| Literature DB >> 22649171 |
Helen Michelle Kirkby1, Melanie Calvert, Heather Draper, Thomas Keeley, Sue Wilson.
Abstract
OBJECTIVE: To establish the empirical evidence base for the information that participants want to know about medical research and to assess how this relates to current guidance from the National Research Ethics Service (NRES). DATA SOURCES: Medline, Web of Science, Applied Social Sciences Index and Abstracts, Sociological abstracts, Health Management Information Consortium, Cochrane Library, thesis index's, grey literature databases, reference and cited article lists, key journals, Google Scholar and correspondence with expert authors. STUDY SELECTION: Original research studies published between 1950 and October 2010 that asked potential participants to indicate how much or what types of information they wanted to be told about a research study or asked them to rate the importance of a specific piece of information were included. STUDY APPRAISAL AND SYNTHESISEntities:
Year: 2012 PMID: 22649171 PMCID: PMC3367142 DOI: 10.1136/bmjopen-2011-000509
Source DB: PubMed Journal: BMJ Open ISSN: 2044-6055 Impact factor: 2.692
Summary of studies included in the systematic review
| Lead author/country/year | Inclusion/exclusion criteria | Participant illness | Participant demographics | Total number of participants (response rate) | Study design | Sampling strategy | Analysis | Key themes explored | Study strengths | Study limitations |
| Walkup, | None provided | None | Gender: not reported | 57 (not provided) | Exploration of conversation and questionnaire | Convenience | Descriptive summary statistics | Study purpose, voluntariness, study method, risks, benefits, confidentiality and review board approval | Participants approached in a public setting and invited to complete a questionnaire and researcher recorded study information spontaneously requested Did not specify a disease group | No inclusion/exclusion criteria Participant demographics not reported |
| Age: not reported | ||||||||||
| Education/deprivation: not reported | ||||||||||
| Ethnicity: not reported | ||||||||||
| Bento, | Female participants aged 18–49 years who had taken part in a clinical trial of women's health in the previous 12 months and lived in Metropolitan area of Campinas, Sao Paulo, Brazil | Women's health | Gender: only female | 51 participants 8 focus groups (not provided) | Focus groups | Convenience | Framework analysis | Study methods, risks and benefits | Participants of different ages and educational level likely to have different needs and opinions regarding topic Focus groups homogeneous for age and educational level; suitable to ensure they were comfortable expressing opinions Recruitment continued until data saturation point | Demographics not representative of the general population as the study only included women and was limited to participants from a trial of a contraceptive intervention |
| Age: 18–49 | ||||||||||
| Education/deprivation: 4 focus groups 8th grade or less, 4 focus groups above 8th grade education | ||||||||||
| Ethnicity: not reported | ||||||||||
| Hutchinson, | Participants of clinical trials of COPD, asthma, diabetes, osteoporosis, rheumatoid arthritis and the influenza vaccine. Excluded if clinical trial for acute, life-threatening or debilitating conditions with inadequate therapy | Chronic illness | Gender: 52% male | 259/324 (80%) | Questionnaire | Convenience | Descriptive summary statistics and multivariate logistic regression | Conflicts of interest (CoI)/organisation and funding of the research | Demographics not representative of the general population as median age 70 | |
| Age: median age 70 (range not reported) | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: not reported | ||||||||||
| Gray, | Participants enrolled onto a phase I research trial, spoke English and were medically and mentally capable of participating | Phase I research trial | Gender: 52% male | 102/119 (86%) | Questionnaire | Consecutive participants enrolling onto parent trial | Descriptive summary statistics, χ2 tests and multivariate logistic regression | CoI/organisation and funding of the research | Same interviewer conducted all interviews | Demographics not representative of the general population as the median age was 61 and was limited to cancer patients participating in an early phase clinical trial |
| Age: median age 61 (range 26–82) | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: 81% white | ||||||||||
| Fernandez, | English-speaking adolescent with cancer or parents of children with cancer. Excluded acutely unwell or recently relapsed | Cancer | Gender: adolescents not reported Parents mostly women (23/30; 77%) | 40/43—10 adolescent, 30 parent participants (93%) | Questionnaire | Random | Descriptive summary statistics and χ2 tests | Return of study results | Demographics not representative of general population as participants were well educated, mostly Caucasian and limited to adolescents with cancer/parents of children with cancer | |
Age: adolescents median age 16 (range 13–20) Parents median age 40.9 (range 28–53) | ||||||||||
Education/deprivation: adolescents predominantly in education (no figures reported) Parents 50% with post secondary education | ||||||||||
Ethnicity: adolescents 80% Caucasian Parents 100% Caucasian | ||||||||||
| Bento, | Participants of HIV, hepatitis, arthritis and surgical oncology trials who were >18 years and English speaking | Various | Gender: 61% male | 33 (not provided) | Face-to-face semi-structured interviews | Convenience | Transcripts coded and themes and major concepts identified | CoI/organisation and funding of the research | Open questions used during interviews Data collection continued to saturation point Two authors independently conducted analysis | Used hypothetical scenario Demographics not representative of general population as participants were more often men and limited to adults participating in HIV, hepatitis, arthritis or surgical oncology trials |
| Age: not reported | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: 70% white | ||||||||||
| Hampson, | Participants with cancer and enrolled in a clinical trial who were English speaking and >18 years | Cancer | Gender: 56% male | 252/272 (93%) | Structured face-to-face interviews | Not provided | Descriptive summary statistics and Fishers exact test/Kruskal–Wallis test | CoI/organisation and funding of the research | Validated interview questions | Demographics not representative of general population as the study population were well educated, financially secure and limited to adult participants of a clinical trial |
| Age: 24%, <50; 32%, 50–59; 26%, 60–69; 16%, >70 | ||||||||||
| Education/deprivation: well educated and financially secure | ||||||||||
| Ethnicity: 92% white | ||||||||||
| Weinfurt, | Healthy adults or those with a mild chronic illness. Excluded if they had participated in another focus group within the previous 6 months or were working or had worked for an organisation involved in the conduct of clinical trials | Healthy | Gender: 42% male | 16 focus groups (not provided) | Focus groups | Convenience | Initial content codes based on transcripts developed that were summarised and reviewed to identify main themes | COI/organisation and funding of the research | Participants not limited to disease group | Only one moderator conducted focus groups Non-verbal communication not recorded Demographics not representative of general population as the study population were well educated, financially secure and the majority had previously shown interest in research |
| Age: 12%, 18–29; 51%, 30–49; 37%, >50 | ||||||||||
| Education/deprivation: well educated and financially secure | ||||||||||
| Ethnicity: 56% white | ||||||||||
| Partridge, | All participants of the parent trial (chemotherapy trial) | Cancer | Gender: only female | 94/135 (69.6%) | Questionnaire | Convenience | Simple descriptive statistics | Return of study results | Participant selection biased towards participants that wanted to know study results Demographics not representative of general population as the study population were mostly Caucasian, only included females and was limited to participants of a breast cancer trial | |
| Age: mean age 55 (range not reported) | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: 96% white | ||||||||||
| Kim, | Potential research participants >18 years, diagnosed with heart disease, breast cancer or depression and listed on the Harris Interactive Chronic Illness Database | Various | Gender: 50% male | 5478/20205 (27%) | Online questionnaire | Random | Two-way ANOVA modified for ordinal data and multinomial logistic regression | CoI/organisation and funding of the research | Validated questionnaire Participants chosen at random but from the subset of those registered on the Harris Interactive Chronic Illness Database | Demographics not representative of general population as it was limited to internet users |
| Age: 4% 18–29, 16% 30–44, 61% 45–64, 19% 65+ | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: 92% white | ||||||||||
| Partridge, | Any participant enrolled into the parent study (chemotherapy trial) | Breast cancer | Gender: not reported | 51/55 (93%) | Questionnaire | Convenience | Simple descriptive statistics | Return of study results | Multicentre | Unvalidated questionnaire Demographics not representative of general population as the study was limited to participants of a breast cancer trial. Gender was not presented but expect most were women given disease area |
| Age: median age 54 (range 29–82) | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: 84% white | ||||||||||
| Casarett, | Participants with a current telephone number, enrolled at a pain clinic, who had chronic non-malignant pain, were taking scheduled opioids and had experienced the pain for at least 6 months | Chronic pain | Gender: 40% male | 40/86 (46.5%) | Semi-structured telephone interviews | Convenience | Descriptive summary statistics and bivariate analysis with non-parametric tests | Voluntariness, study methods, expenses, risks and the drug/device/procedure being tested | Validated interview topic guide Questions spontaneously asked by participants were recorded | Demographics not representative of general population as participants were more often men and limited to chronic pain patients |
| Age: mean age 47 (range 30–86) | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: 85% white | ||||||||||
| Maslin, | Attending a breast unit and were patients with a breast cancer diagnosis or asymptomatic women with a family history of breast cancer | Cancer | Gender: only female | 213/300 (71%) | Postal questionnaire | Random | Simple descriptive statistics | Study purpose, voluntariness, study methods, risks, benefits and confidentiality | Participants chosen at random but from a subset of those attending a breast unit | Demographics not representative of general population as the study only included women and was limited those with breast cancer |
| Age: median 47 (range 24–81) | ||||||||||
| Education/deprivation: not reported | ||||||||||
| Ethnicity: not reported | ||||||||||
| Sand, | Participants eligible for the parent study (all lung cancer patients) | Cancer | Gender: 57% male | 21/33 (64%) | Semi-structured interviews | Convenience | Identification and categorisation of themes and analysis based on deductive and inductive categories | Voluntariness, study methods and treatment alternatives | No inclusion/exclusion criteria stated but 11 potential participants were not invited Technical problems with 3 recordings Demographics not representative of the general population as participants were more often men, had a median age of 69 years and were limited to lung cancer patients | |
| Age: median age 69 (range 44–84) | ||||||||||
| Education/deprivation: range of backgrounds | ||||||||||
| Ethnicity: not reported |
Empirical evidence linked to NRES participant information sheet recommended headings
| NRES Heading | What does NRES say should be included? | Number of studies | Empirical evidence for inclusion in PIS from literature |
| What is the purpose of the study? | Purpose is an important consideration for subjects and should be included | 2 | Pooled results showed that 76% (95% CI 27% to 100%) participants wanted to know about study purpose |
| Why have I been invited? | Why and how participants have been chosen and how many will be in the study | 0 | No empirical evidence |
| Do I have to take part?/What will happen if I don't want to carry on with the study? | The voluntary nature of the research should be included | 4 | Pooled results from the 3 quantitative studies The one qualitative study reported that it was the most important piece of information to be included in a participant information sheet |
| What will happen to me if I take part?/What will I have to do? | How long the participant will be involved in the research/how long the research will last | 3 | Pooled results from all three studies |
| How often they need to attend a clinic | 1 | 68% (27/40; 95% CI 53% to 82%) wanted to know the frequency of additional study visits | |
| How long visits will be | 0 | No empirical evidence | |
| Exactly what will happen to them | 2 | Specific information types varied considerably between studies, so no meaningful pooled results could be calculated The proportion of people wanting to know what would happen to them ranged from 9.5% (2/21; 95% CI 0% to 22.1%) | |
| Expenses and payments | Expense claims available and if there is any kind of payment for participation | 1 | 25% (10/40; 95% CI 11.6% to 38.4%) wanted to know if free medication would be available during or after trial |
| What is the drug, device or procedure that is being tested? | Short description of the drug, device or procedure and given the stage of development state the dosage of the drug and method of administration, and details of any contraindicated drugs included over the counter drugs | 2 | The one quantitative study The one qualitative study showed that participants wanted to know how to use the intervention |
| What are the alternatives for diagnosis or treatment? | What other managements/treatments are available and a list of all important comparative risks and benefit | 1 | 5% (1/21; 95% CI 0% to 13.9%) wanted as much information about treatment alternatives as they received about the study medication |
| What are the possible disadvantages and risks of taking part?/What are the side effects of any treatment received when taking part? | Any risks, discomforts or inconvenience should be outlined | 4 | Specific information types varied considerably between studies so no meaningful pooled results could be calculated. Results ranged from no participants that asked about study risks (0/57) |
| Radiation and the Ionising Radiation Regulations | If the use of additional ionising radiation is required as part of the study, then information must be given to the participant on the radiation involved | 0 | No empirical evidence |
| Harm to the unborn child: therapeutic studies | Clear warnings must be given where there could be harm to an unborn child, if there was a risk in breast feeding or if taking the medication is likely to cause fertility problems | 0 | No empirical evidence |
| What are the possible benefits of taking part? | Benefits should be included, but where there is no intended clinical benefit it should be stated clearly | 3 | Pooled results of the two quantitative studies Two studies provided relevant data relating to specific benefits. |
| What happens when the research study stops? | Arrangements for after the trial finishes must be given, and it must be clear if participants will have continued access to any benefits or intervention they may have obtained during the research. If treatment will not be available after the study, it should be explained what treatment will be available instead | 1 | 55% (22/40; 95% CI 39.6% to 70.4%) wanted to know about the availability of medication after the study was over |
| What if there is a problem? | How complaints will be handled and what redress may be available | 0 | No empirical evidence |
| Will my taking part in the study be kept confidential? | How data will be collected, stored, what it will be used for, who will have access to it, how long it will be retained for and how it will be disposed of | 2 | Pooled results showed that 44% (95% CI 10% to 82%) participants wanted to be given information about confidentiality and the protection of their privacy |
| Involvement of the GP/family doctor | If the participants GP needs to be notified of involvement or asked for consent | 0 | No empirical evidence |
| What will happen to any samples I give? | Clear description of whether new samples will be taken, if excess samples will be taken, and if access to existing stored samples will be required. The same type of information as for data is required to be provided | 0 | No empirical evidence |
| Will any genetic tests be done? | A separate consent form for genetic studies should be used | 0 | No empirical evidence |
| What will happen to the results of the research study? | What will happen to the results of the research, if it is intended to be published and how results will be made available to participants and that they will not be identified in any publication | 3 | Pooled results showed that 91% (95% CI 85% to 95%) wanted to know about study results Specific information types varied considerably between studies, so no meaningful pooled results could be calculated. Two studies provided relevant data relating to specific aspects of what they wanted to know about results. |
| Who is organising and funding the research? | The organisation or company sponsoring the research and funding the research if these are different and if the researcher conducting the research is being paid | 6 | Pooled results from the four quantitative studies showed that 48% (95% CI 27% to 69%) wanted to know about any type of CoI, but there was general disagreement over whether patients wanted to be told about financial CoI Three studies provided relevant data relating to what participants wanted to know about specific aspects of COI. One study reported that participants wanted to know specifically how money was spent, with proportions ranging from 25% (65/259; 95% CI 19.8% to 30.4%) that wanted to know how much of the funding was spent on administration One qualitative study reported that participants wanted to know the name of the sponsor Some participants wanted help understanding the potential consequences of CoI, some did not Specific information types varied considerably between studies so no meaningful pooled results could not be calculated |
| Who has reviewed the study? | Explain the role of the research ethics committees and which committee reviewed the current study | 1 | No participants asked about institutional review board approval (0/57) |
GP, general practitioner; NRES, National Research Ethics Service; PIS, participant information sheet.
Figure 1Results of search strategy and identification of publications included in the review.