| Literature DB >> 28575126 |
Lisette H J Kikkert1,2,3, Maartje H de Groot3,4, Jos P van Campen3, Jos H Beijnen5,6, Tibor Hortobágyi1, Nicolas Vuillerme2,7, Claudine C J Lamoth1.
Abstract
Fall prediction in geriatric patients remains challenging because the increased fall risk involves multiple, interrelated factors caused by natural aging and/or pathology. Therefore, we used a multi-factorial statistical approach to model categories of modifiable fall risk factors among geriatric patients to identify fallers with highest sensitivity and specificity with a focus on gait performance. Patients (n = 61, age = 79; 41% fallers) underwent extensive screening in three categories: (1) patient characteristics (e.g., handgrip strength, medication use, osteoporosis-related factors) (2) cognitive function (global cognition, memory, executive function), and (3) gait performance (speed-related and dynamic outcomes assessed by tri-axial trunk accelerometry). Falls were registered prospectively (mean follow-up 8.6 months) and one year retrospectively. Principal Component Analysis (PCA) on 11 gait variables was performed to determine underlying gait properties. Three fall-classification models were then built using Partial Least Squares-Discriminant Analysis (PLS-DA), with separate and combined analyses of the fall risk factors. PCA identified 'pace', 'variability', and 'coordination' as key properties of gait. The best PLS-DA model produced a fall classification accuracy of AUC = 0.93. The specificity of the model using patient characteristics was 60% but reached 80% when cognitive and gait outcomes were added. The inclusion of cognition and gait dynamics in fall classification models reduced misclassification. We therefore recommend assessing geriatric patients' fall risk using a multi-factorial approach that incorporates patient characteristics, cognition, and gait dynamics.Entities:
Mesh:
Year: 2017 PMID: 28575126 PMCID: PMC5456316 DOI: 10.1371/journal.pone.0178615
Source DB: PubMed Journal: PLoS One ISSN: 1932-6203 Impact factor: 3.240
Patient characteristics for fallers and non-fallers (mean ± SD).
| Variable | Fallers (n = 25) | Non-fallers (n = 36) | |||||
|---|---|---|---|---|---|---|---|
| Body Mass Index (kg/m2) | 27.7 | ± | 4.2 | 26.0 | ± | 3.5 | |
| Handgrip | 23.7 | ± | 8.0 | 27.2 | ± | 8.8 | |
| Charlson Comorbidity Index | 1.6 | ± | 1.4 | 1.3 | ± | 1.2 | |
| Longitudinal Aging Study Amsterdam fall risk profile | 8.0 | ± | 1.2 | 2.4 | ± | 0.4 | |
| Cobb Angle | 52.0 | ± | 14.5 | 50.0 | ± | 12.7 | |
| Fall Risk Increasing Drugs | 1.3 | ± | 1.2 | 1.3 | ± | 1.4 | |
| Mini Mental State Examination | 23.1 | ± | 4.8 | 23.8 | ± | 3.7 | 0–30 |
| Benton’s Temporal Orientation test | 19.2 | ± | 6.4 | 10.0 | ± | 3.3 | 0–113 |
| Enhanced Cued Recall test | 11.7 | ± | 4.1 | 10.4 | ± | 5.0 | 0–16 |
| Clock Drawing test | 10.1 | ± | 2.5 | 10.6 | ± | 2.5 | 0–14 |
| Verbal Fluency test | 13.3 | ± | 1.5 | 14.1 | ± | 0.9 | 0–40 |
* p < 0.05.
a A higher score indicates better performance.
b A higher score indicates worse performance.
c Values above >50 affect postural control.
d A score of ≥ 8 points indicates an increased risk for recurrent falling.
Loadings of the gait variables (eigenvalue >1 and absolute loadings > 0.4) as revealed by PCA with Varimax rotation.
| Gait measures | Pace | Variability | Coordination |
|---|---|---|---|
| Walking Speed | -.848 | ||
| Root Mean Square AP | -.844 | ||
| Root Mean Square ML | -.820 | ||
| Index of Harmonicity ML | .791 | ||
| Stride Time | .748 | ||
| CV Stride Time | .583 | .435 | |
| Step Consistency | .781 | ||
| Long range correlations | -.774 | ||
| Sample Entropy AP | .677 | ||
| Sample Entropy ML | .850 | ||
| Index of Harmonicity AP | .512 |
CV = Coefficient of Variation; AP = Anterior-Posterior; ML = Medio-Lateral.
Characteristics of the three PLS-DA models: Number of latent variables, variance explained in X (fall risk factors) and Y (fall-status), and classification accuracy of fallers and non-fallers.
| Model | Factors included | Number of LV’s | X-block (%) | Y-block (%) | Sensitivity (%) | Specificity (%) | AUC | |
|---|---|---|---|---|---|---|---|---|
| 1 | Patient characteristics | 3 | LV1 | 23.7 | 32.5 | 92 | 60 | 0.86 |
| LV2 | 15.0 | 6.5 | ||||||
| LV3 | 15.9 | 0.7 | ||||||
| 2 | Patient characteristics + cognition | 3 | LV1 | 15.1 | 34.5 | 89 | 72 | 0.90 |
| LV2 | 13.1 | 9.5 | ||||||
| LV3 | 20.5 | 2.1 | ||||||
| 3 | Patient characteristics + cognition + gait | 5 | LV1 | 31.8 | 33.6 | 92 | 80 | 0.93 |
| LV2 | 7.8 | 13.5 | ||||||
| LV3 | 18.4 | 1.3 | ||||||
| LV4 | 7.5 | 1.4 | ||||||
| LV5 | 5.3 | 0.8 | ||||||
LV = Latent Variable; AUC = Area Under the Curve.
Fig 1Receiving operating characteristic—Curves for the three fall classification models.
Model 1 = Patient characteristics; Model 2 = Patient characteristics + cognitive outcomes; Model 3 = Patient characteristics + cognitive outcomes + gait outcomes. AUC = Area Under the Curve.
Explained variance (%) per independent variable of the 5 extracted latent variables in model 3.
| Independent variable | LV1 | LV2 | LV3 | LV4 | LV5 | Sum |
|---|---|---|---|---|---|---|
| Gait Pace | 12.2 | 0.0 | 6.0 | 2.2 | 1.0 | 22.2 |
| Gait Variability | 0.3 | 5.9 | 5.5 | 7.2 | 2.1 | 21.0 |
| Gait Coordination | 20.4 | 13.3 | 1.3 | 0.4 | 3.6 | 39.0 |
| Mini Mental State Examination | 7.7 | 0.5 | 58.7 | 7.5 | 4.6 | 86.6 |
| Benton’s Temporal Orientation test | 1.7 | 0.5 | 58.7 | 0.5 | 1.3 | 62.7 |
| Enhanced Cued Recall test | 6.3 | 5.5 | 53.4 | 0.1 | 4.8 | 70.0 |
| Clock Drawing test | 9.1 | 12.9 | 21.7 | 0.7 | 8.5 | 52.0 |
| Verbal Fluency test | 10.4 | 15.5 | 28.1 | 16.1 | 0.1 | 70.3 |
| Fall Risk Increasing Drugs | 2.8 | 8.2 | 2.3 | 18.4 | 4.5 | 36.2 |
| Charlson Comorbidity Index | 0.2 | 6.0 | 9.0 | 21.1 | 0.0 | 36.4 |
| Body Mass Index | 3.8 | 8.3 | 4.1 | 28.9 | 26.4 | 71.5 |
| Longitudinal Aging Study Amsterdam | 74.4 | 2.4 | 0.7 | 1.4 | 5.6 | 84.5 |
| Handgrip | 40.9 | 15.6 | 8.9 | 0.2 | 0.6 | 66.2 |
| Cobb Angle | 2.5 | 0.8 | 0.0 | 0.0 | 10.6 | 13.9 |
LV = Latent Variable
Fig 2Biplots of latent variables (LV’s) 1 vs. 2 (upper trace) and LV’s 1 vs. 3 (lower trace) provide a graphical representation of the response variable (fall-status) and weights of the independent variables (patient characteristics, cognitive, and gait factors) with respect to the included LV’s.
As clearly shown, fallers and non-fallers (green and red respectively) are clustered. Weight vector size reflects the importance of the variable to the model. The direction of the vector refers to whether variables mainly relate to classification of fallers (sensitivity) or non-fallers (specificity). BMI = Body Mass Index; CCI = Charlson Comorbidity Index; LASA = Longitudinal Aging Study Amsterdam; FRIDs = Fall Risk Increasing Drugs; MMSE = Mini Mental State Examination; BTO = Benton Temporal Orientation; ECR = Enhanced Cued Recall.