| Literature DB >> 35625282 |
Tiscar Graells1,2, Irene A Lambraki3, Melanie Cousins3, Anaïs Léger4, Kate Lillepold1, Patrik J G Henriksson2,5,6, Max Troell2,5, Carolee A Carson7, Elizabeth Jane Parmley8, Shannon E Majowicz3, Didier Wernli4, Peter Søgaard Jørgensen1,2.
Abstract
Antimicrobial resistance (AMR) affects the environment, and animal and human health. Institutions worldwide have applied various measures, some of which have reduced antimicrobial use and AMR. However, little is known about factors influencing the success of AMR interventions. To address this gap, we engaged health professionals, designers, and implementers of AMR interventions in an exploratory study to learn about their experience and factors that challenged or facilitated interventions and the context in which interventions were implemented. Based on participant input, our thematic analysis identified behaviour; institutional governance and management; and sharing and enhancing information as key factors influencing success. Important sub-themes included: correct behaviour reinforcement, financial resources, training, assessment, and awareness of AMR. Overall, interventions were located in high-income countries, the human sector, and were publicly funded and implemented. In these contexts, behaviour patterns strongly influenced success, yet are often underrated or overlooked when designing AMR interventions. Improving our understanding of what contributes to successful interventions would allow for better designs of policies that are tailored to specific contexts. Exploratory approaches can provide encouraging results in complex challenges, as made evident in our study. Remaining challenges include more engagement in this type of study by professionals and characterisation of themes that influence intervention outcomes by context.Entities:
Keywords: antibiotic resistance; antimicrobial resistance; global health; interventions; public health; resilience; stewardship; success factors
Year: 2022 PMID: 35625282 PMCID: PMC9137464 DOI: 10.3390/antibiotics11050639
Source DB: PubMed Journal: Antibiotics (Basel) ISSN: 2079-6382
Background information extracted from the 21 interventions using the AMR-Intervene framework [15]. * Component not inside of the AMR-Intervene framework [15]. AMR = antimicrobial resistance; AMS = antimicrobial stewardship; AMU = antimicrobial use; CA = Canada; MDR = multidrug resistance; N = number of interventions; OH = “One Health”; SDR = simple drug resistance; US = United States.
| Component [ | Variables [ | Categories | N | Percentage | ||||
|---|---|---|---|---|---|---|---|---|
|
|
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| 7 | 33% | ||||
| Researcher | 6 | 29% | ||||||
| Public Health Epidemiologist | 4 | 19% | ||||||
| University Professor (Pharmacist/Veterinarian) | 2 | 10% | ||||||
| Medical doctor | 2 | 10% | ||||||
| Publication | Year | Before 2010 | 5 | 24% | ||||
| 2010–2014 | 8 | 38% | ||||||
| 2015–2019 | 8 | 38% | ||||||
| Quality of description | Sufficient | (Detailed) | 14 | 5 | 67% | 24% | ||
| (Good) | 5 | 24% | ||||||
| (Succinct) | 4 | 19% | ||||||
| Vague | 7 | 33% | ||||||
| Social system | Economic scale | High-income countries | 20 | 95% | ||||
| Low-middle-income countries (Nepal) | 1 | 5% | ||||||
| Spatial scale | Europe | 13 | 62% | |||||
| Asia (Japan, Israel, and Nepal) | 4 | 19% | ||||||
| North America (US and CA) | 3 | 14% | ||||||
| Australia | 1 | 5% | ||||||
| Sector scale | Human sector | 14 | 67% | |||||
| Animal sector | 3 | 14% | ||||||
| Human, Animal, Food sectors (“OH”) | 3 | 14% | ||||||
| Animal and Food sectors | 1 | 5% | ||||||
| Time scale | Start | Before 2010 | 14 | 67% | ||||
| 2010–2014 | 5 | 24% | ||||||
| 2015–2019 | 2 | 10% | ||||||
| End | Delimited | 9 | 43% | |||||
| Ongoing/without end | 12 | 57% | ||||||
| Governance | Agents responsible | Public sector (government owned) | 17 | 81% | ||||
| Private sector (private owned) | 1 | 5% | ||||||
| Academic sector (research/scientific sector) | 1 | 5% | ||||||
| Public and Private sector | 1 | 5% | ||||||
| Public and academic sector | 1 | 5% | ||||||
| Level of funding | Specific funding | Public funding | 11 | 10 | 52% | 48% | ||
| Private funding | 1 | 5% | ||||||
| Without funding | 10 | 48% | ||||||
| Constitution | Positive: initiate or improve | 18 | 86% | |||||
| Negative: refrain or prevent | 3 | 14% | ||||||
| Policy instrument | Information/awareness | 14 | 67% | |||||
| Regulations | 4 | 19% | ||||||
| Information/awareness and regulations | 3 | 14% | ||||||
| Trigger/goals | Trigger of the intervention | Pressure on AMR (high AMU) | 6 | 29% | ||||
| State of AMR (increase of AMR) | 4 | 19% | ||||||
| Driver of AMR | 3 | 14% | ||||||
| Impact of AMR (mortality/morbidity) | 3 | 14% | ||||||
| Pressure and impact of AMR | 3 | 14% | ||||||
| Pressure and state of AMR | 2 | 10% | ||||||
| Trigger type | Reactive | 12 | 57% | |||||
| Preventive | 9 | 43% | ||||||
| Main goal towards intervention | Initiate an action | 15 | 71% | |||||
| Improve an action | 5 | 24% | ||||||
| Maintain an action | 1 | 5% | ||||||
| Main strategy | Reduce AMU | 12 | 57% | |||||
| Surveillance | 6 | 29% | ||||||
| Infection prevention | 2 | 10% | ||||||
| Innovation | 1 | 5% | ||||||
| System intervention | Low leverage point | 20 | 95% | |||||
| High leverage point | 1 | 5% | ||||||
| Level of implementation | National | 13 | 62% | |||||
| Local | 5 | 24% | ||||||
| Sub-national or Regional | 3 | 14% | ||||||
| Bio-ecological scale | Type of microorganism | Bacteria | 16 | 76% | ||||
| No specific | 4 | 19% | ||||||
| Fungi | 1 | 5% | ||||||
| Level of resistance | Unknown | 12 | 57% | |||||
| MDR | 8 | 38% | ||||||
| SDR | 1 | 5% | ||||||
| Resistance coming from plasmids | Unknown or not specified | 15 | 71% | |||||
| Yes | 5 | 24% | ||||||
| No | 1 | 5% | ||||||
| Host carrier of AMR microorganism | Human | 14 | 67% | |||||
| Animal | 4 | 19% | ||||||
| Human, animal, and/or food | 3 | 14% | ||||||
| Main transmission of resistance | Human to human | 10 | 48% | |||||
| Unknown/Not specified | 7 | 33% | ||||||
| Animal or Food to human | 2 | 10% | ||||||
| Human, animal, or food to human | 1 | 5% | ||||||
| Environment or human to human | 1 | 5% | ||||||
| Origin of infection | Not applicable | 11 | 52% | |||||
| Healthcare associated | 6 | 29% | ||||||
| Community acquired | 3 | 14% | ||||||
| Healthcare or community acquired | 1 | 5% | ||||||
| Climate | Temperate | 19 | 91% | |||||
| Arid/Temperate | 2 | 10% | ||||||
| Assessment | Cost-effectiveness | Not evaluated | 17 | 81% | ||||
| Evaluated | 4 | 19% | ||||||
| Main outcome | Pressure: Reduction in AMU | 10 | 48% | |||||
| State: Reduction in AMR prevalence | 6 | 29% | ||||||
| Impact: Less morbidity and mortality | 3 | 14% | ||||||
| Drivers: Improvement in sanitation | 2 | 10% | ||||||
| Outcome(s) perception or evaluation | Positive | 16 | 76% | |||||
| Positive and negative | 4 | 19% | ||||||
| Not reported/neutral | 1 | 5% | ||||||
| Unintended outcomes | Not reported | 14 | 67% | |||||
| Reported | 7 | 33% | ||||||
Figure 1Key themes, categories, and sub-themes contributing to intervention success. Frequency and percentage of interventions reporting a particular theme are specified at the top of each block. Main blocks represent themes in different colour. Small white boxes represent sub-themes and, if present, categories are the coloured outline boxes grouping sub-themes. AMR = antimicrobial resistance; AMU = antimicrobial use.
Meaning, assumptions, implications, and supporting quotes of the 12 key sub-themes, which were reported in at least one third of the interventions, resulting from the thematic analysis. The main theme where they belong and the total and partial frequency of each are also specified. AMR = antimicrobial resistance, AMU = antimicrobial use; FREQ = frequency; GPs = General Practitioners (medical doctors); IC = infection control; OB = obstacle; PREV = prevalence; SF = success factor. * Category (sub-themes: financed training and funding counted together as they are extremely related).
| Sub-Theme | Theme | Total FREQ | Partial FREQ | Meaning and Assumptions | Implications | Quotes | |
|---|---|---|---|---|---|---|---|
| SF | OB | ||||||
| Reinforcement of correct behaviour, new mentality, or changes | Behaviour | 10 | 6 | 4 | New routines or ideas must be reinforced to ensure their continuity. Habituation needs time and going back to old routines due to inertia is usual. | Training and guidance are essential to make changes in the long term. Follow-up and regular feedback maintain motivation. Sustained efforts and sustained interventions are needed to avoid old habits. Use of new technologies (emoticons or mass media) as reminders. | “change in mentality should also be seen as one of the key success factors of this study” // “There is a human tendency to return to previous practices in the absence of constant motivation and reminders” // “Inertia among prescribers” |
| Financial resources * | Capacity | 10 | 5 | 5 | Enough budget and funding to carry out the intervention. Funding for teaching and training the main actors responsible for the intervention. | Good level of funding is crucial for implementing interventions. Costs can be very high including training, personnel, or resources and, without a proper budget, many of them are not going forward. | “Coaching of farmers” // “clinically oriented education through symposia, workshops and focused meetings at the regional and local levels” // “funding” // “budget to begin with” or “very costly to establish” |
| Assessment | Intervention | 9 | 9 | 0 | After the intervention has taken place or, for a defined period of the ongoing intervention, checking or measuring outcomes of the actions applied can help to elucidate the usefulness of the intervention or its possible gaps. | Results from assessment can help to maintain motivation and to identify new goals and opportunities to improve outcomes or to promote actions impacting AMR. | “results from the monitoring were used when writing guidelines” // “a decline of 26.5% in the number of antibiotic prescriptions was observed over 5 years” // “significantly increased the usage of hand-rub dispensers in patient rooms, in comparison to the three other tested conditions” |
| Awareness | Information | 9 | 6 | 3 | Knowledge about AMR and people aware of the problem of untreatable infections enhance positive outcomes. Ignorance of the problem may lead to opposition of public opinion or citizenship (e.g., lack of prescription thought as cutback in health system) | Society may behave differently following and finishing prescribed antimicrobial treatments. Prescribers less pressured to prescribe treatments to please patients or farmers. Citizenship engage to preserve antimicrobial effectiveness. | “Patients who insisted on receiving antibiotics” // “Health beliefs by the general populations” // “general reluctance amongst farmers and veterinarians to change their existing antimicrobial treatment practices” // “advisor/coach helps the farmer with explaining what he/she could be improving and what the risk is when certain practices are not performed correctly” |
| Knowledge, skills and education | Capacity | 9 | 9 | 0 | Deep and detailed knowledge or education increases system capacity to carry out the intervention. | Contribution and expansion of skills and knowledge to new staff or new performers of interventions. Impede waning of the intervention. | “investment in technical and epidemiological knowledge” // “The programme created a pool of trained technicians who can compensate for transfer and separation of staff and contribute to expansion of programme staff”// “advisor/coach helps the farmer with explaining what he/she could be improving and what the risk is when certain practices are not performed correctly” |
| Trust and support | Behaviour | 8 | 4 | 4 | Trust and support of main actors. On the contrary, prejudices and scepticism hamper good outcomes. | They enhance implementation and maintenance of interventions. | “supported by the key doctors of the ICU” // “Sustained efforts and trust of infectious disease pharmacists” // “Perception of the farmer that interventions cost money and time (although often not the case as proven in our studies) |
| Training | Institution | 8 | 8 | 0 | Professional training of the actions to improve or initiate in the intervention. | Training empower and increase self-esteem to carry out interventions, especially when actors are not familiar on a daily basis with AMR. Often, this training is funded. | “Training of GPs”// “The programme created a pool of trained technicians who can compensate for transfer and separation of staff and contribute to expansion of programme staff” // “farmers keep control over the health situation and are less reluctant to change certain AMU treatment procedures” // “pump priming investment to support development of pharmacists” |
| Multifaceted/Multisector | Intervention | 8 | 8 | 0 | Intervention is composed or carried out by different sectors, settings, departments, or professionals | Interventions not only affect one type of actors or sectors. Joining efforts from different backgrounds and perspectives may have bigger impacts, reach, and redundancy of interventions. Some tasks can be carried out or complemented by different agents for completion | “Involving community pharmacists, care homes, nursing homes staff in this process and using training and care pathways” // “Intensive collaboration between the surveillance team and the medical microbiologists” // “close collaboration between the animal and human sector and between experts and political stakeholders or authorities” |
| Consultation and guidance | Implementation | 8 | 7 | 1 | Consultation or guidance for intervention implementation clarify actions and objectives of the intervention. Consultation and guidance available for actors. When lacking, often implies insecurity towards the intervention and actors can go back to old habits | This tool during implementation or during the intervention enhances positive outcomes as they can rely on experts or other professionals’ criteria when doubts arise. It promotes self-esteem and motivation of executors due to continuous knowledge, feedback and follow-ups | “development of practical implementation guidance” // “advice from the Expert Advisory Group on Antimicrobial Resistance ceased in 2004” // “to achieve this (AMU) reduction, it is important to assist and guide farmers in this process” |
| Collaborative | Behaviour | 7 | 4 | 3 | Collaboration between main actors enhances implementation and communication. In contrast, reluctance to participate due to fear of consequences that may not reflect reality hinder implementation | A collaborative behaviour is crucial to involve individuals into the fight of AMR, especially those coming from private sectors. Popular beliefs and ignorance can jeopardise the designed intervention | “It came from industry and therefore was well adopted” // “There still exist hesitance among slaughterhouses to participate due to the fear of losing customers, if resistant bacteria are found” // “recruitment of herds was difficult, despite the efforts made to promote this study and the possibility for farmers to collaborate free of charge” |
| Engagement/support | Institution | 7 | 6 | 1 | Compromise towards the intervention not only from individuals but also from the institutions designing, implementing, or performing the intervention | Ensures effort from the institution to maintain or to carry out the intervention, independently of individual governances. | “Implementation had the support of heads of both departments” or “the veterinarian has often already been the advisor for years resulting in the loss of motivation due to, for example persistent disease problems” |
| Data collection and provision | Information | 7 | 5 | 2 | Data collection and provision standardised, available, and shared. In contrast, data collected or provided from different sites, with heterogeneous criteria or not shared hinders availability of knowledge | Data of interventions that are shared, with standard reporting, can clarify the exact situation of the epidemiological state; these can be used by different settings or sectors and can clarify and/or quantify assessments. | “This integrated program was made possible because access to all relevant data and samples that were already systematically collected from animals, food, and humans has been shared” // “number of tools to make surveillance findings transparent and accessible to both scientists and non-specialists” // “Diversity in coding in laboratory information systems” |
Figure 2Qualitative map between the 12 most frequent sub-themes in our study. Connections between sub-themes were mapped when those were mentioned together in the same response, which illustrates factors that can be promoted together to enhance success or to positively impact AMR.