Paulina Koziol1,2, Karolina Kosowska1, Danuta Liberda1, Ferenc Borondics3, Tomasz P Wrobel1. 1. Solaris National Synchrotron Radiation Centre, Jagiellonian University, Czerwone Maki 98, 30-392 Krakow, Poland. 2. Institute of Physics, Jagiellonian University, Lojasiewicza 11, 30-348 Krakow, Poland. 3. Synchrotron SOLEIL, L'Orme Des Merisiers, Saint-Aubin - BP 48, 91192 Gif-Sur-Yvette, France.
Abstract
When a sample has an anisotropic structure, it is possible to obtain additional information controlling the polarization of incident light. With their straightforward instrumentation approaches, infrared (IR) and Raman spectroscopies are widely popular in this area. Single-band-based determination of molecular in-plane orientation, typically used in materials science, is here extended by the concurrent use of two vibration bands, revealing the orientational ordering in three dimension. The concurrent analysis was applied to IR spectromicroscopic data to obtain orientation angles of a model polycaprolactone spherulite sample. The applicability of this method spans from high-resolution, diffraction-limited Fourier transform infrared (FT-IR) and Raman imaging to super-resolved optical photothermal infrared (O-PTIR) imaging. Due to the nontomographic experimental approach, no image distortion is visible and nanometer scale orientation domains can be observed. Three-dimensional (3D) bond orientation maps enable in-depth characterization and consequently precise control of the sample's physicochemical properties and functions.
When a sample has an anisotropic structure, it is possible to obtain additional information controlling the polarization of incident light. With their straightforward instrumentation approaches, infrared (IR) and Raman spectroscopies are widely popular in this area. Single-band-based determination of molecular in-plane orientation, typically used in materials science, is here extended by the concurrent use of two vibration bands, revealing the orientational ordering in three dimension. The concurrent analysis was applied to IR spectromicroscopic data to obtain orientation angles of a model polycaprolactone spherulite sample. The applicability of this method spans from high-resolution, diffraction-limited Fourier transform infrared (FT-IR) and Raman imaging to super-resolved optical photothermal infrared (O-PTIR) imaging. Due to the nontomographic experimental approach, no image distortion is visible and nanometer scale orientation domains can be observed. Three-dimensional (3D) bond orientation maps enable in-depth characterization and consequently precise control of the sample's physicochemical properties and functions.
Chemical characterization and visualization
of nanoscale structures
and interphases in materials like semicrystalline polymers (spherulites,
nanofibers), nanocomposites, and biological systems (proteins, peptides)
are critical for a deeper understanding of the correlation between
the “superstructure” of materials and its physicochemical
and biological properties. Reorganization at the nano-structural level
even makes it possible to obtain metal-like thermal conductors from
polymers, commonly known as insulators. As an example, Hu et al. presented
a polyethylene film with parallelly aligned nanofibers with thermal
conductivity two orders of magnitude greater than the normal polymer.[1] Research is also ongoing into flexible energy
storage based on polymer nanohydrogels,[2] e-skin for medicine,[3] and intelligent
(biomimetic) scaffolds to induce a cellular response, e.g., stem cell
differentiation,[4] all of which originate
from the molecular organization at the nano- and meso-scale. Several
methods can be used to evaluate the structural and compositional properties
of nanomaterials. Techniques such as X-ray diffraction probe only
crystalline phases, while polarization modulation-infrared reflection–absorption
spectroscopy (PM-IRRAS), calorimetry, or nuclear magnetic resonance
provide very limited spatial resolution. Electron microscopy (EM)
and atomic force microscopy (AFM) offer high spatial resolution at
the cost of specificity. Optical spectroscopic techniques (fluorescence,
Raman, infrared, or X-ray) seem to be the middle ground, providing
a wealth of information while being spatially diffraction-limited,[5] however, not offering fully three-dimensional
(3D) resolved information apart for single analytes.Fourier
transform infrared spectroscopy (FT-IR) in combination
with chemometrics is an intensively developed, powerful tool for the
investigation of a material’s chemical structure with simultaneous
microscopic visualization.[6] One of the
shortcomings of the FT-IR imaging method is the inherent low spatial
resolution (∼2–10 μm), restricted by the diffraction
limit close to the wavelength (λ) of light. An emerging technique
that overcomes this limitation by detecting photothermal expansion
caused by IR absorption using an optical probe (a visible laser) has
recently been commercialized under the name of optical photothermal
infrared spectroscopy (O-PTIR).[7] This far-field
microscopic technique overcomes several limitations of traditional
IR microspectroscopy: sample thickness/reflective properties, optical
properties of the sample substrate, or the presence of water while
offering super-resolved imaging with an effective 400 nm spatial resolution.[8]IR spectroscopy with linear polarization
can provide new and useful
information about the orientation of molecules.[9] When a sample has an anisotropic structure, changing the
polarization of incident light in a microscopic investigation can
reveal additional information. The in-plane direction of transition
dipole moments of vibrational bands can be described by the azimuthal
angle (ψ), when a linear polarization-based method is applied.
The IR[9] and Raman[10] two-polarization (2P) methods were used to examine the orientation
in polymeric samples for decades, however, with significant limitations.
Next, the four-polarization method (4P) has been proposed, which enabled
the study of the in-plane organization of molecules in complex systems.
The first applications of IR imaging with 4P on polymeric systems[11−14] were followed by active compound visualization[15] and recently by human tissue microarray analysis by Koziol
et al. in 2020.[16,17]Until now, experiments
focused on using a single vibrational band
to retrieve the in-plane orientation and internal ordering of samples.
4P is experimentally a simple (no sample tilting) framework that offers
much more with proper mathematical treatment. A concurrent analysis
of two vibrational bands of roughly perpendicular transition moment
orientations was suggested and results in full 3D angles (in-plane
and out-of-plane) retrieval.[18] We show
here, to the best of our knowledge, the first application of concurrent
analysis (4P-3D) to IR imaging data and obtain orientation angles
of a model spherulite polycaprolactone sample. Independently, Xu et
al. followed with two examples of concurrent 3D orientation application
to IR imaging.[19,20] Moreover, we show that this method
can be applied to diffraction-limited FT-IR and Raman imaging and
even to super-resolved O-PTIR imaging. Due to the stationary experimental
approach, no image distortion is visible and nanometer scale domains
can be observed.
Results and Discussion
Figure presents
the concept of the 4P-3D analysis (briefly described in the Materials
and Methods section) leading to the retrieval of 3D orientation. Four
different linear polarization angles allow probing a sinusoidal function
that arises from orientation-dependent absorbance. The analysis of
a single vibration leads to obtaining a 2D in-plane angle of orientation,
while simultaneous analysis of two near-orthogonal vibrations retrieves
3D angles.
Figure 1
Orientation determination approach. (a) Schematic drawing of polarized
FT-IR experimental setup including absorbance dependence of a molecule
from the orientation of incident polarization. (b) Visualization of
the 4P method used to determine in-plane orientation (2D) of transition
dipole moment μ. (c) Visualization of the 4P method used to
determine 3D orientations of transition dipole moments μ1 and μ2. (d, e) Examples of visualization
results for 2D and 3D methods, for the same sample region, respectively.
Orientation determination approach. (a) Schematic drawing of polarized
FT-IR experimental setup including absorbance dependence of a molecule
from the orientation of incident polarization. (b) Visualization of
the 4P method used to determine in-plane orientation (2D) of transition
dipole moment μ. (c) Visualization of the 4P method used to
determine 3D orientations of transition dipole moments μ1 and μ2. (d, e) Examples of visualization
results for 2D and 3D methods, for the same sample region, respectively.
PCL Spherulite Model Sample
To present the capabilities
of this approach a model polymer was selected and measured using FT-IR,
O-PTIR, and Raman imaging. Poly-ε-caprolactone (PCL) is often
used as a model system for polymer crystallization studies due to
its well-known chemical and crystal structure. PCL has an orthorhombic
crystal structure with a planar, zig-zag chain conformation.[21] In the left panel of Figure a the unit cell of PCL is presented. Undercooling
a solution or melt of semi-crystalline polymers often produces spherulites,
each with a nucleation site at its center. However, in most polymer
films, spherulites appear in the flat form with radial symmetry and
grow until an impact stops the process (Figure b). Long fibrils which are clearly visible
under an optical microscope, are made of lamellae oriented in parallel
and separated by amorphous regions. The free space between fibrils
can be filled with the amorphous phase or remain empty. To uniformly
fill the space, new fibrils must be generated during growth. Processes
like heterogeneous nucleation on existing fibrils or branching generate
new, neighboring fibrils (right panel of Figure a). Several AFM studies showed that in the
early stages of growth, spherulites appear in the form of sheaves
of lamellae.[22−24] During growth crystals splay apart and fill the space.[25] A single lamella is made of highly oriented
chains folded several times, so a single chain passes through the
lamellar structure more than once. This is presented in the frontal
view of a single lamella section in Figure a. The amorphous regions between lamellae
are created of folds, chain ends, and unordered structures. Chains
connecting neighboring lamellae are described as “tie chains”.
Lamellae grow along crystallographic axis b and they can exhibit different
types of orientations on the substrate, which can change from “flat-on”
to “edge-on” as shown in the middle part of Figure a.
Figure 2
Schematic representation
of the hierarchical structure of the model
PCL polymer spherulite. In panel (a), the orientation of polymer chains
and crystalline unit cell of PCL is indicated together with the crystal
axes of the lamella made of tightly folded chains. A spherulite is
composed of highly ordered lamellae, connected by amorphous regions,
in different orientations: the “edge-on” orientation,
“flat-on” orientation, and twisted form. Spherulite
growth during polymer crystallization starts in the nucleation site.
The size is controlled by the nucleation of spherulites and is in
the tens of μm range with an approx. 10 μm thickness.
Panel (b) shows the schematic illustration of polymer film crystallization
and optical microscopic image of a PCL film with a marked spherulite
selected for detailed study. With a large number of nucleation sites,
spherulites interact with each other upon growth.
Schematic representation
of the hierarchical structure of the model
PCL polymer spherulite. In panel (a), the orientation of polymer chains
and crystalline unit cell of PCL is indicated together with the crystal
axes of the lamella made of tightly folded chains. A spherulite is
composed of highly ordered lamellae, connected by amorphous regions,
in different orientations: the “edge-on” orientation,
“flat-on” orientation, and twisted form. Spherulite
growth during polymer crystallization starts in the nucleation site.
The size is controlled by the nucleation of spherulites and is in
the tens of μm range with an approx. 10 μm thickness.
Panel (b) shows the schematic illustration of polymer film crystallization
and optical microscopic image of a PCL film with a marked spherulite
selected for detailed study. With a large number of nucleation sites,
spherulites interact with each other upon growth.
PCL Spherulite Imaging
Data for the polycaprolactone
spherulite sample described above and characterized in Figure were collected using three
spectroscopic techniques: FT-IR, O-PTIR, and Raman spectroscopy. Each
technique possesses individual features highly influencing the measurement
time, e.g., detector size or measurement step, integration time, and
objective magnification. Furthermore, the measurement time is strongly
increased (in comparison with experiments done with unpolarized light)
by the requirement of four-polarization dataset collection. Hence,
an FT-IR spectrometer with a matrix detector and lowest spatial resolution
allowed the measurements of a larger area of the polymer film than
other modalities, offering at the same time full spectral coverage.
O-PTIR on the other hand provides significantly higher spatial detail,
but to cover a region of a full spherulite, only 5 discrete frequencies
were chosen for measurements. Therefore, from the whole PCL film,
a single spherulite (optical image in Figure b) was selected for detailed analysis. Raman
measurements were narrowed to a smaller spherulite region, but still
covered the nucleation site and the spherulite edge. The measurement
steps were kept at 200 nm in both O-PTIR and Raman and allowed us
to directly compare the two datasets as shown in Figure c. To visualize results, including
sample heterogeneity, images of intensity ratios for two perpendicular
polarizations are presented in Figure a,c as would typically be done in the 2P approach.
Specific bands were selected for each method, νas(C–O–C) for FT-IR and O-PTIR, and ω(CH2) for Raman—both with transition moment changes approximately
parallel to the main molecular axis. It is clearly visible that there
is strong absorption dependence from the incident polarization direction—some
regions are highlighted. Different spherulites might be recognized
based on the FT-IR intensity image of the PCL film. Moreover, the
nucleation site is clearly visible for all techniques. Exemplary spectra
(unpolarized) from the PCL spherulite sample are presented in Figure b, with a good correspondence
between FT-IR and O-PTIR techniques. Additionally, polarized FT-IR
spectra from a single pixel are available in the supplementary data
(Figure S20).
Figure 3
PCL spherulite imaging
results. (a) Ratio of intensities corresponding
to νas(C–O–C) vibrations of the PCL
sample, collected with two perpendicular polarizations of the incident
light, using FT-IR and O-PTIR microscopes. Larger polymer film area
(covering many spherulites) was acquired for FT-IR, with further attention
focused on a single spherulite structure. (b) Examples of PCL spectra
for FT-IR, O-PTIR, and Raman techniques (unpolarized), presenting
correspondence between FT-IR and O-PTIR and the lack of some bands
in the Raman spectrum. (c) Zoom of results shown above (a) for O-PTIR
(blue rectangle) with corresponding results (ratio of intensities
for two perpendicular polarizations) of the same sample region collected
with Raman for the ω(CH2) band.
PCL spherulite imaging
results. (a) Ratio of intensities corresponding
to νas(C–O–C) vibrations of the PCL
sample, collected with two perpendicular polarizations of the incident
light, using FT-IR and O-PTIR microscopes. Larger polymer film area
(covering many spherulites) was acquired for FT-IR, with further attention
focused on a single spherulite structure. (b) Examples of PCL spectra
for FT-IR, O-PTIR, and Raman techniques (unpolarized), presenting
correspondence between FT-IR and O-PTIR and the lack of some bands
in the Raman spectrum. (c) Zoom of results shown above (a) for O-PTIR
(blue rectangle) with corresponding results (ratio of intensities
for two perpendicular polarizations) of the same sample region collected
with Raman for the ω(CH2) band.
3D Orientation
Collected datasets were used to determine
the orientation of the transition dipole moment and polarizability
tensor (which is simplified to a vectorial value, due to the assumptions
of the theoretical derivation),[26] which
can be used to conclude on chemical bonds and macromolecular orientations.
Even though it is not the focus of this article, the results of in-plane
orientation along with Hermans in-plane orientation function are presented
in the supplementary materials for all three spectroscopic techniques
(Figures S1–S3).As described
in the theoretical section, 3D orientation calculations were done
based on pairs of band intensities, corresponding to transition moments
having approximately perpendicular orientations (with respect to each
other). Exemplary results are presented in Figure for νas(C–O–C)
used as a primary vector (ν(C–C) in the case of Raman)
and ν(C=O) as the secondary vector. The primary vector
was always chosen to be approximately parallel to the polymer chain.
Unfortunately, the size of the large 3D datasets makes them hard to
visualize, therefore, for clarity, in some cases, only every second
point is presented. Moreover, the large pixel density along with acquired
data size for O-PTIR (1500 × 1500 pixels) made it impossible
to present the whole spherulite at once, therefore, the comparison
to Raman data is the focus in Figure . Results for other pairs of spectroscopic bands and
larger sample regions in O-PTIR are visualized in Figures S4–S19 in the Supporting Material.
Figure 4
4P-3D orientation
results. Visualization of the primary (a) and
secondary (b) transition moment orientation calculated for FT-IR,
O-PTIR, and Raman. To compare FT-IR and O-PTIR results, O-PTIR data
were binned (13 × 13 pixels) to yield a similar pixel size as
FT-IR. Orientation results calculated using binned intensities are
presented in the middle column. To preserve visualization clarity,
results for every second pixel are presented in FT-IR and O-PTIR comparison
sections. Orientations for a smaller area of spherulite (blue frame
covering the nucleation center) are presented for O-PTIR (without
binning) and Raman in the right column, using their high detail content
coming from a diffraction-limited image probed with a 532 nm laser.
4P-3D orientation
results. Visualization of the primary (a) and
secondary (b) transition moment orientation calculated for FT-IR,
O-PTIR, and Raman. To compare FT-IR and O-PTIR results, O-PTIR data
were binned (13 × 13 pixels) to yield a similar pixel size as
FT-IR. Orientation results calculated using binned intensities are
presented in the middle column. To preserve visualization clarity,
results for every second pixel are presented in FT-IR and O-PTIR comparison
sections. Orientations for a smaller area of spherulite (blue frame
covering the nucleation center) are presented for O-PTIR (without
binning) and Raman in the right column, using their high detail content
coming from a diffraction-limited image probed with a 532 nm laser.Considering the crystalline structure of lamellae
in the PCL spherulite
presented in Figure , conclusions could be done regarding theoretical transition moment
orientations. With fibrils being organized radially from the nucleation
center, the direction of the main molecular axis (polymer chain) is
expected to be perpendicular to the fibril axis. This prediction is
confirmed by 3D orientation results for νas(C–O–C)
and the best visualization is provided by FT-IR and binned O-PTIR
shown in the left part of Figure a. The purpose of O-PTIR data binning yielding a similar
spatial detail (pixel size) as FT-IR was to validate and compare results
provided by the two techniques. Numerical evaluation is provided in Figure S8 in the form of Euclidean distance.
Orientation vectors used for data presentation form concentric circles
with the center located exactly within the nucleation site area, which
confirms that the polymer chain is perpendicular with respect to the
fibril’s axis. The two techniques significantly differ in the
optical setup and artifacts coming from scattering and varying sample
thickness are also not the same. Still, the obtained results are consistent
with each other, which is confirmed by the Euclidean distance results.
However, the exact orientation of primary transition moment depends
on lamellae alignment, which can vary from flat-on to twisted to edge-on
(Figure a). Based
on FT-IR and binned O-PTIR orientation of νas(C–O–C)
one may conclude that the whole spherulite consists of fibrils formed
with edge-on lamellae (flat-on lamellae should exhibit an orientation
perpendicular to the figure plane). Nonetheless, in this case, the
pixel size (∼2.7 μm) is close to the size of lamellae,
therefore, the averaging of signal coming from this region causes
a significant loss of details observed. O-PTIR and Raman with much
higher spatial resolution come to aid, with results for a region of
the spherulite including the nucleation site (blue rectangle) presented
in the right part of Figure a. As expected, the comparison of νas(C–O–C)
for O-PTIR and ν(C–C) for Raman shows great similarities.
The general structure observed in FT-IR is also preserved in O-PTIR,
but there is a striking increase in detail. Heterogeneity of the sample
is clearly visible with wavy structures probably corresponding to
fibril shapes. At such magnification, it cannot be stated if the spherulite
is built exclusively from edge-on lamellae, because both parallel
and out of the figure plane vectors are observed in different sample
regions.Interesting results are also observed for the secondary
transition
moment (Figure b).
The ν(C=O) vibration should be approximately perpendicular
to the molecular chain, but it is hard to predict their exact theoretical
orientation even if lamellae alignment (edge-on or flat-on) would
be determined. Therefore, it is interesting that for FT-IR and binned
O-PTIR (left sector of Figure b) vectors are consistently oriented perpendicularly to the
figure plane. There is a slight tilt in O-PTIR results in comparison
with FT-IR, but the vectors’ general trend is the same, and
differences could be again caused by the dissimilarities in optical
setups. Raman and O-PTIR once more show analogous results, preserving
a perpendicular trend with respect to the primary vector. Although,
vectors are no longer consistently perpendicular to the figure plane
and heterogenic wavy shapes can be again observed. A detailed relation
between primary and secondary vectors might be observed in zoomed-in
areas for O-PTIR and Raman.Combining orientation information
of primary and secondary vectors,
one may conclude that the investigated spherulite is primarily built
out of edge-on lamellae. First, for all observed techniques, primary
vectors are mostly aligned or slightly out of the figure plane, which
theoretically should be expected for edge-on units. This hypothesis
is supported by the perpendicular character (to the figure plane)
of secondary vectors. Obviously, there are regions exhibiting those
properties to a different extent, but this is expected since the crystallization
process is very subtle, and its conditions have a major influence
on lamellae alignment.Valid information about cylindrical symmetry
and molecular ordering
is provided by the ⟨P2⟩
parameter, with results shown in supplementary materials (Figures S4–S7 and S9–S19). As mentioned
in the 3D part of the Theoretical Approach section (Materials and
Methods), ⟨P2⟩ is used as
a metric describing the breadth of orientation distribution function
(ODF), e.g., ⟨P2⟩ = 1 for
infinitely narrow distribution parallel to the symmetry axis, whereas
⟨P2⟩ = 0 in the case of
an isotropic distribution. Negative values reaching ⟨P2⟩ = −1/3 characterize distributions
perpendicular with respect to the symmetry axis. Considering that
primary transition moments used in this study were always chosen to
be approximately parallel to the main molecular axis, the analysis
of ⟨P2⟩ results may lead
to conclusions in which bands are the best indicator of the main molecular
axis. Based on FT-IR and O-PTIR results (Figures S4–S7 and S9–S14), the highest ⟨P2⟩ values are reached by ν(CC–O)
vibrations. Additionally, close to zero results (⟨P2⟩ = 0) are observed (FT-IR data) around the nucleation
center, which confirms its amorphic character. The smallest breadth
of ODF in the case of Raman is observed for the ν(C–C)
vibration associated with 1037 cm–1.Molecular
orientation (main polymer axis) and lamellae alignment
based on O-PTIR were so far only discussed on a limited region of
the sample corresponding to the Raman measurement area to allow for
a direct comparison. A larger area presenting the orientation of νas(C–O–C) is shown in Figure a with more structural insight. Once more,
the presented region includes the nucleation site marked with a white
circle, as it is the most characteristic spot in spherulites. Having
a look at spherulite’s larger area one can notice that there
are two significantly different domains with zoom-ins marked with
a white box. Interestingly, after overlaying the orientation image
presented here (right zoom) with the optical microscopy image, fibrils
are overlapping with structures formed by vectors (results not shown).
However, such structures are not observed in the left zoom where vectors
are more parallel to each other. This is regardless of the fact that
fibrils observed in the optical image have the same structure, with
no visible differences. This may lead to a conclusion that there are
significant differences within fibril structures on the molecular
level, probably associated with growth phases. As explained earlier
(Figure a), at the
early stages of spherulite formation there is a single fiber, which
later becomes surrounded by other radially oriented fibers and branches
until full spherulite is formed. For a polymer film with a thickness
larger than 500 nm, the edge-on orientation of lamellae is expected.
Single lamella is built of tightly packed and folded polymer chains.
In the commonly accepted model, the chains are aligned normal to the
plane of the lamella, so the orientation of chains determines the
orientation of the lamella. In the spherulites, lamellas are stacked
together, creating thicker structures, the fibrils (Figure ). The unambiguous determination
of lamellae orientation requires further development of the 4P-3D
analysis method, however, obtained results give us partial information.
Normal alignment of the secondary vectors to the image plane indicates
more edge-on than flat-on orientation of lamellae. However, the tilt
angle of lamellae requires additional modeling methods.[27] Yet, the observed dissimilarities can arise
directly from growth stages.
Figure 5
4P-3D orientation analysis based on O-PTIR.
(a) Orientation of
the νas(C–O–C) dipole moment based
on the O-PTIR dataset. Zoomed areas are pointing to two clearly distinguishable
sample regions, which may be related to areas of different spherulite
growth phases. Nucleation site is marked with a white circle. (b)
In-plane orientation relative to the radial axes ψr for νas(C–O–C). (c) Mean values of
ψr and θe for three regions (R1,
R2, and R3) for different dipole moments along with standard deviations
within that region.
4P-3D orientation analysis based on O-PTIR.
(a) Orientation of
the νas(C–O–C) dipole moment based
on the O-PTIR dataset. Zoomed areas are pointing to two clearly distinguishable
sample regions, which may be related to areas of different spherulite
growth phases. Nucleation site is marked with a white circle. (b)
In-plane orientation relative to the radial axes ψr for νas(C–O–C). (c) Mean values of
ψr and θe for three regions (R1,
R2, and R3) for different dipole moments along with standard deviations
within that region.To have a numerical quantity allowing to visualize
and compare
some regions of spherulite, a relative in-plane orientation ψr was defined as the difference between the ψ angle and
the direction of fibers. ψr describes an in-plane
angle relative to the radial axes formed by spherulite’s fibrils.
Exemplary results for the νas(C–O–C)
vibration (O-PTIR) are shown in Figure b. The presented region directly corresponds to the
orientation in Figure a. As expected, the majority of results exhibit values of around
90° (R1 region), apart from the nucleation center, which is amorphous.
Nevertheless, there are some regions with different orientations—R2
and R3. Mean values of ψr for all three regions are
presented in Figure c, including the orientation of other vibrations. Additionally, the
values for the angle (elevation) are also presented. A
combination of these results allows us to analyze relative orientations
of specific transition dipole moments. Orientation of νas(C–O–C) is parallel to the PCL polymer main
chain axis, whereas νs(C–O–C) should
be perpendicular.[28] Here, both vectors
have similar values of ψr, but θe differs by around 90° for all three regions, which confirms
the perpendicular character of those two. Very similar results are
observed for the νas(C–O–C) and ν(C=O)
pair. The ν(CC–O) vibration is slightly more complex,
coming from C–O and C–C stretching in the crystalline
phase,[28] but the obtained results show
that the transition dipole moment directions are parallel to the main
chain axis, similar to νas(C–O–C).
The same orientation is also observed for ω(CH2).
Thus, those three may be considered as vibrations describing the main
molecular axis orientation.
Conclusions
Here, we successfully demonstrated for
the first time the four-polarization
methods coupled to concurrent vibration analysis (4P-3D) on a spherulite
polymer sample. We showed that this framework gives consistent results
across the spectroscopic modalities, allowing diffraction-limited
and even super-resolved imaging. Our research opens the way to applications
for spatially resolved orientation studies of a wide range of thin
film samples, in a nondestructive, label-free manner. We expect the
4P-3D method to impact both material and biological sciences as previously
unattainable information can be extracted without a complicated experimental
setup.
Materials and Methods
Experimental Approach
Spherulite Sample Preparation
Polycaprolactone (PCL)
of Mn = 80 000 g/mol was purchased
from Sigma Aldrich Sp. z o.o (Poznan, Poland). Chloroform for analysis
(99.8%), amylene stabilized was obtained from Idalia Sp.J (Radom,
Poland). PCL has a melting point (Tm)
of 60 °C and glass transition temperature (Tg) of around −60 °C. The PCL film was prepared
from solution (1.2 g of granular polymer in 80 mL of chloroform).
The system was left on a magnetic stirrer for 24 h at room temperature
to allow complete dissolution. The PCL film with a thickness of around
10 μm was prepared by casting solution onto a calcium fluoride
(CaF2) slide. It was placed in a fume hood to evaporate
the solvent overnight. PCL was melted at 75 °C to erase the structure
on a hot stage and crystallized under isothermal conditions at 35
°C. After 5 h of spherulite growth, the sample was rapidly cooled
down to room temperature.
FT-IR Imaging
FT-IR measurements were performed using
a Bruker Vertex70v spectrometer coupled with a Hyperion 3000 microscope
equipped with a 64 × 64 element FPA MCT array detector. A 15×
Cassegrain objective (NA = 0.4) was used giving a 2.7 μm x 2.7
μm projected pixel size. To perform measurements with linearly
polarized light, two wire grid polarizers were inserted before the
objective and at the bottom of the condenser. Simultaneous rotation
of both polarizers aligned in parallel allowed achieving desired polarizations—four
datasets were collected, with relative polarizations corresponding
to 0, 45, 90, and 135°. To provide pixel-to-pixel spatial alignment
of all datasets, a motorized sample stage was programmed to repeat
the same positions (for each polarization). Data acquisition was done
in the 3850–900 cm–1 spectral range, with
8 cm–1 spectral resolution and zero filling factor
of 1. Sample and background spectra were co-averaged 4 and 64 times,
respectively. Background datasets were collected individually for
each polarization, in a blank region of the CaF2 slide.
O-PTIR Imaging
O-PTIR imaging was done using a mIRage
O-PTIR microscope. A quantum cascade laser (QCL) was used as a pump
beam with a pulse rate of 100 kHz in a 2.4% duty cycle. Images were
collected at five frequencies: 1736, 1368, 1296, 1246, and 1170 cm–1 with corresponding QCL laser powers: 4, 24, 24, 18,
and 18%, respectively. A 532 nm laser with 0.5% power (about 7.5 mW
power on the sample) was used as a probe beam. Measurements were performed
in the reflection mode using an avalanche photodiode detector (APD)
and 200 nm steps. The background was measured once, on a low-e slide
(Kevley Technologies). Since QCL laser is intrinsically linearly polarized,
to obtain different relative polarizations the sample was rotated
roughly by 45° increments to obtain a four-polarization dataset
at relative 0, 45, 90, and 135° angles. The measurement region
was adjusted each time the sample was rotated, to cover the whole
spherulite of interest.
Raman Imaging
Raman measurements were performed using
a WITec confocal CRM α 300 Raman microscope with a 50×
objective. The spectrometer was equipped with an air-cooled solid-state
laser operating at 532 nm (with linear polarization) and a charge-coupled
device (CCD) detector. The laser power measured before the objective
was approximately 50 mW. The spectra were recorded with 4 cm–1 spectral resolution and 0.1 s integration time. An achromatic half-wave
plate was placed above the objective to control the natural laser
polarization direction. Four polarizations of interest (−30,
0, 60, and 120°) were achieved by the rotation of the wave plate.
A rectangular fragment of the spherulite from the border of the neighboring
spherulite to the nucleation site was measured with 200 nm steps (size:
150 × 450 steps).
Preprocessing
FT-IR Data
Spectral and spatial data quality was increased
using minimum noise fraction (MNF) denoising, with 15 bands used for
reconstructions.[29,30] Furthermore, a local linear baseline
was applied to the spectral ranges corresponding to vibrations of
crucial chemical bonds, which allowed the mitigation of scattering
artifacts. Single intensities (within corrected ranges) were used
for transition dipole moment orientation calculations, with the attention
focused on 1720, 1365, 1292, 1238, and 1165 cm–1, coinciding with the O-PTIR data. Mentioned band identification
for both IR methods is presented in Tables S1 and S2.
O-PTIR Data
Since for O-PTIR imaging different linear
polarization angle data were collected by sample rotation (not by
polarization control), an additional preprocessing step was required
to spatially align four datasets. The final sample orientation was
defined by the 90° polarization dataset (closest to FT-IR results
orientation), whereas 0, 45, and 135°, datasets were warped by
global rotation and translation of each image. Calculation of rotation
angles (85.7, 136.9, 42.5°) used for image transformation was
done using the line marked on the sample before measurements. Following,
images were translated referring to characteristic sample structures—spherulite
edges. During data manipulation, we noticed that intensities for the
last polarization dataset (135°) were significantly higher and
therefore not comparable to other polarizations. To overcome this
artifact, all images collected with the O-PTIR technique were divided
by their median value. Finally, aiming to prepare data for further
absorptance calculations in the 4P-3D orientation method, intensities
for each spectral variable (cumulative data for all four polarizations)
were rescaled to span within the intensity range corresponding to
absorption values exhibited by FT-IR data. Furthermore, additional
datasets were generated by binning 13 × 13 pixels (giving 2.6
μm pixel), with the aim to later compare O-PTIR and FT-IR data
(2.7 μm pixel).
Raman Data
The data treatment started with cosmic spike
removal and Raman shift calibration to Si bands. This was followed
by denoising by principal component analysis (PCA), with 15 principal
components used for reconstructions, which significantly increased
spectral and spatial data quality. Global baseline correction was
done using the rubberband method with 13 spectral ranges used for
linear corrections. One of the polarization datasets exhibited slightly
higher global intensities (distorting orientation calculations), therefore,
each spectrum was normalized to its sum. Similar to O-PTIR, Raman
spectra also required intensity rescaling for further calculations.
However, due to the absence of some bands present in the FT-IR spectra,
data were scaled so that intensities for the most intensive band in
Raman spectra (2917 cm–1) are similar to the absorbance
of the most intensive bands in FT-IR data (1720 cm–1). Identification of Raman bands used in further analysis is available
in Table S3.
Theoretical Approach
Anisotropic materials, such as
fibers or polymers with long molecular chains exhibit high absorption
dependence on the polarization direction of the incoming light, both
in IR spectroscopy and other spectroscopic techniques. This effect,
called linear dichroism, is extensively applied in molecular orientation
studies. In polarized infrared spectroscopy (FT-IR and O-PTIR), absorption
by a specific molecular vibration is the highest when the transition
dipole moment vector is aligned with the polarization
of light.[31] A schematic example of an FT-IR
instrumentation setup is shown in Figure a. Similarly, in polarized Raman spectroscopy
scattering reaches a maximum for the best alignment of polarization
with the highest polarizability tensor change , resulting in maximum band intensity observed
in the Raman spectrum.[32] Hence, the analysis
of spectra collected for different incident light polarizations can
provide information about the chemical bond and molecular orientation,
with the dichroic ratio (D) being one of the most
widely used parameters. D is defined as the ratio
of absorbance (or intensity) for parallel and perpendicularly polarized
light. However, in the case of Raman, we define D as a ratio of scattering intensities for perpendicular polarizations
of the incident green laser used for Raman excitation, as opposed
to the depolarization ratio, which compares the scattered photons.
Thus, using only two polarizations introduces a specific measurement
condition—parallel and perpendicular orientation of transition
moment with respect to polarization. In other cases, D would exhibit misleading values, like in a situation with 45°
angle, where both polarizations would be affecting the sample, in
the same way, giving D = 1 and incorrectly suggesting
isotropic properties. Such measurement geometry makes this method
appropriate only for systems with molecules aligned alongside each
other and well-known chemical bond orientation, excluding systems
with molecules changing directions throughout the sample.
Four-Polarization Method for 2D Orientation
The disadvantages
of the two-polarization method have been aided by the development
of the four-polarization approach, which allows molecular bond orientation
determination, independently from the choice of incident light polarization.
Absorbance dependence from linear polarization may be described by
a simple formula, as follows[12,13,33]where Amin and Amax are minimum and maximum absorbance, η
is the incident polarization angle and ψ is the polarization
angle when A(η) = Amax. Collecting data with four different linear polarizations (for each
pixel) gives the possibility to experimentally find the shape of A(η), as shown in Figure b. The mathematical approach applied here
is based on a nonlinear fit of a cosine function to extract Amin, Amax, and ψ.
Considering dipole moment μ being oriented in 3D space, ψ
gives limited information about the in-plane orientation of this vector.
Exemplary result visualization (Figure d) clearly shows the disadvantage of the 2D method,
where extracted information fully omits the out-of-plane component
of the orientation. Based on Amin and Amax, one can also compute Hermans (in-plane)
orientation function defined as[12,13,33]where D = Amax/Amin and κ describe
the angle between the main molecular axis and transition moment (used
values are available in Tables S1–S3). Hermans function is equal to the second-order coefficient of a
series of Legendre polynomials approximating the orientation distribution
function (ODF) of a molecule with cylindrical symmetry.[12,18] Therefore, it can be used to describe the level of molecular orientation
of the sample. This approach is equally suitable for the analysis
of FT-IR and Raman measurements, with absorbance and scattering intensity
being the corresponding results.
Four-Polarization in 3D Orientation
Out-of-plane orientation
issues, mentioned in the above section, were recently approached by
Lee, who proposed a mathematical method allowing determination of
3D angles and order parameter for molecular orientation imaging with
FT-IR.[18] Derivation is established on the
grounds of classical electromagnetic wave theories and concurrently
uses two nonparallel transition dipole moments: the primary (μ1) associated with the main molecular axis and a secondary
(μ2) representing nonparallel vibration. Based on
this, the absorptance (α = 1 – T) dependence
from the polarization direction η for vectors μ1 and μ2 is described as[18]where ψ, θ, and ϕ are angles
describing the 3D orientation of μ1 and μ2 vectors (shown in Figure c), ⟨P2⟩
is the order parameter, whereas α° contains only nonorientational
quantities. Similar to the 2D approach, nonlinear functions were fitted
to four-polarization datasets. This allowed the reconstruction of
the experimental shape of absorptance dependence on incident polarization.
As presented in Figure c, the following parameters pairs were extracted from the obtained
experimental functions: α1,max, η1,max, α1,min, η1,min, α2,max, η2,max, and α2,min and η2,min. Formulas needed for ψ, θ, and ϕ calculations
are presented in supplementary materials. However, one needs to be
aware of the fact, that this approach gives two undistinguishable
orientation results, mirror symmetrical with respect to the xy plane as described in supplementary materials. The order
parameter ⟨P2⟩, which is
equal to the second-order coefficient of an ODF of a molecule with
cylindrical symmetry, is used as a quantity describing the breadth
of ODF.[18] An example of 3D orientation
results is shown in Figure e. It should be noted that all vectors have the same length
and only vector directions are of significance. Since sections d and
e of Figure show
results of corresponding sample regions, it is clearly visible how
important advantage one gains using the method for 3D orientation
determination. Even though this method was developed for FT-IR, the
adaptation for O-PTIR and Raman spectra was done by transferring intensities
to reach values corresponding to FT-IR absorbance, as it was briefly
described in the preprocessing section.
Authors: Magda K Raczkowska; Paulina Koziol; Slawka Urbaniak-Wasik; Czeslawa Paluszkiewicz; Wojciech M Kwiatek; Tomasz P Wrobel Journal: Anal Chim Acta Date: 2019-07-25 Impact factor: 6.558