Large-scale population testing is a key tool to mitigate the spread of respiratory pathogens, such as the current COVID-19 pandemic, where swabs are used to collect samples in the upper airways (e.g., nasopharyngeal and midturbinate nasal cavities) for diagnostics. However, the high volume of supplies required to achieve large-scale population testing has posed unprecedented challenges for swab manufacturing and distribution, resulting in a global shortage that has heavily impacted testing capacity worldwide and prompted the development of new swabs suitable for large-scale production. Newly designed swabs require rigorous preclinical and clinical validation studies that are costly and time-consuming (i.e., months to years long); reducing the risks associated with swab validation is therefore paramount for their rapid deployment. To address these shortages, we developed a 3D-printed tissue model that mimics the nasopharyngeal and midturbinate nasal cavities, and we validated its use as a new tool to rapidly test swab performance. In addition to the nasal architecture, the tissue model mimics the soft nasal tissue with a silk-based sponge lining, and the physiological nasal fluid with asymptomatic and symptomatic viscosities of synthetic mucus. We performed several assays comparing standard flocked and injection-molded swabs. We quantified the swab pickup and release and determined the effect of viral load and mucus viscosity on swab efficacy by spiking the synthetic mucus with heat-inactivated SARS-CoV-2 virus. By molecular assay, we found that injected molded swabs performed similarly or superiorly in comparison to standard flocked swabs, and we underscored a viscosity-dependent difference in cycle threshold values between the asymptomatic and symptomatic mucuses for both swabs. To conclude, we developed an in vitro nasal tissue model that corroborated previous swab performance data from clinical studies; this model will provide to researchers a clinically relevant, reproducible, safe, and cost-effective validation tool for the rapid development of newly designed swabs.
Large-scale population testing is a key tool to mitigate the spread of respiratory pathogens, such as the current COVID-19 pandemic, where swabs are used to collect samples in the upper airways (e.g., nasopharyngeal and midturbinate nasal cavities) for diagnostics. However, the high volume of supplies required to achieve large-scale population testing has posed unprecedented challenges for swab manufacturing and distribution, resulting in a global shortage that has heavily impacted testing capacity worldwide and prompted the development of new swabs suitable for large-scale production. Newly designed swabs require rigorous preclinical and clinical validation studies that are costly and time-consuming (i.e., months to years long); reducing the risks associated with swab validation is therefore paramount for their rapid deployment. To address these shortages, we developed a 3D-printed tissue model that mimics the nasopharyngeal and midturbinate nasal cavities, and we validated its use as a new tool to rapidly test swab performance. In addition to the nasal architecture, the tissue model mimics the soft nasal tissue with a silk-based sponge lining, and the physiological nasal fluid with asymptomatic and symptomatic viscosities of synthetic mucus. We performed several assays comparing standard flocked and injection-molded swabs. We quantified the swab pickup and release and determined the effect of viral load and mucus viscosity on swab efficacy by spiking the synthetic mucus with heat-inactivated SARS-CoV-2 virus. By molecular assay, we found that injected molded swabs performed similarly or superiorly in comparison to standard flocked swabs, and we underscored a viscosity-dependent difference in cycle threshold values between the asymptomatic and symptomatic mucuses for both swabs. To conclude, we developed an in vitro nasal tissue model that corroborated previous swab performance data from clinical studies; this model will provide to researchers a clinically relevant, reproducible, safe, and cost-effective validation tool for the rapid development of newly designed swabs.
The rapidly increasing
demand for COVID-19 testing since the start
of the 2020 pandemic has caused significant bottlenecks in testing
capacity due to a global shortage of testing supplies, including specimen
collection swabs.[1,2] To help overcome the swab shortage,
alternative swabs that could be mass produced at a relatively low
cost (e.g., via injection-molded processing) have been recently developed
and raced to the market.[3] Compared to a
standard flocked, the injection-molded swabs are characterized by
a nonabsorbent head and have demonstrated a more efficient release
of viral RNA while absorbing less solution.[1,4,5] As a result, several prototypes of injection-molded
swabs have been recently commercialized, including nasopharyngeal
and midturbinate swabs like the IM2 and Rhinostic swabs.[3,4] These new one-piece specimen collection swabs can be efficiently
mass produced without multistep manufacturing methods and postprocessing.
Validation for swab prototypes typically requires preclinical testing
before transitioning to clinical studies, which can take months to
years. To streamline this initial preclinical validation process,
there is a compelling need for the development of an in vitro experimental model that recapitulates physical and structural features
of the human nasal cavities to bridge benchtop and clinical studies.
An in vitro nasal model can be efficiently and safely
used by stakeholders to perform preclinical evaluations, anticipating
device design modifications, before confidently moving to a design-lock
stage during clinical studies.[6,7]There are currently
no in vitro tissue models
available for this purpose. Bench-top studies are performed by dipping
in saline solutions without mimicking any of the physiological aspects
of the nasal passage (i.e., architectural, mechanical, and physical
structures) or of the actual swabbing procedure.[4,8] Other
alternative modes of validation for prototype swabs in the preclinical
phase include swabbing the cheeks of participants and quantifying
bacterial and cellular uptakes in comparison to the standard swabs
or through clinical studies.[3,9,10] By solely relying on clinical studies, even for preclinical validation,
the swabs meet a great deal of variability, thus there is a need to
expand participant enrollment, with a significant increase in associated
time and costs. Therefore, we hypothesize that the initial validation
of swab prototypes on a simplified, reliable, and physiologically
relevant in vitro nasal tissue model would provide
more consistent and reproducible results, allowing investigators to
assess swab performance in a time- and cost-efficient manner.[5,10] Expanding the preclinical evaluation based on an in vitro tissue model will further support clinical studies to assess swab
efficacy, streamlining the overall validation process.On the
basis of our previously developed anterior nasal tissue
model, here we describe the design and fabrication of an in
vitro tissue model platform (Figure ) that aims to support preclinical validation
of nasopharyngeal and midturbinate swabs, in an effort to significantly
decrease swab validation time, allowing faster and more efficient
distribution.[3,5] The in vitro model
is based on a three dimensionally (3D) printed nasal cavity to accurately
mimic native tissue architecture, lined with a silk sponge to recapitulate
the soft tissue structure, and does not require the use of cellular
material. In addition, we varied viral load and mucus viscosities
to better encompass the wide spectrum of clinical conditions and further
investigated their effects on swab performance.
Figure 1
Nasal tissue benchtop
model for swab validation. (A) The human
nasal cavity displays the entrance to the cavity, hard palate, septum,
inferior turbinate, and nasopharynx. (B) The 3D model replicates the
architecture and structure of the human nasal cavity, including the
entrance to the cavity, hard palate, septum, inferior turbinate, and
nasopharynx. The lateral and cross-sectional images are shown as well.
(C) 4% w/v silk sponges line the cavity, saturated with an artificial
nasal mucus that physiologically mimics the viscosity of nasal fluid.
A nasopharyngeal swab is inserted all the way until it meets resistance,
while a midturbinate swab is inserted halfway. Both swabs are twisted
and held for 15 s before they are removed. The swabs can be placed
in diagnostic assay solutions and be ready for post collection analyses
(PCR, gravimetric, release etc.). A SEM micrograph displays the open
pore structure of the soft tissue-like lining. Scale bar = 100 μm.
Partially created with BioRender.com.
Nasal tissue benchtop
model for swab validation. (A) The human
nasal cavity displays the entrance to the cavity, hard palate, septum,
inferior turbinate, and nasopharynx. (B) The 3D model replicates the
architecture and structure of the human nasal cavity, including the
entrance to the cavity, hard palate, septum, inferior turbinate, and
nasopharynx. The lateral and cross-sectional images are shown as well.
(C) 4% w/v silk sponges line the cavity, saturated with an artificial
nasal mucus that physiologically mimics the viscosity of nasal fluid.
A nasopharyngeal swab is inserted all the way until it meets resistance,
while a midturbinate swab is inserted halfway. Both swabs are twisted
and held for 15 s before they are removed. The swabs can be placed
in diagnostic assay solutions and be ready for post collection analyses
(PCR, gravimetric, release etc.). A SEM micrograph displays the open
pore structure of the soft tissue-like lining. Scale bar = 100 μm.
Partially created with BioRender.com.To further support the use of
the in vitro nasal
model, we developed several validation assays to assess the performance
of nasopharyngeal and midturbinate injection-molded and standard flocked
swabs. We proposed new assessments to streamline initial swab validation,
including gravimetric analysis and release quantification of fluorescently
labeled microparticles, that mimic cellular material to quantify swab
pick-up and release capabilities. In addition, we carried out a Quantitative
Reverse Transcription Polymerase Chain Reaction (RT-qPCR) using spiked
mucus samples to mimic clinical swabbing and compare in vitro performance of the different types of swabs. The proposed model
is a novel approach to support initial swab validation, as it accurately
replicates the physiological components of the nasal cavity including
architecture, structural elements, as well as the viscosities of physiological
nasal fluids.
Material and Methods
Experimental Swabs
Herein, we assessed the performance
of injection molded swabs in comparison to the Clinical Laboratory
Improvement Amendments (CLIA) use-approved class I exempt standard
flocked swabs. Obecare sterile flocked nasopharyngeal (NP) swabs (Obecare,
West Virginia) were used as the standard nasopharyngeal and midturbinate
swabs (MT) in the experiments. The Obecare flocked-NP swabs are standard
flocked swabs characterized by an adhesive coated surface and nylon
fibers that are attached perpendicularly for maximum absorbance (Obecare,
West Virginia). Injection molded-NP and injection molded-MT swabs
were manufactured as a single element based on a biocompatible polymer
injected into a mold of a swab and allowed to harden (Yukon Medical,
Durham, NC; Figure and Table S1).
Figure 2
Macroimages of midturbinate
and nasopharyngeal experimental swabs.
Three swabs were used in this study, from top to bottom: 11.2 cm injection
molded-MT swab, 15.7 cm injection-molded-NP swab, and 14.7 cm flocked-NP
swab. Flocked-NP swabs were used as both nasopharyngeal and midturbinate
swabs.
Macroimages of midturbinate
and nasopharyngeal experimental swabs.
Three swabs were used in this study, from top to bottom: 11.2 cm injection
molded-MT swab, 15.7 cm injection-molded-NP swab, and 14.7 cm flocked-NP
swab. Flocked-NP swabs were used as both nasopharyngeal and midturbinate
swabs.
3D Printed Nasal Tissue
Model Preparation
To provide
a benchtop validation system for experimental swabs, a 3D nasal tissue
model was developed to mimic the human architecture and soft tissue
properties (Figure ). The physiological architecture was recreated by replicating the
nasal cavity, specifically the opening to the cavity, the inferior
nasal concha (inferior turbinate), the septum, the hard palate, and
the nasopharynx. The 3D-model design was previously generated by the
Aerosol Research Lab at Carleton University in Ottawa, Canada.[11] The 3D model of the nasal cavities was then
generated using acrylonitrile butadiene styrene (ABS, Gizmo Dorks
LLC, Temple City, CA) filament with a fused deposition modeling 3D
printer (ABS-P430, Stratasys, Eden Prairie, Minnesota).To mimic
the soft tissue of the nasal cavities, aqueous silk sponges were prepared
as previously reported.[12−14] Briefly, pure silk fibroin was
extracted from Bombyx mori cocoons by degumming the
fibers in a sodium carbonate solution (0.02 M; Sigma-Aldrich, St.
Louis, Missouri) for 30 min to remove sericin. The degummed fibers
were rinsed three times and dried overnight before the solubilization
in 9.3 M lithium bromide (Sigma-Aldrich, St. Louis, Missouri) for
2 h at 60 °C. The obtained solution was dialyzed for 3 days against
DI water using standard grade regenerated cellulose dialysis tubing
(3.5 kDa MWCO, Spectrum Laboratories Inc., Rancho Dominguez, California).
The solution was then centrifuged to remove impurities. Subsequently,
silk sponges were made according to the published protocol.[13] A total of 1.5 mL of a silk solution (4% w/v)
was poured into a 24-well plate (VWR Scientific, Radnor, Pennsylvania)
and frozen for two cycles of 24 h at −20 °C and −80
°C. The frozen plate was lyophilized for 3 days. The sponges
were autoclaved at 121 °C to induce the change in the secondary
structure of the protein and induce water insolubility. Finally, sponges
were cut into 0.5-mm-thick slices with an ad hoc sample
cutter. The 3D printed model cavities were then lined with silk sponges
with cyanoacrylate surgical glue (Henkel Loctite 4601 Medical Device
Instant Adhesive Clear, Houston, Texas) to mimic the native soft tissue.
The model was then rinsed with 70% v/v ethanol and ultrapure water
to thoroughly remove any glue residue and biological material.
Synthetic
Asymptomatic and Symptomatic Mucus Preparation and
Characterization
Two nasal mucus conditions were designed
to mimic the viscosity of asymptomatic and symptomatic nasal fluid
conditions.[15] Poly(ethylene oxide) (PEO,
Sigma-Aldrich, St. Louis, Missouri. MW 1 000 000) was
used to replicate these conditions, as previously reported.[16] Upon preliminary investigations (data not reported
here) and in previous literature,[16] PEO
concentrations were chosen as 0.5% and 3.0% w/v for asymptomatic and
symptomatic conditions, respectively.Viscosity analysis was
performed by using a dynamic viscometer (Brookfield Viscometer-Massachusetts)
to identify the physiological values of the nasal mucus. Briefly,
PEO solutions (0.5% and 3% w/v) were incubated for 30 min at 37 °C.
After the stabilization of the torque (equal or above 10%), 0.5 mL
of PEO solution (N = 3 per condition) was loaded,
while being maintained at 37 °C, and the analysis was carried
out between 0.1 and 100 s–1.The volume of
PEO to fully saturate the nasal cavity was also considered.
A symptomatic nasal cavity experiences rhinorrhea, nasal congestion,
and excess mucus production. The 3% PEO volume mimicked these conditions;
by almost oversaturating the model, there was evidence of PEO drainage.
The asymptomatic case does not present the evidence of “runny
nose” symptoms, with no drainage of PEO.[17] The volume to saturate the nasal cavity with asymptomatic
and symptomatic ranged from 0.8 to 1 mL for both conditions; approximately
0.1 mL of each condition was added to the model after each swab to
ensure continuous saturation.
Silk Sponge Morphological
Characterization
The morphology
and distribution of construct pores were characterized by scanning
electron microscopy (SEM). Silk sponges were frozen and dried overnight.
Samples were then sputter coated with Au (Denton Vacuum Desk IV, Denton
Vacuum, USA) and analyzed using SEM (JEOL JSM 6390, JEOL USA, Inc.)
at 5 kV and 10 μA.
Swab Pickup Quantification
To quantify
swab uptake,
the nasal in vitro tissue model was saturated with
the artificial mucus matrix, and the following swabbing procedure
was performed in accordance with CDC guidelines.[18] NP swabs were inserted into the nasal cavity until resistance
was encountered, while the MT swab was inserted to the midway point,
about 1.5-cm-deep. Both swabs were twisted around the surfaces five
times, held in place for 15 s, and then removed. Each swab was then
placed into phosphate buffer solution (1 × PBS) (VWR Scientific,
Radnor, Pennsylvania) for further processing. In addition, we compared
the swabbing workflow with the nasal in vitro tissue
model (MODEL method) against the current gold-standard benchtop swab
validation procedure,[1,4,8] which
involves sequentially dipping swabs into tubes with relevant solutions
(TUBE method).The pickup swab quantification was performed
by gravimetric analysis for injection molded-MT and injection-molded-NP
swabs in comparison with the commercially available flocked swab.
The weight of each swab (N = 5) was recorded before
and after the MODEL or the TUBE methods. Results were reported as
mass uptake for three independent experiments.
Swab Release Quantification
To quantify swab release,
we carried out two independent investigations. In order to efficiently
assess cellular material uptake, we loaded the synthetic mucuses with
80% v/v fluorescently labeled microparticles (10 μm) to mimic
cellular particulates into the artificial nasal solution. FITC-labeled
microparticles (Sigma-Aldrich, St. Louis, MO), based on melamine resin,
were homogeneously added to the 0.5% and 3% w/v PEO solution. The
solution was then dispensed into the tissue model and allowed to saturate
the silk sponges. The above-mentioned swabbing procedure was performed.
Each swab (N = 5) was then removed and placed in
a 1 mL volume of 1× PBS. Then, 100 μL aliquots were taken
in triplicate and analyzed with a SpectraMax M2 plate reader at 490
nm excitation and 525 nm emission. A fluorescence signal was then
reported as an expression of cellular-mimicking uptake.To further
assess swab uptake and the release of viral material, the nasal model
was saturated with both nasal solutions spiked with heat-inactivated
SARS-CoV-2 virus and strain USA-WA1/2020 (NR-52286, BEI Resources,
ATCC, USA), and the swabbing procedure was performed, as described
above. To investigate the effect of viral load on swab performance,
the mucus was spiked with three different concentrations of inactivated
virus (107, 106, and 105 copies/mL).
After the procedure, each swab was removed and placed into a tube
with 350 μL of 1 × PBS. The vial with the swab was then
vortexed for 30 s. Five microliters from each sample was then tested
to quantify the detection of SARS-CoV-2. To evaluate the presence
of SARS-CoV-2, we performed the CDC 2019-Novel Coronavirus (2019-nCoV)
Real-Time RT-PCR Diagnostic Panel (https://www.fda.gov/media/134922/download), per the manufacturer’s instructions using the 2019-nCoV_N2
combined primer/probe mix with Quantabio Ultraplex One-Step RT-qPCR
ToughMix. Amplification was performed following the manufacturer’s
instructions with a QuantStudio 5 Real-Time PCR System (Thermo Fisher
Scientific, Waltham, MA, USA). The results for each swab (N = 5) were reported as cycle threshold (Ct) values.
Statistical
Analysis
Statistical analysis was performed
using a Student’s t test (t test) and analysis of variance (ANOVA) single factor with a p value of <0.05 using Origin (Pro), version 2021b (OriginLab
Corporation, Northampton, MA, USA). A t test was
performed when comparing paired injection molded to standard flocked
swabs in a gravimetric analysis, quantitative release, and RT-qPCR.
ANOVA was performed to investigate the effect of swab type, mucus,
and viral load.
Results
Physical Characterization
of Asymptomatic and Symptomatic Nasal
Fluids
Viscosity analysis was performed to identify conditions
for the symptomatic and asymptomatic physiological viscosities of
the nasal mucus. The asymptomatic and symptomatic viscosities were
mimicked by using PEO at 0.5% and 3% w/v, respectively. Both mucuses
presented a shear thinning behavior, and the viscosity values were
in the physiological range 7.61 ± 0.53 mPa·s for the asymptomatic
and 2522 ± 243.3 mPa·s for the symptomatic (Figure ).
Figure 3
Physical characterization
of nasal fluids. Representative viscosity
curves showing the effect of shear increment on PEO viscosity at (A)
3% w/v (symptomatic, square) and (B) 0.5% w/v (asymptomatic, triangle).
Physical characterization
of nasal fluids. Representative viscosity
curves showing the effect of shear increment on PEO viscosity at (A)
3% w/v (symptomatic, square) and (B) 0.5% w/v (asymptomatic, triangle).
Quantification of Swab Pickup and Release
The gravimetric
analysis was conducted to understand mucus pickup, expressed as a
difference in mass, between injection-molded-NP and injection molded-MT
and flocked swabs. The tissue-model analysis showed that the flocked-NP
picked up 1.3 times more 3% w/v PEO than the injection-molded-NP swabs
and picked up 4.1 times more 0.5% w/v PEO, while the flocked-MT swabs
picked up 1.5 times more 3% w/v PEO than the injection molded-MT and
4.5 times more 0.5% w/v PEO. As a comparison method, we performed
the same analysis by dipping the swabs into the same solution in a
tube (TUBE method). The TUBE method showed a 2.9 times increase in
pickup of the 3% w/v PEO from injection-molded-NP swabs in comparison
to the MODEL collection method, while the flocked-NP swab picked up
2.4 times more. The flocked-NP swab picked up 5.2 times more 0.5%
w/v PEO while the flocked-NP swab picked up 1.9 times more 0.5% w/v
PEO. The gravimetric analysis concluded that all swabs picked up significantly
more mucus in the TUBE method than the MODEL collection method, and
that all flocked swabs, except for NP in the TUBE method in 3% w/v
PEO, picked up significantly more mucus than the injection molded
swabs across both methods (Figure A).
Figure 4
Quantification of swab pickup and release. (A) Gravimetric
analysis
of injection molded and standard flocked NP and MT swabs in 3% and
0.5% w/v PEO. The results show the mass pickup of injection molded
swabs and standard flocked swabs in the tissue model (MODEL) in comparison
to the swab dipping standard procedure (TUBE). (B) Release quantification
of injection molded and standard flocked NP and MT swabs in 3% and
0.5% w/v PEO loaded with 80% v/v FITC-labeled microparticles. *Significant
effect of collection method. #Significant effect of swab
type (p < 0.05).
Quantification of swab pickup and release. (A) Gravimetric
analysis
of injection molded and standard flocked NP and MT swabs in 3% and
0.5% w/v PEO. The results show the mass pickup of injection molded
swabs and standard flocked swabs in the tissue model (MODEL) in comparison
to the swab dipping standard procedure (TUBE). (B) Release quantification
of injection molded and standard flocked NP and MT swabs in 3% and
0.5% w/v PEO loaded with 80% v/v FITC-labeled microparticles. *Significant
effect of collection method. #Significant effect of swab
type (p < 0.05).The release quantification of FITC-labeled microparticles was performed
to efficiently mimic cellular uptake and subsequently correlate with
cellular material release via RT-qPCR analysis. The injection-molded-NP
swabs released 2.6 times more microparticles than the flocked swabs
in 3% w/v PEO, while in 0.5% w/v PEO the injection-molded-NP swabs
released 3.2 times more microparticles. Overall, the injection-molded-NP
and injection-molded-MT swabs released statistically significantly
more microparticles in both asymptomatic and symptomatic conditions
in comparison to flocked swabs (Figure B).
Quantification of Swab Performance
Bench-top validation
of swab performance was performed on both injection molded and flocked
swabs with the nasal in vitro tissue model saturated
with synthetic mucus, under symptomatic and asymptomatic conditions,
spiked with different loads of SARS-CoV-2 heat-inactivated virus,
in an effort to encompass clinical variability. The Ct values for
all of the swabs were compared across the three virus concentrations
for both mucus viscosities. Our analysis showed, as expected, that
as the concentration of the virus increased there was also a decrease
in Ct values. In fact, there was a 4.48 Ct decrease in the injection-molded-NP
swabs in 3% w/v PEO from 107 to 105 copies/mL,
and a 4.04 Ct shift in the flocked-NP swabs under the same conditions.
Injection-molded-NP swabs with 107 copies/mL in 0.5% w/v
PEO, instead, showed a 5.33 higher Ct value than the 3% w/v PEO Ct.
Furthermore, all injection molded and flocked swabs loaded with 105 copies/mL of virus in 0.5% w/v PEO showed a statistical difference
between the paired swab groups in favor of injection molded swabs.
For 106 copies/mL, the NP and MT swabs in 0.5% w/v PEO
were statistically different, but in favor of the flocked swabs. With
107 copies/mL, only the injection-molded and flocked-MT
swabs were statistically different in 0.5% w/v PEO. For the symptomatic
mucus (3% w/v PEO), the MT swabs were statistically different only
when they were loaded with 106 or 105 copies/mL,
indicating that the injection-molded-MT swabs perform better at a
lower virus concentration compared to the flocked swabs (Figure ).
Figure 5
Quantification of swab
performance. RT-qPCR quantification of N2
SARS-CoV-2 gene pickup and release for injection molded and standard
flocked nasopharyngeal (NP) and midturbinate (MT) swabs validated
in a nasal tissue model loaded with symptomatic (3% w/v) and asymptomatic
(0.5% w/v) mucus mimicking nasal solutions, spiked with 105 (A), 106 (B), and 107 (C) copies/mL of heat-inactivated
SARS-CoV-2 virus. *Significant effect of swab type (p < 0.05).
Quantification of swab
performance. RT-qPCR quantification of N2
SARS-CoV-2 gene pickup and release for injection molded and standard
flocked nasopharyngeal (NP) and midturbinate (MT) swabs validated
in a nasal tissue model loaded with symptomatic (3% w/v) and asymptomatic
(0.5% w/v) mucus mimicking nasal solutions, spiked with 105 (A), 106 (B), and 107 (C) copies/mL of heat-inactivated
SARS-CoV-2 virus. *Significant effect of swab type (p < 0.05).
Discussion
The
increasing number of COVID-19 positive cases in the United
States led companies to develop new swabs to overcome pandemic associated
testing bottlenecks. However, new swabs need to undergo extensive
validations prior to reaching the market. To support initial preclinical
validation, we developed an in vitro 3D-printed nasal
tissue model that recapitulates key features of the nasal cavity (i.e.,
architecture, soft tissue, and mucus viscosity). Alternative strategies
aimed to create tissue models that mimicked the paranasal sinuses
and skull and were flexible enough to guide surgeons in their preoperative
practice simulations.[19] Although useful,
those models were meant to be a valuable tool for surgeons and not
for testing and research purposes. For this reason, we have developed
a model that could efficiently and safely support the research and
development stage of medical devices to streamline the validation
of new swab prototypes and increase their clinical relevancy before
clinical studies.Our initial anterior nasal passage model consisted
of silicone
tubing lined with a cellulose sponge with sizes only compatible with
the human nostril.[5,18,20] This model was subsequently modified with the proposed 3D-printed
tissue model, to replicate the entire structure of the midturbinate
and nasopharyngeal walls of the nasal cavity. The degree of precision
achieved in the reproduction of the nasal cavity in our 3D model was
accomplished by averaging the computed tomography (CT) scans of 30
healthy patients’ nasal cavities provided by the Aerosol Research
Lab at Carleton University in Ottawa, Canada.[11] The model was then lined with a silk sponge, as a replacement for
the cellulose sponge to better mimic soft tissue mechanical properties,
and with synthetic mucus fluids to resemble both symptomatic and asymptomatic
fluid viscosities. Silk protein was chosen because of its structural
and mechanical properties and inertness. Silk is a versatile, biocompatible,
and biodegradable material with tunable mechanical properties and
is extensively used in tissue engineering for mimicking soft and high-strength
human tissues.[7,12,21−23] The compressive modulus for nasal tissue falls between
0.44 and 0.97 MPa, and 4% w/v lyophilized silk sponges are within
a comparable range.[12,24] The cellulose sponge from the
original model has a greater pore size and density than the silk sponges
and requires more PEO to become fully saturated. In addition, silk
processing can be easily tuned to vary the compressive moduli and
porosity of soft tissues,[12] if needed.
In our model, silk was used in a sponge format to replicate the soft
architecture of the nasal tissue with a controlled pore size. Lastly,
to mimic the nasal mucus, we utilized PEO, a hydrophilic polymer with
physical and mechanical properties that can be tuned based on its
molecular weight.[25] Due to its viscoelastic
properties, PEO at different concentrations creates a range of viscous
solutions that can be used to mimic physiological mucus.[26] Another advantage to using PEO is its compatibility
with biomolecular assays; in fact, PEO does not interfere with RT-qPCR
amplification at low viscosities compared to other viscous body fluids.[27] To match the viscosity of the nasal fluid in
asymptomatic and symptomatic conditions, we tested several PEO concentrations
finding that 0.5% and 3% w/v were compatible with the physiological
range of nasal fluid viscosities.[15] In
general, human mucus viscoelasticity is characterized by a shear thinning
behavior with a viscosity range between 10 and 106 mPa·s.[15] Furthermore, low and high mucus viscosities
have been associated with asymptomatic and symptomatic nasal mucus
viscosities (∼13 and 1400 mPa·s) in artificial mucus compositions.[28] Our synthetic mucus formulation confirmed the
shear thinning behavior[16] and matched the
viscosity range for both nasal fluid conditions (Figure ). Due to the variation in
viscosity between the two solutions and limitation of the instruments
(i.e., spindle size, torque %, and fixed revolutions per minute (RPM)
range values), different shear rates were tested for the two conditions,
and fewer points were analyzed for the lower viscosity (0.5%), albeit
sufficient to characterize the artificial nasal matrix behavior. Further
analysis will be conducted in the future with more sensitive instruments
to obtain a more precise shear–viscosity curve.To support
our model as a suitable tool for swab validation, we
developed and performed several assays to assess swab pickup and release
efficiencies and then evaluate data agreement against the available
literature. In addition, an in vitro tissue model
would provide more controlled experimental conditions in comparison
to clinical studies that have shown greater variability, arising from
differences in sampling methods, nasal cavity structure, nasal fluid
viscosity, and other conditions that vary from patient to patient
and season to season.[3,4] Moreover, the disadvantages of
relying on clinical trials for initial swab validation are also the
bureaucratic aspects (i.e., recruitment, regulatory requirements,
and cost). Thus, the tissue model would be a great tool to support
initial research and development explorations with clinical relevancy
for swab design and optimization. Data from clinical trials showed
that injection molded swabs perform similarly to flocked swabs, and
those results are comparable with our previous findings.[3−5] In fact, the IM2 injection molded swabs had an agreement of 96%
with the FLOQ standard flocked swab during clinical studies, as also
supported by our findings with the in vitro tissue
model.[3] Injection molded swabs pick up
significantly less viral material than standard flocked swabs, but
the difference is offset by greater release ability of the injected
molded swabs, mainly due to the hydrophobic and nonabsorbent head
compared to the high retention flocked swabs. Taken together these
results explain why injection molded swabs perform better or the same
as flocked swabs when detecting SARS-CoV-2 virus in RT-qPCR.We initially quantified swab pickup in our model via gravimetric
analysis and subsequently quantified viral release via RT-qPCR. Current
methodologies simulate the specimen collection by dipping the swab
into a spiked COVID-19 negative nasal fluid or water and estimating
the swab pickup by measuring, pre and post, its weight or volume (TUBE
method). However, such analyses can lead to misleading results when
analyzing the data,[1,4] because they replicate neither
the nasal architecture and physiological fluids nor the actual collection
procedure; furthermore, when comparing swab typologies, data in the
literature reported that flocked swabs dipped in water pick up 10.7
times more water than the injection molded swab due to their difference
in geometry, material, and device fabrication.[4] Another discrepancy in the TUBE method as a workflow to correctly
assess pickup and release when using contrived samples is the viscosity
of the solution used. For example, a PurFlock Ultra flocked swab picked
up 6.3 × 104 copies of viral material from a tube
method 1, while a flocked swab picked up 1.6 × 104 copies from our model with 0.5% w/v PEO. Our analysis in
fact showed that the standard NP picked up 1.9 times more mucus (0.5%
w/v PEO) from the TUBE method than the MODEL method. This suggests
that the dipping TUBE model allows for a much greater absorption of
liquid from the swab, and therefore more viral material, in comparison
to a standard swabbing procedure, introducing artifacts in the data
collection (Figure ). Not only did all swabs pick up more mucus in the TUBE method compared
to the MODEL method but the flocked swabs also picked up more or the
same amount of mucus compared to the injection molded swabs in both
collection methods. This has also been shown in other studies, where
injection molded swabs pick up significantly less mucus with a more
efficient release than flocked swabs.[4,5]The MODEL
method incorporates porous silk sponges completely saturated
with PEO, similarly to how the human nasal cavity is saturated with
fluid.[29] The TUBE method, in comparison,
recreates a dipping procedure with a large excess of fluid. This contributes
to the large offset in uptake registered for the flocked swabs that
have a greater absorption capacity in comparison to solid head swabs.
This supports the importance in replicating the native architecture
and tissue saturation in the validation process.On the other
hand, a release quantification analysis needs to be
performed in order to obtain reliable and consistent molecular data
for the virus detection. This type of analysis has been done in the
past with different microorganisms, where contrived biological samples
were pipetted onto swabs, eluted in a buffer, and then processed for
RT-qPCR.[30] This method, however, does not
actually replicate the specimen collection and release process that,
again, are dependent on the swab pickup features as well as the anatomical
structure and geometry of the patient cavities. Our data, in fact,
showed that the injection molded NP swabs released more microparticles
compared to the standard swabs which can be attributed to their geometry
and structural properties. In fact, flocked swabs do not release as
many microparticles as the injection molded swabs due to their nylon
fibers, which are meant for maximum absorbance and high retention.
On the contrary, the hydrophobic plastic nature of the injection molded
swabs allows them to release most of the sample they collect[4] (Figure ). The 10 μm in diameter fluorescently labeled microparticles
are an accurate representation of viral nasal epithelial cells that
a swab might pick up during testing in the nasal cavity.[31] This supports the use of these particles for
release quantification of each swab.As a final test, we concluded
the validation of our model by performing
RT-qPCR. We initially tested the limit of detection of the model by
spiking the synthetic nasal mucus with 105, 106, and 107 copies/mL of heat inactivated SARS-CoV-2 virus.
In general, clinical studies typically compare Ct values to a control
since the viral load is unknown during the specimen collection and
diagnostic process. Our analysis demonstrated that when the model
is spiked with decreasing concentration of COVID-19 virus, the Ct
values were acceptable among all of the conditions except for 105 in 0.5% w/v (38 Ct); however, according to the World Health
Organization (WHO), a Ct value between 37 and 40 is at the acceptance
limit.[32] The same behavior was evident
also when the virus was spiked at 107 copies/mL in the
0.5% w/v PEO in which there was a difference of five cycles for injection-molded-NP
and four cycles for flocked-NP, compared to 3% w/v PEO, even if the
values are in the acceptance range (Ct ≤ 37). Those differences
must be caused by the lower viscosity of the mucus, which causes a
major dispersion of the virus in the sponge and, consequently, a lower
pickup or release by the swab (Figures and S1). Due to the greater
viscosity of the symptomatic mucus and drag experienced by the particles,
the movement of the viral material is severely limited compared to
a less viscous solution. This reduces the absorption of viral particles
into the porous silk sponge and allows the swab to pick up more PEO
and viral material.[33] In addition, injection
molded swabs confirmed comparable performance to flocked swabs for
higher viral loads, while they outperform flocked swabs in all symptomatic
conditions. This supports the importance of replicating the physical
properties of the native tissue in the validation process.We
demonstrated that physiologically relevant tissue models can
serve as powerful tools for medical device validation, significantly
reducing time and finances required for the preclinical stage. In
vitro testing eliminates the excess cost and time spent on adjusting
prototypes during clinical investigations. This model provides a more
effective and accurate way to validate swabs on the bench, as the
current swab preclinical validation method does not consider the physiological
architecture of the nasal cavity as well as mucus characteristics.
The physiologically accurate architecture, soft tissue properties,
and fluid viscosity should be taken into consideration for future
in vitro model design for medical device validation, which could potentially
go beyond swab validation. As validation techniques mimic the human
body more and more, major design refinements of medical device prototypes
could be streamlined in the preclinical phase.
Conclusion
A global
shortage of collection specimen swabs has been among the
several bottlenecks in COVID-19 testing, during the 2020 pandemic.
Several companies have created new injection molded swabs that can
be mass produced quickly and cost efficiently. To validate these swabs,
we have developed an in vitro tissue model of the
human nasal cavity. This model accurately mimics the architecture
and structure of the cavity and is lined with silk sponges to resemble
the nasal soft tissue. An artificial mucus was also developed from
PEO to replicate two different physiological conditions, asymptomatic
and symptomatic nasal fluid viscosities. This model was used to validate
a new injection molded swab and to provide comparable RT-qPCR results
to a standard flocked swab, showing the importance of replicating
physical and structural features of the native tissue as part of the
validation process. Not only does this model provide more reliable
results in comparison to standard dipping preclinical validation methods,
but the accessibility of fused deposition modeling printers and the
relatively low cost of PEO, silk, and ABS would provide a time- and
cost-effective tool for medical device validation.
Authors: Joshua K Tay; Gail B Cross; Louisa Sun; Alfred Chia; Jeremy Chee; Jerold Loh; Zhen Yu Lim; Nicholas Ngiam; Wen Pang Khang; Stephanie Yeap; Han Lee Goh; Chor Hiang Siow; Woei Shyang Loh; Kwok Seng Loh; Chun Kiat Lee; Benedict Yan; Vincent T K Chow; De Yun Wang; Freddy Boey; John E L Wong; David M Allen Journal: Infect Dis Ther Date: 2021-01-11
Authors: Vincent Fitzpatrick; Zaira Martín-Moldes; Anna Deck; Ruben Torres-Sanchez; Anne Valat; Dana Cairns; Chunmei Li; David L Kaplan Journal: Biomaterials Date: 2021-07-01 Impact factor: 15.304
Authors: Rose Lee; Katelyn E Zulauf; Cody J Callahan; Lauren Tamburello; Kenneth P Smith; Joe Previtera; Annie Cheng; Alex Green; Ahmed Abdul Azim; Amanda Yano; Nancy Doraiswami; James E Kirby; Ramy A Arnaout Journal: J Clin Microbiol Date: 2020-07-23 Impact factor: 5.948
Authors: Chiara E Ghezzi; Devon R Hartigan; Justin P Hardick; Rebecca Gore; Miryam Adelfio; Anyelo R Diaz; Pamela D McGuinness; Matthew L Robinson; Bryan O Buchholz; Yukari C Manabe Journal: Diagnostics (Basel) Date: 2022-01-15