Hoxa5: A Key Player in Development and Disease.

A critical position in the developmental hierarchy is occupied by the Hox genes, which encode transcription factors. Hox genes are crucial in specifying regional identity along the embryonic axes and in regulating morphogenesis. In mouse, targeted mutations of Hox genes cause skeletal transformations and organ defects that can impair viability. Here, we present the current knowledge about the Hoxa5 gene, a paradigm for the function and the regulation of Hox genes. The phenotypic survey of Hoxa5-/- mice has unveiled its critical role in the regional specification of the skeleton and in organogenesis. Most Hoxa5-/- mice die at birth from respiratory distress due to tracheal and lung dysmorphogenesis and impaired diaphragm innervation. The severity of the phenotype establishes that Hoxa5 plays a predominant role in lung organogenesis versus other Hox genes. Hoxa5 also governs digestive tract morphogenesis, thyroid and mammary glands development, and ovary homeostasis. Deregulated Hoxa5 expression is reported in cancers, indicating Hoxa5 involvement in tumor predisposition and progression. The dynamic Hoxa5 expression profile is under the transcriptional control of multiple cis-acting sequences and trans-acting regulators. It is also modulated by epigenetic mechanisms, implicating chromatin modifications and microRNAs. Finally, lncRNAs originating from alternative splicing and distal promoters encompass the Hoxa5 locus.

1. Introduction

Embryonic development can be viewed as a hierarchy of molecular events controlled by the concerted action of regulatory networks. Hox genes occupy a central position in the control of the formation of body segment-specific structures by regulating the transcription of downstream effectors that, in turn, direct the morphogenetic events leading to complex body forms [1]. Consequently, mutations in Hox genes alter segmental identity and cause morphological defects [2]. In human and mouse, 39 Hox genes are distributed over four complexes located on different chromosomes. They are expressed sequentially in time and space according to their position in the complexes. Accordingly, the 3′ most genes are expressed earlier and in more anterior domains along the embryonic axes than the 5′ located ones [3]. This clustered organization is fundamental for the precise spatio-temporal regulation and the function of each gene and hence for the correct patterning of the embryo [4,5]. Different Hox genes are expressed in discrete but overlapping domains along the developing anterior-posterior axis. A specific combination of HOX proteins at a particular anterior-posterior level thus provides a unique genetic address that determines the structures at this level. Analyses of Hox mutant mice phenotypes endorse the collinear relationship existing between the position of individual genes within the Hox clusters and the structural defects observed along the anterior-posterior axis.

Based on sequence homology and their relative position within the cluster, Hox genes are subdivided into 13 paralog groups. The similarities in protein structure and expression pattern among Hox paralogs indicate that they can perform overlapping functions. Indeed, compound mutant mice for Hox paralogs exhibit new or more severe phenotypes than single Hox mutant mice [6]. Furthermore, knock-in substitutions of Hox genes by their paralogs confirm that they can fulfill similar roles [7,8].

Hox genes encode transcription factors that bind via their homeodomain DNA motifs in HOX-responsive elements. Despite similar DNA-binding specificity in vitro, individual HOX proteins confer different regulatory actions in vivo. This differential selectivity is largely achieved by their interaction with cofactors, mainly members of the PBC and MEIS homeodomain protein families [9,10]. While data on the developmental role of Hox genes are rapidly expanding, understanding how Hox genes regulate regional identity and organogenesis remains an issue and still awaits the identification of target genes. So far, HOX proteins have been shown to control the expression of other "high-level executive" genes encoding transcription factors, including Hox genes, morphogen signals, as well as effectors mediating cell behavior [11]. Not surprisingly, mutations or inappropriate expression of Hox genes can disrupt normal programs of growth, leading to various genetic disorders and diseases, including cancer [12,13].

The Hoxa5 (initially named Hox1.3) gene belongs to this large gene family. It is positioned near the middle of the HOXA cluster located on mouse chromosome 6 and human chromosome 7. Hoxa5 encodes a 270 amino acid ANTP-class homeodomain protein [14].

2. Hoxa5: An Imperative in Morphogenesis

Analysis of Hox mutant mice has revealed a plethora of phenotypes including skeletal homeotic transformations, organ defects, and postnatal phenotypes that are indicative of the broad range of actions of Hox genes throughout life. The same situation prevails for the Hoxa5 gene as revealed by the phenotypic survey of Hoxa5 mutant mice, which unveiled the importance of Hoxa5 in the development of several tissues and organs (Table 1). Moreover, the loss of Hoxa5 function is among the few single Hox gene mutations that cause death at birth.

Table 1

Hoxa5 mutant phenotypes.

Organs/Structures		Mutant Phenotypes	References
Axial skeleton		Homeotic transformations: C6 → C5, loss of tuberculum anterior C7 → T1, ectopic ribs T1 → T2, gain of dorsal process on T1 T2 → T1, loss of dorsal process on T2 Sternum malformations: Fusion of cervical ribs to the manubrium sterni Malformed xiphoid process Disorganized sternebrae	[15,16]
Appendicular skeleton		Reduced/interrupted/missing acromion	[16,20]
Respiratory system	Tracheal mesenchyme	Reduced luminal surface to complete occlusionThickening of the lamina propriaAbnormal patterning of cartilage rings	[21,22]
	Tracheal epithelium	Epithelium disorganization: Pseudostratified → stratified epithelium	[21]
	Lung mesenchyme	Lung hypoplasia: Reduced cell proliferation Reduced branching morphogenesis Disorganization of the lung mesenchyme: Abnormal compact appearance/Thicker mesenchyme Narrower airspaces in embryo Impaired motility of alveolar myofibroblast precursors: Mispositioning of the alveolar myofibroblasts Elastic fiber disorganization and altered alveogenesis Lung airspace enlargement in adult	[21,22,23]
	Lung epithelium	Decreased surfactant protein expressionReduced number of secretory club cellsReduced number of alveolar type I pneumocytesGoblet cell metaplasia and mucus hypersecretion	[21,22,23,24]
	Lung endothelium	Undeveloped lung microvasculature: Less and trapped endothelial cells within the dense mesenchyme	[22]
	Phrenic motor column	Impaired diaphragm innervation	[22,25]
	Respiratory function	Impaired breathing: Increased upper airway resistance Increased breathing frequency and overall minute ventilation in resting conditions Adaptation of the tidal volume and breathing frequency to maintain a higher minute ventilation when facing hypoxia	[26]
Digestive system	Stomach	Perturbed cell specification of the gastric epitheliumGoblet cell hyperplasiaReduced number of zymogenic and enteroendocrine cells: Reduced pepsin enzymatic activity	[27]
	Intestine	No obvious morphological defectsDelay in the functional enzymatic activity of intestinal epithelial cells	[28]
	Colon	Abnormal distribution of goblet cells	[27]
Thyroid gland		Embryo: Smaller and disorganized follicles Increased proportion of thyroglobulin-depleted follicles Adult: Hypothyroidism symptoms: Delayed eye opening and ear elevation Growth retardation	[29]
Mammary gland		Abnormal development: Mutant females cannot feed properly their pups Increased proliferation and accelerated differentiation of mammary epithelium	[30]
Ovary		Precocious pubertyEarly onset of estrous acyclicity that worsens with ageOvarian epithelial cyst formation in older females	[31]

2.1. Axial Skeleton

As most Hox mutants, Hoxa5 null mutants present homeotic transformations of the axial skeleton. They are essentially localized in the cervical and upper thoracic regions, between the third cervical (C3) and second thoracic (T2) vertebrae [15,16]. The anterior transformation of C6 into the likeness of C5 with the loss of the tuberculum anterior and the posterior transformation of C7, which adopts the identity of a thoracic vertebra with the presence of ectopic ribs, are the most penetrant skeletal anomalies observed. They are present in all Hoxa5/ mutants from the different genetic backgrounds tested. Other skeletal malformations are also detected at a lesser prevalence. They include the presence of an ectopic dorsal process on T1, which then resembles T2, and the loss or the reduction of the dorsal process normally found on T2 [16]. Hoxa4 and Hoxa6 single mutants also present homeotic transformations in the cervicothoracic transition region but to a smaller extent [17,18]. However, these shared phenotypes appear to be due to the loss of Hoxa5 expression in the C3–T2 region of the prevertebral column in Hoxa4 and Hoxa6 mutant embryos resulting from deleterious long-range cis effects of the neo cassettes inserted into the Hoxa4 and Hoxa6 alleles that hinder the transcription from the Hoxa5 promoter [16,19]. Taken together, these data establish the importance of Hoxa5 in the patterning of the skeletal cervicothoracic region.

2.2. Appendicular Skeleton

Besides transformations of the axial skeleton, the Hoxa5 mutation affects the appendicular skeleton, more specifically the acromion, a digit-like projection emerging from the spina scapula of the pectoral girdle to articulate with the clavicula [16]. Depending on the genetic environment, Hoxa5 mutants present a reduced, interrupted or missing acromion. This defect is also seen in undulated (un) mice, which carry a point mutation in the Pax1 gene [32,33,34]. Hoxa5 and Pax1 genes are coexpressed over a large domain along the developing vertebral column but they show a genetic cooperation at the cervicothoracic transition level where the pectoral girdle is aligned. The expressivity and the penetrance of the skeletal anomalies affecting C6, T1 and T2 are augmented when one mutant allele is introduced into the other mutant background [20]. In acromion formation, Hoxa5 and Pax1 act in a complementary way: Hoxa5 provides regional cues for the correct onset of Pax1 expression in the developing pectoral girdle, while Pax1 promotes the recruitment of acromion precursor cells. Whether HOXA5 acts directly on Pax1 expression remains to be elucidated. Hoxa5 is also involved in the control of chondrogenesis by negatively regulating the expression of Sox9, a master regulator of cartilage development [35]. The negative action of Hoxa5 on Sox9 expression was reported in chick somites suggesting that it may constitute an evolutionary-conserved pathway used by Hoxa5 to regulate cartilage development and morphology [36].

Mutant mice for the Hoxb5 paralog gene also present anomalies in the axial and appendicular skeletons, distinct from those observed in Hoxa5 mutants but covering a similar territory [37]. These observations add the concept of regional functional complementarity of Hox genes to the frequently evoked notion of functional redundancy [38].

2.3. Respiratory System

The Hoxa5 null mutation distinguishes itself by a high mortality rate at birth of the Hoxa5 homozygous mutant pups (Hoxa5, whereas heterozygous mutants (Hoxa5) survive with a normal lifespan and no obvious phenotype [15]. Hoxa5 newborns die from respiratory distress due to severe alterations of the respiratory tract, a phenotype that is coherent with the strong Hoxa5 mesenchymal expression along the entire respiratory system [21,22].

Laryngotracheal malformations are fully penetrant in Hoxa5/ mice. The phenotype includes an important reduction of the luminal surface of the trachea, a profound disorganization of the epithelium and a thickening of the lamina propria with the formation of polyp-like structures. In Hoxa5/ mice, the C-shaped cartilage rings, which normally encircle the ventrolateral surfaces of the trachea and primary bronchi to prevent collapse during respiration, present ventral gaps along the trachea, a reduced number of rings and an abnormal banding pattern. Moreover, the cartilage does not extend as dorsally as in controls. In the worst cases, a near-complete tracheal occlusion occurs contributing to the death of Hoxa5/ pups at birth. This phenotype is reminiscent of human tracheal stenosis [21,22,39]. The tracheal malformations are similar to those observed in mutant mice for the Fstl1 gene, which encodes a bone morphogenetic protein (BMP) antagonist [40]. Fstl1 expression is reduced in the upper airways of Hoxa5 mutants and ChIP experiments pinpointed Fstl1 as a HOXA5 transcriptional target [22].

Profound anomalies affect the developing lungs of Hoxa5 mutant embryos. They include the disorganization of the lung mesenchyme during early lung development and reduced branching morphogenesis that affects the subsequent formation of the saccula and results in an abnormal compact lung appearance with narrower airspaces and thicker mesenchyme prior to birth [21]. Decreased lung branching together with reduced cell proliferation also contribute to lung hypoplasia in Hoxa5 mutant embryos, a phenotype that is rescued in surviving mutants by the time they are weaned [22,23]. The expression of the Nkx2-1 and Foxa2 genes is diminished in the lung epithelium of Hoxa5−/− embryos [21]. The NKX2-1 and FOXA2 transcriptional factors are known to govern lung epithelial cell differentiation and to regulate the expression of surfactant proteins [41,42]. Accordingly, Hoxa5 mutant collapsed lungs present decreased surfactant protein expression. As well, lung epithelial cell fate is perturbed in Hoxa5 mutants. A reduced number of secretory club (Clara) cells is displayed in upper airways and less alveolar type I pneumocytes, which are normally in close association with vascular endothelial cells for gas exchange, are detected in the distal lung epithelium [22,24]. As Hoxa5 expression is restricted to the lung mesenchyme, the epithelial alterations seen in Hoxa5/ lungs imply that HOXA5 acts indirectly on the respiratory epithelium.

Hoxa5 has also cell-autonomous functions. HOXA5 protein expression is detected in alveolar myofibroblast progenitors as shown by its colocalization with GFP from the GFP knock-in allele at the Pdgfr locus [23]. Alveolar myofibroblasts are interstitial contractile cells responsible for elastin deposition and alveolar formation, two processes affected in Hoxa5/ mutants. Indeed, the motility of alveolar myofibroblast precursors is impaired in Hoxa5 mutants. This leads to the mispositioning of alveolar fibroblasts that become confined to the alveoli parenchyma, which causes elastic fiber disorganization and altered alveogenesis [23,43]. Moreover, Hoxa5 mutants show an undeveloped lung microvasculature characterized by fewer endothelial cells trapped within the dense mesenchyme, a phenotype that is consistent with Hoxa5 expression in the lung endothelium [22]. Thus, Hoxa5 can act directly on alveolar myofibroblast progenitors and endothelial cells, but necessitates mesenchymal-epithelial communication to control lung epithelial processes like branching and cell fate specification.

A small proportion of Hoxa5/ mice survives and reaches adulthood. Surviving Hoxa5 mutants develop an emphysema-like phenotype characterized by lung airspace enlargement, as mentioned above. The decreased lung surface area available for gas exchange and the increased upper airway resistance due to tracheal obstruction perturb the respiration of Hoxa5 mutants. To compensate for these morphological defects, Hoxa5/ mice present a higher breathing frequency and overall minute ventilation in resting conditions. When facing hypoxia, Hoxa5/ mice adapt their tidal volume and breathing frequency to maintain a higher minute ventilation [26]. Thus, Hoxa5 mutants develop breathing strategies to counteract their deficit in gas exchange capacity.

Hoxa5/ mice also present mucus hypersecretion caused by goblet cell metaplasia [23]. The latter results from the transdifferentiation of club cells into goblet cells, an event that initiates prior to birth [24]. Goblet cell metaplasia in Hoxa5 mutants is accompanied by increased expression of the SPDEF and FOXA3 transcription factors that govern goblet cell specification [44,45]. Goblet cell metaplasia is often associated with the loss of FOXA2 expression in airway epithelium [46,47]. However in Hoxa5 mutants, the process is FOXA2-independent, a result analogous to that observed when Notch signaling is activated in the lung epithelium [48]. Similarly, an increased Notch signaling activity occurs in the lung airway epithelium from Hoxa5/ mice and in areas of goblet cell metaplasia in patients suffering from chronic obstructive pulmonary disease (COPD) [24]. Treatment of Hoxa5/ mice with a γ-secretase inhibitor blocking Notch signaling attenuates the goblet cell metaplasia phenotype, pinpointing a potential therapy to inhibit mucus overproduction in human airway diseases. Thus, the loss of Hoxa5 function in the lung mesenchyme impacts on epithelial cell fate by modulating Notch signaling in the lung epithelium. Studies of a mouse line carrying mutations in all three Hox5 paralog genes show that the Wnt canonical signaling pathway also mediates Hox5 mesenchyme-to-epithelium action in the lung [49]. The strong Hoxa5 expression in the developing lung and the severity of the Hoxa5 lung phenotype versus other single Hox mutant mice suggest that Hoxa5 plays a predominant role in the combinatorial control of signaling pathways during lung formation [22,50].

Hoxa5 is expressed in the phrenic motor column, a group of motor neurons that provides the exclusive source of diaphragm innervation [25]. In agreement, Hoxa5/ mutants present innervation defects of the diaphragm, which likely participate to the lung hypoplasia phenotype as lung morphogenesis is influenced by physical forces such as fetal breathing movements [22,51,52].

In summary, Hoxa5 contributes extensively to lung development, maturation and function as revealed by the severe anomalies that affect the respiratory system of Hoxa5/ mice. These phenotypes are in agreement with the strong expression of the Hoxa5 gene along the entire respiratory track mesenchyme and in the phrenic motor neurons responsible for diaphragm innervation. Interestingly, several Hoxa5 phenotypes share characteristics with human pathologies. As well, changes in HOXA5 expression are associated with pulmonary diseases. For instance, HOXA5 expression is altered in patients suffering from developmental diseases such as bronchopulmonary dysplasia, and in adult diseases like lung cancer, primary lung hypertension and COPD, one of the leading mortality causes worldwide [53,54,55]. Accumulated evidences on the mechanisms contributing to adult lung pathogenesis support the notion that genetic alterations affecting lung developmental processes in early life may later function as a trigger for an apparently adult onset of lung diseases [56]. The results accumulated so far indicate that deciphering the developmental role of the Hoxa5 gene may contribute resolving the molecular mechanisms underlying lung pathologies.

2.4. Digestive System

The loss of Hoxa5 function also affects gut morphogenesis. In mice, the gut derives from two endodermal folds, the anterior and posterior intestinal portals that fuse ventrally and join at the yolk stalk level. The oesophagus and the stomach both originate from the foregut, while the midgut develops into the gastrointestinal tract and the hindgut forms the colon [57,58]. Hoxa5 is expressed in a dynamic spatio-temporal fashion during gut formation [15,27,28,59,60]. Hoxa5 transcripts are first detected at embryonic (E) day 9 in the primitive gut mesenchyme. In the prospective stomach, Hoxa5 expression presents a rostro-caudal gradient from E12.5 to E17.5. Then, Hoxa5 transcripts become mainly confined to the submucosal and muscular layers of the hindstomach. No Hoxa5 expression is detected in the stomach after weaning age. In the midgut, Hoxa5 expression becomes restricted to the myenteric plexus of the enteric nervous system around E14.5, a pattern maintained up to adulthood. A similar situation prevails in the hindgut. Coherent with the Hoxa5 expression along the gut, the loss of Hoxa5 function affects the entire gastrointestinal tract. In absence of Hoxa5 function, goblet cells are abnormally distributed along the colon [27]. In the intestine, no obvious morphological or cellular alterations accompany the delay in the functional enzymatic activity of epithelial cells in Hoxa5/ mutants [28]. In contrast, cell specification is perturbed in the gastric epithelium [27]. As for the lung and colon, goblet cell hyperplasia occurs in the stomach, strengthening the importance of Hoxa5 for the correct specification of this secretory cell lineage. Concomitantly, less zymogenic cells, which release pepsinogen, and fewer enteroendocrine cells, a source of secretagogues stimulating pepsinogen production, are observed in the glandular epithelium, explaining the reduced pepsin enzymatic activity detected in Hoxa5/ mice. These changes in cell fate are compatible with a homeotic transformation of the hindstomach toward an intestine identity. They also concur with shifts in Shh and Ihh complementary expression domains along the gastric mucosa as well as with the altered expression of Fgf10 and Tgfßs, leading to the model that Hoxa5 provides regional cues that ensure the establishment of signaling networks warranting proper gut patterning [27].

2.5. Thyroid Gland

Surviving Hoxa5 mutants present hypothyroidism symptoms, including growth retardation and delays in eye opening and ear elevation [29]. However, growth retardation cannot be attributed exclusively to hypothyroidism as the delayed acquisition of an adult mode of digestion that accompanies the impaired maturation of the digestive tract in Hoxa5 mutants can also contribute to the growth deficit [28]. The lack of Hoxa5 function perturbs the development and the structural organization of the thyroid gland at late gestation, as shown by the smaller and disorganized follicles and the large proportion of thyroglobulin-depleted follicles. Hoxa5 expression is restricted to the mesenchyme adjoining the thyroid gland, the latter originating in part from the foregut as the lung and the stomach [29]. In Hoxa5 mutants, the expression of Nkx2-1, Pax8 and Titf2 genes, key regulators of thyroid ontogeny and function, is altered suggesting that Hoxa5 acts on thyroid development in a non-cell autonomous manner that requires mesenchyme-epithelium signaling.

2.6. Mammary Gland

Despite their transient hypothyroidism phenotype, surviving Hoxa5 homozygous mice are fertile. However, Hoxa5/ females cannot feed properly their pups, due to abnormal post-natal mammary gland development [30]. Mammary glands develop under the control of a complex interplay involving systemic hormones, local growth factors and mesenchyme-epithelium communications [61]. The Hoxa5 mutation causes inappropriate precocious mammary epithelium development with no major change in hormonal levels. Proliferation is augmented and accelerated differentiation occurs in nulliparous and pregnant females preceding the abnormal secretory activity at parturition that underlies the incapacity of Hoxa5/ dams to correctly nourish their progeny [30]. The accelerated lobuloalveolar epithelium development can be rescued upon grafting of mutant mammary epithelium into wild-type fat pads. Conversely, reciprocal grafting experiments demonstrate that Hoxa5/ stroma cannot support normal proliferation of wild-type epithelium, a result that is in accordance with the restricted expression of Hoxa5 transcripts to the mammary stroma in mice. This unveils the importance of Hoxa5 in the delicate balance between cell growth and differentiation and establishes the essential contribution of Hoxa5 to mammary epithelium instruction via a mesenchyme-epithelium crosstalk.

2.7. Ovary

Hoxa5/ female mice also exhibit a precocious puberty and an early onset of estrous acyclicity that worsens with age, a phenotype coherent with an implication of Hoxa5 in ovarian biology [31]. Hoxa5 is mainly expressed in the stroma of the ovary and oviduct throughout the estrous cycle and expression levels increase with age. Hoxa5 transcripts are also detected during gestation with a progressive raise due to the increasing expression in the corpus lutea. This dynamic expression profile of Hoxa5 suggests that it may be subjected to regulation by sexual hormones. It also proposes specific roles for Hoxa5 according to the cell type and the hormonal status.

The loss of Hoxa5 function leads to ovarian epithelial cyst formation in older females, a phenotype reminiscent of human endosalpingiosis, a pelvic condition characterized by the presence of epithelium-lined cystic structures [62]. The ovarian epithelial cysts detected in Hoxa5/ females likely derive from the ovarian surface epithelium (OSE). OSE is a simple mesothelium surrounding the outer surface of the ovary that has a very plastic phenotype [63]. Following release of the oocyte during ovulation, OSE cells proliferate and cover the wound [64]. Invaginations of the epithelium result in crypts that can be pinched off to form inclusion cysts within the stroma [65]. In normal conditions, OSE cells trapped in the stroma undergo an epithelial-mesenchymal transition to become integrated into the ovarian stroma. Failure of OSE cells to switch to a fibroblast-like identity favors cyst formation [66]. The presence of ovarian epithelial cysts in Hoxa5/ females indicates that the loss of Hoxa5 function in ovarian stroma may affect OSE cell behavior. This is supported by the decreased expression of proteins involved in EGFR signaling, a key pathway for ovarian homeostasis [67]. Thus, Hoxa5 is necessary to warrant proper EGFR signaling that is essential for the harmonious postovulatory epithelium repair process and ovarian physiology.

2.8. Hematopoiesis

Finally, Hoxa5 is associated with hematopoiesis [68,69]. HOXA5 is expressed in human bone marrow progenitor cells. Removal of HOXA5 expression inhibits the differentiation towards a granulocytic/monocytic cell fate and favors the proliferation of a population of multipotential cells of an erythroid-committed subtype. Conversely, sustained HOXA5 expression promotes myelopoiesis and prevents erythropoiesis.

In summary, perturbed epithelium represents a common theme in the different organs affected by the Hoxa5 mutation in mice. As Hoxa5 expression is mainly restricted to the mesenchyme in lung, gut, thyroid, mammary gland and ovary, the control of mesenchymal-epithelial interactions appears as the modus operandi of Hoxa5 action. These observations support the concept that Hoxa5 may govern similar pathways in organs undergoing related developmental processes. They also establish that Hoxa5 is a key developmental regulator in organogenesis.

3. Hoxa5: Deregulated Expression and Tumorigenesis

The ability of Hox genes to control morphogenesis implies their role in multiple cellular processes. Since aberrant proliferation, survival, differentiation, adhesion, and migration are hallmarks of cancer cells, it is not surprising that deregulated Hox expression is associated with oncogenesis. Several studies have revealed the potential role of Hox genes in tumor development, invasion and metastasis. In numerous types of cancer, expression of specific Hox genes is either increased or decreased, suggesting that they may be involved in tumor promotion or suppression [70,71]. Changes in Hox gene expression in various cancers have been associated with altered proliferation, angiogenesis, apoptosis, DNA repair and metastatic behavior [72,73,74,75]. Hox misregulation can perturb the expression of downstream effectors, causing improper activation of embryonic developmental cascade(s), thereby disrupting normal programs of growth and differentiation and leading to neoplasia. Increased incidence of malignancies also correlates with ectopic cervical ribs in humans, a frequent skeletal transformation found in Hox mutant mice. Thus, Hox genes may be the molecular link between congenital anomalies and cancer [76].

Hoxa5/ mice are not prone to spontaneous tumorigenesis, indicating that the loss of Hoxa5 function is not a genetic lesion sufficient to initiate oncogenesis. In normal human breast tissue, the HOXA5 protein is detected in ductal epithelial, myoepithelial and stromal cells at the parous, nulliparous and post-menopausal stages. Expression levels are low during lactation [77]. Nearly 70% of human breast carcinomas have decreased HOXA5 protein levels compared to normal tissue. Moreover, the loss of HOXA5 gene expression in human breast cancer correlates with progression to higher-grade lesions, suggesting that it may act as a tumor suppressor gene [77,78]. In breast cancer cell lines and patient tumors, HOXA5 silencing was proposed to result from the methylation of CpG islands in the HOXA5 promoter region [78]. Reduced HOXA5 expression is also associated with decreased p53 expression. Transactivation and electrophoretic mobility shift assays showing a direct binding of the HOXA5 protein to a putative HOX-binding motif in the p53 promoter support the idea that HOXA5 may possess growth-suppressive properties through activation of p53 expression and apoptosis [78]. HOXA5 was also shown to interact with the transcription factor TWIST in breast cancer cell lines [79]. When overexpressed, TWIST demonstrates oncogenic potential by compromising the p53 response and cell cycle progression. HOXA5 can reverse the p53-suppressive effects of TWIST, acting as a safeguard of the p53 response via its ability to augment p53 expression and by its capacity to bind TWIST thus limiting its negative action on p53. Alternatively, HOXA5 can induce cell death through a p53-independent program involving caspases 2 and 8 [80]. HOXA5 may also have an indirect effect on the integrity of the genome by regulating the expression of the mismatch repair gene hMLH1 [81].

Although Hoxa5/ mice do not develop mammary tumors, the epithelial mispecification and the hyperplasia seen in the mammary glands of Hoxa5/ females suggest a protective role for Hoxa5 toward cancer predisposition and reinforce the notion that Hoxa5 may possess tumor-suppressive properties [30]. In Hoxa5;p53 compound mutant mice, the presence of Hoxa5 null alleles increases the susceptibility of p53−/− mice to develop tumors with a higher prevalence for thymic lymphomas [82]. Grafting experiments of whole mammary glands from Hoxa5;p53 compound mutants into wild-type recipients reveal that the loss of both Hoxa5 functional alleles in p53+/− mammary grafts triggers mammary tumor development, establishing the cooperative action of Hoxa5 and p53 in mammary tumorigenesis. However, this collaboration does not imply p53 misregulation, which may reflect differences between species [82].

As mentioned, the ovarian epithelial inclusion cysts detected in Hoxa5/ females likely originate from the OSE. Although usually benign, OSE-derived inclusion cysts are thought to be a potential source of ovarian cancer and their more frequent occurrence in women with hereditary risk of ovarian cancer strengthens this hypothesis [83]. Human epithelial inclusion cysts express proteins detected in ovarian cancers, such as E-cadherin, p53, c-KIT, HER-2/neu, PAX8 and WT1, consistent with the hypothesis that they are preneoplastic lesions [84,85,86,87,88,89]. The ovarian epithelial inclusion cysts in Hoxa5/ mice also express the ovarian cancer markers PAX8 and WT1 suggesting that they constitute preneoplastic lesions and that the loss of Hoxa5 function confers ovarian cancer predisposition [31].

Reduced HOXA5 expression is a biomarker for poor prognostic in human non-small cell lung cancer (NSCLC). Indeed, HOXA5 controls NSCLC cell proliferation by positively regulating the expression of Cdkn1a, encoding the cyclin-dependent kinase inhibitor p21 [90]. Downregulation of HOXA5 gene in NSCLC can occur due to aberrant promoter methylation or following HOXA5 suppression by the microRNA-196a, which directly binds the 3′ untranslated region (UTR) of the HOXA5 transcript [55,91].

A progressive downregulation of HOXA5 expression is observed from normal colon tissue to adenoma to carcinoma [92]. The decreased HOXA5 expression in colorectal tumors correlates with high levels of nuclear β-catenin, a hallmark of Wnt signaling activity. Moreover, HOXA5 overexpression in colorectal tumors following a retinoid treatment suppresses the self-renewal capacity of cancer stem cells by inhibiting Wnt signaling. It also induces epithelial differentiation and reduces tumor size and metastatic incidence [92]. Interestingly, the negative action of Hoxa5 on the Wnt canonical pathway was also reported in the developing lungs, reinforcing the notion that Hoxa5 is a critical regulator of the Wnt signaling cascade [24].

HOXA5 is expressed in quiescent endothelial cells, but absent in angiogenic endothelial cells. Forced expression of HOXA5 in activated angiogenic endothelial cells was reported to prevent angiogenesis by inhibiting the expression of pro-angiogenic molecules, like the VEGF receptor 2, while promoting the expression of the anti-angiogenic factor Thrombospondin-2 [93]. HOXA5 downregulation in endothelial cells is mediated by the microRNA-130a that specifically targets a consensus sequence in the 3′-UTR of the HOXA5 transcript [94]. Altogether, these data raise the possibility that HOXA5 may become a potential novel therapeutic agent limiting tumor progression.

In all previous cases, decreased HOXA5 expression is associated with tumorigenesis. Involvement of Hoxa5 in cancer was also revealed in acute leukemias induced by the translocation t(10;11)(p13;q14) that produces the fusion of the AF10 gene, encoding a transcription factor, with the CALM (Clathrin Assembly Lymphoid Myeloid) leukemia gene [95]. The leukemic transformation was shown to require Hoxa5 upregulation through the methylation of lysine 79 on histone H3 (H3K79) at the Hoxa5 locus by hDOT1L, a methyltransferase that interacts with the CALM-AF10 fusion protein via its AF10 moiety [96]. In bone marrow cells from Hoxa5/ mice, the CALM-AF10 fusion protein cannot cause transformation. Thus, Hoxa5 overexpression is critical for CALM-AF10-mediated leukemic transformation. Moreover, this does not appear to be limited to leukemia involving CALM-AF10 as Hoxa5 upregulation was observed in other leukemic cell lines [97].

In summary, in all organs affected in Hoxa5 mutant mice, perturbed cell proliferation and impaired differentiation are common denominators, indicating that Hoxa5 resides at a key position in the cell growth and differentiation hierarchies. The same situation prevails in tumors. Thus, either a gain or a loss of Hoxa5 gene expression may disrupt normal growth and differentiation programs causing neoplasia. It now remains to be determined how Hoxa5 action is mediated by identifying its direct and indirect downstream effectors. In addition to the HOXA5 transcriptional targets mentioned above (the tumor suppressor gene p53, the mismatch repair gene MutL homolog 1 and the follistatin-like 1 gene Fstl1), reported HOXA5 targets include the genes encoding the progesterone receptor and the cytokine pleiotrophin [98,99]. All these data also raise the possibility that acting on Hoxa5 expression levels could provide a potent therapeutic strategy.

4. Hoxa5: Transcriptional Complexity and Mechanistic Integration

Hox function is intimately linked to the correct developmental expression of Hox genes as illustrated by the homeotic transformations observed when Hox cis-acting regulatory elements are mutated [100,101,102]. The critical role of Hox genes in development is clearly recognized but many gaps remain regarding the mechanisms that tightly control the establishment and maintenance of Hox gene expression in a precise spatio-temporal fashion in the embryo. A complex array of modes of regulation governs Hox gene expression [103,104]. Regulation primarily occurs at the transcriptional level via the combinatorial interplay of several signaling pathways and transcriptional factors that interact with positive and negative cis-acting sequences to differentially control Hox expression in a spatio-temporal and tissue-specific manner. The proximity of Hox genes in the clusters implies the integrated regulation of adjacent Hox promoters through the sharing, the competition and/or the selective use of defined enhancers [105]. Global regulatory elements located outside the Hox clusters are able of long-distance action to coordinate the expression of several genes along the Hox complexes [106]. Large-scale chromatin remodeling events also participate to the regulation of the collinear expression of Hox genes [107]. Finally, the discovery of non-coding RNAs throughout Hox clusters has unveiled additional levels of regulation of Hox expression implicating epigenetic control [108,109,110].

A complex organization of overlapping transcriptional units encompassing the Hoxa5 locus exists in the mouse embryo, which results from alternative splicing and the use of three promoters: one proximal producing the 1.8-kb transcript and two distal ones (D1 and D2) giving rise to four long RNAs (5.0- (2×), 9.5- and 11.0-kb transcripts; Figure 1). The distal promoter D1 corresponds to the putative Hoxa6 promoter, while the most distal one (D2) is located in the Hoxa6–Hoxa7 intergenic region downstream the Hoxa7 gene [19]. The D1 and D2 putative promoters possess Hox-like transcriptional activity as shown by transgenesis. Sequence comparison of the D2 promoter region reveals a highly conserved DNA sequence of 160-bp, including a putative TATA box and a transcription start site (TSS), thus arguing for important evolutionary conserved regulatory DNA elements involved in the production of the larger transcripts. The 5.0-, 9.5- and 11.0-kb transcripts are expressed later and in more posterior embryonic structures than the 1.8-kb transcript, which recapitulates the Hoxa7 expression domain [19,111]. All the Hoxa5-associated transcripts include the ORF encoding the HOXA5 protein but only the 1.8-kb form produces the protein, which is restricted to the cervico-thoracic region, where solely the 1.8-kb transcript is expressed. However, the 5-kb Hoxa6/a5 transcript can produce the HOXA6 protein as shown by transfection assays in HEK293 cells. Thus, the 5-kb Hoxa5, the 9.5-kb and the 11.0-kb transcripts, all transcribed from the D2 promoter, can be considered as long non-coding (lnc) RNAs. The characterization of Hoxa6−/− mutant embryos shows that the Hoxa6 null mutation does not preclude the transcription of the 5.0-, 9.5- and 11.0-kb Hoxa5 lncRNAs but it causes the production of 1-kb larger mutant transcripts due to the presence of the neo cassette [18]. This modification of the lncRNAs does not result in phenotypic consequences in the posterior domain of the embryo where they are expressed indicating that an alteration of the Hoxa5 lncRNA sequences does not trigger major physiological effects [19]. The functional significance of the Hoxa5-associated lncRNAs remains to be determined. LncRNAs are present along the Hox clusters, some participating to the epigenetic regulation of Hox expression. LncRNAs can control negatively or positively gene expression acting either in cis or in trans [109,112,113]. All these data refute the initial view that lncRNAs correspond to transcriptional noise.

Figure 1

Schematic representation of the transcripts encompassing Hoxa5 sequences and of the regulatory regions of the Hoxa5 proximal promoter in the mouse embryo. Genomic organization of the Hoxa4, Hoxa5, Hoxa6 and Hoxa7 genes along the HoxA cluster. Black, grey and open boxes indicate homeobox, translated and transcribed sequences, respectively. The two known exons of Hoxa5 and the start codon ATG of the HOXA5 protein are represented. The 3′ non-coding sequences of Hoxa6 exon 2 extend further downstream into the Hoxa6-Hoxa5 intergenic region and they are indicated by dotted lines. The start codon ATG of the putative HOXA6 protein is indicated. The promoters driving expression of the different transcripts are shown: proximal promoter, P; distal promoters D1 and D2. The transcripts are represented underneath. The waved lines correspond to the translated HOXA5 and HOXA6 proteins. Colored boxes define the DNA control sequences regulating Hoxa5 expression driven by the P promoter. T, temporal; BSC, brachial spinal cord; MES, mesodermal enhancer sequence; L/G, Lung and gut. (Adapted from [19]).

The presence of complex and overlapping transcriptional units at the Hoxa5 locus implies dispersed and shared regulatory regions in the cluster. Even though the Hoxa5 null mutation perturbs all Hoxa5 transcripts [15], it only affects regions that express the 1.8-kb transcript, indicating that the 1.8-kb transcript is the functional form of the Hoxa5 gene. Hence, studies combining transgenesis and molecular approaches were done to identify the regulatory elements of the Hoxa5 proximal promoter (Figure 1). A 14.5-kb genomic fragment, starting within the neighboring Hoxa6 gene and containing sequences up to the Hoxa4 gene, largely reproduces the Hoxa5 spatio-temporal expression driven by the proximal promoter in mouse embryos [114]. It encompasses cis-acting DNA control elements, such as a 604-bp brachial spinal cord (BSC) enhancer and a 650-bp temporal control region, both contained in the Hoxa5 5′-flanking sequences [115,116,117,118]. A 2.1-kb mesodermal enhancer sequence (MES) situated downstream the Hoxa5 coding sequences was shown to be essential for Hoxa5 paraxial and lateral plate mesoderm expression in the cervical and upper thoracic region [118]. The MES includes DNA elements that limit the Hoxa5 regional specific expression domain along the anterior-posterior axis, including a 164-bp DNA sequence that binds CDX proteins to correctly position the Hoxa5 expression domain [119]. A 1.5-kb DNA region that targets Hoxa5 lung and gut developmental expression was also identified in the Hoxa4-Hoxa5 intergenic sequences [120]. The 1.5-kb sequence includes a retinoic acid response element (RARE). Hox genes, mainly from paralog groups 1 to 5, are directly responsive to retinoic acid (RA), which activates retinoic acid receptors that then interact with RARE identified near Hox genes [101,121]. The identified RARE sequence is important for the establishment of the correct Hoxa5 expression domain in the neural tube. However, despite the fact that it was reported to be necessary to drive Hoxa4 expression in embryonic lung and gut, this RARE site does not play a key role in Hoxa5 lung and gut expression during development [114]. Thus, the action of the RARE in organogenesis appears to be Hox promoter-specific [122]. Another RARE located at the 3′ end of the human HOXA5 gene and conserved in the mouse genome was shown to mediate RA responsiveness of HOXA5 in breast cancer cells [123].

The 1.5-kb Hoxa5 lung/gut-specific cis-acting enhancer also interacts with the ubiquitous zinc-finger-containing transcription factor YY1. YY1 contains diverse domains enabling a plethora of protein-protein interactions. It can recruit coactivators or corepressors, which determine whether YY1 will execute inhibitory or activating functions on targets [124]. Even though the role of YY1 in Hox regulation was mainly associated with gene repression, YY1 acts as a positive regulator of Hoxa5 gene expression in the developing respiratory and digestive tracts [114]. Moreover, the conditional deletion of Yy1 function in lung mesenchyme results in mutant mice presenting a Hoxa5-like lung phenotype with decreased Hoxa5 and Hoxa4 gene expression. Therefore, the regulation driven by the YY1 binding sites located in the lung/gut enhancer in the intergenic Hoxa5-Hoxa4 region is shared between the Hoxa5 and Hoxa4 genes. Interestingly, the specific ablation of Yy1 in the lung epithelium impairs lung branching and causes airway dilation similar to that seen in pleuropulmonary blastoma, a rare pediatric lung cancer [125]. This reveals how critical YY1 is for lung morphogenesis. YY1 binding sites are also found in Hoxa5 upstream sequences. Upon binding to these sites, YY1 mediates Polycomb Group (PcG) repression of Hoxa5 expression in the anterior domain of the trunk, participating in the establishment of the correct Hoxa5 expression domain in the prevertebral column [126]. Thus, depending on the developmental context, YY1 can mediate repression or activation of Hoxa5 gene expression.

DNA methylation contributes to Hoxa5 gene expression. In the mouse, Hoxa5 exhibits a tissue-specific pattern of methylation of CpG islands in the promoter region that is established postnatally. The extent of Hoxa5 methylation negatively correlates with the expression levels in adult tissues, suggesting that DNA methylation may participate in the temporal control of Hoxa5 activity after birth [127]. Several microRNAs have also been shown to mediate Hoxa5 downregulation [55,94,128,129,130,131]. miR-130a is frequently cited to contribute to Hoxa5 post-transcriptional regulation. For example, RA treatment decreases miR-130a levels, which derepress HOXA5 translation. The induction of HOXA5 upon RA addition is also mediated by the RNA binding protein Human antigen R (HuR), which binds the 3′-UTR of HOXA5 transcript to increase its stability [129]. Thus, RA modulates Hoxa5 expression at the transcriptional and post-transcriptional levels. Not surprisingly, changes in the epigenetic control of Hoxa5 have profound effects on its expression that are often linked to cancer. In some instances, HOXA5 hypermethylation correlates with HOXA5 downregulation and tumor progression [91,132,133]. As well, overexpression of miRNAs that target Hoxa5 inhibits its expression and favors tumorigenesis [55,94,130,131].

5. Conclusion

The data accumulated over the years on the Hoxa5 gene function clearly demonstrate that Hoxa5 occupies a critical position in the developmental hierarchy that governs embryo patterning and organogenesis. Despite that, several questions remain. We still have to elucidate which signals transduce the information produced during early embryogenesis to correctly trigger Hoxa5 expression in time and space and the regulatory mechanisms that maintain it throughout development. It is also essential to decode how Hoxa5 provides regional cues to the developing organs and tissues by identifying the effectors and gene regulatory networks that mediate Hoxa5 functions. Deciphering Hoxa5 modes of action during development will provide insights into the molecular etiology of developmental and adult pathologies that may uncover novel therapeutic approaches.