| Literature DB >> 30909897 |
Per Nilsen1, Susanne Bernhardsson2,3.
Abstract
BACKGROUND: The relevance of context in implementation science is reflected in the numerous theories, frameworks, models and taxonomies that have been proposed to analyse determinants of implementation (in this paper referred to as determinant frameworks). This scoping review aimed to investigate and map how determinant frameworks used in implementation science were developed, what terms are used for contextual determinants for implementation, how the context is conceptualized, and which context dimensions that can be discerned.Entities:
Keywords: Barriers; Context; Determinants; Frameworks; Implementation
Mesh:
Year: 2019 PMID: 30909897 PMCID: PMC6432749 DOI: 10.1186/s12913-019-4015-3
Source DB: PubMed Journal: BMC Health Serv Res ISSN: 1472-6963 Impact factor: 2.655
Included determinant frameworks
| Source | What is implemented and/or what is the desired outcome? | Development of the framework: how were the determinants identified in the framework? | Determinant categories (underlined categories are associated with contextual determinants and/or are labelled “context”) | Contextual determinants: categories and examples of sub-categories in the framework |
|---|---|---|---|---|
| PARIHS: Kitson et al., 1998 [ | Effective practice | PARIHS was “developed inductively from the originators’ experience as change agents and researchers” ([ | PARIHS, 3 categories (1 relates to contextual influences): | PARIHS: |
| Cabana et al., 1999 [ | Physicians’ adherence to clinical practice guidelines | Based on analysis of 76 articles that identify barriers to adherence to “clinical practice guidelines, practice parameters, clinical policies, or national consensus statements” ([ | 10 categories (2 relate to contextual influences): | • External barriers: inability to reconcile patient preferences with guideline recommendations |
| Mäkelä and Thorsen, 1999 [ | Implementation of guidelines to achieve practice change | Based on “previous work in the area” and data from various projects within a project called Concerted Action of the Changing Professional Practice ([ | 3 categories (2 relate to contextual influences): | • Patients: knowledge; skills; attitudes; other resources (including money and assistance) |
| Grol and Wensing, 2004 [ | Achieving evidence-based practice | Based on “a summary of some of the theories and models relating to implementing change in diabetes care” ([ | 3 categories (2 relate to contextual influences): | • Social context: social learning (including incentives, feedback and reinforcement); social network and influence; patient influence; leadership |
| Fleuren et al., 2004 [ | Implementation of innovations in health care organizations | Based on analysis of 57 articles followed by a Delphi process involving 44 implementation experts | 5 categories (4 relate to contextual influences): | • Socio-political context: willingness of the patient to cooperate with the innovation; degree to which the patient is aware of the health benefits of the innovation; patient discomfort as a result of the innovation |
| Greenhalgh et al., 2005 [ | Diffusion, dissemination and sustainability of innovations and delivery of health services | Based on analysis of 450 articles and books [ | 7 categories (5 relate to contextual influences): | • Diffusion and dissemination: network structure; homophily; opinion leaders; champions; boundary spanners (individuals with external ties); formal dissemination programmes |
| TDF: Michie et al., 2005 [ | Behaviour change | Based on analysis of 33 behaviour change theories (encompassing 128 constructs) | 14 categories of determinants (3 relate to contextual influences): | • Social/professional role and identity: professional identity; professional role; social identity; identity; professional boundaries; professional confidence; group identity; leadership; organizational commitment |
| Wensing et al., 2005 [ | Behaviour change | Based on analysis of the literature concerning theories on behaviour or organizational change in a variety of disciplines | 4 categories (3 relate to contextual influences): | • Professional group: team cognitions; team processes; leadership and key individuals; social network characteristics; professional development |
| AIF: Fixsen et al., 2005 [ | Implementation of evidence-based interventions | Based on analysis of the diffusion and dissemination literature and the implementation literature in education and leadership | 3 categories (2 relate to contextual influences): | • Organization drivers: decision-support data systems; facilitative administration; systems intervention (including creating feedback loops concerning the implementation); the importance of organizational culture, climate and infrastructure is also mentioned in the description of this category |
| NICS, 2006 [ | Change in clinical practice | The basis for the identified determinant categories is not explicitly stated, but most likely existing literature | 6 categories (4 relate to contextual influences): | • Patient: knowledge; skills; attitude; compliance |
| Cochrane et al., 2007 [ | Optimal care, in terms of implementation of guidelines, evidence and research into practice | Based on analysis of 256 articles to respond to two research questions: how are barriers assessed and what types of barriers are identified? | 7 categories (3 relate to contextual influences): | • Support/resource barriers: time; support; human and material resources; financial resources |
| Nutley et al., 2007 [ | Use of research | Based on analysis of “a wide range of studies” in the “factors affecting” literature ([ | 4 categories (1 relate to contextual influences): | No specific sub-categories are listed, but the following aspects are mentioned as important aspects of the context: lack of time; lack of professional autonomy to implement findings from research; local cultural resistance; lack of financial, administrative and personal support |
| PRISM: Feldstein and Glasgow (2008) [ | Adoption, implementation and sustainability of health care interventions and programs | Based on analysis of “models in common use in implementation and diffusion research”, authors’ implementation experience, and concepts from the areas such as quality improvement, chronic care and Diffusion of Innovations | 4 categories (all relate to contextual influences) | Program/intervention: readiness; strength of the evidence base; coordination across departments and specialities; burden (complexity and cost); patient centeredness; patient choices; service and access; feedback of resultsRecipients: organizational health and culture; clinical leadership; management support and communication; systems and training; data and decision support; expectations of sustainability |
| CFIR: Damschroder et al., 2009 [ | Influences on implementation (outcomes) | Based on analysis of the 19 theories, frameworks and models used in implementation science | 5 categories (3 relate to contextual influences): | • Process: planning; engaging (including opinion leaders and champions); executing; reflecting and evaluating (including feedback about the progress) |
| Gurses et al., 2010 [ | Compliance with evidence-based guidelines | Based on analysis of 13 theories, models and frameworks used in implementation science (11 found through literature review and 2 identified by brainstorming) | 4 categories (2 relate to contextual influences): | • Implementation characteristics: tension for change; mandate/preparation planning; leader and middle manager involvement and support; relative strength of supporters (including opinion leaders) and opponents; funding availability; monitoring and feedback mechanisms |
| SURE: WHO, 2011 [ | Implementation of policy options | Based on “published lists of barriers for implementing change in health care” ([ | 5 categories (4 relate to contextual influences): | • Recipients of care: knowledge and skills; attitudes regarding programme acceptability, acceptability and credibility; motivation to change or adopt new behaviour |
| TICD: Flottorp et al., 2013 [ | Improvements in health care professional practice | Based on analysis of 12 “checklists” described in implementation science (theories, frameworks and models) | 7 categories of determinants (5 refer to contextual influences) | • Patient factors: patient needs; patient beliefs and knowledge; patient preferences; patient motivation; patient behaviour |
Fig. 1Identification and selection of publications and determinant frameworks
Description of the context dimensions
| Context dimension | Description |
|---|---|
| Micro level of health care | |
| Patients | Patients’ preferences, expectancies, attitudes, knowledge, needs and resources that can influence implementation |
| Meso level of health care | |
| Organizational culture and climate | Shared visions, norms, values, assumptions and expectations in an organization that can influence implementation (i.e. organizational culture) and surface perceptions and attitudes concerning the observable, surface-level aspects of culture (i.e. climate). |
| Organizational readiness to change | Influences on implementation related to an organization’s tension, commitment or preparation to implement change, the presence of a receptive or absorptive context for change, the organization’s prioritization of implementing change, the organization’s efficacy or ability to implement change, practicality and the organization’s flexibility and innovativeness |
| Organizational support | Various forms of support that can influence implementation, including administration, planning and organization of work, availability of staff, staff workload, staff training, material resources, information and decision-support systems, consultant support and structures for learning |
| Organizational structures | Influences on implementation related to structural characteristics of the organization in which implementation occurs, including size, complexity, specialization, differentiation and decentralization of the organization |
| Macro level of health care | |
| Wider environment | Exogeneous influences on implementation in health care organizations, including policies, guidelines, research findings, evidence, regulation, legislation, mandates, directives, recommendations, political stability, public reporting, benchmarking and organizational networks |
| Multiple levels of health care | |
| Social relations and support | Influences on implementation related to interpersonal processes, including communication, collaboration and learning in groups, teams and networks, visions, conformity, identity and norms in groups, opinion of colleagues, homophily and alienation |
| Financial resources | Funding, reimbursement, incentives, rewards, costs and other economic factors that can influence implementation |
| Leadership | Influences on implementation related to formal and informal leaders, including managers, key individuals, change agents, opinion leaders, champions, etc. |
| Time availability | Time restrictions that can influence implementation |
| Feedback | Evaluation, assessment and various forms of mechanisms that can monitor and feed back results concerning the implementation, which can influence implementation |
| Physical environment | Features of the physical environment that can influence implementation, e.g. equipment, facilities and supies |
Context dimensions addressed in the frameworks
| Context dimensions | PARIHS [ | Cabana et al. [ | Mäkelä and Thorsen [ | Grol and Wensing [ | Fleuren et al. [ | Greenhalgh et al. [ | TDF [ | Wensing et al. [ | AIF [ | NICS [ | Cochrane et al. [ | Nutley et al. [ | PRISM [ | CFIR [ | Gurses et al. [ | SURE [ | TICD [ | Number of frameworks that address the context dimension |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Organizational support | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 17 |
| Financial resources | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 16 | |
| Social relations and support | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 15 | ||
| Leadership | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 14 | |||
| Organizational culture and climate | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 12 | |||||
| Organizational readiness to change | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 12 | |||||
| Organizational structures | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 11 | ||||||
| Patients | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 11 | ||||||
| Wider environment | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 10 | |||||||
| Feedback | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 8 | |||||||||
| Time availability | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 7 | ||||||||||
| Physical environment | ✓ | ✓ | 2 | |||||||||||||||
| Number of context dimensions | 10 | 4 | 8 | 9 | 8 | 10 | 7 | 8 | 6 | 7 | 6 | 6 | 11 | 10 | 8 | 7 | 10 |
In Nutley et al. [25], “Lack of professional authority to implement findings from research” was categorized as organizational readiness to change. Organizational culture in Greenhalgh et al. [23] is not explicitly listed as a sub-category of “inner context” (although organizational climate is), but the authors state that the inner context comprises both “the ‘hard’ medium of visible organizational structure and the ‘soft’ medium of culture” ([23], p. 134)