| Literature DB >> 31521156 |
Hanna Augustsson1, Kate Churruca2, Jeffrey Braithwaite2.
Abstract
BACKGROUND: Updating, improving and spreading the evidence base for healthcare practices has proven to be a challenge of considerable magnitude - a wicked, multi-dimensional problem. There are many interlinked factors which determine how, why and whether any particular implementation effort or intervention succeeds. Soft Systems Methodology (SSM), strongly grounded in systems ideas and complexity science, offers a structured, yet flexible process for dealing with situations that are perceived as problematical and in need of improvement. The aim of this paper is to propose the use of SSM for managing change in healthcare by way of addressing some of the complexities. The aim is further to illustrate examples of how SSM has been used in healthcare and discuss the features of the methodology that we believe can be harnessed to improve healthcare. DISCUSSION: SSM is particularly suited for tackling real world problems that are difficult to define and where stakeholders may have divergent views on the situation and the objectives of change. SSM engages stakeholders in a learning cycle including: finding out about the problematical situation, i.e. the context in which the problem exists, by developing a rich picture of the situation; defining it by developing conceptual models and comparing these with the real world; taking action to improve it by deciding on desirable and feasible improvements; and implementing these in an iterative manner. Although SSM has been widely used in other sectors, it has not been extensively used in healthcare. We make the case for applying SSM to implementation and improvement endeavours in healthcare using the example of getting clinicians at the hospital level to use evidence-based guidelines.Entities:
Keywords: Change management; Complex systems; Healthcare; Implementation; Intervention; Soft systems methodology
Mesh:
Year: 2019 PMID: 31521156 PMCID: PMC6744652 DOI: 10.1186/s12913-019-4508-0
Source DB: PubMed Journal: BMC Health Serv Res ISSN: 1472-6963 Impact factor: 2.655
Glossary of terms and acronyms used in SSM
| SSM – Abbreviation for Soft Systems Methodology | |
| Rich picture – Exploration of the problematical situation and description of it by making drawings of the situation, including the various stakeholders’ roles, and the structures and processes as well as the relationships between these. | |
| Worldview – Underlying assumptions about the world, also known as | |
| Human activity system –The meaning of a system in SSM is a set of human activities aiming to achieve a purpose. | |
| Purposeful activity – Defined by a transformation process, i.e. an input being transformed to an output, within the scope of a worldview. | |
| Purposeful activity model (PAM) – A conceptual model for one or more aspects of the problematical situation outlining a set of purposeful activities relevant to the situation. The model is a set of linked activities that together makes up a purposeful whole. | |
| Root definition – A statement describing the human activity system to be modelled. | |
| CATWOE –A reminder to consider the following information about the human activity system: | |
| Customers –The beneficiaries or victims affected by the problematical situation and the improvement intervention. | |
| Actors –The individuals involved in performing the improvement intervention. | |
| Transformation – The change process. | |
| Worldview – Underlying assumptions that makes the improvement intervention worthwhile and important. | |
| Owners – The actors that are responsible for the improvement intervention and who decide whether it will be implemented or not. | |
| Environmental constraints and enablers – The contextual factors that may influence the problematical situation and the improvement intervention. | |
| The PQR-formula – A formula useful for defining the root definition. It is applied by answering the questions: what should be done (P), how it should be done (Q) and why it should be done (R). | |
| Three E’s – Criteria for assessing the outcomes of the improvement intervention, including: | |
| Efficacy – does the intervention produce the intended outcomes? | |
| Efficiency – is the improvement being achieved with minimum use of resources? | |
| Effectiveness – does the intervention help achieve some higher-level or longer-term aim? |
Explanations are based on Checkland and Poulter [19] but interpreted by us and adapted to a language more often used in relation to implementation and improvement science
Fig. 1Example of a rich picture. Legend: The picture illustrates the interlinked relationships influencing implementation of evidence-based guidelines in a hospital. The picture is based on Figure 3.2 in Greenhalgh [10] and the authors’ own experience in implementation science. N.B. all conceptualisations are a simplification of the real world and we do not claim that all potentially important factors are illustrated in the picture
An illustrative example of the application of SSM tools
| Root definition | |
| A system to implement evidence-based guidelines, by using a hospital-level generic process, to provide patients with best available and equitable care, owned and managed by hospital administrators, healthcare professionals and policy makers. | |
| PQR formula – Do P by Q in order to achieve R | |
| P Implement evidence-based guidelines | |
| Q by using a hospital-level generic process | |
| R in order to provide patients with best available and equitable care. | |
| CATWOE | |
| Customers | Patients, healthcare professionals |
| Actors | Healthcare professionals, administrators |
| Transformation | Guidelines implemented and adhered to |
| Worldview | Evidence-based guidelines support best available and equitable care being delivered to patients |
| Owners | Policy makers, administrators, healthcare professionals |
| Environmental | Inner and outer context - multiple and interacting factors constraints and enablers |
| Three E’s – Criteria for assessing the outcomes of the improvement intervention, including: | |
| Efficacy – does the intervention lead to higher adherence to guidelines? | |
| Efficiency – is the improvement being achieved with minimal use of resources? | |
| Effectiveness – does the intervention help achieve higher quality of care for patients? | |
An illustrative example of a Root definition, a PQR formula, CATWOE and the three E’s applied to the problem of getting evidence into practice using evidence-based guidelines
Fig. 2An illustrative example of a PAM. Legend: The PAM outlines a generic process for implementation of evidence-based guidelines into practice in a hospital setting
Fig. 3A generic SSM learning cycle. Legend: Source: Checkland and Poulter [19]. Permission granted by John Wiley and Sons for use of this image. Licence number: 4390591134436
Illustrative examples of how SSM has been applied in healthcare
| Type of problem situation | Setting | Data collection and no. of stakeholder groups consulted | Featured SSM tools | Solution | Outcome |
|---|---|---|---|---|---|
| Reducing tensions in the patient discharge process [ | Hospital, UK | Interviews, workshop 17 stakeholder groups | Rich picture, CATWOE, Root definition, PAM, comparison of PAM and the ‘real-world’ situation | Three approaches for improving the process were recommended. | Implementation of the three improvements reduced total length of stay by 67% from 55.8 days to 18.6 days for the patients studied. |
Policy -implementation of diabetes National Service Framework (NSF) [ | National Health Services (NHS), UK | Interviews 2 stakeholder groups | Rich picture, CATWOE, Root definition, PAM, comparison of PAM and the ‘real-world’ situation | Issues relating to human communication, information provision and resource allocation were identified and desirable and feasible changes to achieve a more effective NSF implementation were proposed. | N/A |
| Development of context-appropriate informatics tools [ | Ambulatory care, USA | Interviews, observations 7 stakeholder groups | Rich picture | A framework of ten guidelines for the design and implementation of health information technology solutions for chronic disease care were developed. | N/A |
| Complex care pathway [ | Multiple sectors, UK | Interviews, systematic review, online discussion forum, national care audit datasets 12 stakeholder groups | Rich picture, CATWOE, Root definition, PAM | Evidence-informed recommendations for service improvement for congenital heart disease services were developed. | A coherent set of targeted recommendations for service improvement fed into national decisions about service provision and commissioning. |
| Asthma emergency care [ | Emergency department at a hospital, UK | Interviews, focus groups 3 stakeholder groups | CATWOE, Root definition | An asthma patient passport aimed to increase patient’s confidence in their ability to communicate their needs while in severe distress was developed. | N/A |
| Child and adolescent mental health policy development [ | Mental health policy, Belgium | 5 stakeholder events (in-depth interviews, workshops and discussion tables), narrative review, a content analysis of policies in 3 other countries/regions At least 7 stakeholder groups | Rich picture, Root definition, PAM | Ten strategic recommendations for how to lay down the contours of a more effective system were proposed | N/A |
| Evaluation of a telehealth intervention for children with neurogenic bladder [ | Hospital, telehealth intervention, UK | Interviews, observations, survey 3 stakeholder groups | CATWOE, Root definition | SSM was used as part of the evaluation of a telehealth intervention for urinalysis monitoring for children with neurogenic bladder. No solution was proposed. | N/A |