| Literature DB >> 36048863 |
Luisa C Eggenschwiler1, Anne W S Rutjes2, Sarah N Musy1, Dietmar Ausserhofer1,3, Natascha M Nielen1, René Schwendimann1,4, Maria Unbeck5,6, Michael Simon1.
Abstract
BACKGROUND: Adverse event (AE) detection is a major patient safety priority. However, despite extensive research on AEs, reported incidence rates vary widely.Entities:
Mesh:
Year: 2022 PMID: 36048863 PMCID: PMC9436152 DOI: 10.1371/journal.pone.0273800
Source DB: PubMed Journal: PLoS One ISSN: 1932-6203 Impact factor: 3.752
Study characteristics for stratified analysis.
| Variable | Definition | Categorisation | Rationale |
|---|---|---|---|
| Setting | |||
| Hospital | Type of hospital | Academic hospital | We reasoned that academic hospitals tend to receive more severely ill or complex patients at higher risk of experiencing AEs when compared to other hospital types [ |
| Non-academic hospital | |||
| Mixed | |||
| Not reported | |||
| Specialty | Type of unit | Internal medicine | We expected the AE incidence to vary by type of specialty. We combined surgical and orthopaedical units as an important fraction of admitted orthopaedical patients was expected to undergo surgical interventions. Mixed = a combination of the three categories mentioned above or combined with other specialties [ |
| Surgery and orthopaedics | |||
| Oncology | |||
| Mixed | |||
| Not reported | |||
| Patient characteristics | |||
| Age | Mean or median age of patients at admission | > 70 years | Multi-morbidity and polypharmacy are expected to occur more often in elderly patients. We anticipated patients with multimorbid conditions or polypharmacy to be at higher risk for AEs [ |
| ≤ 70 years | |||
| Not reported | |||
| Length of stay (LOS) | Mean or median length of hospital stay | LOS > 5 days | Patients with longer LOS are at higher risk of experiencing AEs. As the average LOS in the US and many European countries ranges between 4 and 6 days, we chose a cut-off at five days [ |
| LOS ≤ 5 days | |||
| Not reported | |||
| Design | |||
| AE definition | IHI AE definition | IHI like | We expected that differences in the AE definition between studies lead to variation in estimates of AE incidence [ |
| “Narrower” than IHI GTT | |||
| “Wider” than IHI GTT | |||
| Not reported | |||
| Timeframe of AE detection | Definition of the time period in which AEs were detected. | Hospital stay plus time after discharge | The frequency of AEs varies depending on the timeframe and setting considered, i.e., before and after index admission [ |
| Hospital stay plus time before admission | |||
| Hospital stay plus time | |||
| before and after admission | |||
| Not reported | |||
| Commission and omission | Evaluation of commission or omission of care | Inclusion of commission only | The IHI GTT focuses on AEs related to commission (doing the wrong thing), however in recent years authors have included omissions (failing to do the right thing). Including omissions in medical record reviews may lead to more AEs detected [ |
| Inclusion of commission and omission | |||
| Not reported | |||
| Reviewer | |||
| Training | The reviewer’s training before starting with data collection | Training plus pilot phase | We reasoned that trained and/or experienced reviewers were less likely to miss AEs than untrained or unexperienced reviewers [ |
| Training only | |||
| No training | |||
| Not reported | |||
| Experience | The reviewer’s experience in application of the GTT method or similar medical record review method. | GTT or medical record review experience | |
| No experience | |||
| Not reported |
AE, Adverse event; GTT, Global Trigger Tool; IHI, Institute for Healthcare Improvement; LOS, length of stay
Fig 1Flow diagram of literature search and included studies.
From [27] (GTT, Global Trigger Tool, TT, Trigger Tool).
Characteristics of the 54 included studies.
Sorted by continent; within continent alphabetically by country code, and within the country by year.
| Study | Country | Study period number of months | Sample size number of records | Patient age | Length of stay | Clinical specialty | Type of hospital | Timeframe of AE detection |
|---|---|---|---|---|---|---|---|---|
|
| ||||||||
| Hoffmann 2018 [ | AUT | 12 | 239 | ≤70 years | > 5 days | SURG | Academic | NR |
| Grossmann 2019 [ | CHE | 12 | 240 | ≤70 years | > 5 days | MED | Academic | Stay + Before |
| Gerber 2020 [ | CHE | 1.5 | 224 | ≤70 years | ≤ 5 days | ONCO | Mixed | Stay + After + Before |
| Nowak 2022 [ | CHE | 12 | 150 | >70 years | > 5 days | MED | Academic | Stay + After + Before |
| Lipczak 2011 [ | DNK | 6 | 572 | NR | NR | ONCO | NR | NR |
| von Plessen 2012 [ | DNK | 18 | NR | ≤70 years | NR | MIX | NR | NR |
| Mattson 2014 [ | DNK | 12 | 240 | NR | NR | ONCO | Academic | NR |
| Bjorn 2017 [ | DNK | 6 | 120 | NR | NR | MIX | Academic | NR |
| Brösterhaus 2020 [ | DEU | 2 | 80 | NR | > 5 days | SURG | Academic | NR |
| Suarez 2014 [ | ESP | 72 | 1,440 | NR | NR | MIX | Non-aca | NR |
| Guzman Ruiz 2015 [ | ESP | 12 | 291 | >70 years | > 5 days | MED | Non-aca | NR |
| Perez Zapata 2015 [ | ESP | 12 | 350 | ≤70 years | NR | SURG | Academic | NR |
| Toribio-Vicente 2018 [ | ESP | 12 | 233 | NR | NR | MIX | Academic | NR |
| Kaibel 2020 [ | ESP | 12 | 251 | ≤70 years | ≤ 5 days | SURG | Academic | Stay + After |
| Menendez-Fraga 2021 [ | ESP | 12 | 240 | >70 years | > 5 days | MED | Academic | Stay + After |
| Perez Zapata 2022 [ | ESP | 9 | 1132 | ≤70 years | > 5 days | SURG | Mixed | Stay + After |
| Mayor 2017 [ | GBR | 36 | 4,833 | ≤70 years | NR | MIX | Mixed | NR |
| Mortaro 2017 [ | ITA | 66 | 513 | ≤70 years | NR | MIX | Non-acad | NR |
| Cihangir 2013 [ | NLD | 12 | 129 | NR | NR | ONCO | NR | NR |
| Deilkas 2015 [ | NOR | 34 | 29,865 | NR | NR | MIX | Mixed | NR |
| Farup 2015 [ | NOR | 24 | 272 | ≤70 years | > 5 days | MED | Non-acad | NR |
| Mevik 2016 [ | NOR | 12 | 1,680 | ≤70 years | > 5 days | MIX | Academic | Stay + After + Before |
| Haukland 2017 [ | NOR | 48 | 812 | ≤70 years | > 5 days | ONCO | Non-acad | NR |
| Deilkas 2017 [ | NOR | 12 | 10,986 | NR | NR | MIX | Mixed | NR |
| Pierdevara 2020 [ | PRT | 9 | 176 | >70 years | > 5 days | MIX | Mixed | NR |
| Schildmeijer 2012 [ | SWE | 8 | 50 | ≤70 years | ≤ 5 days | MIX | NR | NR |
| Unbeck 2013 [ | SWE | 12 | 350 | ≤70 years | ≤ 5 days | SURG | Academic | Stay + After + Before |
| Rutberg 2014 [ | SWE | 48 | 960 | ≤70 years | > 5 days | MIX | Academic | Stay + After + Before |
| Nilsson 2016 [ | SWE | 12 | 3,301 | ≤70 years | > 5 days | SURG | Mixed | NR |
| Rutberg 2016 [ | SWE | 24 | 4,994 | >70 years | > 5 days | SURG | Mixed | Stay + After + Before |
| Deilkas 2017 [ | SWE | 12 | 19,141 | NR | NR | MIX | Mixed | NR |
| Nilsson 2018 [ | SWE | 48 | 56,447 | ≤70 years | > 5 days | MIX | Mixed | NR |
| Hommel 2020 [ | SWE | 36 | 1,998 | >70 years | > 5 days | SURG | Mixed | Stay + After |
| Kelly-Pettersson 2020 [ | SWE | 24 | 163 | >70 years | > 5 days | SURG | Academic | Stay + After |
| Kurutkan 2015 [ | TUR | 12 | 229 | ≤70 years | ≤ 5 days | MIX | Academic | NR |
|
| ||||||||
| Griffin 2008 [ | USA | 12 | 854 | NR | NR | SURG | NR | NR |
| Naessens 2010 [ | USA | 25 | 1,138 | NR | NR | MIX | Academic | NR |
| Landrigan 2010 [ | USA | 72 | 2,341 | ≤70 years | NR | NR | Mixed | NR |
| Classen 2011 [ | USA | 1 | 795 | ≤70 years | ≤ 5 days | NR | Mixed | NR |
| Garrett 2013 [ | USA | 36 | 17,295 | ≤70 years | ≤ 5 days | MIX | Mixed | NR |
| O’Leary 2013 [ | USA | 12 | 250 | ≤70 years | > 5 days | MED | Academic | NR |
| Kennerly 2014 [ | USA | 60 | 9,017 | NR | NR | MIX | Non-acad | Stay + After + Before |
| Mull 2015 [ | USA | 4 | 273 | ≤70 years | > 5 days | MIX | Non-acad | NR |
| Croft 2016 [ | USA | 11 | 296 | ≤70 years | ≤ 5 days | MIX | Academic | Stay + After + Before |
| Lipitz-Snyderman 2017 [ | USA | 12 | 400 | ≤70 years | NR | ONCO | Academic | NR |
| Zadvinskis 2018 [ | USA | 1 | 317 | ≤70 years | ≤ 5 days | MIX | Academic | NR |
| Sekijima 2020 [ | USA | 4 | 300 | ≤70 years | > 5 days | MED | Academic | NR |
|
| ||||||||
| Moraes 2021 [ | BRA | 1 | 220 | ≤70 years | > 5 days | MIX | Academic | Stay + After |
| Xu 2020 [ | CHN | 12 | 240 | ≤70 years | > 5 days | MIX | Academic | Stay + After |
| Hu 2019 [ | CHN | 12 | 480 | >70 years | > 5 days | MIX | Academic | NR |
| Wilson 2012 [ | EGY | 12 | 1,358* | ≤70 years | NR | NR | Mixed | NR |
| JOR | 3,769 | |||||||
| KEN | 1,938 | |||||||
| MAR | 984 | |||||||
| ZAF | 931 | |||||||
| SDN | 3,977 | |||||||
| RUN | 930 | |||||||
| YEM | 1,661 | |||||||
| Najjar 2013 [ | ISR | 4 | 640 | ≤70 years | ≤ 5 days | MIX | Mixed | NR |
| Hwang 2014 [ | KOR | 6 | 629 | ≤70 years | > 5 days | NR | Academic | NR |
| Asavaroengchai 2009 [ | THA | 1 | 576 | ≤70 years | ≤ 5 days | MIX | Academic | NR |
| Müller 2016 [ | ZAF | 8 | 160 | ≤70 years | > 5 days | MED | Academic | Stay + Before |
NR, not reported; MED, internal medicine; MIX, mixed; ONCO, oncology; SURG, surgery/orthopaedics; Academic, academic hospital; Non-acad, non-academic hospital; Stay + After, hospital stay plus time after discharge; Stay + Before, hospital stay plus time before admission; Stay + After + Before, hospital stay plus time before and after admission; *After coding these countries A-H, this studies’ authors linked each number directly to a letter, but failed to link each letter to a particular country, therefore it is impossible to reconcile these numbers with the countries listed.
Main characteristics of adverse events (AE) rates.
| Study | AEs per 100 admissions | AEs per 1,000 patient days | % of admissions with ≥ 1 AE | % of preventable AEs out of all AEs |
|---|---|---|---|---|
| Wilson 2012 [ | 2.5 | NR | NR | 83.9 |
| Wilson 2012 [ | 5.5 | NR | NR | 84.4 |
| Wilson 2012 [ | 6.0 | NR | NR | 72.8 |
| Hwang, 2014 [ | 7.8 | 12.4 | 7.2 | 61.2 |
| Wilson 2012 [ | 8.2 | NR | NR | 55.3 |
| Wilson 2012 [ | 8.3 | NR | NR | 85.7 |
| Mayor, 2017 [ | 8.9 | NR | 8.0 | AEs detected by TT not reported separately |
| Najjar, 2013 [ | 14.2 | NR | 14.2 | 59.3 |
| Nilsson, 2018 [ | 14.4 | 20.2 | 11.4 | Included sample not reported separately |
| Wilson 2012 [ | 14.5 | NR | NR | 76.9 |
| Wilson 2012 [ | 14.8 | NR | NR | 85.6 |
| Deilkas, 2017 [ | 15.2 | NR | 13.0 | NR |
| Griffin, 2008 [ | 16.2 | NR | 14.6 | NR |
| Deilkas, 2017 [ | 16.8 | NR | 14.4 | NR |
| Wilson 2012 [ | 18.4 | NR | NR | 93.1 |
| Rutberg, 2016 [ | 19.0 | 27.0 | 14.7 | 73.4 |
| Nilsson, 2016 [ | 19.9 | 29.6 | 15.4 | 62.5 |
| Zadvinskis, 2018 [ | 21.1 | 68.9 | NR | NR |
| Mattson, 2014 [ | 23.3 | 37.4 | 20.8 | NR |
| Landrigan, 2010 [ | 25.1 | 56.5 | 18.1 | 61.9 |
| Mevik, 2016 [ | 26.6 | 39.3 | 20.7 | NR |
| Rutberg, 2014 [ | 28.2 | 33.2 | 20.5 | 71.2 |
| Xu, 2020 [ | 29.2 | 32.1 | 22.5 | NR |
| Kurutkan, 2015 [ | 29.3 | 80.72 | 17.0 | 64.2 |
| Suarez, 2014 [ | 29.4 | 24.5 | 23.3 | 65.8 |
| Schildmeijer, 2012 [ | 30.0 | 45.3 | 20.0 | 60.0 |
| Mortaro, 2017 [ | 30.4 | 31.9 | 21.6 | NR |
| Haukland, 2017 [ | 31.2 | 37.1 | 24.3 | NR |
| O’Leary, 2013 [ | 34.4 | NR | 21.6 | 7.0 |
| Brösterhaus, 2020 [ | 36.2 | 31.6 | 27.5 | NR |
| Müller, 2016 [ | 36.9 | 25.8 | 24.4 | 47.5 |
| Garrett 2013 [ | 38.0 | 85.0 | 26.0 | NR |
| Kennerly 2014 [ | 38.0 | 61.3 | 32.1 | 18.0 |
| Unbeck, 2013 [ | 39.1 | 74.1 | 28.0 | 80.3 |
| Mull, 2015 [ | 39.9 | 52.4 | 21.6 | NR |
| Asavaroengchai, 2009 [ | 41.0 | 52.9 | 24.0 | 55.9 |
| Classen, 2011 [ | 44.5 | NR | NR | NR |
| Lipczak, 2011 [ | 45.5 | NR | NR | NR |
| Perez Zapata, 2015 [ | 46.0 | NR | 31.7 | 54.7 |
| Sekijima, 2020 [ | 46.3 | 73.7 | 28.3 | NR |
| Guzman Ruiz, 2015 [ | 51.2 | 63.0 | 35.4 | 32.2 |
| Perez Zapata, 2022 [ | 52.9 | NR | 31.5 | 34 |
| Menendez-Fraga, 2021 [ | 57.1 | 49.8 | 44.6 | 49.6 |
| Hoffmann, 2018 [ | 61.9 | 31.5 | 33.5 | NR |
| Kelly-Pettersson, 2020 [ | 62.6 | 104.2 | 38.0 | 60.8 |
| Nowak, 2022 [ | 72.0 | 90.6 | 42.7 | 54.6 |
| Gerber, 2020 [ | 75.4 | 106.6 | 42.0 | Included sample not reported separately |
| Kaibel, 2020 [ | 76.1 | NR | 45.8 | 92.1 |
| Pierdevara, 2020 [ | 80.7 | 42.1 | NR | NR |
| Bjorn, 2017 [ | 81.7 | 139.6 | 44.2 | NR |
| Moraes, 2021 [ | 90.5 | 76.1 | 40.9 | NR |
| Hommel, 2020 [ | 105.9 | 93.2 | 58.6 | 75.9 |
| Croft, 2016 [ | 114.2 | NR | NR | 50.0 |
| Hu, 2019 [ | 127 | 22.4 | 68.5 | 50.8 |
| Grossmann, 2019 [ | 140 | 95.7 | 60.0 | 29.2 |
| Cihangir, 2013 [ | NR | NR | 36.4 | NR |
| Deilkas, 2015 [ | NR | NR | 15.1 | NR |
| Farup, 2015 [ | NR | NR | 14.0 | NR |
| Lipitz-Snyderman, 2017 [ | NR | NR | 36.0 | AEs detected by TT not reported separately |
| Naessens, 2010 [ | NR | NR | 27.0 | NR |
| Toribio-Vicente, 2018 [ | NR | NR | 20.2 | NR |
| von Plessen, 2012 [ | NR | 59.8 | 25# | NR |
NR, not reported; TT, Trigger Tool.
* Pooled estimate.
• Mean estimate.
‡ Calculated total number of AEs.
$ Additional outcome data included.
# Original data reported.
Fig 2Quality assessment of all included studies.
Assessments are presented in risk of bias and applicability-related concerns. (TT method, Trigger Tool method).
Fig 3Forest plot of adverse events per 100 admissions.
Ordered by sample size [5, 10, 15, 17–22, 34, 37–39, 45, 46, 50–54, 56–69, 71–79, 82–91, 93, 95–102]. In Wilson et al. 2012, countries were not further specified. (AEs, Adverse events; * pooled estimate; • mean estimate; ‡ calculated total number of AEs).
Fig 4Forest plot with stratified analysis of the nine selected study characteristics.
(AE, adverse event; CI, confidence interval; GTT, Global Trigger Tool; IHI, Institute for Healthcare Improvement; N Studies, number of studies).