Stephen G Urquhart1. 1. Department of Chemistry, University of Saskatchewan, Treaty Six Territory, 110 Science Place, Saskatoon, Saskatchewan S7N 5C9, Canada.
Abstract
X-ray spectroptychography is an emerging method for the chemical microanalysis of advanced nanomaterials such as catalysts and batteries. This method builds upon established synchrotron X-ray microscopy and spectromicroscopy techniques with added spatial resolution from ptychography, an algorithmic imaging technique. This minireview will introduce the technique of X-ray spectroptychography, where ptychography is performed with variable photon energy, and discuss recent results and prospects for this method.
X-ray spectroptychography is an emerging method for the chemical microanalysis of advanced nanomaterials such as catalysts and batteries. This method builds upon established synchrotron X-ray microscopy and spectromicroscopy techniques with added spatial resolution from ptychography, an algorithmic imaging technique. This minireview will introduce the technique of X-ray spectroptychography, where ptychography is performed with variable photon energy, and discuss recent results and prospects for this method.
This
minireview will focus on the status and promise of X-ray spectroptychography
for the characterization of nanomaterials. X-ray spectroptychography
is an enhancement of X-ray spectromicroscopy—the combination
of X-ray absorption spectroscopy and X-ray microscopy—using
ptychography for image acquisition. X-ray spectroptychography can
provide chemical microanalysis at higher spatial resolution than that
provided with conventional X-ray optics. This review will briefly
discuss X-ray spectromicroscopy and then its enhancement where ptychographic
imaging is combined with variable X-ray imaging to provide spectroptychography.
Key experimental results for energy, magnetic, and catalytic materials
are examined, and some prospects for future development are discussed.Over the past two decades, X-ray spectromicroscopy has rapidly
developed to become a powerful synchrotron-based chemical characterization
method.[1,2] X-ray spectromicroscopy combines the high
spatial resolution of X-ray microscopy[2] with the chemical sensitivity of X-ray absorption spectroscopy,
providing unique chemical and morphological information at the nano-
and microscales. X-ray spectromicroscopy has seen extensive application
in materials that have chemical heterogeneity on the micro- and nanoscale,
such as battery materials, fuel cell membranes, and catalysts. X-ray
spectroptychography—the subject of this review—is pushing
these studies to yet smaller spatial scales.The strength of
X-ray spectromicroscopy comes from the chemical
sensitivity of X-ray absorption spectroscopy, also known as X-ray
absorption near-edge structure (XANES) or near-edge X-ray absorption
fine structure (NEXAFS) spectroscopy. NEXAFS is sensitive to chemical
functionality in organic molecules, oxidation state and bonding, orientation,
and magnetic structure through X-ray absorption, linear dichroism,
and circular dichroism measurements.X-ray spectromicroscopy
saw early use in studies of polymer phase
segregation, where NEXAFS spectra could be acquired from small sample
volumes with significantly lower radiation damage than comparable
electron energy loss spectroscopy (EELS) measurements performed in
a transmission electron microscope (TEM).[3] Epitome X-ray spectromicroscopy applications are characterized by
research questions that require chemical information beyond elemental identity, such as chemical bonding, oxidation state, coordination,
orientation, or magnetic properties. In parallel with similar efforts
in electron microscopy, significant developments of in situ, operando,
and tomography experiments have accompanied the development of X-ray
spectromicroscopy and spectroptychography.As X-ray microscopy[2] and X-ray spectromicroscopy[1] are well reviewed elsewhere, this minireview
will focus on the technique and applications of X-ray spectroptychography. This minireview will involve studies at soft,
tender, and hard X-ray energies (approximately 50–20 000
eV) as a spectroscopic contrast mechanism (e.g., energy-selective
imaging or “image sequences”) or as a microspectroscopic
probe (e.g., spatially resolved spectra).X-ray spectromicroscopy
requires a high brightness and tunable
source of X-rays, which are focused to a small spot. Figure presents a schematic of a
scanning transmission X-ray microscope (STXM) that uses a zone plate
to focus the X-ray beam onto the sample. In the case of conventional
STXM, transmission is measured on a pixel-by-pixel basis with a serial
detector in place of the pixelated area detector shown in Figure . Data can be obtained
as spectra from focused spots, images at fixed photon energies, or
image sequences consisting of images acquired at a series of X-ray
energies. Tomographic measurements can also be performed.
Figure 1
Schematic of
a scanning transmission X-ray microscope. Adapted
with permission from ref (45). Sample is raster scanned through the focused X-ray beam.
In conventional STXM, transmission is measured by a serial detector
downstream of the sample. In ptychographic STXM, a diffraction pattern
is measured with a pixelated detector downstream of the sample, as
shown in the figure.
Schematic of
a scanning transmission X-ray microscope. Adapted
with permission from ref (45). Sample is raster scanned through the focused X-ray beam.
In conventional STXM, transmission is measured by a serial detector
downstream of the sample. In ptychographic STXM, a diffraction pattern
is measured with a pixelated detector downstream of the sample, as
shown in the figure.The spatial resolution
of conventional X-ray microscopes is limited
by the focusing properties of their X-ray optics. The spatial resolution
of zone plates depends on the ability to fabricate outer zones with
narrow widths and high aspect ratio zones required for diffractive
efficiency. The best X-ray optics technology can provide imaging with
spatial resolution down to 7 nm,[4] although
most STXM microscopes provide a spatial resolution of ∼35 nm.
Zone plates that offer a spatial resolution below 15 nm have an extremely
short working distance and have low efficiency, which makes them difficult
to use for spectromicroscopy. The spatial resolution with conventional
zone-plate optics remains about an order of magnitude from the diffraction
limit, and there is limited room for dramatic improvements in the
fabrication of zone-plate lenses. In contrast, ptychography can be
measured with a modest resolution zone plate that provides increased
working distance and efficiency.Ptychography can significantly
improve on the spatial resolution
of X-ray microscopy. A review of ptychography for a broad physics
audience was recently published,[5] adding
to several detailed reviews in the literature.[6,7] These
lensless imaging methods are based on the diffraction of coherent
radiation by a noncrystalline sample. A forerunner of ptychography
was coherent diffractive imaging (CDI), reported by Miao et al. in
1999.[8] In CDI, the image of an isolated
object is reconstructed from a diffraction pattern collected from
the object.[2,8] However, CDI requires uniform illumination
across an isolated object, which limits the general application of
this method. In contrast, ptychography uses a series of coherent far-field
diffraction patterns collected from overlapping regions of the sample
without the isolated sample requirement. A schematic of the ptychography
experiment in a STXM microscope is presented in Figure ; here, the pixelated area detector is used
to record the diffraction patterns. These diffraction data are iteratively
reconstructed using a phase-retrieval algorithm, which provides a
complex (e.g., amplitude and phase) function for the sample and the
probe.[5,6] Both absorption and phase can be used for
ptychography image contrast. Phase contrast is more significant at
hard X-ray energies. While both absorption and phase contrast are
significant at soft X-ray energies, absorption contrast is mostly
used.The use of overlapping sample regions provides a redundancy
that
eliminates the isolated object requirement of CDI and adds a constraint
that aids the reconstruction. These algorithms have been the subject
of an extensive review and discussion[5,6] and will not
be discussed in detail here.Ptychography is able to surpass
the limits of optical aberration
and numerical aperture imposed by traditional X-ray lenses as the
spatial resolution of ptychography is largely determined by the maximum
angular range of the X-ray diffraction collection. Other practical
considerations affecting the resolution of ptychography include the
quality of the diffraction patterns (partially a function of the sample)
as well as camera noise, dark level, and dynamic range. As ptychography
works by reconstructing the complex probe function, the technique
is not restricted to uniform beams but may benefit from structured
illumination.[5]Figure presents
a comparison of the spatial resolution from a zone-plate-based STXM
measurement and a ptychography measurement obtained from a test sample.
A substantial improvement in spatial resolution is observed with ptychographic
imaging, where the fine (30 nm) lines are clearly resolved. A spatial
resolution of 3 nm (half period) has been reported for soft X-ray
ptychography.[9,10] In addition to zone plates, ptychography
microscopes use pinholes, Kirkpatrick–Baez mirrors,[11] or refractive Laue lenses to illuminate the
sample with a well-defined coherent probe; these optics have an experimental
advantage of a constant focal length when the X-ray energy is changed
for spectroscopy.
Figure 2
Example of the spatial resolution of (a) conventional
STXM (CLS
ambient STXM, absorption) and (b) ptychography (phase) in a STXM microscope.
Data courtesy J. Wang (CLS). Jitter in the STXM images is attributed
to positioning error and vibrations, while dark areas in the ptychography
images are attributed to surface contamination which is easily visible
in phase images.
Example of the spatial resolution of (a) conventional
STXM (CLS
ambient STXM, absorption) and (b) ptychography (phase) in a STXM microscope.
Data courtesy J. Wang (CLS). Jitter in the STXM images is attributed
to positioning error and vibrations, while dark areas in the ptychography
images are attributed to surface contamination which is easily visible
in phase images.X-ray spectroptychography
is the ptychographic version of X-ray
spectromicroscopy. In a microscope with a conventional focusing lens,
X-ray spectromicroscopy data can be obtained as specially resolved
spectra (eV; fixed x, y) or as “image
sequences” where images are acquired at a series of energies
to obtain a three-dimensional data set (x, y, eV). As X-ray spectroptychography is based on ptychographic
reconstruction at multiple photon energies, the route to spectromicroscopy
is through image sequences (x, y, eV) acquired by ptychography image acquisition and processing at
a series of X-ray energies.X-ray spectroptychography provides
the full refractive index of
the sample, consisting of the absorption and phase spectra. The phase
and absorption spectra are connected via the Kramers–Kronig
relations.[12]Figure presents
an example of an X-ray spectroptychography data set from a sample
consisting of 30 nm Fe2O3 nanoparticles (US
Nanoparticle) recorded in the ambient STXM at the Canadian Light Source.
The amplitude (Figure a) and phase (Figure b) ptychography images were recorded at 710 eV. The Fe L3 optical density and phase spectra extracted from this sample are
presented in Figure c. The nanoparticles appear dark in the absorption image on account
of the strong absorption at this energy, while these nanoparticles
appear light on account of the negative phase. These nanoparticles
would be blurred by the spot size in a conventional STXM, and the
absorption and phase spectra show the complementary information that
is accessible by X-ray spectroptychography.
Figure 3
Spectroptychography of
30 nm diameter Fe2O3 nanoparticles. Amplitude
(a) and phase (b) ptychography images,
recorded at 710.0 eV. Image size is 2.1 × 2.1 μm. (c) Absorption
(optical density) and phase Fe L3 spectra obtained from
this sample. (Inset) Region from which the sample signal for amplitude
and phase (green region) was extracted. Amplitude signal from an open
area (red region) was used for the incidence flux in the calculation
of the sample optical density using Beer’s law, −ln(I/Io).
Spectroptychography of
30 nm diameter Fe2O3 nanoparticles. Amplitude
(a) and phase (b) ptychography images,
recorded at 710.0 eV. Image size is 2.1 × 2.1 μm. (c) Absorption
(optical density) and phase Fe L3 spectra obtained from
this sample. (Inset) Region from which the sample signal for amplitude
and phase (green region) was extracted. Amplitude signal from an open
area (red region) was used for the incidence flux in the calculation
of the sample optical density using Beer’s law, −ln(I/Io).
Applications
of X-ray Spectroptychography
Over the past decade, X-ray
spectroptychography has advanced past
test samples with small data sets to complex samples representing
realistic materials science questions. At the same time, the spatial
resolution of these studies has improved as instrumentation and algorithms
have improved.Initial studies on abstracted test samples, such
as PMMA/SiO2 spheres,[13] Au nanoparticles,[14] and Ag-coated Au nanoparticles,[15] are characterized by a small set of images (2–20)
collected at energies near the relevant core edge (O K[13] or Au L3[14,15] edges). These data provide for chemical differentiation of nanospheres
with different chemistries[13] as well as
differentiating the Au wall from the Ag core in coated nanoparticles.[15] X-ray spectroptychography was subsequently applied
to emerging questions in nanostructured energy materials such as batteries
and fuel cell cathodes, catalysts, and magnetic materials.
Magnetic Materials
The magnetic nanostructure of materials
can be examined by X-ray spectroptychography using X-ray magnetic
circular dichroism (XMCD), which is sensitive to the magnetic strength
and alignment of ferromagnetic phases. Tripathi et al.[16] and Donnelly et al.[17] examined Gd/Fe multilayer samples by XMCD spectroptychography. These
samples display out of plane magnetization, which can be probed by
XMCD in the normal incidence geometry of a STXM. Tripathi et al.[16] examined the striped domain pattern through
the hysteresis loop, while Donnelly et al.[17] demonstrated how absorption and phase contrast vary over the Gd
L3 edge. Figure presents the phase and absorption XMCD images of a FeGd film
obtained by taking the difference between ptychographic images recorded
with left and right circular polarized X-rays recorded over the Gd
L3 edge along with absorption and phase XMCD spectra obtained
from ptychography.[17] These data show that
the phase contrast appears at lower energy than the absorption contrast
on account of the nature of the Kramers–Kronig relations between
absorption and phase. Gräfe et al. used Fe L3-edge
XMCD contrast spectroptychography to examine antidot lattices, where
the improved spatial resolution of these ptychography experiments
enabled imaging of magnetic domains in a sample with strong topological
variation.[18]
Figure 4
(a) XMCD ptychographic
images (phase and absorption) of a FeGe
film, obtained by taking the difference between images recorded with
left and right circular polarization, at energies across the Gd L3 edge. (b) Absorption (AXMCD,
red circles) and phase (blue squares, φXMCD) spectra
extracted from these images compared to transmission spectra (black
line), reference XMCD absorption spectrum (red line), and XMCD phase
spectrum calculated with the Kramers–Kronig relation. Scale
bars represent 1 μm. Reprinted with permission from ref (17). Copyright 2016 American
Physical Society.
(a) XMCD ptychographic
images (phase and absorption) of a FeGe
film, obtained by taking the difference between images recorded with
left and right circular polarization, at energies across the Gd L3 edge. (b) Absorption (AXMCD,
red circles) and phase (blue squares, φXMCD) spectra
extracted from these images compared to transmission spectra (black
line), reference XMCD absorption spectrum (red line), and XMCD phase
spectrum calculated with the Kramers–Kronig relation. Scale
bars represent 1 μm. Reprinted with permission from ref (17). Copyright 2016 American
Physical Society.The Hitchcock group used
XMCD in X-ray spectromicroscopy and X-ray
spectroptychography to examine nanoscale magnetite single crystals
formed by magnetotactic bacteria. Spectroscopic imaging enables a
correlation of protein, polysaccharide, and lipid phases with the
location of magnetite single crystals, while XMCD contrast maps the
magnetization vector.[19,20] A pathway for the biomineralization
of magnetosomes was proposed following examination of precursor and
immature phases. As shown in Figure , this work also demonstrated how X-ray spectroptychography
can improve the quality of the NEXAFS spectra, particularly for small
and highly dense phases. As the ptychography algorithm reconstructs
the probe, artifacts due to the imperfect focus of conventional X-ray
optics can be avoided.[20] This fact could
improve the analytical application of NEXAFS microscopy.
Figure 5
Fe L3 NEXAFS spectra of magnetosomes (∼50 nm)
acquired with in convectional STXM with high (green) and lower (red
trace) resolution zone planes and by spectroptychography (blue trace).
Reprinted with permission from ref (20). Copyright 2016 AIP Publishing.
Fe L3 NEXAFS spectra of magnetosomes (∼50 nm)
acquired with in convectional STXM with high (green) and lower (red
trace) resolution zone planes and by spectroptychography (blue trace).
Reprinted with permission from ref (20). Copyright 2016 AIP Publishing.
Battery Materials
The challenge for research in battery
materials was described by Wolf et al. as the ‘hierarchy of
inhomogeneities’ with chemical and electrochemical differences
in the electrodes and separator that vary in space and time.[21] Conventional X-ray microscopy and spectromicroscopy
have been widely used for studies of battery materials, and X-ray
spectroptychography is able to provide chemical characterization of
these materials at even higher spatial resolution.[21]High spatial resolution oxidation state mapping of
specific metal ions during battery cycles is a common application
of spectromicroscopy and spectroptychography studies. Shapiro et al.
used iron L3-edge X-ray spectroptychography to map lithiation
and delithiation (LiFePO4/FePO4) through corresponding
changes in the iron 2p oxidation state.[9,22]Figure presents an example of chemical
mapping of these FePO4 and LiFePO4 phases in
a battery microplatelet, which compares results from conventional
and ptychographic spectromicroscopy.[22] The
improved spatial resolution of ptychography is evident in the comparison
of STXM (Figure a)
and ptychography (Figure b) optical density images and in the sharpness of chemical
maps (red, FePO4; green, LiFePO4) derived from
images recorded at energies that reflect the Fe2+ and Fe3+ oxidation states. This type of chemical mapping has been
extended to three dimensions with spectroptychotomography, which will be described in more detail below. Metal oxidation
state mapping has been performed at hard X-ray energies. Uematsu et
al. examined structural heterogeneities in LiNi0.5Mn1.5O4 (LNMO) battery
materials at the Ni and Mn K edges.[23] Fits
of the absorption spectra provide 2D maps of Mn and Ni density and
valence, and clustering methods were used to identify three different
structural groups within this material.
Figure 6
Spectromicroscopy of
a LiFePO4 microplatelet acquired
by conventional STXM (a, b) and ptychography
(c, d). Left images (a, c) are of the average optical density, while
right images (b, d) are chemical composition maps (red, FePO4; green, LiFePO4) based on spectromicroscopic data. Scale
bar is 1 μm. Reprinted with permission from ref (22). Copyright 2020 The authors,
some rights reserved; exclusive licensee AAAS. Distributed under a
CC BY-NC 4.0 license http://creativecommons.org/licenses/by-nc/4.0/.
Spectromicroscopy of
a LiFePO4 microplatelet acquired
by conventional STXM (a, b) and ptychography
(c, d). Left images (a, c) are of the average optical density, while
right images (b, d) are chemical composition maps (red, FePO4; green, LiFePO4) based on spectromicroscopic data. Scale
bar is 1 μm. Reprinted with permission from ref (22). Copyright 2020 The authors,
some rights reserved; exclusive licensee AAAS. Distributed under a
CC BY-NC 4.0 license http://creativecommons.org/licenses/by-nc/4.0/.Chemical mapping by spectroptychography
has been used to observe
the relationship between the mechanical and the chemical stability
of Li ion batteries and battery cycling. Yu et al. demonstrated that
the lattice mismatch between LiFePO4 and FePO4 crystals leads to fracturing of micrometer-scaled crystals, while
nanometer-scale crystals are stable to cycling.[24] Csernica et al. studied voltage degradation and oxygen
release at high states of delithiation in Li1.18–xNi0.21Mn0.53Co0.08O2−δ battery materials. They observed that bulk lattice oxygen was released
during extended cycling and related the nature of oxygen release to
the secondary structure of the electrode.[25]Other applications of spectroptychography include the elucidation
of minority phases and surface chemistry. Zhang et al. used data mining
of 10 million Co K-edge spectra from 100 cathode particles to find
minority phases in LiNiMnCo1–2xO2 electrode materials.[26] Sun et al. examined surface degradation of a
PH3-modified Li1.17Mn0.44Ni0.35Co0.04O battery cathode at multiple and statistically
correlated soft X-ray core edges (O and F K edges; Mn, Fe, and Ni
L edges). These results show the correlation between fluoride incorporation
into the Li-rich cathode lattice and Mn dissolution.[27] Wolfman et al. used X-ray spectroptychography at the O
K edge and the Co and Ni L edges to examine side reactions involving
surface reduction in LiNi0.8Co0.15Al0.05O2 battery materials,[28] revealing
heterogeneity in Ni oxidation and gradients within individual particles.
Catalyst Materials
Catalyst materials have been extensively
examined by X-ray spectromicroscopy and spectroptychography. Refinement
of these materials relies upon the chemical mapping of heterogeneous
materials at high spatial resolution with increasing relevance of
in situ and operando studies to resolve catalytic function and mechanism.Chemical mapping studies include a study by Wise et al. examining
the La and Fe distributions in a fluid catalytic cracking catalyst,
where Fe L-edge spectra differentiated Fe3+ poisoning from
the Fe2+ matrix of the catalyst.[29] Hirose et al. examined platinum-supported cerium–zirconium
oxide three-way catalyst particles using Ce L-edge chemical mapping
using a phase retrieval algorithm constrained by the Kramers–Kronig
relation between absorption and phase spectra.[30] Heterogeneity was observed within individual Ce2Zr2O particles, and different
oxygen storage behaviors were determined.Chemical mapping has
been extended to 3D with spectroptychotomography.
Hirose et al. examined cerium oxidation states and oxygen diffusion
in bulk Ce2Zr2O (x = 7–8) with the aid of unsupervised learning
and examined the relationship between morphology and reactivity, suggesting
oxidation pathways in the solid catalyst.[31] Yuan et al.[32] examined ZnO-coated alumina
aerogels prepared by atomic layer deposition to derive high-spatial
resolution ZnO chemical maps. Figure presents an example of the 3D chemical mapping of
Al2O3 and ZnO phases from a study by Yuan et
al, where the locations of ZnO and Al2O3 were
determined by ptychographic imaging at and below the Zn L3 and Al K edges, respectively.
Figure 7
Three-dimensional chemical maps of Al2O3 (blue)
and ZnO (red) signals from tomographic reconstruction of Al K-edge
and Zn L-edge ptychographic maps (on edge/pre-edge) obtained from
an atomic layer deposition-coated aerogel sample. Adapted with permission
from ref (32). Copyright
2021 The Authors. Published by American Chemical Society. Distributed
under a CC-BY-NC-ND license https://creativecommons.org/licenses/by-nc-nd/4.0/, with derivation provided with the permission of the corresponding
author, Adam Hitchcock.
Three-dimensional chemical maps of Al2O3 (blue)
and ZnO (red) signals from tomographic reconstruction of Al K-edge
and Zn L-edge ptychographic maps (on edge/pre-edge) obtained from
an atomic layer deposition-coated aerogel sample. Adapted with permission
from ref (32). Copyright
2021 The Authors. Published by American Chemical Society. Distributed
under a CC-BY-NC-ND license https://creativecommons.org/licenses/by-nc-nd/4.0/, with derivation provided with the permission of the corresponding
author, Adam Hitchcock.X-ray tomography and
ptychotomography have been used to examine
porosity in heterogeneous catalyst materials, including fluid catalytic
cracking catalysts.[33] The use of spectroscopic
information can provide additional elemental and chemical information.
For example, Ihli et al. used on-resonant Fe K-edge spectroptychotomography
measurements at a fixed energy (7123 eV) as a general probe of the
location of iron and correlate these maps to off-resonant measurements
which provide an electron density map. These results are used to colocalize
iron within zeolite domains of increased microporosity and to differentiate
iron impurities from the original catalyst from those introduced by
the feedstock.[33]Wu et al. examined
polymer electrolyte membrane fuel cell cathode
layers by X-ray spectroptychography and spectroptychotomography at
the F K-edge experiments (694 eV); the C K edge is inaccessible in
these measurements because of the limited camera sensitivity at lower
energies.[34] Spatial resolution is improved
with ptychography, but these hydrated polymers are very sensitive
to radiation damage. Cryogenic microscopy is expected to enable continued
study of radiation-sensitive materials such as these.
Other Aspects
of Spectroptychography
Spectroptychotomography
In the literature,
many ptychotomography
experiments are performed at hard X-ray energies that provide better
penetration through thicker samples. These studies rarely consider
spectroscopic information, often not documenting the X-ray energy
used for imaging. However, some ptychotomography experiments incorporate
some measure of spectroscopy for direct chemical information. Some
of these spectroptychotomography studies were described above for
battery and catalyst materials.[35] An advantage
of 3D mapping by spectro(ptycho)tomography is the ability to avoid
possible spurious correlations that can arise in 2D transmission
imaging. The challenge for these experiments is the need for very
large data sets as diffraction pattern data sets must be acquired
at multiple sample angles and multiple energies. This can extend the
acquisition time beyond reason and induce unacceptable radiation damage.
The use of a reduced set of energies (e.g., elemental mapping with
on/off edge imaging)[33,36] is common with chemical mapping
(discharged Fe2+ versus charged Fe3+ in LiFePO4 battery materials) possible in systems that can be examined
chemically with images at few (e.g., 2–3) energies.[35]Multienergy spectroptychotomography experiments
can provide detailed chemical mapping but are extremely time consuming
and restricted to radiation-resistant materials. Hirose et al. examined
oxygen diffusion in the bulk of Ce2Zr2O (x = 7–8) by spectroptychotomography
in an experiment that used 61 angles, 28 energies, and a 5 day acquisition
time.[31] These experiments and analyses
provided a 3D distribution of the Ce oxidation states, and data mining
revealed different chemistries with unique morphologies and reactivities,
suggesting oxidation pathways in the solid catalyst.Gao et
al. explored a “sparse” spectroptychotomography
experiment based on the simultaneous algebraic reconstruction technique
(SART). This reduces the number of projections required to achieve
a high-quality reconstruction.[37] In a V
K-edge study of a vanadium phosphorus oxide (VPO) catalyst, 68 projections
at 60 energies were used, rather than the 628 projections needed to
satisfy the Crowther sampling criteria. This approach reduced the
data acquisition time from 1 week to less than 20 h.[37] A similar reduction in the number of tilt angles is obtained
using a compressed sensing algorithm.[32]
Extended X-ray Absorption Fine Structure (EXAFS) Spectroptychography
Hirose et al. extended spectroptychography from NEXAFS imaging
to extended X-ray absorption fine structure (EXAFS).[11] EXAFS spectroscopy requires a wide range of photon energies
to provide an interferogram that can be Fourier transformed to provide
a radial distribution function; in this case, 139 energies were acquired
at and above the Mn K edge in a MnO particle material. Bond lengths
for the first Mn–O coordination shell and the second Mn–Mn
coordination shell were found. These experiments are time consuming
and require exceptional stability to perform, in this case, using
a KB mirror focusing system that has a fixed focal length.
In Situ
and Operando Spectroptychography
The ability
to examine samples in varied and realistic conditions using in situ
and operando imaging modes has grown rapidly in X-ray spectromicroscopy
but with limited adoption in spectroptychography to date. The use
of in situ and operando X-ray spectromicroscopy is extensive and deserving
of its own review;[38] only an overview will
be provided here. Experiments that control the sample temperature,
gas flow, humidity, solution chemistry, magnetization, applied strain,
applied voltage/current,[26] etc., are broadly
reported with applications of working catalysts, batteries, and electrochemical
deposition. These experiments are relevant for the study of short-lived
intermediate species, which may not be present in samples prepared
ex situ.[26]Only a few applications
of in situ and operando spectroptychography have emerged to date.[39] In situ spectroptychography was examined at
the Co L3 edge (16 energies) for a working electrode of
a Mn–Co/polypyrrole nanocomposite that had been subjected to
100 electrodeposition cycles. In these examples, the sample is stable
over the time scale of the spectroscopic scans.A general challenge
of in situ experiments is the dwell times required
for ptychography measurements, further compounded by the need for
multiple energies for spectroscopic sensitivity. There are advantages
of ptychography for in situ measurements soft X-ray energies as a
longer focal length lens could be used to accommodate the larger working
distance required for in situ sample cells. Multislice reconstruction
methods will also allow the examination of sample cells that are thicker
than the depth of field.[40]Spectroscopic
experiments that study fast dynamics will be limited
to phenomena that can be examined at a single resonant energy as changes
to the photon energy are comparatively slow compared to sample scanning.
Lo et al. proposed a general method to study dynamic processes by
CDI, where the sample geometry is divided into static and dynamic
regions. When the static region is used as a time-invariant constraint
on the reconstruction, the speed and robustness of the reconstruction
is improved, with 10 nm spatial resolution and 10 ms temporal resolution
predicted; furthermore, this approach can be extended to ptychography.[41]
X-ray Linear Dichroism Spectroptychography
Linear dichroism
in NEXAFS spectroscopy is sensitive to molecular orientation. This
sensitivity arises from the polarization dependence of NEXAFS transitions,
where the intensity scales as the dot product of the X-ray linear
polarization vector, E, and the transition dipole moment for a NEXAFS
transition. Linear dichroism has been broadly used in X-ray spectromicroscopy
to study oriented polymers, nanorods, and biominerals.[1] Several applications of X-ray linear dichroism spectroptychography
have emerged. As an example, Gao et al. examined the linear dichroism
of a vanadium pentoxide (α-V2O5) crystal
by spectroptychography at the V K edge, at orthogonal polarization
states, and obtained absorption and phase maps of polycrystalline
α-V2O5.[42]
Future Challenges for Spectroptychography
X-ray ptychography
and spectroptychography are rapidly expanding
as synchrotron techniques as instrumentation, optics, theory, and
algorithms are developed and implemented. Several of the challenges
and opportunities relevant to spectroptychography are identified below.
Making
Sense of Phase Images and Phase Spectroscopy
Phase images
and spectra of materials have a complex structure that
is not easy to rationalize. While these phase data are mathematically
related to absorption data through the Kramers–Kronig relations,
these data remain curious. Phase spectra could reveal additional information
from samples or reveal the same information in different ways. As
phase spectra show a large negative phase shift before the onset of
the lowest energy transitions in a NEXAFS absorption spectra, phase
images could be used in a limited manner for chemical imaging of samples
with reduced radiation damage.
Lower Photon Energies and
Radiation Damage
Spectroptychography
at lower photon energies (carbon K, 285 eV; Li K, 55 eV) is relevant
for a wide range of materials such as organic electronic materials
and lithium-ion batteries. A challenge for these lower energy measurements
is the reduced sensitivity of X-ray cameras at these lower photon
energies. While this minireview was under review, Mille et al. presented
the first C K-edge ptychography study using an uncoated CMOS X-ray
camera.[43] Radiation damage is a manageable
consideration for conventional spectromicroscopy of organic materials
but may no longer be so with the longer dwell times typically required
for ptychography measurements.Higher spatial resolution measurements
will also require a greater dose for consistent signal to noise. Cryogenic
imaging can assist by limiting mass loss with X-ray exposure. However,
care will be needed when interpreting these spectra as differences
in thermally populated molecular motion can alter these spectra. Faster
cameras will also help. Methods to reduce the amount of data necessary,
such as careful selection of photon energies examined, and the development
of sparse sampling and reconstruction algorithms[32] will also help.
Correlative Imaging
Correlative
imaging experiments
require careful design, planning, and execution to permit the examination
of a sample region by more than one microscopy technique. The recent
work of Hughes et al. is an excellent example of the potential of
such experiments, where 4D-STEM (e.g., ptychography with a coherent
electron beam in an electron microscopy, ideal for high spatial resolution
imaging of light elements) is combined with Fe L-edge spectroptychography.[44]Figure shows the examination of an individual LiFePO4 platelet, where lattice parameters obtained from 4D-STEM are correlated
on a pixel-by-pixel basis with the percent lithiation, obtained from
spectroptychography. These results show that, on average, Vegard’s
law applies and shows that the structure and chemistry are related.[44] Other examples include the correlation of X-ray
fluorescence imaging with ptychotomography, which allows one to study
the distribution of metals within biological cells.[2]
Figure 8
Images from a single LiFePO4 microplatelet obtained from 4D-STEM and Fe L-edge spectroptychography
measurements, illustrating the relationship between percent lithiation
(center; from spectroptychography), a-lattice parameter (right; from
4D-STEM), and deviation from Vegard’s law (left, from a pixel-by-pixel
correlation of 4D-STEM and spectroptychography data). Reprinted with
permission ref (44). Copyright 2021 distributed under a CC BY-NC 4.0 license http://creativecommons.org/licenses/by-nc/4.0/.
Images from a single LiFePO4 microplatelet obtained from 4D-STEM and Fe L-edge spectroptychography
measurements, illustrating the relationship between percent lithiation
(center; from spectroptychography), a-lattice parameter (right; from
4D-STEM), and deviation from Vegard’s law (left, from a pixel-by-pixel
correlation of 4D-STEM and spectroptychography data). Reprinted with
permission ref (44). Copyright 2021 distributed under a CC BY-NC 4.0 license http://creativecommons.org/licenses/by-nc/4.0/.
Advanced Data Analysis
This minireview has identified
several implementations of machine learning, unsupervised learning,[31] and cluster analysis[23,27] and other statistical methods for the analysis of complex ptychographic
data sets. The size of data sets has been reduced through the common
sense of experimentalists (e.g., selection of limited energies based
on knowledge of the spectroscopy), but this will be further reduced
through sparse experimental methods, particularly for tomographic
measurements.[32,37] The development of this field
will benefit from the translation of advanced reconstruction and statistical
analysis methods from literature examples to everyday, experimentally
accessible tools.
Conclusions
X-ray spectroptychography
has developed rapidly over the past decade
and has emerged as a “default” experimental mode at
many synchrotron microscopy beamlines along with reconstruction codes.
This method can perform chemical microanalysis of nanomaterials at
relevant spatial scales and sensitivity with specific examples shown
for batteries, catalysts, and magnetic materials. The extension to
3D chemical mapping is shown through spectroptychotomography, where
the extended data acquisition time is a challenge for these measurements.
I expect the potential for in situ measurements to be revealed over
the next few years.
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