus groups, questionnaires, mixed methods, spontaneous reporting | Any phase HIV vaccine trials | Canada: 1 Kenya: 1 Spain: 1 Tanzania: 2 Thailand: 4 UK: 1 USA: 8 Multiple countries: 1 Not reported: 1 | 7, medium |
| Dhalla, 2014 [ | The objective of this review article is to better understand | Time frame: dates not listed. Range: 1997–2011 | Adults. 9 studies involving low-risk adults 5 studies involving ‘higher risk’ adults (e.g. intravenous drug users, gay men, sex workers) 6 studies involving a mix of high- and low-risk adults 1 study unknown risk | 21 studies Unique studies: 11 of 21 | Qualitative: not reported Quantitative: not reported Methods: questionnaires, interviews, telephone hotline and focus groups | Any phase HIV vaccine trials | Canada: 1 Italy: 1 Spain: 1 Tanzania: 2 Thailand: 6 UK: 1 USA: 6 Multiple countries: 3 | 6, medium |
| Fayter, 2007 [ | Our aim was to undertake a systematic review of the relevant literature relating to the | Time frame: 1996–2004 Range: 1996–2004 | Patients (adults and children) diagnosed with various cancers | 37 studies (56 in full review) Unique studies: 23 of 37 | Qualitative: not reported Quantitative: not reported. Methods: surveys, focus groups, chart review, case controlled studies | Randomised controlled trials (excluding solely phase I or II) | Australia: 3 Canada: 1 Denmark: 1 Finland: 1 Italy: 1 Netherlands: 1 Sweden: 1 UK: 12 USA: 15 Multiple countries: 1 | 8, high |
| Fisher, 2011 [ | This review takes a different focus and considers the | Time frame: Scopus 1960 to Feb 2010; Web of Knowledge 1971 to Feb 2010 Range: 2001–2011 | Parents/caregivers of children invited to take part in research Two thirds of studies involved children with life-limiting or life-threatening conditions including cancer and diabetes | 16 studies Unique studies: 10 of 16 | Qualitative: 16 Quantitative: 0 Methods: interviews, focus groups, ethnography, content analysis of websites | 14 trials, 2 unclear | Canada: 1 Gambia: 1 Malawi: 1 UK: 4 USA: 9 | 7, medium |
| Forcina, 2018 [ | We aimed to conduct a systematic review of studies limited to AYA patients which assessed | Time frame: inception to May 2017 Range: 2009–2016 | Adolescent and young adult cancer patients aged 15–39 years | 6 studies Unique studies: 4 of 6 | Qualitative: not reported Quantitative: not reported Methods: semi-structured interviews, questionnaires/surveys | Cancer clinical trials | USA: 1 Not reported: 5 | 6, medium |
| Gad, 2018 [ | We conducted a literature review to determine (1) | Time frame: inception to April 2017. Range: 1995–2014 | Adult patients diagnosed with various cancers | 15 studies (37 in full review) Unique studies: 10 of 15 | Qualitative: 4 Quantitative: 11 Methods: interviews, questionnaires, focus groups | Phase I trials | Canada: 1 Italy: 1 Japan: 2 UK: 3 USA: 8 | 10, high |
| Glover, 2015 [ | To our knowledge there have been no reviews that specifically focus on | Time frame: inception to March 2012. Date range: 1994–2011 | 5 studies with Indigenous or Aboriginal Australians, 4 studies with First Nation participants, 6 studies with Maori participants, 31 studies with Native Americans or Alaskan Natives The majority ( | 46 studies Unique studies: 45 of 46 | Qualitative: not reported Quantitative: not reported Methods: not reported | Randomised controlled trials | Australia: 5 Canada: 4 New Zealand: 6 USA: 31 | 5, medium |
| Grand, 2012 [ | This review examines the relationship between the obstacles to | Time frame: 1984 to 2009 Range: 1983–2007 | Patients diagnosed with various cancers | 20 studies (31 in full review) Unique studies: 15 of 20 | Qualitative: not reported Quantitative: not reported Methods: questionnaires, interviews, surveys, review of patient/trial records, focus groups | Oncology clinical trials | Not reported | 5, medium |
| Gregersen, 2019 [ | To systematically review and thematically synthesise the | Time frame: dates not listed Range: 2000–2016 | Adult patients with advanced cancer | 11 studies Unique studies: 4 of 11 | Qualitative: 11 Quantitative: 0 Methods: interviews, focus groups | Clinical trials | USA: 6 UK: 3 Japan: 1 Sweden: 1 | 5, medium |
| Hughes-Morley, 2015 [ | Our aims in undertaking this review were firstly to systematically identify relevant qualitative studies describing | Time frame: ASSIA 1987 to April 2013; CINAHL 1937 to April 2013; Embase 1974 to April 2013; MEDLINE 1946 to March 2013; PsychInfo 1806 to April 2013 Range: 2007–2012 | Patients with depression | 4 studies (15 in full review) Unique studies: 4 of 4 | Qualitative: 4 Quantitative: 0 Methods: questionnaire, interviews, focus groups | Randomised controlled trials | UK: 3 Multiple countries: 1 | 9, high |
| Liljas, 2017 [ | This systematic review aimed to identify facilitators, barriers and strategies for | Time frame: 1990 to 2014 Range: 1996–2014 | 18 studies of BME older people (aged over 50 years), 3 studies with oldest old patients (80 years and over) and 2 studies of older people in deprived areas | 23 studies Unique studies: 23 of 23 | Qualitative: 12 Quantitative: 10 Mixed methods: 1 Methods: surveys, questionnaires, interviews, focus groups | Not reported. Studies focused on health promotion | Canada: 1 New Zealand: 1 UK: 4 USA: 17 | 7, medium |
| Limkakeng, 2013a [ | We carried out a systematic review of literature published between 1985 and 2009 to understand | Time frame: 1985–2009 Range: 2004–2008 | Chinese adults between 18 years and 85 years 1 study relating to HIV vaccine trials and 1 relating to cancer, 3 studies non-specific | 5 studies Unique studies: 5 of 5 | Qualitative: 3 Quantitative: 2 Methods: surveys, interviews | Clinical trials | USA: 3 China: 1 Singapore: 1 | 8, high |
| Limkakeng, 2013b [ | The objective of this study was to conduct a systematic review and metasummary to evaluate what values, attitudes or beliefs on the part of | Time frame: inception to 2011 Range: 2000–2009 | Adult patients aged over 18 years 5 studies focused on suspected myocardial infarction patients, 3 on stroke patients, 1 on sudden cardiac near-death survivors and 5 on other emergency patients | 14 studies Unique studies: 12 of 14 | Qualitative: 6 Quantitative (survey): 8 Mixed methods: 3 Methods: surveys, interviews | Not reported. | Primarily conducted in American and Western European contexts Number not reported | 7, medium |
| Martinsen, 2016 [ | The aim of the current report was to perform a systematic review of the current literature on participation motives, response rates and recruitment strategies in | Time frame: dates not listed Range: 1998–2013 | Patients with HIV, bronchoscopy patients, smokers, children with or without cystic fibrosis and parents | 6 studies (7 in full review) Unique studies: 6 of 6 | Qualitative: not reported Quantitative: not reported Methods: interviews and questionnaires, focus groups, surveys | Not reported | The Netherlands: 1 UK: 3 USA: 1 Multiple countries: 1 | 5, medium |
| McCann, 2007 [ | The aim of this review was to draw together qualitative and quantitative studies reporting | Time frame: 1996–2005 Range: 1982–2005 | Demographic data largely not reported. Range of trials including HIV, cancer, neonatal and myocardial infarction | 32 studies Unique studies: 21 of 32 | Qualitative: 12 Quantitative: 12 Mixed methods: 3 Systematic reviews: 5 Methods: interviews, questionnaires | Phase III trials | Denmark: 2 Europe: 1 Israel: 1 UK: 13 USA: 9 The Netherlands: 1 Multiple countries: 5 | 4, medium |
| McCann, 2013 [ | Update of 2007 review—no new objective stated | Time frame: September 2005 to December 2010 Range: 2006–2010 | Patients with a variety of conditions including cancer, epilepsy, stroke and pre-term labour. One paper discussed interviews with parents of children with leukaemia and 2 studies involved pregnant women or parents | 11 studies (12 in full review) Unique studies: 9 of 11 | Qualitative: not reported Quantitative: not reported Methods: interviews, focus groups, observations | Randomised controlled trials | Australia: 1 Denmark: 1 UK: 7 USA: 1 Multiple countries: 1 | 7, medium |
| Nalubega, 2015 [ | This review aimed to synthesize and present the best available evidence in relation to | Time frame: inception to July 2013. Updated in September 2014 Range: 2004–2014 | All current or former adult HIV research participants from sub-Saharan African countries. 16 studies only involved women | 21 studies Unique studies: 18 of 21 | Qualitative: 21 Quantitative: 0 Methods: focus groups, interviews, participant observation | Not reported | Kenya: 1 Malawi: 1 South Africa: 12 Tanzania: 4 Zimbabwe: 1 Multiple countries: 2 | 9, high |
| Nielsen, 2019 [ | The aim of this study was to examine cancer patients’ perceptions of factors that may influence their | Time frame: 2010–2016 Range: 2010–2013 | Adult cancer patients | 9 studies Unique studies: 3 of 9 | Qualitative: 9 Quantitative: 0 Methods: interviews, questionnaires | Cancer clinical drug trials | USA: 7 Japan: 1 Sweden: 1 | 5, medium |
| Nievaard, 2004 [ | To assess the factors that may | Time frame: 1980 to April 2002 Range: 1984–2002 | Adult patients. 14 with cancer patients, 5 with HIV patients, 6 from other patient groups and 5 did not report the patient group | 30 studies Unique studies: 19 of 30 | Qualitative: not reported Quantitative: not reported Methods: Not reported | 6 randomised controlled trials, others not reported | Australia: 3 USA: 14 Western Europe: 13 | 5, medium |
| Nobile, 2013 [ | The aim of this article is to review the literature addressing | Time frame: inception to Jan to Feb 2012 Range: 2006–2012 | Healthy adult participants. 4 studies involved just women | 13 studies Unique studies: 12 of 13 | Qualitative: 9 Quantitative: 4 Methods: interviews, focus groups and surveys | Not reported. | Australia: 2 Europe: 1 UK: 3 USA: 7 | 5, medium |
| Prescott, 1999 [ | To assemble and classify a comprehensive bibliography of | Time frame: 1986 to March 1996 Range: 1986–1996 | Majority of studies involved cancer patients ( | 22 studies (27 studies in chapter) Unique studies: 19 of 22 | Qualitative: not reported Quantitative: not reported Surveys, trial data, questionnaires, structured interviews | Clinical trials, not phase I or phase II | Australia: 1 Canada: 1 France: 3 The Netherlands: 1 UK: 5 USA: 11 | 8, high |
| Quay, 2017 [ | The aim was to identify barriers and facilitators to | Time frame: January 2004 to April 2016 Range: 2004–2016 | South Asian patients. Majority of studies involved patients with a condition, e.g. asthma or diabetes | 10 studies (15 in full review) Unique studies: 8 of 10 | Qualitative: 9 Quantitative: 6 Methods: surveys, interviews, focus groups, literature reviews | 10 randomised controlled trials | Australia: 1 India: 1 UK: 7 USA: 1 | 8, high |
| Tromp, 2016 [ | This systematic review attempts to answer the following research question: | Time frame: inception to March 2013. Updated August 2014. Range: 1997–2013 | 26 studies involved parents or caregivers/guardians, 5 involved children and 11 involved both. Included children aged between 6 and 21 Diverse research population but many involved oncology patients (11 studies) 39 studies involved people who had consented, 24 involved people who had dissented. 29 studies involved treatments with prospect of direct benefit | 42 studies Unique studies: 33 of 42 | Qualitative: 16 Quantitative: 26 Methods: questionnaires, registry analysis, focus group, interviews | Not reported | Not reported | 7, medium |
| Van der Zande, 2018 [ | The objective of our paper was to identify and systematically review all articles regarding | Time frame: dates not listed Range: 2013–2016 | Pregnant/previously pregnant women | 30 studies Unique studies: 28 of 30 | Quantitative: not reported Qualitative: not reported Methods: interviews, focus groups, questionnaires, surveys, analysis of records | Observational studies and randomised controlled trials | UK: 10 USA: 7 Canada: 5 Australia: 2 China: 1 Ghana: 1 Ireland: 1 Italy: 1 Netherlands: 1 Pakistan: 1 | 5, medium |
| Woodall, 2010 [ | We aimed to review the current literature on the nature of | Time frame: 1990 to 2008 Range 1992–2008 | Adult participants. 5 schizophrenia studies, 5 depression studies, 6 dementia studies and 5 where the illness was not specified | 16 studies (49 in full review) Unique studies: 15 of 16 | Qualitative: not reported Quantitative: not reported Methods: surveys, interviews, recruitment | Not reported. | Australia: 1 Canada: 1 Germany: 1 Mexico: 1 Switzerland: 1 UK: 1 USA: 10 | 6, medium |
Identified psychosocial facilitators and barriers to research participation, mapped to the Theoretical Domains Framework (TDF) and tested recruitment interventions
| Identified theme | Systematic reviews reporting the theme | Domain (components) of the TDF (from Cane et al., 2012) [ | Interventions which probably affect recruitment to research (from Treweek et al., 2018) [ | Interventions shown not to affect recruitment to research, or with uncertain effects (from Treweek et al., 2018) [ |
|---|---|---|---|---|
| Personal benefit (including therapeutic benefits; closer monitoring; access to new treatments; gaining knowledge of own health) | Reported in 20 SRs: Dhalla, 2014; Fayter, 2007; Fisher, 2011; Forcina, 2018; Grand, 2012; Gregersen, 2019; Hughes-Morley, 2015; Liljas, 2017; Limkakeng, 2013a; Limkakeng, 2013b; McCann, 2007; McCann, 2013; Martinsen, 2016; Nalubega, 2015; Nielsen, 2019; Nievaard, 2004; Nobile, 2013; Quay, 2017; Tromp, 2016; van der Zande, 2018 | Optimism (Reflective Motivation) | Mentioning scarcity of trial places Positive framing of potential treatment benefits | Patient preference trial design |
| Altruism (including benefits to science; helping others) | Reported in 18 SRs: Dhalla, 2014; Fayter 2007; Fisher 2011; Forcina, 2018; Gregersen, 2019; Hughes-Morley 2015; Limkakeng, 2013a; Limkakeng, 2013b; Martinsen, 2016; McCann, 2007; McCann, 2013; Nalubega, 2015; Nobile, 2013; Nielsen, 2019; Nievaard, 2004; Quay, 2017; Tromp, 2016; van der Zande, 2018 | Beliefs about consequences (Reflective Motivation) | ||
| Confidence or trust in the physician or the research | Reported in 13 SRs: Crane, 2017; Grand, 2012; Gregersen, 2019; Hughes-Morley, 2015; Liljas, 2017; Limkakeng, 2013a; Limkakeng, 2013b; Martinsen, 2016; McCann, 2007; McCann, 2013; Nielsen, 2019; Nievaard, 2004; Nobile, 2013 | Reinforcement (Automatic Motivation) | Endorsements of previous participants | |
| Low burden or convenient research | Reported in 4 SRs: Limkakeng, 2013a; Nobile, 2013; Tromp, 2016; van der Zande, 2018 | Belief about consequences (Reflective Motivation) Social or Professional Role & Identity (Reflective or Automatic Motivation) | Opt-out consent method | Two-stage randomisation method (may increase perceived inconvenience to the participant) |
| Financial benefit or incentives | Reported in 3 SRs: Limkakeng, 2013a; Nalubega, 2015; Tromp, 2016 | Goals (Reflective Motivation) | Financial incentives | |
| Fear and perceived risk (to health, of experimental treatment or adverse effects; to personal consequences) | Reported in 14 SRs: Dhalla 2013; Forcina, 2018; Fisher 2011; Grand, 2012; Hughes-Morley, 2015; Martinsen, 2016; McCann, 2013; Nalubega, 2015; Nielsen, 2019; Nievaard, 2004; Quay, 2017; Tromp, 2016; van der Zande, 2018; Woodall, 2010 | Belief about consequences (Reflective Motivation) | Emphasising pain in information (−) | Emphasising risk in information |
| Practical difficulties (including additional procedures or appointments; transport; costs; work or caring responsibilities) | Reported in 13 SRs: Fayter, 2007; Forcina, 2018; Glover, 2015; Grand, 2012; Hughes-Morley, 2015; Liljas, 2017; Martinsen, 2016; McCann, 2007; Prescott, 1999; Quay, 2017; Tromp, 2016; van Der Zande, 2018; Woodall, 2010 | Financial incentives Internet-based data collection (−) | Two-stage randomisation method (may increase practical demand) Email (not postal) invitations | |
| Distrust of research or researchers (particularly amongst ethnic minorities) | Reported in 10 SRs: Glover, 2015; Hughes-Morley, 2015; Limkakeng, 2013a; Limkakeng, 2013b; McCann, 2007; Nalubega, 2015; Quay, 2017; Tromp, 2016; van der Zande, 2018; Woodall, 2010 | |||
| Aversion to randomisation | Reported in 7 SRs: Forcina, 2018; Hughes-Morley, 2015; McCann, 2007; McCann, 2013; Nievaard, 2004; Tromp, 2016; van der Zande, 2018 | Environmental context and resources (Physical Opportunity) | Open trial design | Cluster trial design |
| Treatment preferences (for specific therapy; against placebo) | Reported in 5 SRs: Fayter, 2007; Grand, 2012; McCann, 2007; Prescott, 1999; Tromp, 2016 | Reinforcement (Automatic Motivation) | Open trial design | Patient preference trial design |
| Stigma associated with health condition | Reported in 5 SRs: Dhalla, 2013; Hughes-Morley, 2015; Nalubega, 2015; Woodall, 2010; Quay, 2017 | Social influences (Social Opportunity) | ||
| Uncertainty (particularly in relation to trials; its links to randomisation) | Reported in 4 SRs: Fayter, 2007; Fisher 2011; Nievaard, 2004; Prescott, 1999 | Belief about consequences (Reflective Motivation) | Patient preference trial design | |
| Personal health | Reported in 4 SRs: Hughes-Morley, 2015; Liljas, 2017; Limkakeng, 2013b; Woodall, 2010 | Emotion (Automatic Motivation) | ||
| Desire for choice | Reported in 3 SRs: Grand 2012; Fisher 2011; Tromp 2016 | Goals (Reflective Motivation) | Patient preference trial design | |
| Belief about consequences (Reflective Motivation) | ||||
| Influence of physician, family or friends | Reported in 11 SRs: Fayter 2007; Forcina, 2018; Hughes-Morley, 2015; Gad 2018; Gregersen, 2019; Liljas, 2017; Limkakeng, 2013a; Nielsen, 2019; Prescott 1999; Tromp, 2016; van der Zande, 2018 | Belief about consequences (Reflective Motivation) | Endorsements of previous participants | |
| Information quality and participant’s knowledge of the research | Reported in 5 SRs: Crane, 2017; Fayter 2007; Forcina, 2018; Glover, 2015; Gregerson, 2019 | Social influences (Social Opportunity) | Enclosing questionnaire on study method | Researcher reading out information (?) Easy-to-read consent form Optimising information through user testing or user feedback Brief patient information leaflet Providing information by phone Providing information by video (?) Providing audio record of recruitment discussion (?) Providing booklet on trial methods (?) Total or discretionary information disclosure (?) Educational package on study |
Key: (−) negative effect on recruitment, (?) uncertain effect on recruitment