Mattia Bondanza1, Baptiste Demoulin2, Filippo Lipparini1, Mario Barbatti2,3, Benedetta Mennucci1. 1. Dipartimento di Chimica e Chimica Industriale, Università di Pisa, Via G. Moruzzi 13, 56124 Pisa, Italy. 2. Aix Marseille University, CNRS, ICR, 13385 Marseille, France. 3. Institut Universitaire de France, 75231 Paris, France.
Abstract
We present the implementation of trajectory surface-hopping nonadiabatic dynamics for a polarizable embedding QM/MM formulation. Time-dependent density functional theory was used at the quantum mechanical level of theory, whereas the molecular mechanics description involved the polarizable AMOEBA force field. This implementation has been obtained by integrating the surface-hopping program Newton-X NS with an interface between the Gaussian 16 and the Tinker suites of codes to calculate QM/AMOEBA energies and forces. The implementation has been tested on a photoinduced electron-driven proton-transfer reaction involving pyrimidine and a hydrogen-bonded water surrounded by a small cluster of water molecules and within a large water droplet.
We present the implementation of trajectory surface-hopping nonadiabatic dynamics for a polarizable embedding QM/MM formulation. Time-dependent density functional theory was used at the quantum mechanical level of theory, whereas the molecular mechanics description involved the polarizable AMOEBA force field. This implementation has been obtained by integrating the surface-hopping program Newton-X NS with an interface between the Gaussian 16 and the Tinker suites of codes to calculate QM/AMOEBA energies and forces. The implementation has been tested on a photoinduced electron-driven proton-transfer reaction involving pyrimidine and a hydrogen-bonded water surrounded by a small cluster of water molecules and within a large water droplet.
Computational photochemistry
is a mature research field, but its
application to complex systems remains challenging. The problem is,
in fact, 2-fold: from one side, the essence of photochemistry is connected
to the quantum behavior of nuclear wave packets, which is something
challenging to reconstruct computationally; on the other side, the
motion of such wave packets is determined by the electronic structure
of the molecule itself, which can be accurately computed only with
techniques having a very unfavorable scaling. Finally, both the electronic
and the nuclear degrees of freedom of the system undergoing the photochemical
process are coupled to the embedding environment, which can enormously
enhance both the difficulty of the calculations and their computational
cost.An effective strategy to make the computational simulation
feasible
without losing too much accuracy is introducing a mixed quantum–classical
description for modeling both dynamics and potential energy surfaces
(PES). The mixed quantum–classical reformulation of dynamics
allows introducing the concept of nuclear trajectories in a way that
closely resembles Newton’s dynamics, thus drastically reducing
the computational effort needed to simulate a wave packet propagation.[1−4] On the other hand, the mixed quantum–classical calculation
of energy, forces, and state couplings allows one to keep an accurate
quantum mechanical (QM) description for the most relevant part of
the system while introducing the effect of the rest through classical
interactions.A successful example of this strategy is the coupling
between the
trajectory surface-hopping (TSH)[5] nonadiabatic
method with a hybrid QM/MM (quantum mechanics/molecular mechanics)
description.[6−9] This approach has often been applied to solvated systems and molecular
systems embedded in more complex environments such as biological macrostructures
or solid matrices.[10,11] In those applications, the usual
QM/MM description adopted is an electrostatic type of embedding where
the effect of the MM atoms on the QM subsystem is represented in terms
of the electrostatic potential generated by the fixed atomic charges
used in MM force fields to describe electrostatic interactions.[12] In recent years, however, polarizable QM/MM
formulations have rapidly diffused,[13−20] especially for simulating light-induced processes of (multi)chromophoric
systems.[21−23]Extending polarizable models to nonadiabatic
dynamics presents
an inherent challenge due to the nonlinearity introduced into the
system’s Hamiltonian through the dependence of the polarization
degrees of freedom of the environment on the QM charge density.[22−24] Consequently, different electronic states are eigenfunctions of
different nonlinear Hamiltonians, and their orthogonality is no longer
conserved. The practical realization of TSH using such a state-specific
(SS) environment model is not obvious neither unique, but different
approximate strategies can be envisioned, as some of the present authors
have discussed in a previous article.[22] However, if the QM method used for TSH simulation is based on a
linear-response (LR) formulation, such as in time-dependent density
functional theory (TD-DFT), the coupling to a polarizable model can
be formulated in a much simpler way. Within this theoretical framework,
in fact, the response of the polarizable environment can be recast
in such a way that it does not depend on the charge density of a specific
state but on transition densities. The resulting LR response, which,
in the literature, has also been described as a dispersion-like interaction,[25] makes the TD-DFT problem solvable for all of
the states simultaneously exactly as for an isolated QM system.As the LR and the SS responses describe two different physical
interactions, they should simultaneously be taken into account to
get a complete description of the environment effect.[25−27] Within the TD-DFT description, the SS correction can be approximately
recovered through the so-called corrected linear-response method (cLR),
initially developed for continuum solvation models,[28] but successively extended to polarizable QM/MM descriptions.[17,29]Here, we investigate the possibilities TSH offers when combined
with TD-DFT and an induced point dipole (IPD) formulation of the polarizable
embedding by coupling the surface-hopping engine Newton-X[30] with the polarizable QM/AMOEBA approach[17] developed interfacing the Tinker[31] and Gaussian[32] suites
of codes.We tested this implementation on the photodynamics
of pyrimidine–water
clusters and on a pyrimidine molecule solvated in a water droplet.
These systems are tailored for these tests because, first, we can
count on previous experimental and theoretical benchmark results,[33,34] and, second, their ultrafast dynamics and the chromophore’s
small size limit the computational costs, allowing the simulation
of multiple data sets.
Methods and Implementation
Ground and Excited States with QM/AMOEBA
In the following, we assume a Kohn–Sham (KS) density functional
theory (DFT) description of the molecular system within an environment
described with the AMOEBA polarizable force field.[35] The QM/AMOEBA self-consistent polarization problem can
be derived starting from the following polarization Lagrangian[24]In eq , the brackets denote a dot product, P is
the density of the quantum system, M is the AMOEBA
multipolar distribution of static charges q, dipoles
μ, and quadrupoles Θ, V, E,
and G are the electrostatic potential, field, and
field gradient, whereas T is the dipole interaction
tensor. E(M) and E(M) are fields produced by the multipolar distribution at the polarizable
sites. They differ among themselves because of different exclusion
rules used to assemble them, as from the definition of the AMOEBA
force field.[35,36] As a result, two sets of induced
dipoles are generated μ and μ.By imposing the stationarity of the
Lagrangian with respect to the density matrix, subject to the usual
idempotency constraints, to the induced dipoles μ and μ, we get
an effective Kohn–Sham equation and the following equations
for the induced dipolesIn the effective Kohn–Sham equation,
the operator contains additional terms due to the presence of the
distribution M and a polarization term which can
be recast in the following formwhere E are electric field one-electron integrals. As the induced
dipoles depend on the QM density matrix, the QM and polarization equations
are coupled, and by solving them together, mutual polarization of
the QM density and AMOEBA-induced dipoles is achieved. From a numerical
point of view, this nonlinearity is not an issue for standard self-consistent
field (SCF) implementations, as they already self-consistently solve
a nonlinear eigenvalue problem. When a polarizable embedding is added,
one has to modify the SCF algorithm by including, at each SCF iteration,
the calculation of the induced dipoles so that one can add the polarization
contribution to the effective Kohn–Sham matrix.[17] Thus, polarizable embedding models are considerably
more computationally demanding than electrostatic embedding QM/MM.
In our implementation, the polarization linear systems in eq are solved iteratively
using a preconditioned conjugate gradient strategy[37] and the fast multipole method[38] (FMM) to compute the required matrix–vector products in a
linear-scaling fashion.[39,40]In an LR TD-DFT
scheme, excitation frequencies ω are obtained
by solving the generalized eigenvalue problem[41]where the A and B matrices are components of the orbital rotation Hessian and X and Y are the off-diagonal blocks of the transition
density matrix. It is important to underline that solving eq does not provide excited
state densities. Nevertheless, they can be reconstructed by first
solving a set of coupled-perturbed equations, usually called Z-vector
equations.[42,43]The effect of a polarizable
environment on the description of excitation
processes is far from trivial. The self-consistent polarization interaction
gives rise to an additional term in the definition of the A and B matrices, thus modifying the molecular response
function. In particular, both matrices are augmented bywhere is the electric field operator at R and is the dipole at site k induced by the density element ϕϕ.[17] At convergence, this LR environment term gives rise to an excitation
energy contribution determined by the electric field generated by
the transition density (X + Y) at the polarizable
sites and the AMOEBA dipoles induced by the same field, namely, −⟨μ, E⟩. Such LR term is the instantaneous
response of the AMOEBA polarizable sites to the transition density
of the electronic excitation.The same computational considerations
made for the SCF apply here
as well. In particular, a polarization linear system needs to be solved
at each iteration of the solution of the TD-DFT equations, which is
again done using our FMM-based implementation.[40,44] From eq , we can see
that in the LR formulation the environment’s dipoles are not
relaxed on the excited state density but for each state their response
to the state transition density is computed within the solution of
the TD-DFT equations. This formulation makes the calculation of analytical
gradients feasible using precisely the same approach used for an isolated
QM system as described in detail in ref (44).As reported in the Introduction, it is
possible to recover the additional type of response due to the polarizable
environment, namely, the one due to the change in the electronic charge
densities of the ground and excited states (the SS effect) through
the corrected LR (cLR). Within AMOEBA, the cLR correction to the excitation
energy reads[17]where is the electric field generated by the
change in the electronic charge densities of the ground and excited
states at the polarizable site k and μΔ are the induced dipoles generated by the same field.To simultaneously take into account LR and SS responses, a simple
but effective protocol has been proposed for continuum solvation models
and called cLR2,[27] but it can
equivalently be applied to a QM/AMOEBA description. The only problem
is that analytical gradients of the corrected energies have never
been developed as they are cumbersome and costly to compute; for this
reason, in the following, only an LR formulation will be used in the
TSH dynamics. SS effects will be exclusively considered as a posteriori
correction of the LR trajectories, precisely as proposed in the original
cLR2 protocol.[27]
Nonadiabatic Dynamics with QM/AMOEBA
In the present work, we focus on the coupling of TSH with LR-TD-DFT
performed with polarizable embedding in the IPD formulation. To implement
such a methodology, we developed an interface between the TSH software
Newton-X[30] and a modified version of Tinker[31] that can, together with a modified version of
the Gaussian 16 suite of codes,[32] compute
energies and geometrical gradients of the TD-DFT/AMOEBA Hamiltonian.In our implementation (Figure ), Newton-X NS (new series) handles
the time propagation and the surface-hopping algorithm. At each step
of the dynamics, it calls the Tinker/Gaussian interface to compute
the required electronic-structure quantities: (a) the potential energies,
(b) the potential energy gradients, (c) the single-excitation coefficients
(corresponding to the elements of the X + Y matrix), and (d) the molecular to atomic orbitals transformation
matrix. The latter two are required to evaluate the overlap between
Casida’s wave functions, used to estimate time-derivative nonadiabatic
couplings.[45,46]
Figure 1
Schematic representation of Newton-X-Tinker-Gaussian
implementation.
Newton-X acts as a driver providing at the beginning of each step
the coordinates of the system to Tinker that in turn calls Gaussian
to compute energies and gradients with TD-DFT/AMOEBA PES. Then, to
evaluate the transition probabilities between states, the overlap
of wave functions at two subsequent time steps are computed by a program
written on purpose (ci ovlp in the scheme, it is provided together
with Newton-X) that uses the orbital overlap matrix computed using
Gaussian.
Schematic representation of Newton-X-Tinker-Gaussian
implementation.
Newton-X acts as a driver providing at the beginning of each step
the coordinates of the system to Tinker that in turn calls Gaussian
to compute energies and gradients with TD-DFT/AMOEBA PES. Then, to
evaluate the transition probabilities between states, the overlap
of wave functions at two subsequent time steps are computed by a program
written on purpose (ci ovlp in the scheme, it is provided together
with Newton-X) that uses the orbital overlap matrix computed using
Gaussian.In particular, auxiliary wave functions for each
electronic excited
state I are written as[47]where is the normalization factor and is a Slater determinant with an electron
promoted from Kohn–Sham spin–orbital orbital i to a. With this wave function definition,
we can compute the time-derivative nonadiabatic coupling[5,46]employing the Hammes-Schiffer and Tully (HST)
approach[48]where S are the overlap termsEither adopting the determinant-derivative[49−51] or the orbital-derivative approach,[52] calculating these overlaps reduces to determining the atomic-orbital
overlap matrix between sequential time steps. Within this formalism,
the presence of a polarizable MM environment does not introduce any
specificity as its effects are implicitly accounted for through the
modifications induced in the wave functions.Gaussian is used
to compute ground and excited state energies and
gradients considering the electrostatic and polarization part of the
AMOEBA force field, the TD-DFT, and their coupling. Energies and gradients
of the bonding components of the force field together with those of
van der Waals nonbonding interactions are evaluated by Tinker, which
adds them to the terms computed by Gaussian. To keep this framework
unchanged, given the system’s geometry, we wrote an interface
tool within the Tinker package which allows computing single-point
energies and gradients for the LR-TD-DFT/AMOEBA potential. When such
a calculation is performed, Tinker computes bonding and van der Waals
nonbonding interactions for the system, creates the input for Gaussian,
runs it, and finally collects all of the results together, printing
energies and forces on a formatted interface file.All of the
implementations described up to now are self-contained
in a Fortran module and a Perl script used to interface Newton-X NS
and Tinker/Gaussian, providing the data needed to the core code in
the correct format (and units). The interface between Newton-X and
Tinker/Gaussian is handled with two formatted files (system.xyz and
interface.dat, Figure ) containing the coordinates of the system and its energy and gradients,
respectively. Even if formatted files are clearly less efficient than
binary ones or direct in-memory communication, we decided to adopt
this solution as, at the current stage, it does represent a minor
overhead with respect to the cost of the on-the-fly evaluation of
PESs and gradients while allowing a much easier debug and development.
Since the TSH core code was not ready to deal with QM/MM calculations,
some minor modifications have also been performed. In particular,
manipulation of the system’s kinetic energy is needed to handle
frustrated hoppings, velocity rescaling after hopping, and decoherence
corrections.[53] When a QM/MM potential is
used, it is more sound to exclude atoms from the environment and to
only use the kinetic energy of the QM part. Otherwise, the amount
of kinetic energy available for these effects becomes anomalously
large, leading to size-extensivity errors when the direction of the
nonadiabatic coupling vector is not explicitly known.[54]
Test Application
As a test case of
the TSH with TD-DFT/AMOEBA implementation, we
focused on a pyrimidine (Pm) water cluster.The photoinduced
process in nitrogen aromatic heterocycles interacting
with water molecules has been accurately investigated, combining laser
spectroscopy, mass spectrometry, and QM calculations.[33,34,55−58] These investigations show that
the mechanism involves a photoinduced electron-driven proton-transfer
(EDPT) reaction,[59] representing a subcase
of the proton-coupled electron-transfer (PCET) mechanism,[60] namely, after photoexcitation of the aromatic
heterocycle, an electron is transferred from the lone pair of an H-bonded
water to its π* orbital (see Figure ). The resulting charge-transfer (CT) state
is quickly neutralized by the displacement of the H-bonding proton,
forming a new bond with the aromatic nitrogen. After the EDPT, the
system is still excited but it quickly relaxes to the ground state
(GS), which is a biradical at this geometry.
Figure 2
Graphical representation
of the clusters Pm(H2O)4 (left); hydrogen bonding
is represented with dashed yellow
lines, molecules in the MM region are represented with balls and sticks,
while those in the QM region are represented as licorice. Relevant
transitions for the EDPT process represented as single excitations
between molecular orbitals at the equilibrium geometry of Pm(H2O)4. MOs are computed with QM/AMOEBA Hamiltonian
and plotted as isosurfaces at +0.01 and −0.01 in orange and
blue, respectively.
Graphical representation
of the clusters Pm(H2O)4 (left); hydrogen bonding
is represented with dashed yellow
lines, molecules in the MM region are represented with balls and sticks,
while those in the QM region are represented as licorice. Relevant
transitions for the EDPT process represented as single excitations
between molecular orbitals at the equilibrium geometry of Pm(H2O)4. MOs are computed with QM/AMOEBA Hamiltonian
and plotted as isosurfaces at +0.01 and −0.01 in orange and
blue, respectively.Huang et al.[33] also
showed that a TSH
algorithm combined with the algebraic diagrammatic construction to
the second-order [ADC(2)], a single-reference method like TD-DFT,
could adequately describe the excited-state process until the system
relaxed to the ground state, which has a diradical character.Here, we followed a similar computational protocol for the Pm(H2O)4 system using TD-DFT as the QM method for Pm
and the water molecule H bonded to a Pm nitrogen atom and AMOEBA for
the three “spectator” water molecules (see Figure ).
Computational Details
Due to the
importance of accurately describing CT states, we used the long-range-corrected
functional CAM-B3LYP,[61] which should provide
a balanced representation of the different electronic states involved
in the process. The calculations were done with the 6-31+G(d) basis
set. To further test the robustness of the results, we selected a
sample trajectory and recalculated the energy of each electronic state
by enlarging the basis set on the hydrogen atoms (e.g., switching
to 6-31+G(d,p) or even 6-31++G(d,p)). The obtained results show very
small (<0.05 eV) changes in the absolute values of the energies
of the different electronic states and no changes in their relative
order.All TSH simulations were performed applying the same
protocol. We started from the optimized structure of the cluster;
then, we computed the Hessian with respect to the nuclear coordinates.
Geometry optimizations for QM/AMOEBA and QM/TIP3P were performed with
the program minimize.x from the Tinker package using a threshold of
0.1 kcal mol–1 Å–1 on the
gradients’ root-mean-square. Since analytical second derivatives
are not implemented in our software for QM/AMOEBA Hamiltonians, we
used numerical differences of analytical gradients with a modified
version of vibrate.x program from the Tinker package. Ground state
equilibrium geometries and Hessians were used to sample 512 structures
from a harmonic-oscillator Wigner distribution[62] of the clusters using Newton-X.[30,63] On each structure, we computed the lowest five excitation energies
at the same level of theory. Finally, we selected initial conditions
from each state according to a stochastic algorithm based on the state’s
oscillator strength within a 0.5 eV energy width around the equilibrium
excitation energy of S4.Preparation of the initial
conditions for the pyrimidine–water
droplet was performed differently: we took 128 configurations extracted
from the Wigner distribution of Pm(H2O)4 and
using PACKMOL[64] added 1148 water molecules
inside a sphere of 20 Å radius around the original cluster. Then,
we performed a short Born–Oppenheimer dynamics simulation in
the ground state to equilibrate the solvent. This simulation kept
the QM region (the Pm molecule and the water H bound to the nitrogen
atom) rigid, while all of the classical waters were free to move.
The Berendsen thermostat was applied with a τ constant of 0.05
ps–1 and a reference temperature of 300 K. A harmonic
wall (as implemented in Tinker) kept the molecules within 20 Å
from the system’s center. The dynamics was performed with a
time step of 0.5 fs for a total length of 1 ps. We noticed that the
temperature was stabilized after about 500 fs. Thus, for each trajectory,
we extracted two configurations spaced by 250 fs from the second part
of the equilibration. On those structures, we computed excitation
energies and performed the sampling of the initial conditions, as
described above for the Pm(H2O)4 cluster.Each initial condition was used for a single trajectory. TSH was
run with the decoherence-corrected[53] fewest
switches surface-hopping[5] (DC-FSSH) approach.
Time-derivative nonadiabatic couplings were calculated with the orbital-derivative
approach[52] as described in the Methods and Implementation. Each trajectory was
propagated as a microcanonical ensemble for a maximum of 100 fs with
a time step of 0.5 fs for the Newton’s equation integration;
the time step for integration of the time-dependent Schrödinger
equation was 0.025 fs with electronic properties interpolated between
classical steps. The decoherence correction by Granucci and Persico[53] was applied with a parameter of 0.1 Hartree.
After a frustrated hopping, the velocity was kept in the original
direction. After a hopping, the velocity was rescaled in the momentum
direction. As mentioned in the Methods and Implementation, only QM kinetic energies were considered for decoherence, frustrated
hoppings, and velocity rescaling.Due to limitations of TD-DFT
to describe the crossing region between
the ground and the first excited state,[46] only hoppings between excited states were evaluated. Whenever the
S1/S0 energy gap dropped below 0.2 eV, the trajectory
was terminated and the corresponding time was taken as the time for
the internal conversion to the ground state. Trajectories were considered
valid only if they were longer than 5 fs. They were terminated if
they underwent a total energy drift superior to 0.5 eV.The
trajectories were analyzed using a Python code based on NumPy,[65,66] SciPy,[67] and MDAnalysis[68] libraries. Data visualization was performed using Matplotlib,[69] while molecular visualization was performed
using PyMOL. Automatic analysis of the TD transition density matrices
was performed with TheoDORE.[70]
Results
We ran three different sets
of TSH simulations to establish a robust data set to test the implementation
of TD-DFT/AMOEBA. The first reference set focused on Pm(H2O)4 with pyrimidine and one water molecule in the QM (TD-DFT)
and three water molecules in the MM (AMOEBA) regions (Figure ). The second set adopted the
same QM and MM regions but with regular electrostatic embedding using
the TIP3P force field. The third set stripped the spectator water
molecules and simulated only Pm(H2O)1 with TD-DFT.As a first analysis, we compare the EDPT probabilities in the three
trajectory sets. The results are shown in Figure , where we report the Pm(N)–H(water)
distance computed along TSH trajectories of QM/AMOEBA, QM/TIP3P, and
Pm(H2O)1. As it can be seen, for all three sets
of trajectories, the H transfer occurs in the first 100 fs of the
excited state radiationless decay. When we compare the EDPT events
we see only slight differences among the three sets: 5 in 222 trajectories
(2.2%) for QM/AMOEBA, 3 in 220 (1.4%) for QM/TIP3P, and 3 in 190 for
Pm(H2O)1 (1.6%). For a 95% confidence interval,
the margin of error is ±2% in the three cases, meaning these
results agree with each other within the statistical uncertainty.
Figure 3
H–N
distance computed along TSH trajectories of QM/TIP3P
(left), QM/AMOEBA (center), and Pm(H2O)1 (right).
Lines corresponding to EDPT events are highlighted; final cross indicates
that the trajectory is terminated before 100 fs.
H–N
distance computed along TSH trajectories of QM/TIP3P
(left), QM/AMOEBA (center), and Pm(H2O)1 (right).
Lines corresponding to EDPT events are highlighted; final cross indicates
that the trajectory is terminated before 100 fs.Figure also shows
that in Pm(H2O)1 many trajectories lead to a
breaking of the H bond (34 ± 7%), while this behavior is largely
reduced in QM/AMOEBA (7 ± 3% of trajectories with N–H
distance reaching over 2.5 Å) and almost canceled in QM/TIP3P
(1 ± 1%). The difference between Pm(H2O)1 and Pm(H2O)4 reflects the chemical intuition
that an H-bonding network contributes to the system’s stability.
On the other hand, the larger propensity of the QM/AMOEBA cluster
to break apart the N(Pm)–H(water) hydrogen bond with respect
to QM/TIP3P can be interpreted as the result of a softer nature of the polarizable AMOEBA force field with respect to TIP3P.We also performed a fourth set of TSH trajectories using a full-QM
Pm(H2O)4 cluster. In this case, the EDPT probability
is significantly increased, with 26 out of 167 trajectories (16 ±
6%) showing the H transfer (see Figure S1 of the SI). We recall that in the previous ADC(2) simulations of
the same cluster[33] the EDPT event was seen
with a probability of 6%. Analyzing a reactive trajectory and evaluating
the character of the different excited states in time (see Figure S2 of the SI), we have seen low-lying
charge-transfer states involving orbitals delocalized over all water
molecules. As a result, the H-transfer mechanism significantly changes
as the EDPT is no longer localized on the water directly H bonded
to the Pm nitrogen. Because of that, the comparison with QM/MM descriptions
is no longer meaningful and the full-QM Pm(H2O)4 model will no longer be considered.To have a more direct
analysis of the process, we compared two
representative examples of reactive and nonreactive QM/AMOEBA trajectories.
For each frame of the two trajectories, we computed the transition
density matrices for the lowest lying states and analyzed them with
TheoDORE.[70] In Figure , we show the oscillator strengths (f) and CT character of the different electronic states along
the two trajectories; the N–H distance is also reported for
reference. To compute the CT character of a state from the transition
density matrices, the system has to be partitioned into molecular
fragments; since the molecular entities do change upon EDPT, we adopted
a dynamic definition of the molecular fragments based
on the N–H bond distance. Using such a definition, during the
first part of a reactive trajectory, the fragments are Pm and water,
while they change into PmH and OH after EDPT. These graphs show a
straightforward behavior for the nonreactive trajectory: the bright ππ* state populated by light absorption quickly
relaxes to a dark state (nπ* in character),
which evolves in time, substantially lowering its energy from the
initial ∼5.5 eV to less than 3 eV. During the dynamics, we
observe the presence of some states with a significant CT character
but always well separated (much more than 1 eV) from the current state.
Figure 4
Comparison
of a nonreactive (left) and a reactive QM/AMOEBA trajectory
(right). (Top) Excitation energies of the low-lying states colored
in terms of the intensity of their oscillator strength (see color
bar inside the picture); state with green edges is the current state
of TSH, vertical lines indicate the hopping events, and gray shadow
is the region where the simulation is stopped and considered as relaxed
on the GS. (Middle) Same as the top one but the color maps the character of the states. (Bottom) Distance
of Pm N atom from the hydrogen atom of the initially H-bonded water
molecule.
Comparison
of a nonreactive (left) and a reactive QM/AMOEBA trajectory
(right). (Top) Excitation energies of the low-lying states colored
in terms of the intensity of their oscillator strength (see color
bar inside the picture); state with green edges is the current state
of TSH, vertical lines indicate the hopping events, and gray shadow
is the region where the simulation is stopped and considered as relaxed
on the GS. (Middle) Same as the top one but the color maps the character of the states. (Bottom) Distance
of Pm N atom from the hydrogen atom of the initially H-bonded water
molecule.The reactive trajectory still starts on a bright
state in a situation
that does not seem very different from the previous one. However,
the dynamics now follows a different path: for the first ∼50
fs, the bright state remains populated until it jumps to a low-lying
(dark) CT state. When the CT state is initially populated, the N–H
distance is still above 1.5 Å, indicating that the electron transfer
(populating the CT state) causes the subsequent proton transfer, as
previously found in the ADC(2) simulations.[33] To better interpret the graphs reported in Figure , we recall that the definition of the CT
character of each excited state depends on the reference ground state.[70] Since we are using a closed-shell representation,
after EDPT, the GS is described as an ion pair (PmH+···OH–), and as a consequence, the diradical excited states
(PmH• ··· OH•)
present a high CT character with respect to this reference.We further investigated the energy and the character of the states
in time. To do so, we considered the same QM/AMOEBA reactive trajectory
already analyzed before (see Figure ), and we recomputed the excited states using different
models for the spectator waters, namely, neglecting them (no env),
using TIP3P, and correcting QM/AMOEBA for a state-specific effect
using the cLR2 approximation commented in the Methods and Implementation section. The graphs reported
in Figure show these
results in comparison to the original linear-response QM/AMOEBA (LR)
for reference.
Figure 5
Energies and CT character of the lowest excited states
computed
along the QM/AMOEBA reactive trajectory shown in Figure with different representations
of environment water molecules: omitted (upper left), LR QM/AMOEBA
(upper right), QM/TIP3P (bottom left), and cLR2 QM/AMOEBA
for each state (bottom right). In the latter case, only the lowest
10 excited state have been analyzed.
Energies and CT character of the lowest excited states
computed
along the QM/AMOEBA reactive trajectory shown in Figure with different representations
of environment water molecules: omitted (upper left), LR QM/AMOEBA
(upper right), QM/TIP3P (bottom left), and cLR2 QM/AMOEBA
for each state (bottom right). In the latter case, only the lowest
10 excited state have been analyzed.The presence of the additional water molecules
destabilizes the
CT states, increasing their energies with respect to the model with
no environment. Such an effect, slightly more marked for QM/AMOEBA
than for QM/TIP3P, can be explained in terms of stabilization of the
lone pair orbital when in the presence of the additional water molecules.
The introduction of the state-specific correction (cLR2) inverts this behavior, stabilizing the CT states while leaving
the other states unperturbed. The global effect, however, is small
due to the small number of polarizable water molecules.Following
these findings, we decided to further investigate how
state-specific effects could impact the description in a large (bulk-like)
environment. To check this point, we ran another set of TSH trajectories
for Pm(H2O)1 within a 20 Å droplet of AMOEBA
water molecules (Figure ). We found that the EDPT probability for the droplet remains close
to that found for Pm(H2O)4 (2 reactive out of
81 trajectories, or 2.5 ± 3%). By analyzing a reactive trajectory,
we saw that the behavior also closely resembles that already discussed
for Pm(H2O)4 with a transition from a bright
to a dark CT state, finally leading to the H transfer. However, when
we calculated the QM/AMOEBA-cLR2 energies of the low-lying
states using the frames from the first 30 fs of the QM/AMOEBA droplet
trajectory, we found that the CT states are stabilized by a much larger
amount than what was observed for Pm(H2O)4 (about
0.4 eV). One would expect that this stabilization had a not negligible
effect on the EDPT probability. Unfortunately, the lack of a state-specific
formulation of TSH due to the difficulties of such an implementation
discussed in the Methods and Implementation section prevents a quantitative estimate of the final effect on
the EDPT yield.
Figure 6
Pyrimidine water droplet (top right). At the left, analysis
of
a reactive trajectory for the droplet. Format is the same as that
adopted in Figure . Bottom right shows the CT character of the first 30 fs of the same
trajectory but considering cLR2 AMOEBA.
Pyrimidine water droplet (top right). At the left, analysis
of
a reactive trajectory for the droplet. Format is the same as that
adopted in Figure . Bottom right shows the CT character of the first 30 fs of the same
trajectory but considering cLR2 AMOEBA.
Conclusions
We reported the implementation
of trajectory surface-hopping nonadiabatic
dynamics performed with a QM method (TD-DFT) coupled to an atomistic
polarizable embedding (AMOEBA). This implementation has been done
by interfacing a development version, soon to be released, of the
surface-hopping program Newton-X NS with the polarizable QM/AMOEBA
approach from an interface between the Gaussian 16 and the Tinker
suites of codes. Our NX/TINKER/G16 interface will be released under
the GPL3 license, freely available to anyone with access to Gaussian
16 and the Tinker version as modified in this work. We tested our
approach on photoexcited pyrimidine–water clusters, a challenging
system because of the relevant role played by CT states. Our analysis
led us to conclude that the performance of AMOEBA and TIP3P water
models in this kind of problem is very similar if AMOEBA is treated
in a linear-response framework. Instead, significant differences in
the charge-transfer states’ energies are obtained when state-specific
corrections are introduced in the QM/AMOEBA description.
These findings push for a reliable and efficient implementation of
analytical gradients of state-specific formulations of polarizable
QM/MM approaches.