Susana Portela1, Israel Fernández1. 1. Departamento de Química Orgánica I and Centro de Innovación en Química Avanzada (ORFEO-CINQA), Facultad de Ciencias Químicas, Universidad Complutense de Madrid, 28040 Madrid, Spain.
Abstract
The poorly understood factors controlling the catalysis and selectivity in Lewis acid-promoted Diels-Alder cycloaddition reactions involving vinylazaarenes as dienophiles have been quantitatively explored in detail by means of computational methods. With the help of the activation strain model and the energy decomposition analysis methods, it is found that the remarkable acceleration induced by the catalysis is mainly due to a significant reduction of the Pauli repulsion between the key occupied π-molecular orbitals of the reactants and not due to the proposed stabilization of the lowest unoccupied molecular orbital (LUMO) of the dienophile. This computational approach has also been helpful to understand the reasons behind the extraordinary regio- and diastereoselectivity observed experimentally. The insight gained in this work allows us to predict even more reactive vinylazaarene dienophiles, which may be useful in organic synthesis.
The poorly understood factors controlling the catalysis and selectivity in Lewis acid-promoted Diels-Alder cycloaddition reactions involving vinylazaarenes as dienophiles have been quantitatively explored in detail by means of computational methods. With the help of the activation strain model and the energy decomposition analysis methods, it is found that the remarkable acceleration induced by the catalysis is mainly due to a significant reduction of the Pauli repulsion between the key occupied π-molecular orbitals of the reactants and not due to the proposed stabilization of the lowest unoccupied molecular orbital (LUMO) of the dienophile. This computational approach has also been helpful to understand the reasons behind the extraordinary regio- and diastereoselectivity observed experimentally. The insight gained in this work allows us to predict even more reactive vinylazaarene dienophiles, which may be useful in organic synthesis.
It is well known that
the Diels–Alder cycloaddition reaction,
arguably one of the most useful transformations in organic chemistry,[1,2] can be greatly accelerated in the presence of catalytic amounts
of a Lewis acid (LA).[3] Typically, the LA
binds the dienophile, resulting in a significant stabilization of
the lowest unoccupied molecular orbital (LUMO) of the LA-dienophile
complex, which is translated into a more favorable highest occupied
molecular orbital (HOMO) (diene)–LUMO (dienophile) gap, ultimately
leading to the observed acceleration.[4,5] In addition,
the LA-catalyzed Diels–Alder reactions are not only faster
than their parent uncatalyzed processes but can also proceed with
higher regio- and stereoselectivities.[3] For instance, recent examples have shown that the inherent endo-selectivity of the cycloaddition can be reversed (i.e.,
favoring the corresponding exo-cycloadduct) using
sterically overcrowded LA catalysts.[6]In this regard, Hilinski and co-workers very recently reported[7] that the highly inefficient and unselective Diels–Alder
reaction involving different dienes such as butadiene or isoprene
and vinylpyridines[8] can be transformed
into a synthetically useful reaction by simply adding catalytic amounts
(0.5 equiv) of the BF3 Lewis acid (Scheme ). The activation of the dienophile via binding
of the pyridine lone pair to the LA makes the process not only much
faster but also highly regio- and endo-diastereoselective,
which sharply contrasts with the analogous uncatalyzed cycloadditions.[8] In addition, this synthetic protocol seems general
as it was successfully expanded to a good variety of dienes and different
vinylazaarenes, including 2- or 4-vinylpyridines, quinolines, pyrazines,
and pyrimidines.[7]
Scheme 1
Uncatalyzed and BF3-catalyzed Diels–Alder Cycloaddition
Reactions Involving Vinylazaarenes and Butadienes
The observed great acceleration of the cycloaddition was
rationalized
by invoking the above-mentioned traditional LUMO-lowering concept[4,5] in view of the significant stabilization of the LUMO of the dienophile
upon binding to BF3.[7] We have,
however, recently demonstrated that this LUMO-lowering concept in
slightly related LA-catalyzed Diels–Alder is rather incomplete
as it does not consider the impact on the reverse HOMO (dienophile)–LUMO
(diene) interaction, which indeed can offset the favorable HOMO (diene)–LUMO
(dienophile) interaction.[9] As a result,
we found that the reduction of the Pauli repulsion between the key
occupied π-molecular orbitals and not the above orbital interactions
constitutes the actual physical mechanism behind the acceleration
promoted by LAs in Diels–Alder reactions. This so-called Pauli-repulsion
lowering concept[10] seems general as it
applies also in related cycloadditions where the catalyst establishes
noncovalent interactions (hydrogen,[11] halogen,[12] or chalcogen bonds[13]) with the dienophile and even in slightly related catalyzed Michael-addition
reactions[14] and iminium-catalyzed cycloadditions.[15] Therefore, we hypothesized that the Pauli-repulsion
lowering and not the proposed LUMO-lowering arguments would constitute
the actual factor governing the catalysis in this particular BF3-mediated cycloaddition reaction involving vinylazaarenes.
To check this, we will apply the combination of the activation strain
model (ASM)[16] of reactivity with the energy
decomposition analysis (EDA)[17] method,
which was proven to provide detailed quantitative insight into the
ultimate factors controlling fundamental processes in organic, main
group and organometallic chemistry.[18] In
addition, we shall also apply the ASM-EDA approach to rationalize
the reasons behind the almost complete regio- and diastereoselectivity
observed in the transformation, which remains completely unknown so
far.
Theoretical Methods
Activation Strain Model
of Reactivity and Energy Decomposition
Analysis
Within the ASM method,[16] also known as the distortion/interaction model,[16b] the potential energy surface ΔE(ζ)
is decomposed along the reaction coordinate, ζ, into two contributions,
namely the strain ΔEstrain(ζ)
associated with the deformation (or distortion) required by the individual
reactants during the process and the interaction ΔEint(ζ) between these increasingly deformed reactantsWithin the energy decomposition
analysis (EDA)
method,[17] the interaction energy can be
further decomposed into the following chemically meaningful termsThe
term ΔVelstat corresponds to the
classical electrostatic interaction
between the unperturbed charge distributions of the deformed reactants
and is usually attractive. The Pauli repulsion ΔEPauli comprises the destabilizing interactions between
occupied orbitals and is responsible for any steric repulsion. The
orbital interaction ΔEorb accounts
for bond pair formation, charge transfer (interaction between occupied
orbitals on one moiety with unoccupied orbitals on the other, including
HOMO–LUMO interactions), and polarization (empty-occupied orbital
mixing on one fragment due to the presence of another fragment). Moreover,
the natural orbital for chemical valence (NOCV)[19] extension of the EDA method has also been used to further
partition the ΔEorb term. The EDA-NOCV
approach provides pairwise energy contributions for each pair of interacting
orbitals to the total bond energy.
Results and Discussion
We first compared the parent uncatalyzed reaction involving 2-vinylpyridine
(1) and trans-1-phenyl-1,3-butadiene
(2) with the analogous cycloaddition reaction mediated
by BF3. Our calculations (PCM(acetonitrile)-M06-2X/def2-TZVP
level) indicate that, in both cases, the transformation proceeds concertedly
through the corresponding asynchronous, six-membered transition state,
which leads to the exergonic formation of the respective cycloadduct
(see Figure ). As
expected, the BF3-catalyzed reaction involves the initial
activation of the dienophile, thus forming the donor-acceptor complex 1-BF in a highly exergonic reaction
(ΔGR = −15.0 kcal/mol). From
the data in Figures and S1 (the latter showing the reaction
profiles computed at 70 °C), it becomes evident that this activation
renders the BF3-mediated process much more favored than
the uncatalyzed reaction along the entire reaction coordinate. In
particular, the reduction in the cycloaddition barrier (ΔΔG≠ = 2.9 kcal/mol and 3.4 kcal/mol, computed
at 25 and 70 °C, respectively, for the endo-pathway)
is consistent with the acceleration induced by the BF3 catalyst
observed experimentally.[7] In addition,
the high activation barrier computed for the uncatalyzed reaction
(ΔG≠ ≈ 32 kcal/mol,
at 70 °C) is also consistent with the low yield observed experimentally
(ca. 3%, at 70 °C). Moreover, the rather low energy for the isosdemic
reaction 1 + 2-BF-endo → 1-BF + 2-endo (ΔG = 0.6 kcal/mol,
either at 25 or 70 °C) indicates a high degree of completion
of the catalytic cycle.
Figure 1
Computed reaction profiles for the uncatalyzed
(black) and BF3-catalyzed (blue) Diels–Alder cycloaddition
reactions
involving 2-vinylpyridine (1) and 1-phenyl-1,3-butadiene
(2). Relative Gibbs free energies (in kcal/mol, at 298
K) were computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.
Values within parentheses refer to relative free energies computed
at the CPCM(acetonitrile)-DLPNO-CCSD(T)/def2-TZVP//PCM(acetonitrile)-M06-2X/def2-TZVP
level.
Computed reaction profiles for the uncatalyzed
(black) and BF3-catalyzed (blue) Diels–Alder cycloaddition
reactions
involving 2-vinylpyridine (1) and 1-phenyl-1,3-butadiene
(2). Relative Gibbs free energies (in kcal/mol, at 298
K) were computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.
Values within parentheses refer to relative free energies computed
at the CPCM(acetonitrile)-DLPNO-CCSD(T)/def2-TZVP//PCM(acetonitrile)-M06-2X/def2-TZVP
level.Our calculations also reproduce
both the almost complete regio-
and diastereoselectivity observed experimentally.[7] As shown in Figure , the endo-cycloadduct 2-BF-endo is preferentially formed under
kinetic control in view of the higher barrier computed for the formation
of the corresponding exo-cycloadduct (ΔΔG≠ = 2.1 kcal/mol), which is consistent
with the experimental diasteromeric ratio of >20:1. Similarly,
the
almost complete regioselectivity (>20:1) also occurs under kinetic
control as the barrier computed for the formation of the alternative
cycloadduct 2′-BF-endo is 3.2 kcal/mol higher than that computed for the major
isomer 2-BF-endo. Rather similar activation barriers were computed at the highly
accurate CPCM(acetonitrile)-DLPNO-CCSD(T)/def2-TZVP level (see Figure ), which provides
further support to the chosen computational level for this study.To understand the reasons behind the computed acceleration of the
BF3-mediated process, the activation strain model was applied
next. To enable a direct comparison, we focused on the uncatalyzed
and catalyzed cycloadditions leading to the corresponding endo-cycloadducts. Figure shows the computed activation strain diagrams (ASDs)
for both reactions from the initial stages of the transformation to
the respective transition states and projected onto the shorter C···C
bond-forming distances.[20] From the data
in Figure , it becomes
clear that the BF3-mediated reaction benefits from both
a less destabilizing strain energy (measured by the ΔEstrain term) and a stronger interaction between
the deformed reactants (measured by the ΔEint term) along practically the entire reaction coordinate
and particularly at the transition state region. We can ascribe the
trend in ΔEstrain to the extent
of the asynchronicity of the cycloaddition, which is markedly higher
in the BF3-reaction (uncatalyzed: ΔrC···CTS = 0.425 Å < catalyzed: ΔrC···CTS = 0.646 Å, where ΔrC···CTS is the difference between the newly forming C···C
bond lengths in the TS, see Figure ). Therefore, a higher asynchronicity value implies
that the corresponding transition state is reached earlier, and consequently,
the energy penalty to adopt the TS-geometry is lower.
Figure 2
Comparative activation
strain analyses of the Diels–Alder
cycloaddition reactions between 1-phenyl-butadiene (2) and 2-vinylpyridine (1) (uncatalyzed, solid lines)
and the 2-vinylpyridine-BF3 complex (1-BF) (dotted lines) projected onto the shorter C···C
bond-forming distance. All data have been computed at the PCM(acetonitrile)-M06-2X/def2-TZVP
level.
Comparative activation
strain analyses of the Diels–Alder
cycloaddition reactions between 1-phenyl-butadiene (2) and 2-vinylpyridine (1) (uncatalyzed, solid lines)
and the 2-vinylpyridine-BF3 complex (1-BF) (dotted lines) projected onto the shorter C···C
bond-forming distance. All data have been computed at the PCM(acetonitrile)-M06-2X/def2-TZVP
level.The origin of the above-mentioned
stronger interaction between
the deformed reactants computed for the BF3-mediated cycloaddition
can be found with the help of the energy decomposition analysis. As
shown in Figure ,
which graphically shows the evolution of the EDA terms along the reaction
coordinate for both the uncatalyzed and BF3-catalyzed cycloadditions,
it becomes clear that both attractive (electrostatic, ΔVelstat, and orbital, ΔEorb) interactions are slightly more stabilizing for the
uncatalyzed reaction than for the BF3-cycloaddition. For
instance, at the same consistent C···C bond-forming
distance of 2.1 Å,[21] the difference
in both terms is ΔΔVelstat = 4.3 kcal/mol and ΔΔEorb = 4.4 kcal/mol, favoring the uncatalyzed reaction, which indicates
that neither the electrostatic attractions nor the orbital interactions
(despite the more favorable HOMO (diene)–LUMO (dienophile)
gap) are responsible for the higher interaction computed for the BF3-catalyzed reaction. At variance, data in Figure clearly suggest that the catalyzed
process benefits from a less destabilizing Pauli repulsion between
occupied orbitals (mainly the π-HOMO-2(diene)−π-HOMO(dienophile)
interaction) practically along the entire reaction coordinate. The
lower ΔEPauli value computed for
the BF3-mediated cycloaddition results from the polarization
induced by the Lewis acid of the occupied π-molecular orbital
on the reactive C=C bond of the dienophile, as confirmed by
the decrease in the natural charge of the reactive terminal C=CH2 carbon atom (−0.360e in 1 vs −0.317e
in 1-BF). Therefore, this Pauli-repulsion
lowering effect and not the proposed LUMO-lowering[7] (together with the computed lower strain energy) is the
ultimate factor responsible for the lower barrier of the BF3-mediated cycloaddition reaction.
Figure 3
Comparative energy decomposition analyses
of the Diels–Alder
cycloaddition reactions between 1-phenyl-butadiene (2) and 2-vinylpyridine (1) (uncatalyzed, solid lines)
and the 2-vinylpyridine-BF3 complex (1-BF) (dotted lines). All data have been computed
at the ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP level.
Comparative energy decomposition analyses
of the Diels–Alder
cycloaddition reactions between 1-phenyl-butadiene (2) and 2-vinylpyridine (1) (uncatalyzed, solid lines)
and the 2-vinylpyridine-BF3 complex (1-BF) (dotted lines). All data have been computed
at the ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP level.
Endo/Exo Selectivity
Once we have disclosed the factors
controlling the catalysis in this cycloaddition, we then focus on
those factors responsible for the remarkable endo/exo selectivity (>20:1) observed experimentally.[7] From the data in Figure , the remarkable influence of the Lewis acid on the
diastereoselectivity
of the process becomes evident. Whereas almost no selectivity is found
for the parent uncatalyzed reaction (ΔΔG≠ = 0.3 kcal/mol favoring the exo-cycloadduct), a clear endo-preference (ΔΔG≠ = 2.1 kcal/mol) is computed for the
BF3-mediated cycloaddition. The latter barrier energy difference
is slightly reduced to ΔΔG≠ = 2.0 kcal/mol when computed at 343 K (the temperature used in the
experiments), which is translated into a 23:1 selectivity, therefore
nearly matching the observed endo/exo ratio.The ASM was applied again to quantitatively understand
this markedly different selectivity in the presence of BF3. From the data in Figure a, which shows the corresponding ASDs for the uncatalyzed
reaction, it can be seen that the exo-approach benefits
from a less destabilizing strain energy. However, the interaction
between the deformed reactants is clearly more stabilizing for the endo-pathway along the entire reaction coordinate, which
offsets the ΔEstrain term, therefore
resulting in nearly identical barriers for both approaches. Similarly,
for the BF3-mediated process, the endo-pathway benefits from a stronger interaction between the deformed
reactants, but at variance with the uncatalyzed reaction, the strain
energy becomes rather similar for both approaches (Figure b). As a consequence, the endo-pathway becomes more stabilized and kinetically preferred
over the exo-path. This behavior is also different
from that found for the parent reaction between cyclopentadiene and
maleic anhydride where the endo-selectivity is derived
exclusively from the strain energy[22] but
strongly resembles that in related cycloaddition reactions mediated
by bidentate bis-selenonium cations, which also act as Lewis acid
catalysts.[13] According to the EDA method
(see Figure S2), the stronger ΔEint computed for the endo-pathway
is mainly the result of stronger electrostatic and orbital (albeit
to a lesser extent) interactions and not of the Pauli repulsion, which
is slightly less destabilizing for the exo-pathway.
According to the NOCV extension of the EDA method, the stronger orbital
interactions computed for the endo-pathway mainly
result from a higher reverse π-LUMO(diene) ← π-HOMO(dienophile),
particularly, at the proximities of the transition state.
Figure 4
Comparative
activation strain analyses of the Diels–Alder
cycloaddition reactions between (a) 1-phenyl-butadiene (2) and 2-vinylpyridine (1) and (b) 1-phenyl-butadiene
(2) and the 2-vinylpyridine-BF3 complex (1-BF) for the endo (dotted lines) and exo (solid lines) pathways projected
onto the shorter C···C bond-forming distance. All data
have been computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.
Comparative
activation strain analyses of the Diels–Alder
cycloaddition reactions between (a) 1-phenyl-butadiene (2) and 2-vinylpyridine (1) and (b) 1-phenyl-butadiene
(2) and the 2-vinylpyridine-BF3 complex (1-BF) for the endo (dotted lines) and exo (solid lines) pathways projected
onto the shorter C···C bond-forming distance. All data
have been computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.
Regioselectivity
Data in Figure also indicate that
the cycloaddition reaction
involving 1-BF and 2 is completely selective toward the formation of the 1,2-cycloadduct 2-BF-endo at the expense
of the corresponding 1,3-cycloadduct 2′-BF-endo (ΔΔG≠ = 3.2 kcal/mol), which is again consistent with
the experimental findings.[7] According to
the ASM method, the higher barrier of the 1,3-pathway derives almost
exclusively from a more destabilizing strain energy as compared to
the favored 1,2-pathway, which in addition benefits from a stronger
interaction at the transition state structure (Figure a). The partitioning of the key ΔEstrain term into contributions coming from both
reactants (Figure b) indicates that the higher (i.e., more destabilizing) total strain
computed for the 1,3-pathway originates from the higher distortion
required by both the dienophile and the diene (albeit to a lesser
extent) reactants to adopt the geometry of the saddle point TS′-BF-endo in
comparison to the more stable TS-BF-endo.
Figure 5
(a) Comparative activation strain diagrams for
the cycloaddition
reactions between 1-phenyl-butadiene (2) and 2-vinylpyridine-BF3 complex (1-BF) (dotted
lines) for the competitive 1,2-pathway (solid lines) and 1,3-pathway
(dotted lines) projected onto the shorter C···C bond-forming
distance. (b) Decomposition of the total strain into contributions
coming from each reactant. All data have been computed at the PCM(acetonitrile)-M06-2X/def2-TZVP
level.
(a) Comparative activation strain diagrams for
the cycloaddition
reactions between 1-phenyl-butadiene (2) and 2-vinylpyridine-BF3 complex (1-BF) (dotted
lines) for the competitive 1,2-pathway (solid lines) and 1,3-pathway
(dotted lines) projected onto the shorter C···C bond-forming
distance. (b) Decomposition of the total strain into contributions
coming from each reactant. All data have been computed at the PCM(acetonitrile)-M06-2X/def2-TZVP
level.
Extension to 4-Vinylpyrinide
and Related Compounds
The available experimental data indicate
that a similar reactivity
enhancement promoted by BF3 is found when using related
vinylazaarenes such as 4-vinylpyridines, pyrimidines, or quinolines.[7] Our calculations are in line with this and confirm
that the cycloaddition involving the same diene (trans-1-phenyl-1,3-butadiene, 2) and 4-vinylpyridine (3) (only the preferred endo-pathway is considered,
see Figure ) becomes
much more favored in the presence of BF3 along the entire
reaction coordinate. In comparison with the analogous process involving
2-vinylpyridine (1, see Figure ), the transformation involving 4-vinyplyridine
is even more favored along the entire process, from the initial Lewis
acid complex 3-BF to the final
cycloadduct 4-BF. This suggests
that the polarization induced by the catalysis is even more effective
when the reactive alkene and the N-BF3 moiety are placed
in a 1,4-relative position rather than in a 1,2-relative position,
which is supported by the lower natural charge of the reactive terminal
C=CH2 carbon atom (−0.304e vs −0.317e
in 3-BF and 1-BF, respectively).
Figure 6
Computed reaction profiles
for the uncatalyzed (black) and BF3-catalyzed (blue) Diels–Alder
cycloaddition reactions
involving 4-vinylpyridine (3) and 1-phenyl-1,3-butadiene
(2). Relative Gibbs free energies (in kcal/mol, at 298
K) were computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.
Computed reaction profiles
for the uncatalyzed (black) and BF3-catalyzed (blue) Diels–Alder
cycloaddition reactions
involving 4-vinylpyridine (3) and 1-phenyl-1,3-butadiene
(2). Relative Gibbs free energies (in kcal/mol, at 298
K) were computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.The above-mentioned depopulation of the reactive
alkene moiety
induced by the Lewis acid points again to the Pauli-repulsion lowering
as a critical factor controlling the cycloaddition involving 4-vinylpyridine.
To confirm this, we applied the combination of the ASM and EDA methods.
Once again, it is shown that the BF3-catalyzed reaction
benefits from a less stabilizing strain energy together with a stronger
interaction between the deformed reactants along the entire reaction
coordinate (Figure a). The trend in the ΔEstrain term
can be again ascribed to the higher asynchronicity of the BF3-mediated process (uncatalyzed: ΔrC···CTS = 0.453 Å < catalyzed: ΔrC···CTS = 0.632 Å), whereas the stronger ΔEint term results, according to the EDA method (Figure b), exclusively from a reduced
Pauli repulsion (ΔEPauli). Therefore,
it is confirmed that the Lewis acid acts as an electron-withdrawing
group, which depopulates the reactive π-C=C molecular
orbital of the dienophile reducing the Pauli repulsion with the diene
and making the process more asynchronous. Both effects, and not the
previously proposed more favorable HOMO (diene)–LUMO (dienophile)
orbital interaction,[7] constitute therefore
the ultimate factors leading to the observed acceleration of this
cycloaddition reaction.
Figure 7
Comparative activation strain analyses (a) PCM(acetonitrile)-M06-2X/def2-TZVP
level and energy decomposition analysis (b) ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP
level of the Diels–Alder cycloaddition reactions between 1-phenyl-butadiene
(2) and 2-vinylpyridine (3) (solid lines)
and the 2-vinylpyridine-BF3 complex (3-BF) (dotted lines) projected onto the shorter C···C
bond-forming distance.
Comparative activation strain analyses (a) PCM(acetonitrile)-M06-2X/def2-TZVP
level and energy decomposition analysis (b) ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP
level of the Diels–Alder cycloaddition reactions between 1-phenyl-butadiene
(2) and 2-vinylpyridine (3) (solid lines)
and the 2-vinylpyridine-BF3 complex (3-BF) (dotted lines) projected onto the shorter C···C
bond-forming distance.The above results suggest
that the activation barrier of the cycloaddition
involving vinylpyridines as dienophiles could be further reduced by
increasing the acceptor ability of the pyridine nitrogen atom. This
may be achieved simply by protonation (3-H) or acetylation
(3-COMe; see Figure ). Indeed, our calculations indicate that the depopulation
of the key π-C=C molecular orbital is even greater in
these cationic dienophiles (natural charge of the terminal carbon
atom of −0.279e and −0.259e, respectively), and for
this reason, it is not surprising that lower activation barriers were
computed for the analogous cycloaddition reactions involving these
positively charged species (Figure ).
Figure 8
Computed reaction profiles for the Diels–Alder
cycloaddition
reactions involving 4-vinylpyridines (3) and 1-phenyl-1,3-butadiene
(2). Relative Gibbs free energies (in kcal/mol, at 298
K) were computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.
Computed reaction profiles for the Diels–Alder
cycloaddition
reactions involving 4-vinylpyridines (3) and 1-phenyl-1,3-butadiene
(2). Relative Gibbs free energies (in kcal/mol, at 298
K) were computed at the PCM(acetonitrile)-M06-2X/def2-TZVP level.Considering the above results, one might initially
ascribe the
increased reactivity of 3-H or 3-COMe with
respect to 3-BF to a further
reduction of the Pauli repulsion between the key occupied π-orbitals
of the diene and dienophile, and indeed, this is confirmed by the
EDA method (see Figure for the analyses of the representative reactions involving 3-BF and 3-COMe). However,
from the evolution of the EDA terms in Figure , it becomes clear that the reduction of
the Pauli repulsion is, in this particular case, not the only factor
leading to the more stabilizing interaction between the deformed reactants
in the 3-COMe + 2 cycloaddition reaction.
In addition, the process involving this cationic dienophile also benefits
from much stronger orbital interactions along the entire reaction
coordinate. In fact, the enhancement of the ΔEorb interactions in the process involving 3-COMe is even more pronounced than the reduction in the Pauli repulsion.
For instance, at the same consistent C···C bond-forming
distance of 2.1 Å, ΔΔEorb = 11.1 kcal/mol, whereas a lower value was computed for the difference
in the Pauli repulsion, ΔΔEPauli = −6.8 kcal/mol. This is markedly different from the process
involving 3-BF in comparison
with the uncatalyzed reaction involving 3 (Figure ), where the orbital interactions
are more stabilizing for the latter reaction (see above). Therefore,
it can be concluded that the further acceleration computed for the
cycloadditions involving the cationic dienophiles 3-H or 3-COMe finds its origin not only in a reduction
of the Pauli repulsion, as it occurs in the analogous reactions involving BF-complexed vinylpyridines, but
also in a remarkable enhancement of the orbital interactions between
the deformed reactants.
Figure 9
Comparative energy decomposition analyses of
the Diels–Alder
cycloaddition reactions between 1-phenyl-butadiene (2) and 4-vinylpyridines 3-BF (solid lines) and 3-COMe (dotted lines). All data have
been computed at the ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP
level.
Comparative energy decomposition analyses of
the Diels–Alder
cycloaddition reactions between 1-phenyl-butadiene (2) and 4-vinylpyridines 3-BF (solid lines) and 3-COMe (dotted lines). All data have
been computed at the ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP
level.To understand the reasons behind
the above-mentioned stronger orbital
interactions in the processes involving the cationic dienophiles 3-H or 3-COMe, we finally applied the natural
orbital for chemical valence (NOCV) extension of the EDA method. Within
this approach, we are able to not only identify but also quantify
the main orbital interactions contributing to the total ΔEorb term. The NOCV method identifies two main
orbital interactions, namely the direct π-HOMO(diene) →
π*-LUMO(dienophile) interaction and the reverse π-HOMO(dienophile)
→ π*-LUMO(diene) interaction, denoted as ρ1 and ρ2, respectively (see Figure ). Not surprisingly, our calculations
indicate that in both processes the strength of the former interaction
is higher than that of the latter (ρ1 > ρ2), which confirms the normal electron-demand nature of the
considered cycloaddition reactions. Interestingly, although the reverse
interaction ρ2 is weaker in the process involving
the cationic dienophile (ΔΔE(ρ2) = −6.3 kcal/mol), the key direct orbital interaction
ρ1 is significantly increased (ΔΔE(ρ1) = 10.0 kcal/mol), which results in
the higher orbital interactions (and lower barrier) computed for this
reaction.
Figure 10
Plot of the deformation densities Δρ of the pairwise
orbital interactions between the interacting fragments and the corresponding
stabilization energies ΔE(ρ) computed
for the Diels–Alder cycloaddition reactions between 1-phenyl-butadiene
(2) and 4-vinylpyridines 3-BF (a) and 3-COMe (b). The color code of
the charge flow is red → blue.
Plot of the deformation densities Δρ of the pairwise
orbital interactions between the interacting fragments and the corresponding
stabilization energies ΔE(ρ) computed
for the Diels–Alder cycloaddition reactions between 1-phenyl-butadiene
(2) and 4-vinylpyridines 3-BF (a) and 3-COMe (b). The color code of
the charge flow is red → blue.
Conclusions
The present computational study provides detailed
quantitative
insight into the factors controlling the Lewis acid-catalyzed Diels–Alder
cycloaddition reaction involving vinylazaarenes. It is found that,
in comparison with the parent uncatalyzed reaction, the BF3-promoted cycloaddition is greatly accelerated not because of the
stabilization of the LUMO of the dienophile but to a significant reduction
of the Pauli repulsion between the deformed reactants together with
the higher asynchronicity of the corresponding transition states.
In addition, the process is highly endo-selective
and produces almost exclusively the corresponding 1,2-cycloadduct.
While the endo-selectivity can be mainly ascribed
to stronger electrostatic and orbital interactions between the deformed
reactants in the endo-approach, the 1,2-pathway benefits
from a less destabilizing strain in comparison with the alternative
1,3-pathway. Our results indicate that the Lewis acid catalyst provokes
a significant depopulation of the reactive π-molecular orbital
of the dienophile, which can be even further increased in related
cationic systems. In these cases, a significant reactivity enhancement
is predicted, which may be useful for synthetic chemists working on
cycloaddition reactions involving otherwise low reactive vinylazaarenes.
Experimental Section
Computational Details
Geometry optimizations of the
molecules were performed without symmetry constraints using the Gaussian-09
(RevD.01)[23] suite of programs and the hybrid
meta-GGA M06-2X functional[24] in conjunction
with the triple-ζ basis set def2-TZVP.[25] This level of theory has been proven to provide accurate results
for organic chemistry reactions.[26] Solvent
effects (solvent = benzene) were taken into account with the polarization
continuum model (PCM) method.[27] This level
is denoted as PCM(acetonitrile)-M06-2X/def2-TZVP. Reactants and adducts
were characterized by frequency calculations and have positive definite
Hessian matrices. Transition states (TSs) show only one negative eigenvalue
in their diagonalized force constant matrices, and their associated
eigenvectors were confirmed to correspond to the motion along the
reaction coordinate under consideration using the intrinsic reaction
coordinate (IRC) method.[28] Additionally,
single-point energy refinements were carried out at a highly accurate
CPCM(acetonitrile)-DLPNO-CCSD(T)[29]/def2-TZVP//PCM(acetonitrile)-M06-2X/def2-TZVP
level for selected steps of the transformation to check the reliability
of the selected PCM(acetonitrile)-M06-2X/def2-TZVP level.[30] It was found that the relative energy differences
were not significant, which indicated that the selected DFT level
was sufficient for the purpose of the present study (see Figure ).The program
package ADF[31] was used for EDA calculations
using the optimized PCM(acetonitrile)-M06-2X/def2-TZVP geometries
at the same DFT level in conjunction with a triple-ζ-quality
basis set using uncontracted Slater-type orbitals (STOs) augmented
by two sets of polarization functions with a frozen-core approximation
for the core electrons.[32] Auxiliary sets
of s, p, d, f, and g STOs were used to fit the molecular densities
and to represent the Coulomb and exchange potentials accurately in
each SCF cycle.[33] Scalar relativistic effects
were incorporated by applying the zeroth-order regular approximation
(ZORA).[34] This level of theory is denoted
as ZORA-M06-2X/TZ2P//PCM(acetonitrile)-M06-2X/def2-TZVP.
Authors: K C Nicolaou; Scott A Snyder; Tamsyn Montagnon; Georgios Vassilikogiannakis Journal: Angew Chem Int Ed Engl Date: 2002-05-17 Impact factor: 15.336
Authors: Pascal Vermeeren; Trevor A Hamlin; Israel Fernández; F Matthias Bickelhaupt Journal: Angew Chem Int Ed Engl Date: 2020-02-19 Impact factor: 15.336