Onuralp Karatum1, Humeyra Nur Kaleli2, Guncem Ozgun Eren3, Afsun Sahin2,4, Sedat Nizamoglu1,3. 1. Department of Electrical and Electronics Engineering, Koc University, Istanbul 34450, Turkey. 2. Research Center for Translational Medicine, Koc University, Istanbul 34450, Turkey. 3. Department of Biomedical Science and Engineering, Koc University, Istanbul 34450, Turkey. 4. Department of Ophthalmology, Medical School, Koc University, Istanbul 34450, Turkey.
Abstract
Photovoltaic biointerfaces offer wireless and battery-free bioelectronic medicine via photomodulation of neurons. Near-infrared (NIR) light enables communication with neurons inside the deep tissue and application of high photon flux within the ocular safety limit of light exposure. For that, nonsilicon biointerfaces are highly demanded for thin and flexible operation. Here, we devised a flexible quantum dot (QD)-based photovoltaic biointerface that stimulates cells within the spectral tissue transparency window by using NIR light (λ = 780 nm). Integration of an ultrathin QD layer of 25 nm into a multilayered photovoltaic architecture enables transduction of NIR light to safe capacitive ionic currents that leads to reproducible action potentials on primary hippocampal neurons with high success rates. The biointerfaces exhibit low in vitro toxicity and robust photoelectrical performance under different stability tests. Our findings show that colloidal quantum dots can be used in wireless bioelectronic medicine for brain, heart, and retina.
Photovoltaic biointerfaces offer wireless and battery-free bioelectronic medicine via photomodulation of neurons. Near-infrared (NIR) light enables communication with neurons inside the deep tissue and application of high photon flux within the ocular safety limit of light exposure. For that, nonsilicon biointerfaces are highly demanded for thin and flexible operation. Here, we devised a flexible quantum dot (QD)-based photovoltaic biointerface that stimulates cells within the spectral tissue transparency window by using NIR light (λ = 780 nm). Integration of an ultrathin QD layer of 25 nm into a multilayered photovoltaic architecture enables transduction of NIR light to safe capacitive ionic currents that leads to reproducible action potentials on primary hippocampal neurons with high success rates. The biointerfaces exhibit low in vitro toxicity and robust photoelectrical performance under different stability tests. Our findings show that colloidal quantum dots can be used in wireless bioelectronic medicine for brain, heart, and retina.
Optical control of
neural activity offers real-time interrogation
of neural networks and minimally invasive treatment of neural system
diseases.[1−3] In the optical spectrum, near-infrared (NIR) light
advantageously allows a higher penetration depth into the body owing
to the marginal tissue absorption and scattering,[4,5] removes
the implantation requirement of electrical or optical signal delivery
components into tissue, and enables application of a higher photon
flux within safe light exposure limits because of lower photon energies
compared to visible light. For example, upconversion nanoparticles
(NPs) recently rendered NIR sensitivity to optogenetic systems operating
in the visible spectrum, and overcame the light penetration limitation
of visible light and implantation requirement of light-delivery fibers
into the tissue.[6] Because of these benefits,
there is an increasing trend for developing NIR-sensitive nanoparticles,
devices, and systems that operate in the tissue transparency window
to control neural activity.[7−11]Bioelectronic medicine enables treatment of diseases via
stimulation
of cells without any drug delivery or genetic variation of native
tissue. Among different device configurations, photovoltaic biointerfaces
advantageously offer a wireless and battery-free neurostimulation
tool that removes the need for wires, which leads to surgical complications,
and replacement of the battery. For example, silicon photovoltaic
biointerfaces enable shorter and simpler surgical procedures for retinal
implants, and they convert NIR light to ionic currents for stimulation
of the tissue, which have enabled successful clinical outcomes to
recover vision against blindness due to age-macular degeneration.[12,13] However, the low absorption coefficient of silicon at NIR (383 cm–1 at 880 nm) necessitates a 30 μm-thick and rigid
photoactive layer.[14] Thin and flexible
optoelectronic devices can be a better alternative to fit into the
curvature of tissue. For example, recently organic pigments and polymers
as photoactive layers enabled flexible photocapacitors as cuff electrodes
on peripheral nerves and implants fitting to the curvature of the
retina, respectively.[15,16]Alternatively, colloidal
quantum dots (QDs) have a unique size
tunable bandgap via a quantum confinement effect, solution-processable
fabrication, and a high absorption coefficient for thin photoactive
layers.[17] In addition, they have high optical
stability with minimal photobleaching or chemical degradation.[18] So far, core or core/shell structures of different
QDs like mercury telluride (HgTe), cadmium selenide (CdSe), indium
phosphide (InP), and aluminum antimonide (AlSb) were successfully
used in photovoltaic biointerface architectures for photostimulation
of neurons, but their operation was limited within the visible range.[19−23] Alternatively, lead sulfide (PbS), which has a Bohr exciton radius
of 18 nm and bulk bandgap of 0.41 eV, enables sensitive tuning of
the absorption edge within the NIR spectral range.[24]Here, we developed flexible NIR-sensitive biointerfaces
by using
quantum dots. Integration of an ultrathin PbS QD layer of 25 nm into
a multilayered photovoltaic architecture generates a capacitive photoresponse,
which is a safe charge injection mechanism for extracellular neurostimulation.
The charge injection density of the biointerfaces was significantly
enhanced by modifying the return electrode with a supercapacitor ruthenium
dioxide (RuO2) coating. Efficient photoconversion in physiological
medium leads to generation of temporally precise action potentials
in hippocampal neurons under 780 nm photoexcitation with more than
80% success rates up to 20 Hz stimulation frequency within the ocular
safety limits. The biointerfaces are resistant to various stress tests
and chronic photoexcitation and show low cytotoxicity for in vitro
hippocampal neuron cultures. Altogether, the NIR-sensitive QD-based
biointerface architecture presented herein has great potential for
building minimally invasive neurostimulators for performing brain,
cardiac, and retinal stimulation.
Results and Discussion
Biointerface
Design and Operation
The QD-based biointerface
architecture consists of a ruthenium oxide (RuO2)-coated
indium tin oxide (ITO) return electrode, a ZnO electron transport/hole-blocking
layer, a NIR-absorbing PbS QD layer, and a poly(3-hexylthiophene-2,5-diyl)
(P3HT) hole transport layer (Figure a). Thus, the device architecture consists of an active
electrode (ZnO/PbS/P3HT/ITO) for photocurrent generation and a return
electrode (RuO2/ITO), which completes the electrical path
of the photocurrent. All the layers are solution-processed on an ITO/polyethylene
terephthalate (PET) substrate, resulting in a flexible QD-based biointerface
(QD-BI) (Figure b
left). The cross-sectional scanning electron microscopy (SEM) image
of QD-BI shows individual layer thicknesses as 50, 25, and 50 nm for
ZnO, QD, and P3HT layers, respectively (Figure b top right). Together with the ITO back
electrode (130 nm), the electronic layers of biointerfaces are 250
nm thick, which is advantageous for fabricating lightweight and flexible
stimulation electrodes. Moreover, the surface SEM image of RuO2 coating demonstrates a porous film morphology, leading to
a high electrochemical surface area/geometrical surface area (ESA/GSA)
ratio that is favorable for obtaining a large interfacial capacitance.[25] Transmission electron microscopy (TEM) analysis
of QDs revealed the mean particle size as 3.6 ± 0.5 nm (Figure S1), and a high-resolution TEM (HR-TEM)
image clearly displays the fine crystallinity of QD nanostructure
(Figure c). Energy
band alignment of the device architecture is favorable for separating
the electron–hole pairs that are photogenerated at the QD layer
(Figure d), while
the 1.1 eV bandgap of the QDs provides NIR sensitivity to our biointerfaces,
resulting in an absorption spectrum covering the NIR-I region (760–900
nm) and extending into the NIR-II region (1000–1700 nm) (Figure e).[26] This provides our biointerfaces with a wide operation spectrum.
However, as the absorption of light by water increases significantly
beyond 900 nm, we use a photoexcitation wavelength of λ = 780
nm in our experiments.
Figure 1
Biointerface design and properties. (a) Schematic of the
multilayered
biointerface architecture. (b) Left: Photograph of a typical device
fabricated on a flexible PET substrate. Right: SEM image of QD-BI
(top, scale bar is 100 nm) and RuO2 coating (bottom, scale
bar is 200 nm). (c) HR-TEM image of the PbS QDs integrated into photovoltaic
device. Scale bar is 2 nm. (d) Electronic energy levels of each layer
and their alignment with respect to vacuum level. The levels were
obtained from our previous studies.[27,28] (e) Absorption
spectrum of QDs between 700 and 1500 nm wavelengths. The device absorbance
is shown in Figure S2.
Biointerface design and properties. (a) Schematic of the
multilayered
biointerface architecture. (b) Left: Photograph of a typical device
fabricated on a flexible PET substrate. Right: SEM image of QD-BI
(top, scale bar is 100 nm) and RuO2 coating (bottom, scale
bar is 200 nm). (c) HR-TEM image of the PbS QDs integrated into photovoltaic
device. Scale bar is 2 nm. (d) Electronic energy levels of each layer
and their alignment with respect to vacuum level. The levels were
obtained from our previous studies.[27,28] (e) Absorption
spectrum of QDs between 700 and 1500 nm wavelengths. The device absorbance
is shown in Figure S2.Each layer in the device architecture contributes to the photoelectrical
performance of the biointerface, which are schematically summarized
in Figure a. We quantified
the effect of each step in the device development by measuring the
interfacial photocurrent and photocharges generated at the device–electrolyte
interface via a patch clamp setup (Figure b). The photoactive QD layer absorbs the
incoming NIR photons and generates electron–hole pairs. To
effectively separate these charge pairs, we integrated a ZnO NP layer
between the ITO layer and the QD layer to form a charge separation
heterojunction. Previous reports noted that air-exposed fabrication
of the PbS QD layer leads to p-type doping,[29,30] while ZnO is inherently an n-type material.[31] This leads to an effective charge separation at the QD–ZnO
interface by formation of an excitonic or depleted heterojunction,[31] leading to the generation of capacitive response
in the ITO/ZnO/PbS structure, while the ITO/PbS structure by itself
has nearly zero photocurrent under NIR illumination (Figure c). Addition of a P3HT layer
on top of the ITO/ZnO/PbS structure provides further improved charge
separation due to its favorable highest occupied molecular orbital
(HOMO) level for hole transfer. This leads to 2.1 ± 0.3 (mean
± s.d. for N = 6) times increase in the capacitive
onset peak (Figure d). In addition to the improved capacitive response, we integrated
a high-capacitance RuO2 layer to the return electrode to
boost the charge injection density of the biointerfaces. Charge injection
density increases by more than an order-of-magnitude with RuO2 integration (Figure e) because of the large interfacial capacitance of RuO2 resulting from fast and reversible redox reactions. Thus,
the RuO2-integrated-ITO/ZnO/PbS/P3HT architecture yielded
the champion photoelectrical performance in terms of capacitive response
and charge injection density.
Figure 2
Photoelectrical characterization and device
development. (a) A
schematic presenting the origins of the device development pathway.
Filled circles and empty circles represent electrons and holes, respectively.
The plot below displays the evolution of capacitive onset current
and photogenerated charge amplitude (mean ± s.d. for N = 6), which were measured with the setup described in
panel b under 10 ms light pulses. Capacitive current stands for the
peak photocurrent at the light onset.[32] (b) Illustration of the open-circuit photocurrent/photovoltage measurement
setup. A patch-clamp amplifier in voltage-clamp mode was used to record
the photocurrents between the recording Ag/AgCl electrode and a distant
Ag/AgCl reference electrode by positioning the patch-pipette close
(<5 μm) to the device–electrolyte interface. The electrolyte
is an artificial cerebrospinal fluid (aCSF), which mimics the in vivo
extracellular medium of neurons (absorption spectrum of aCSF is provided
in Figure S3). Effect of (c) ZnO, (d) P3HT,
and (e) RuO2 layers on the photocurrent response of the
biointerfaces. Red bars indicate light-on periods. (f) Photovoltage
of QD-BI under 1 ms pulses applied at 100 Hz pulse frequency. (g)
Deviation of the baseline photovoltage under 1 ms pulses for different
pulse frequencies (mean ± s.d. for N = 6). For
all measurements in this figure, optical power density was 5 mW mm–2 and patch-pipette resistance was 5 MΩ.
Photoelectrical characterization and device
development. (a) A
schematic presenting the origins of the device development pathway.
Filled circles and empty circles represent electrons and holes, respectively.
The plot below displays the evolution of capacitive onset current
and photogenerated charge amplitude (mean ± s.d. for N = 6), which were measured with the setup described in
panel b under 10 ms light pulses. Capacitive current stands for the
peak photocurrent at the light onset.[32] (b) Illustration of the open-circuit photocurrent/photovoltage measurement
setup. A patch-clamp amplifier in voltage-clamp mode was used to record
the photocurrents between the recording Ag/AgCl electrode and a distant
Ag/AgCl reference electrode by positioning the patch-pipette close
(<5 μm) to the device–electrolyte interface. The electrolyte
is an artificial cerebrospinal fluid (aCSF), which mimics the in vivo
extracellular medium of neurons (absorption spectrum of aCSF is provided
in Figure S3). Effect of (c) ZnO, (d) P3HT,
and (e) RuO2 layers on the photocurrent response of the
biointerfaces. Red bars indicate light-on periods. (f) Photovoltage
of QD-BI under 1 ms pulses applied at 100 Hz pulse frequency. (g)
Deviation of the baseline photovoltage under 1 ms pulses for different
pulse frequencies (mean ± s.d. for N = 6). For
all measurements in this figure, optical power density was 5 mW mm–2 and patch-pipette resistance was 5 MΩ.We also explored the suitability of QD-BI to high-frequency
neurostimulation
(on the order of tens of Hz). Because RuO2 coating on
the return electrode increases the time constant, the decay of the
photocurrent to its baseline value is slower after the light offset.
This can cause charge accumulation at the electrode–electrolyte
interface when high frequency pulses are applied and the charging
at the interface would affect the resting potential of neurons that
are cultured on QD-BI. We tested the deviation of photovoltage from
its baseline under different pulse frequencies. Under 100 Hz stimulus
with a 1 ms pulse width, the electrode–electrolyte interface
rapidly charges at the beginning of the pulse train and charging is
saturated after a few hundred milliseconds (Figure f). Consequently, the base photovoltage shifts
by 2.7 ± 0.15 mV (mean ± s.d. for N = 6).
We similarly quantified the amount of the baseline shift for different
frequencies (Figure g), which reveals that the effect of charging at the electrolyte
interface is marginal, i.e., less than a few millivolts. Hence, we
expect no significant charging at the device–neuron interface
during photostimulation experiments.Short-circuit photoelectrical
response of the biointerfaces is
useful for evaluating the photoconversion efficiency of the electrodes.
We measured the short-circuit photocurrent of QD-BI via a conventional
three-electrode setup. The working electrode (WE) is connected to
the return electrode of QD-BI, while the reference electrode (RE)
and counter electrode (CE) are floating in the ionic medium of the
artificial cerebrospinal fluid (aCSF) (Figure a). Application of 10 ms pulses of 780 nm
with a 1 mW mm–2 optical power density resulted
in a 550 μA cm–2 peak current density for
QD-BI (Figure b).
This corresponds to 5.5 mA/W responsivity. For a comparison, we checked
the current density of QD-BI under 940 nm light as well and observed
that the current density is higher for 780 nm (Figure S4), which we ascribe to the elevated absorbance of
aCSF for wavelengths above 900 nm (Figure S3). Figure c shows
the photocurrent and photovoltage as a function of light intensity,
which has an almost linear dependence between photoresponse and incident
power, indicating a single-photon-absorption induced photocurrent.
The photocurrent in Figure b decays slowly because of the increased time constant by
the integration of RuO2 to the return electrode and this
significantly improves the charge injection density of QD-BI required
for efficacious stimulation of neurons. We quantified the charge injection
performance of QD-BI by calculating the areas under the photocurrent–time
traces for different pulse widths (Figure d) and for different light intensities (Figure e). Accordingly,
QD-BI delivers more than a 5 μC cm–2 charge
for 20 ms pulses with a 1 mW mm–2 light intensity,
which is in the range of threshold charge levels for stimulation of
different structures like the optic nerve, auditory nerve, and subthalamic
nucleus.[25] Because of the experimental
configuration in this measurement, the maximum light intensity is
1 mW mm–2, while in the photostimulation experiment
setup, the light intensity can reach up to 7 mW mm–2, which means that the charge density will be further increased.
Favorably, these intensities are below the ocular safety limits for
pulse durations between 0.1 and 20 ms for stimulus frequencies of
1, 5, 10, and 20 Hz (Figure S5).
Figure 3
Current and
charge density of the biointerfaces. (a) Three-electrode
setup for characterization of short-circuit photoelectrical response
of QD-BI with ITO return electrode as WE, platinum CE, and Ag/AgCl
RE. Dashed area is zoomed view below for denoting the connection and
device architecture. (b) Photocurrent response of QD-BI measured under
a 780 nm light pulse with a 10 ms pulse width, 1 mW mm–2 light intensity, and 1 Hz pulse frequency. Inset shows the photovoltage
under same conditions. (c) Photocurrent density and photovoltage of
QD-BI as a function of light intensity (mean ± s.d. for N = 6). Photogenerated charge density of QD-BI as a function
of (d) pulse duration and (e) light intensity (mean ± s.d. for N = 6). The light intensity was 1 mW mm–2 in panel d and pulse duration was 10 ms in panel e.
Current and
charge density of the biointerfaces. (a) Three-electrode
setup for characterization of short-circuit photoelectrical response
of QD-BI with ITO return electrode as WE, platinum CE, and Ag/AgCl
RE. Dashed area is zoomed view below for denoting the connection and
device architecture. (b) Photocurrent response of QD-BI measured under
a 780 nm light pulse with a 10 ms pulse width, 1 mW mm–2 light intensity, and 1 Hz pulse frequency. Inset shows the photovoltage
under same conditions. (c) Photocurrent density and photovoltage of
QD-BI as a function of light intensity (mean ± s.d. for N = 6). Photogenerated charge density of QD-BI as a function
of (d) pulse duration and (e) light intensity (mean ± s.d. for N = 6). The light intensity was 1 mW mm–2 in panel d and pulse duration was 10 ms in panel e.
Stability and Biocompatibility of QD-BI
To evaluate
the photoelectrical stability of QD-BI, we measured the photovoltage
and photocurrent of our devices after subjecting them to several sterilization
procedures. This accelerated stress test gives information about the
stability of devices under standard sterilization steps. Sequential
application of O2 plasma sterilization, ethanol rinsing,
overnight incubation in cell culture medium, UV sterilization, and
second ethanol rinsing steps did not lead to a significant change
in the photovoltage peak and photocurrent of QD-BI (Figure a). We also checked the impedance
of pristine and sterilized electrodes via electrochemical impedance
spectroscopy (EIS), which revealed that device impedance was not
affected notably by the sequential sterilization procedure (Figure b), indicating that
no considerable damage occurred during the accelerated stress test.
The photostability of electrodes under repeated photoexcitation is
also critical for anticipating the long-term operation of biointerfaces
in a possible implant condition. The measurements of the photovoltage
peak of QD-BI under a 100 Hz photoexcitation after 20 min, which corresponds
to 120 000 photoexcitation cycle, showed that 82 ± 3%
of the photovoltage peak was preserved after the photostability test
(Figure c). For the
origin of degradation, we consider that QDs are oxidizing due to repeated
photoexcitation and being in an oxygen environment. According to the
previous literature, rather than the intrinsic characteristics, the
choice of ligand directly affects degradation processes in PbS QDs.[33] Even though small oleic acid-capped PbS QDs
are optically stable, the QDs used in this study with a first excitonic
peak around 1.2 μm may not be perfectly stable in that sense,
which can be either solved by decreasing the size of QDs or synthesizing
QDs with enhanced Cl ions on the surface.[29,34] Also, we do not observe a significant variation in the pH of the
aCSF during repeated photoexcitation (Figure S6). Altogether, these experiments demonstrate that QD-BI retains its
functionality in aCSF medium under different stress-inducing factors
like sterilization tests and repeated photoexcitation.
Figure 4
Stability and biocompatibility
tests. (a) Photovoltage and photocurrent
peak and of QD-BI under the accelerated stress test (mean ± s.d.
for N = 4). Measurements of the two parameters were
taken after each step, i.e., O2 plasma sterilization, EtOH
(ethanol rinsing), Overnight (overnight incubation in cell culture
medium), UV sterilization, and second ethanol rinsing. (b) Impedance
measurement of QD-BI before and after the accelerated stress test
between 1 and 10 000 Hz frequencies (traces represent the average
of four different samples). (c) Photovoltage peak of QD-BI under 100
Hz photoexcitation for a 20 min (corresponding to 120 000 cycles)
photostability test (mean ± s.d. for N = 4).
Illumination: 100 Hz stimulus frequency, 5 ms pulse width, 7 mW mm–2 optical power density. (d) MTT cytotoxicity analysis
of primary hippocampal neurons cultured on QD-BI and ITO control samples
(mean ± sem for N = 4). The level of significance
was calculated using an unpaired, two-tailed t test;
*p < 0.05 was evaluated as statistically significant.
(e) Immunofluorescence images of primary hippocampal neurons cultured
on QD-BI and ITO control samples at day 0 and day 14 of incubation
(each image is the average of four different images taken from four
different areas). Primary hippocampal neurons were costained with
DAPI (blue), Anti-NeuN (red), and Anti-F-actin (green). Scale bar:
100 μm.
Stability and biocompatibility
tests. (a) Photovoltage and photocurrent
peak and of QD-BI under the accelerated stress test (mean ± s.d.
for N = 4). Measurements of the two parameters were
taken after each step, i.e., O2 plasma sterilization, EtOH
(ethanol rinsing), Overnight (overnight incubation in cell culture
medium), UV sterilization, and second ethanol rinsing. (b) Impedance
measurement of QD-BI before and after the accelerated stress test
between 1 and 10 000 Hz frequencies (traces represent the average
of four different samples). (c) Photovoltage peak of QD-BI under 100
Hz photoexcitation for a 20 min (corresponding to 120 000 cycles)
photostability test (mean ± s.d. for N = 4).
Illumination: 100 Hz stimulus frequency, 5 ms pulse width, 7 mW mm–2 optical power density. (d) MTT cytotoxicity analysis
of primary hippocampal neurons cultured on QD-BI and ITO control samples
(mean ± sem for N = 4). The level of significance
was calculated using an unpaired, two-tailed t test;
*p < 0.05 was evaluated as statistically significant.
(e) Immunofluorescence images of primary hippocampal neurons cultured
on QD-BI and ITO control samples at day 0 and day 14 of incubation
(each image is the average of four different images taken from four
different areas). Primary hippocampal neurons were costained with
DAPI (blue), Anti-NeuN (red), and Anti-F-actin (green). Scale bar:
100 μm.We tested the viability of primary
hippocampal neurons cultured
on QD-BI via MTT cytotoxicity analysis to assess the biocompatibility
of the biointerfaces. Cell viability of neurons cultured on QD-BI
and ITO control substrates was compared after 48 h of incubation in
the cell culture medium. Neurons cultured on QD-BI showed high cell
viability and did not show any significant viability difference compared
to the ones that were cultured on ITO control samples, indicating
the low cytotoxicity of QD-BI for in vitro hippocampal neurons (Figure d). Moreover, immunofluorescence
images of neurons on QD-BI and ITO control substrates taken at the
1st (day 0) and 14th day (day 14) of incubation demonstrated that
neurons still survived and preserved their morphology on both QD-BI
and ITO samples after 2 weeks of incubation (Figure e). Here, we consider that even though the
heavy metal content of QDs is a possible source of toxicity, the biocompatible
P3HT overcoating encapsulates the QDs and decreases the toxicity for
the time period that we investigate the in vitro condition. Similarly,
it was previously shown that encapsulation of QDs via a heavy-metal-free
inorganic shell or organic coatings significantly suppresses the potential
toxicity.[35,36]
Photostimulation of Primary Neurons
Stable operation
and biocompatibility of QD-BI together with the effective photoelectrical
performance point out its potential for light-induced electrical neurostimulation.
To validate this, we performed single-cell intracellular recording
experiments with a patch-clamp setup in whole-cell configuration.
Primary hippocampal neurons were cultured on QD-BI and their light-induced
transmembrane potential (defined as the intracellular membrane potential
with respect to a distant Ag/AgCl electrode) behaviors were recorded
in a current-clamp mode under 780 nm pulsed excitation (Figure a).
Figure 5
Light-induced neural
stimulation. (a) Simplified schematic of intracellular
recording setup using patch-clamp amplifier. Biointerfaces are electrically
floating in extracellular solution of aCSF. (b) Current-clamp recordings
of hippocampal neurons under gradually increased light intensity.
The intensity in the beginning (4.2 mW mm–2) was
increased by 0.4 mW mm–2 at each pulse. (c) Transmembrane
current recording of neurons in whole-cell, voltage-clamp mode for
different membrane holding potentials. (d) Dependence of transmembrane
depolarization and spike success rate to the light intensity impinging
on QD-BI (mean ± s.d. for N = 4). (e) Current-clamp
recordings of neurons under repeated photostimulus for 10 and 20 Hz
frequencies under 7 mW mm–2, 20 ms pulses. The stimulation
artifacts at the onset and offset of light is eliminated because of
downsampling of current clamp data (Figure S7). (f) Dependence of spike success rate and ΔVm (difference in the membrane potential before and after
1 min of stimulus) to photostimulus frequency under 7 mW mm–2, 20 ms pulses (mean ± s.d. for N = 4). (g)
Mean latency of action potentials and jitter (standard deviation of
latencies for all firing neurons) for 7 mW mm–2,
20 ms pulses (mean ± s.d. for N = 4 neurons).
Light-induced neural
stimulation. (a) Simplified schematic of intracellular
recording setup using patch-clamp amplifier. Biointerfaces are electrically
floating in extracellular solution of aCSF. (b) Current-clamp recordings
of hippocampal neurons under gradually increased light intensity.
The intensity in the beginning (4.2 mW mm–2) was
increased by 0.4 mW mm–2 at each pulse. (c) Transmembrane
current recording of neurons in whole-cell, voltage-clamp mode for
different membrane holding potentials. (d) Dependence of transmembrane
depolarization and spike success rate to the light intensity impinging
on QD-BI (mean ± s.d. for N = 4). (e) Current-clamp
recordings of neurons under repeated photostimulus for 10 and 20 Hz
frequencies under 7 mW mm–2, 20 ms pulses. The stimulation
artifacts at the onset and offset of light is eliminated because of
downsampling of current clamp data (Figure S7). (f) Dependence of spike success rate and ΔVm (difference in the membrane potential before and after
1 min of stimulus) to photostimulus frequency under 7 mW mm–2, 20 ms pulses (mean ± s.d. for N = 4). (g)
Mean latency of action potentials and jitter (standard deviation of
latencies for all firing neurons) for 7 mW mm–2,
20 ms pulses (mean ± s.d. for N = 4 neurons).Light intensity impinging on the biointerface directly
affects
the response of neurons to photoexcitation. For lower light intensities,
neurons exhibit subthreshold membrane responses. After a certain intensity
level, neurons start to fire action potentials because of the suprathreshold
depolarizing effect of QD-BI (Figure b). To understand the required amount of membrane depolarization
for observing suprathreshold membrane response, we examined the transmembrane
current of neurons in the whole-cell mode while gradually increasing
the membrane holding potential in the voltage-clamp mode. At a −70
mV holding voltage, the transmembrane current is almost zero. When
we increase the holding potential by −10 mV steps, we start
to observe a fast negative inward current at −30 mV. This negative
current is representative of a fast sodium inward current observed
during an action potential, which is followed by a slower outward
potassium current (Figure c). This means that the depolarization of the transmembrane
potential on the order of 40 mV is expected to elicit action potential
firing. When we increase the holding potential to −10 mV, we
again notice the rapid sodium inward current with a lower latency
compared to a −30 mV holding potential as expected.Next,
we characterized the amount of transmembrane depolarization
under different intensities and how these reflect into the ratio of
successful/unsuccessful spikes of action potential for each intensity.
To quantify the magnitude of depolarization without inducing action
potentials, we blocked the voltage-gated sodium channels by adding
5 mM QX-314 chloride into the intracellular solution. We observe an
almost linear dependence of the depolarization magnitude to the light
intensity (Figure d). A 4.2 mW mm–2 light intensity generates a 35
± 8.5 mV depolarization and a low (5 ± 4.5%) successful
spike rate at 1 Hz with a 20 ms pulse duration because only a minor
part of the pulses produces suprathreshold (greater than 40 mV) transmembrane
depolarization. For a 5.6 mW mm–2 intensity, depolarization
and spike rate increases to 40 ± 8.1 mV and 45 ± 9%, respectively.
The spike rate jumps to 88 ± 6% for 7 mW mm–2 light intensity, meaning that the generated transmembrane depolarization
(52 ± 9.2 mV) is sufficient for most of the pulses to elicit
firing. QD-BI can also evoke reproducible action potentials for higher
frequency stimuli such as 10 and 20 Hz as well (Figure e). The spike success rates for 1, 5, 10,
and 20 Hz frequencies are all above 80%, indicating an efficient coupling
of the photoresponse of biointerfaces to the neural membrane (Figure f). Moreover, after
the application of photostimulus of 1, 5, 10, and 20 Hz frequencies
for a duration of 1 min, there is only a marginal change (maximum
of 3.2 ± 1.3 mV at 20 Hz) in the resting membrane potential of
neurons (Figure f).
Finally, we calculated the mean latency and jitter parameters for
the successful spikes induced by QD-BI as 15.4 ± 2.4 ms and 2.2
± 0.4 ms for 20 ms pulse-width photostimulus, respectively (Figure g).
Conclusions
This study demonstrated a QD-based NIR-responsive photovoltaic
biointerface. For operation in the tissue transparency window, we
chose an NIR-absorbing QD and combined it with a ZnO NP layer to achieve
an effective charge separation and capacitive photoresponse. Addition
of a P3HT hole transport layer further improved the photoresponse
by capturing holes, while RuO2 coating on the return electrode
led to a large return electrode capacitance and high charge injection
density. All these layers were coated via solution-processed techniques,
indicating the simple and low-cost manufacturability of QD-based biointerfaces.Analysis of the photocharge generation of QD-BI in the ionic medium
showed that the dominant charge injection mechanism is capacitive
at the electrode–electrolyte interface,[37] which is a safe alternative to irreversible faradaic charge
injection.[38] Moreover, addition of RuO2 to the return electrode introduces fast and reversible faradaic
processes at the RuO2–electrolyte interface, which
are counterbalanced by the faradaic reactions occurring at the active
electrode (ZnO/PbS/P3HT)–electrolyte interface. We did not
observe any sign of presence of irreversible faradaic reactions during
the photostimulation experiments in terms of pH variation, cell viability,
and degradation of the biointerface.Even though silicon photodiodes
have been applied to NIR photovoltaic
stimulation and showed high efficiency,[39,40] their transition
to flexible device architectures has not occurred yet. On one hand,
nanomaterial forms of silicon have been integrated into flexible device
structures, but their spectrum has remained in the visible region.[41] On the other hand, although the potential of
organic biointerfaces was revealed with a computational study for
retinal implants,[8] only one recent report
experimentally demonstrated neuromodulation at the NIR.[10]High absorption coefficient of the QDs[24] and the effective device design of our biointerfaces
resulted in
photostimulation of neurons with light intensities below the ocular
safety limits (Figure S2), which is critical
for retinal prosthetic devices. The maximum permissible exposure values
are higher for NIR light compared to visible light, which renders
NIR-responsive biointerfaces more suitable for ophthalmic applications.[42] Furthermore, the retinal receptors are responsive
to the visible spectrum but not to NIR wavelengths, thus flexible
NIR-responsive biointerfaces combined with smart goggles with NIR-projectors
have high potential to be used to recover vision against retinal degeneration
diseases. In addition, NIR light can penetrate a few centimeters deep
into the brain and such NIR-responsive biointerfaces can be also used
for brain stimulation by engineering them according to the required
tissue mechanics.In conclusion, we presented a QD-based biointerface
that can trigger
NIR-light-induced action potentials on hippocampal neurons in a tissue
transparency window. Favorably, biointerfaces can be fabricated on
a flexible substrate using simple solution-processed methods, and
an ultrathin QD layer in a well-designed photovoltaic architecture
results in efficient capacitive photocurrent generation that leads
to temporally precise and reproducible photostimulation of neurons.
QDs with their exceptional optoelectronic and bioconjugation properties
hold high promise for next-generation neural interfaces.
Experimental Section
Device Fabrication
ITO/PET with
a surface resistivity
of 60 Ω sq–1 (Sigma-Aldrich), PbS core-type
quantum dots (Sigma-Aldrich, λem = 1400 nm, 10 mg
mL–1 in toluene), P3HT with a regioregularity of
95.7% and a molecular weight of 57 467 g mol–1 (Ossila), ruthenium(III) chloride hydrate (RuCl3·xH2O) with a molecular weight of 207.43 g mol–1 (Sigma-Aldrich), zinc acetate dehydrate (Zn(CH3CO2)2·2H2O) (Sigma-Aldrich),
2-methoxyethanol (C3H5O2) (Sigma-Aldrich),
ethanolamine (HOCH2CH2NH2) (Sigma-Aldrich),
and 1,2-dichlorobenzene (C6H4Cl2)
were used in the fabrication. Although we used 780 nm excitation in
our study, we used a red-shifted QD (λem = 1400 nm)
because the absorbance of the QDs increases toward 780 nm due to the
additional electronic transitions occurring between the conduction
and valence bands.For cleaning, substrates were consecutively
sonicated in a detergent solution, deionized water, acetone, and isopropyl
alcohol for 15 min. Dried substrates were subjected to UV ozone treatment
for 20 min. Then, a ZnO precursor sol–gel solution, which consisted
of 219.3 mg of zinc acetate dehydrate (Zn(CH3CO2)2·2H2O), 2 mL of 2-methoxyethanol (C3H5O2), and 73 mg of ethanolamine (HOCH2CH2NH2), was spin-coated at 2000 rpm
and annealed at 200 °C for 20 min. The PbS QD solution was spin
coated at 2000 rpm and annealed at 100 °C for 15 min. Then a
20 mg mL–1 P3HT solution in 1,2-dichlorobenzene
was spin coated at 2000 rpm and annealed at 150 °C for 15 min.
RuO2 was coated via 60-cycle electrochemical deposition
from a 0.01 M RuCl3·xH2O solution as described in a previous study.[43]
Photoelectrical Characterization
An EPC 800 Heka Elektronik
patch-clamp amplifier was used for recording open-circuit photoelectrical
parameters. Extracellular medium (artificial cerebrospinal fluid (aCSF))
was prepared by mixing 10 mM 4-(2-hydroxyethyl)-1-piperazineethanesulfonic
acid (HEPES), 10 mM glucose, 2 mM CaCl2, 140 mM NaCl, 1
mM MgCl2, 3 mM KCl, and a stoichiometric amount of NaOH
to adjust the pH to 7.4, in distilled water. The intracellular medium
was prepared by mixing 140 mM KCl, 2 mM MgCl2, 10 mM HEPES,
10 mM ethylene glycol-bis(β-aminoethyl ether)-N,N,N′,N′-tetraacetic acid (EGTA), 2 mM Mg-ATP, and a stoichiometric
amount of KOH to adjust the pH to 7.2–7.3, in distilled water.
Biointerfaces were left floating in aCSF without any wire connection.
Patch pipettes were filled with the intracellular medium.An
Autolab Potentiostat Galvanostat PGSTAT302N (Metrohm, Netherlands)
was used for recording short-circuit photocurrent/photovoltage in
a three-electrode configuration. The back electrode of thin film samples
was connected to the working electrode. The Ag/AgCl reference electrode
and platinum counter electrodes were used. Measurements were performed
in ionic medium aCSF.Thorlabs M780LP1 LED was used as the illumination
source. A Thorlabs
DC2200 High-Power 1-Channel LED Driver was used to adjust the pulse
widths and light intensities. Optical powers were measured via a Newport
843-R power meter.
Sterilization Procedures
O2 plasma sterilization
was applied for 5 min. First and second ethanol rinsings were performed
three times. Overnight sterilization was incubation of the devices
in the cell culture medium at 37 °C for 24 h.
Electrochemical
Impedance Measurement
EIS was performed
using an Autolab Potentiostat Galvanostat PGSTAT302N (Metrohm, Netherlands)
in the same three-electrode configuration described in the Photoelectrical Characterization. The frequency
range was 1 Hz–10 kHz in the EIS measurement and a 10 mV (RMS)
AC voltage was applied. Measurements were taken in ionic medium aCSF.
Primary Neuron Isolation
All experimental procedures
were approved by the Institutional Animal Care and Use Committees
of Koç University (Approval No: 2021.HADYEK.022) according
to Directive 2010/63/EU of the European Parliament and of the Council
on the Protection of Animals Used for Scientific Purposes. Procedures
were carried out by responsible veterinarian and certified researchers
for animal experiments. Primary hippocampal neuron isolation and culture
protocols were performed according to our previous studies.[23,44] Hippocampus of E15-E17 Wistar Albino rat embryos were isolated and
placed immediately in ice-cold Hank’s Balanced Salt Solution
(HBSS, Thermo Fisher Scientific, MA, USA). Enzymatic digestion of
the hippocampus was performed with incubation in %0.25 Trypsin-EDTA
solution (Thermo Fisher Scientific, MA, USA) with 2% DNase-I supplement
(NeoFroxx, Einhausen, Germany) for 20 min in a 37 °C incubator.
After digestion, the cells were centrifuged, and the supernatant was
changed with Dulbecco’s Modified Eagle Medium/Nutrient Mixture
F-12 (DMEM/F12 Thermo Fisher Scientific, MA, USA) supplemented with
%10 fetal bovine serum (FBS, heat inactivated, GE Healthcare, IL,
USA) and 1% penicillin/streptomycin (Thermo Fisher Scientific, MA,
USA). DMEM/F12 media was discarded and Neurobasal Medium (NBM, Thermo
Fisher Scientific, MA, USA) supplemented with B27, l-glutamine,
β-mercaptoethanol, glutamate (Thermo Fisher Scientific, MA,
USA) was added to the cell pellet. The cells were triturated and passed
through a 70 μm cell strainer. The homogeneous cell solution
was seeded in poly-d-lysine (PDL, Sigma-Aldrich, MO, USA)
coated substrates. After 3 days of incubation of cells on substrates,
the media of the cells were changed with NBM supplemented with cytosine
arabinoside (Sigma-Aldrich, MO, USA) to inhibit growth of glial cells.
After 24 h of incubation with cytosine arabinoside, the media were
refreshed with NBM and primary hippocampal neurons on the substrates
were cultured for further experiments.
Biocompatibility Assay
Cell viability of primary hippocampal
neurons on the biointerfaces was checked with a MTT assay according
to our previous studies.[23,44] Briefly, the biointerface
devices were sterilized by 70% ethanol and UV irradiation for 30 min.
Biointerfaces were placed in the 6-well plates. Primary hippocampal
neurons were seeded on the substrates as 5 × 105 cells
per sample and cultured with in Neurobasal Medium (NBM, Thermo Fisher
Scientific, MA, USA) supplemented with B27, l-glutamine,
β-mercaptoethanol, and glutamate (Thermo Fisher Scientific,
MA, USA) at 37 °C with 5% CO2. After 48 h of incubation,
the cell media were replaced with 1 mL of MTT solution (5 mg/mL in
PBS, pH = 7.4) and 4 mL of a NBM mixture per well, and the cells were
incubated at 37 °C for 4 h. After 4 h of incubation, samples
were transferred to a new 6-well plate, and a 1:1 mixture of DMSO
and ethanol was added on the wells to dissolve the formazan crystals.
The solution was transferred to a 96-well plate and the absorbance
was measured at at 570 nm light with Synergy H1Microplate Reader (Bio-Tek
Instruments). The relative cell viability was calculated as percentage
of cell viability = (ODsample/ODcontrol) ×
100.
Immunofluorescence Staining and Imaging
Primary hippocampal
neurons (5 × 105 cells per sample) were cultured as
explained above on the ITO control, and the biointerface substrates
were then allowed for Day 0 and Day 14 growth in an appropriate culture
condition. Neurons on the substrates were fixed with 4% paraformaldehyde
on Day 0 and Day 14 and washed three times with PBS-T (Phosphate Buffered
Saline, 0.1% Triton X-100). Cells were blocked in a superblock solution.
After the blocking treatment, cells on the substrates were incubated
with rabbit anti-NeuN antibody (ab177487, Abcam, Cambridge, UK) overnight
at 4 °C for neuron characterization, and washed three times with
PBS-T. Then, samples were incubated with goat antirabbit IgG H&L
Alexa Fluor 555 (4413, Cell Signaling Technology, MA, USA) for 90
min at 37 °C. For visualization of the cytoskeleton, primary
neuron samples also were stained with a fluorescein isothiocyanate-conjugated
phalloidin antibody (Sigma-Aldrich, P5282) for 90 min at 37 °C.
All samples were washed three times with PBS-T, then mounted with
a DAPI supplemented mounting medium (ab104139, Abcam, Cambridge, UK)
to observe nuclei. Immunofluorescence imaging was performed with an
inverted fluorescence microscope (Axio Observer Z1, ZEISS, Oberkochen,
Germany).
Electrophysiology Recordings
An EPC 800 Heka Elektronik
patch-clamp amplifier was used for recording electrical activity
of hippocampal neurons that were cultured on biointerfaces. The current-clamp
recordings for transmembrane voltage and voltage-clamp recordings
for transmembrane current measurements were performed in whole-cell
configuration. No wire was connected to the biointerfaces. aCSF was
used as the extracellular medium. The patch-pipette resistance of
5–8 MΩ was used for the recordings. Patch pipettes were
filled with the intracellular medium as described above. For blocking
the voltage-gated sodium channels, 5 mM QX-314 chloride was added
into the intracellular medium. For the statistical analysis of action
potentials, the current clamp data was downsampled without causing
changes in the properties of action potentials to conduct the analysis
with a feasible computational complexity. A digital camera integrated
with the Olympus T2 upright microscope was used for monitoring the
neurons and the movement of the patch pipette. Biointerfaces were
illuminated from the bottom using M780LP1 Thorlabs LED driven by Thorlabs
DC2200 LED driver.
Optical Safety Considerations
The
maximum permissible
radiant power (MP) that can be chronically delivered to the retina
was calculated according to the ocular safety standards.[42] The photochemical limit does not apply in the
NIR region and the equation for photothermal and photoacoustic limit
is MP = 6.93 × 10–5CTCE P–1. CT = 100.002 (λ-700) = 1.445 for λ = 780 nm. CE was
taken as 29.3 W mm–2 considering a retinal spot
size larger than 1.7 mm in diameter in accordance with a previous
study.[40] The equation for the single-pulse
limit for the pulse-widths between 0.05 and 70 ms is given as MPsingle = 6.93 × 10–4CTCEt–0.25. These equations give average irradiance
limits and the peak irradiance limits can be calculated from MPpeak = MPavg/(t×f), where t is
pulse duration and f is pulse frequency.
Authors: Ramya Parameswaran; Kelliann Koehler; Menahem Y Rotenberg; Michael J Burke; Jungkil Kim; Kwang-Yong Jeong; Barbara Hissa; Michael D Paul; Kiela Moreno; Nivedina Sarma; Thomas Hayes; Edward Sudzilovsky; Hong-Gyu Park; Bozhi Tian Journal: Proc Natl Acad Sci U S A Date: 2018-12-11 Impact factor: 11.205
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