Tong Wang1,2,3, Peter Berrill2,4, Julie Beth Zimmerman1,4, Narasimha D Rao3,4, Jihoon Min3, Edgar G Hertwich5. 1. Department of Chemical and Environmental Engineering, Yale University, New Haven, Connecticut 06520, United States. 2. Center for Industrial Ecology, Yale University, New Haven, Connecticut 06520, United States. 3. International Institute for Applied Systems Analysis (IIASA), Schlossplatz 1, A-2361 Laxenburg, Austria. 4. Yale School of the Environment, Yale University, New Haven, Connecticut 06520, United States. 5. Industrial Ecology Programme, Department of Energy and Process Engineering, Norwegian University of Science and Technology (NTNU), 7495 Trondheim, Norway.
Abstract
Material efficiency (ME) can support rapid climate change mitigation and circular economy. Here, we comprehensively assess the circularity of ME strategies for copper use in the U.S. housing services (including residential buildings and major household appliances) by integrating use-phase material and energy demand. Although the ME strategies of more intensive floor space use and extended lifetime of appliances and buildings reduce the primary copper demand, employing these strategies increases the commonly neglected use-phase share of total copper requirements during the century from 23-28 to 22-42%. Use-phase copper requirements for home improvements have remained larger than the demand gap (copper demand minus scrap availability) for much of the century, limiting copper circularity in the U.S. housing services. Further, use-phase energy consumption can negate the benefits of ME strategies. For instance, the lifetime extension of lower-efficiency refrigerators increases the copper use and net environmental impact by increased electricity use despite reductions from less production. This suggests a need for more attention to the use phase when assessing circularity, especially for products that are material and energy intensive during use. To avoid burden shifting, policymakers should consider the entire life cycle of products supporting services when pursuing circular economy goals.
Material efficiency (ME) can support rapid climate change mitigation and circular economy. Here, we comprehensively assess the circularity of ME strategies for copper use in the U.S. housing services (including residential buildings and major household appliances) by integrating use-phase material and energy demand. Although the ME strategies of more intensive floor space use and extended lifetime of appliances and buildings reduce the primary copper demand, employing these strategies increases the commonly neglected use-phase share of total copper requirements during the century from 23-28 to 22-42%. Use-phase copper requirements for home improvements have remained larger than the demand gap (copper demand minus scrap availability) for much of the century, limiting copper circularity in the U.S. housing services. Further, use-phase energy consumption can negate the benefits of ME strategies. For instance, the lifetime extension of lower-efficiency refrigerators increases the copper use and net environmental impact by increased electricity use despite reductions from less production. This suggests a need for more attention to the use phase when assessing circularity, especially for products that are material and energy intensive during use. To avoid burden shifting, policymakers should consider the entire life cycle of products supporting services when pursuing circular economy goals.
Entities:
Keywords:
compromised environmental benefit; copper circularity; home renovation and improvement; housing service; material efficiency strategies; use-phase material and energy demand
Material efficiency (ME), “providing material services with
less material production and processing” following the definition
by Allwood et al.,[1,2] is an indispensable part of the
rapid actions required to meet climate mitigation goals.[3−5] It includes strategies like extending the lifetime of in-use products,
more intensive product use, light-weighting, and material substitution.[1,2] Circular economy (CE), an overlapping concept that aims at decoupling
economic growth from material use, is attracting growing research
interest and policy action globally.[6−14] Material-use estimation from a service perspective allows for the
assessment of demand-side ME strategies,[15−20] and thus can aid in informing CE policies in terms of less primary
material extraction and the system’s environmental impact.
Although researchers increasingly urge for comprehensive circularity
assessments to better inform options for resource management and sustainability,[9,11,13] CE indicators for use-phase material
use and environmental impacts are noticeably lacking.[21] Products’ use phase influences the effectiveness
of ME strategies, especially for products that require material or
energy inputs to function.[22−24]Copper offers superior
electrical and thermal conductivity,[25] and
is an increasingly demanded material as
a result of its massive use in buildings and rapidly growing use in
clean energy and transportation.[26−30] Meanwhile, copper has high vulnerability to supply
restriction at the national level,[31,32] and copper
ore grade is declining.[33,34] Primary copper production
is energy intensive and has high environmental impacts, especially
in human toxicity.[35] Therefore, reducing
the primary copper demand without compromising human welfare is of
great interest. Currently, copper is used on average 1.9–2.1
times and for 47–60 years before final disposal.[14,36] Increased recycling, regardless of the copper demand change by other
ME strategies, is emphasized to alleviate environmental impacts while
fulfilling societal services.[26,27] The 10-year average
copper recycling input rate (RIR, portion of the metal produced from
scrap) globally is at 32%[25] (varying from
20 to 50% across different geographical boundaries[25,37−40]) due to the limited end-of-life recycling rate (EoL-RR, percentage
of a metal in discards that is actually recycled), increasing demand,
and long lifetime of copper-containing products.[25,37,40−42]Buildings account
for around 50% of the current copper in-use stock[27,40] and 28% of the 2019 copper use globally.[25] Shelters and conditions for decent living require durable buildings[43] and other major household appliances like air
conditioners. The current research on material use in buildings often
considers major structural components like roofs and external walls
or other massively used materials like steel and concrete, while copper
is often grouped together with other materials or considered partially.[20,44−46] In the research from the copper perspective, the
building and construction sector is commonly analyzed in detail as
an independent and crucial category requiring copper, but the number
of studies integrating/differentiating home improvement[47] (all activities maintaining the function of
in-use residential building stock, such as renovations and repair)
are limited regardless of the research’s geographic boundary
(e.g., globally or across regions like U.S., Europe, or China).[27,40,48,49] Home improvement requires a distinct copper demand intensity and
use patterns among building archetypes compared with new construction.
In the future, home improvement will be increasingly important in
that it could account for a higher share of the copper demand as residential
buildings are aging and climate-based retrofitting is increasing.[50] Therefore, it is crucial to understand the role
of renovations and upgrades when investigating the future opportunities
for copper recycling in the largest reservoir (building sector)[27,40,48] of copper scrap to sustain long-term
supply, which is still unknown.It is noteworthy that trade-offs
exist between material and energy
efficiency (EE).[51] For example, building
retrofits can reduce operational phase greenhouse gas emissions but
increase embodied emissions from material use.[46,52,53] There is a small but growing literature
on such trade-offs for household appliances and electronics.[22,23,54] According to Boldoczki et al.,[23] extending the lifetime of washing machines by
87% reuse in Germany reduces new production but only leads to 9% average
impact reduction across various impact categories, including water
consumption and land use, due to higher operational impacts. Reuse
is more favored for appliances or electronics that are environmentally
intensive in the production phase.[22,23,54] In general, whether a ME strategy is preferred needs
case-specific analysis.[22,23,54,55] Some ME measures, such as more
intensive use (e.g., reduced residential floor area per person), may
face fewer trade-offs or offer synergies with other environmental
dimensions.[51] On the basis of previous
studies, similar trade-offs between material efficiency and use-phase
energy consumption can also be expected for copper ME strategies.There are large uncertainties in the estimates of material use
and associated environmental impact due to inconsistent material intensity
(per unit material use) coefficients and wide ranges of lifetime.[56−59] Material intensity has been estimated by calculating the ratio of
economy-wide material consumption to gross domestic product,[60] by referring to construction documents and on-site
investigation,[61] or by intensive literature
review.[59,62] The literature does not explicitly distinguish
between material content (material actually embedded in products)
and total material requirement (including all upstream demand), which
might lead to underestimation of the total material demand and associated
environmental impact. In the case of copper intensity (CI), total
copper requirement (TCR) is the total demand of copper, including
all of the upstream copper requirement for refined copper or copper
semis materials; copper content (CC) is the copper embedded in products,
which is useful in terms of calculating the current copper in-use
stock and EoL scrap generation potential. About 11 and 16% of the
copper used in the production of residential buildings (TCR) is not
embedded in the buildings (as CC in products) due to losses during
the initial-stage and final-stage manufacturing, respectively.[63] Most new copper scraps collected from the manufacturing
process are directly remelted.[64] As for
lifetime uncertainty, the literature estimates of the average U.S.
residential building lifespan ranges from 61[57] to 130[58] years, and lifetime distributions
are described by Weibull, Lognormal, or γ distributions.[57,58] These losses and the uncertainty from the not fully understood lifetime
distributions have not yet been well considered in copper recycling
studies.We hereby present a comprehensive framework to capture
the flow
of copper in the construction, maintenance, and end-of-life of residential
buildings and to assess options to reduce primary copper use considering
copper intensity and product lifetime uncertainty. In this paper,
housing service was defined as the service provided together by residential
buildings and major household appliances. It is noteworthy that this
paper is an exploration of the potential of possible material efficiency
strategies in reducing primary material use and influencing environmental
impact under different future scenarios, rather than a prediction.
We focused on the U.S. for a detailed analysis, and tested the framework
by answering the following two questions:What is the potential of ME strategies
to reduce the future primary copper demand and improve copper circularity
to fulfill housing services in the U.S. considering uncertainties
in copper intensity and lifetime distribution? Both capital formation
of new buildings and appliances, and the maintenance of in-use stock
in the form of home improvement are included. The modeling time period
is 2015–2100.Using lifetime extension of refrigerators
as an example, to what extent could the operational energy use of
in-use stock for housing service influence the copper demand reduction
and environmental benefit? Greenhouse gas (GHG) emission is used as
the environmental indicator in this analysis and other indicators
could be similarly adopted.
Methods
The overall framework to model copper circularity
from the housing
service perspective is shown in Figure . We used cutting-edge industrial ecology tools to
address the following three parts in this framework sequentially:
calculating housing service and required in-use stock of products,
including three types of residential buildings—single-family
(SFH), multifamily (MFH), and other residential structures, and major
appliances (Section ); assessing copper circularity for capital formation and maintenance
under different ME strategies (Section ); and identifying trade-offs in ME strategies
due to operational energy use for in-use stock (Section ).
Figure 1
Overall framework of
the methodology. The numbers on the figure
are the corresponding method sections. TCR, total copper requirement;
CC, copper content.
Overall framework of
the methodology. The numbers on the figure
are the corresponding method sections. TCR, total copper requirement;
CC, copper content.
Housing
Service and Required Product Stocks
In-use stock of residential
floor space was estimated based on
future population, floor area per capita, and the market share of
different building archetypes distinguished in the Resource Efficiency
and Climate Change (RECC) framework.[4,20,65,66] Following a what-if
logic,[67] the RECC framework defined parameters
(e.g., service level, building archetypes) for 20 world regions subject
to three storylines (low energy demand (LED),[68] shared socioeconomic pathways SSP1 and SSP2[65]) and region-specific historical trends by identifying the existing
scenario values in the literature, time-series regression analysis,
or an expert consensus approach. We adopted the parameters of the
U.S. for two scenarios, SSP2 and LED, from the RECC project. Appliance
demand per floor space was estimated based on the 2015 Residential
Energy Consumption Survey (RECS).[69] See S-1 for details.
Copper
Circularity for Capital Formation and
Maintenance
Both capital formation (new residential buildings
and major appliances) and maintenance (as home improvement) for housing
services were considered in this paper. We identified the TCR and
CC of the products and services supporting housing. Uncertainty relating
to both copper intensity (Section ) and products’ lifetime distributions
(Section )
were considered and incorporated into our model. A stock-driven dynamic
material flow analysis[19] (dMFA, in Section ) was implemented
to assess the in-use stock of products supporting housing services
and then the inflows and outflows of products, and to further calculate
the copper requirements based on product copper intensity. Copper
scrap sources from end-of-life (EoL) products, manufacturing scrap
(MS), and maintenance replacement (MR) were identified. The potential
maximum recycling input rate (RIR)—the proportion of metal
that can be produced from both production waste and postconsumer old
scrap, the minimum amount of primary copper required, and possible
surplus scrap under various scenarios—were assessed (Section ).
Copper Intensity (CI)
We differentiated
two types of CI: TCR and CC. In this paper, the CI for new home construction
and annual home improvement (in g/m2) were considered separately
for single-family (SFH), multifamily (MFH), and other residential
structures. Generally, TCR and CC were estimated per floor area by
combining the copper use per monetary value, cost per building or
the whole U.S. economy, and floor area. Copper use per monetary value
was obtained by applying the waste input–output material flow
analysis (WIO-MFA) method[70−72] to the 2012 U.S. IO table[73,74] based on Wang et al.[63] Residential building
prices (2019), consumer price indices of relevant economic sectors
(2012 and 2019), home improvement costs (2019), mean floor area per
housing unit (2019), and total housing unit (2019) were identified
from the American Housing Survey[47] and
Bureau of Economic Analysis (BEA).[75] CI
results were compared with values in the literature[28,59,76] from various years and across regions. The
CI for home improvement includes copper use in major improvement areas
like replacement of built-in heating equipment and electrical wiring,
and in routine maintenance like fixing light switches. Home improvement
activity happens across all ages of residential building stocks, and
there is no clear correlation shown between building ages and the
house improvement cost.[47] CI was kept constant
for future years in the base-case scenario. A more detailed illustration
is shown in S-3.For household appliances
supporting housing services, per unit TCR (in g/unit product) was
calculated using ecoinvent database version 3.6,[77] and CC (in g/unit product) was mainly obtained from the
literature.[28,78] The uncertainty of all CI values
was assessed by setting the lower and higher values as 50 and 200%
of the base-case average values, respectively. See S-3 for details.
Lifetime Distribution
As the average
U.S. residential building lifespan ranges from 61 to 130 years in
the literature,[57,58] we adopted the average lifetime
of 100 years in the base-case scenario. Weibull distribution with
a shape parameter of 2.63 as suggested by Ianchenko et al.[58] was adopted in the base-case scenario. The uncertainty
of ±40% of the average lifetime of residential buildings was
assessed by keeping the same shape parameter and changing the scale
parameter accordingly. γ and Lognormal distributions were also
assessed. The appliances’ lifetime distributions were adopted
from Wang et al.[79] Lifetime distribution
parameters are shown in Table S1. An uncertainty
of ±20% of the average lifetime of appliances was assessed.
Dynamic Material Flow Analysis
Following
the stock-driven dynamic material flow analysis procedure,[19] the annual demand for residential buildings
and associated products supporting housing services was estimated.[17,57,80,81] The age structure (i.e., distribution of the product stock by the
year of construction or purchase) of the products supporting housing
services in 2015 was used as the start point of the dMFA model. By
combining with the lifetime distribution, cohorts of products supporting
housing services in future years were estimated. The 2015 age files
of residential buildings that track the in-use stock by age cohorts
were adopted from the RECC framework.[17,65,80−82] The 2015 age files of appliances
and average number of appliances per floor space were estimated from
RECS.[69] Annual inflows were calculated
as the sum of annual in-use stock increase and annual outflow. Copper
requirements and scrap generation were obtained by combining the results
of the products with the CI. Copper scrap sources were differentiated
among EoL products, manufacturing scrap (MS), and maintenance replacement
(MR). The copper scrap from MR each year was assumed to be equal to
the copper content in annual home improvement. See detailed equations
and illustrations in S-4.
Potential Recycling Input Rate (RIR) and
Demand Gaps/Scrap Surplus
Two material flow indicators are
used to assess the circularity: potential RIR and demand gap/surplus.
If the total scrap was more than the copper demand, surplus scrap
was accumulated to later years to meet the future copper demand. The
copper demand gap (also referred to as the copper circularity gap)
is the absolute copper difference between the total demand and the
total scrap available. According to the literature, the overall potentially
recyclable rate of copper is around 95%, and for cooling equipment
and electronics, copper can be 100% recyclable.[83] In this paper, the potential maximum RIR was estimated
as the ratio of the total copper scrap available to the total copper
demand, which can be approached only if the efficiency in collection,
separation, and other processing stages is largely improved. See S-5 for more detail.
Trade-Off between Material Use and Operational
Energy Use
The reduction of copper use by extending the lifetime
of energy-using products can lead to a higher operational energy use
when the new product has a higher efficiency than the one it is replacing,
because of either technological improvements over time or wear-and-tear
in existing products.[22,23,51,54] Supplying this additional energy will require
copper, and cause emissions. In this section, we used the example
of refrigerators to examine the trade-offs in copper demand and environmental
impact from product lifetime extension.The EE of the in-use
stock of refrigerators was estimated by combining the inflows and
outflows of the refrigerators in this study and market EE by cohort
using the information from the U.S. Energy Information Administration
(EIA).[84] Due to data availability, weighted
averages of the maximum annual energy use were estimated for refrigerator
sales in all years. To model the uncertainty from EE market shares,
we compared three situations: (a) EE no improvement—the weighted
average of the EE of refrigerator sales does not change after 2012;
(b) EE conservative improvement—the weighted average of the
EE of refrigerator sales improves (annual electricity consumption
declines) to 397 kWh/yr (the energy star standard in 2014[84]) by 2100; (c) EE ambitious improvement—the
weighted average of the EE of refrigerator sales improves (annual
electricity consumption declines) exponentially to 47 kWh/yr by 2100.
See S-6 for detailed illustration.The copper saving and reduced environmental impact due to lifetime
extension were compared with the additional copper demand and environmental
impact due to more electricity use; the net effect was then shown.
The copper demand and GHG emission per unit of refrigerator and per
kWh of low-voltage electricity generation were assessed by life cycle
assessment (LCA) using ecoinvent 3.6.[77] To assess the impact of CI increase in electricity generation in
an anticipated future with higher shares of renewable electricity,[29,85−87] two situations were compared: (a) Electricity TCR
no change—TCR per kWh of electricity keeps constant through
the century; (b) Electricity TCR increase—TCR per kWh of electricity
increases linearly from 0.234 g/kWh in 2015 to 0.640 g/kWh in 2100.
To assess the impact of GHG emission intensity decline on electricity
generation in a renewable future, two situations were compared: (a)
Electricity GHG no change—GHG emission per kWh of electricity
keeps constant through the century; (b) Electricity GHG decline—GHG
emission per kWh of electricity declines rapidly to 0 by 2100. See S-6 for details.
Scenarios
Four scenarios were assessed
and compared, including the base case and three ME strategies.Base-case scenario:
service level
(floor area per capita) and archetypes shares follow the SSP2 storyline
as interpreted in RECC; lifetime distributions are base-case values.Scenario 1: Strategy 1—lifetime
extension after 2020 (LT2020). The average lifetime of residential
buildings and appliances after 2020 is doubled (for residential buildings,
the average lifetime is extended from 100 years to 200 years, which
also reduces the number of buildings that are replaced in the modeling
period). Other parameters are the same as for the base case.Scenario 2: Strategy 2—service
level stable after 2020 (SL2020). Other parameters are the same as
for the base case.Scenario 3: Strategy 3—service
level and archetypes shares follow the LED storyline as interpreted
in RECC (SL_LED), where the utilization intensity of housing space
increases from 67 m2/capita in 2015 to 38 m2/capita by 2060. Other parameters are the same as for the base case.
Results
Combining
cutting-edge industrial ecology tools and various data
sources, copper circularity from a housing service perspective, including
copper demand and electricity use to maintain the function of in-use
products, was assessed. Here, we present the results under various
ME strategies considering both lifetime distribution and CI uncertainty.
The results of in-use stock of products, annual demand for new products,
and annual EoL products providing housing services are shown in Figures S2–S4.
Copper
Use for Housing Services
Figure a,b shows the values
of CI of buildings and appliances. The estimated CI results for a
new home construction using the WIO-MFA method are within the range
of values for general residential structures in literature from different
years and various regions ranging from 6.2 to 1281.3 g/m2 (CI values larger than 3000 g/m2 are excluded in Figure a).[28,59,76] Yearly TCR values per floor area
of the existing stock for home improvement were estimated to be 6.7,
1.0, and 4.5 g/(m2·year) for SFH, MFH, and other residential
structures, respectively; similarly, CC values were 5.0, 0.7, and
3.3 g/m2, respectively. The remarkable home improvement
CI differences between SFH and MFH are mainly induced by their different
copper uses per monetary value and total costs. MFH has the largest
CI in new home construction, but the least CI for yearly home improvement,
demonstrating the necessity to consider the difference of annual maintenance
copper demand among various in-use stock archetypes. For most appliances,
TCR is larger than CC, which is reasonable as TCR includes all of
the upstream copper requirements. The CI for built-in heating and
cooling equipment is significantly higher than for other household
appliances due to more use of copper as thermal/electrical conductors.
Figure 2
Copper
use for housing services in the U.S. under the base-case
scenario. (a) Copper intensity (CI) including both total copper requirement
(TCR) and copper content (CC) for new home construction and yearly
home improvement of existing stock. (b) CI for household appliances.
(c) Annual copper demand for products supporting housing services
in the U.S. (d) Total in-use Cu stock for housing services in the
U.S. (App. means appliances). The items of (a) and (b) on the y axis are ranked by the median value of their data set,
including TCR and CC. SFH means single-family residential building;
MFH means multifamily residential building, Other means other residential
structures, HE represents heating equipment, AC represents air conditioner,
CFL represents compact fluorescent lamp, B_Impro_ means home improvement,
B_ means building category, and A_ means appliance category.
Copper
use for housing services in the U.S. under the base-case
scenario. (a) Copper intensity (CI) including both total copper requirement
(TCR) and copper content (CC) for new home construction and yearly
home improvement of existing stock. (b) CI for household appliances.
(c) Annual copper demand for products supporting housing services
in the U.S. (d) Total in-use Cu stock for housing services in the
U.S. (App. means appliances). The items of (a) and (b) on the y axis are ranked by the median value of their data set,
including TCR and CC. SFH means single-family residential building;
MFH means multifamily residential building, Other means other residential
structures, HE represents heating equipment, AC represents air conditioner,
CFL represents compact fluorescent lamp, B_Impro_ means home improvement,
B_ means building category, and A_ means appliance category.Figure c,d shows
the detailed annual demand and in-use stock of copper for housing
services under the base-case scenario. For copper in-use stock, both
buildings and appliances show increasing values while MFH buildings
account for the most growth. The growth trend of copper demand for
products, especially for MFH, is curbed remarkably around 2055 (Figure c), mainly due to
the flattening of service level and stabilization of the archetype
share of MFH from the middle of the century (Figure S2 and S3). Appliances account for about half of the annual
demand, with televisions, individual air conditioners, washing machines,
and refrigerators being the most significant copper-demanding appliances.
As shown in Figure c, the copper demand to maintain in-use residential building stock
in the form of yearly home improvement is comparable to the total
annual new construction demand (including SFH, MFH, and other). Home
improvement accounts for 42–61% of the total requirements for
residential buildings and 23–28% for the whole housing services,
including both residential buildings and major appliances, with growing
proportions toward the middle of the century and staying relatively
stable afterward, indicating the necessity of considering home improvement
such as maintenance and repair when assessing the circularity.
Copper Demand and Scrap Generation under Scenarios
with Uncertainty
The amount of copper in scrapped appliances
is close to the demand for copper in new appliances (Figure a,b). Scrap from buildings
can today cover two-thirds of the copper needed for new construction
and repairs, and the demand gap for buildings is shrinking. All three
ME strategies are effective in flattening/decreasing the annual copper
demand for housing services, although there are large uncertainties
arising from lifetime distributions and in particular CI for both
buildings and appliances. It is noteworthy that, under the LT2020
strategy, scrap generation from the newly built buildings after 2020
slows down during the modeling period (by 2100), as well as the annual
demand of buildings compared with the base case, keeping the in-use
stock at the same level. Strategy 3, SL_LED, where service level follows
the Low Energy Demand scenario, performs best in reducing the annual
demand, where scrap generation in buildings even surpasses the demand
in the middle of the century as residential building in-use stock
decreases in the first decades (Figure S2). Home improvement makes 23–28, 23–42, 23–30,
and 22–41% of the annual copper demand for base-case, LT2020,
SL2020, and SL_LED scenarios, respectively. According to Figure c, total scrap generation
is overall stable and decreasing for Strategies 1 and 3 (Figure c(ii,iv)), respectively.
Although EoL scrap and manufacturing loss together contribute the
most to the total scrap, home improvement replacement accounts for
a considerable proportion, especially in the LT2020 strategy (25–36%).
Figure 3
Annual
copper requirement and scrap generation under four scenarios
in the U.S. (a) Copper demand considering the uncertainty from lifetime
distribution (buildings: Weibull, Lognormal, and γ distribution
with average lifetime: ±40%; appliances: Weibull distribution
with average lifetime: ±20%) under four scenarios. (b) Copper
demand considering the uncertainty from copper intensity (50–200%
of base value) under four scenarios. (c) Scrap from various sources
under four scenarios. LT2020 represents Strategy 1—lifetime
extension after 2020, SL2020 represents Strategy 2—service
level stable after 2020, SL_LED represents Strategy 3—service
level following the Low Energy Demand scenario,[17,68] B_ means building category, A_ means appliance category, EoL represents
end-of-life, MS represents manufacturing scrap, and MR represents
maintenance replacement from home improvement.
Annual
copper requirement and scrap generation under four scenarios
in the U.S. (a) Copper demand considering the uncertainty from lifetime
distribution (buildings: Weibull, Lognormal, and γ distribution
with average lifetime: ±40%; appliances: Weibull distribution
with average lifetime: ±20%) under four scenarios. (b) Copper
demand considering the uncertainty from copper intensity (50–200%
of base value) under four scenarios. (c) Scrap from various sources
under four scenarios. LT2020 represents Strategy 1—lifetime
extension after 2020, SL2020 represents Strategy 2—service
level stable after 2020, SL_LED represents Strategy 3—service
level following the Low Energy Demand scenario,[17,68] B_ means building category, A_ means appliance category, EoL represents
end-of-life, MS represents manufacturing scrap, and MR represents
maintenance replacement from home improvement.
Copper Circularity for Capital Formation and
Maintenance
Given the narrowing of scrap generation and new
product demand, the potential recycling input rates (RIRs) would increase
in all scenarios (Figure ). Overall, all three strategies reduce the potential minimum
demand gap compared with base-case scenarios. However, the potential
maximum RIR in LT2020 strategy is lower than base case as less scrap
is generated when products are used longer. The SL_LED strategy, i.e.,
gradually reducing the floor space from 67 m2/capita in
2015 to 38 m2/capita by 2060 while keeping the same population
growth as the base case, reduces the rate of new construction and
the associated copper demand. Under the SL_LED strategy, total scrap
(scrap generated in a specific year + scrap surplus from previous
years) surpasses copper demand and accumulates in the middle of the
century as the total in-use stock decreases in the first decades.
Only after 2060 does a stable service level combined with continuous
population increase the stock again (Figure S2). Although the potential demand gaps are consistently decreasing
(Figure b), the copper
demand and scrap generation from home improvement are increasing or
remain stable except for the SL_LED strategy (Figure ). Home improvement copper demand exceeds
the demand gap of the overall housing service (including home improvement)
for much of the next century (Figure c), limiting copper circularity in the U.S. housing
services.
Figure 4
Circularity of copper in terms of the recycling input rate (RIR)
and demand gap for housing service under four scenarios in the U.S.
(a) Maximum copper RIR for housing service. (b) Overall copper demand
gap/scrap surplus under four scenarios. (c) Comparison of home improvement
copper demand and overall demand gap for housing service. LT2020 represents
Strategy 1—lifetime extension after 2020, SL2020 represents
Strategy 2—service level stable after 2020, and SL_LED represents
Strategy 3—service level following the Low Energy Demand scenario.[17,68]
Circularity of copper in terms of the recycling input rate (RIR)
and demand gap for housing service under four scenarios in the U.S.
(a) Maximum copper RIR for housing service. (b) Overall copper demand
gap/scrap surplus under four scenarios. (c) Comparison of home improvement
copper demand and overall demand gap for housing service. LT2020 represents
Strategy 1—lifetime extension after 2020, SL2020 represents
Strategy 2—service level stable after 2020, and SL_LED represents
Strategy 3—service level following the Low Energy Demand scenario.[17,68]
Compromised
Environmental Benefit
The trade-off between material efficiency
and energy efficiency when
extending the lifetime of refrigerators was analyzed under the LT2020
strategy (Figure ).
According to Figure a, lifetime extension increases the share of less-efficient refrigerators
of in-use stock and decelerates the adoption rate of more energy efficient
refrigerators, which is most evident under the situation that energy
efficiency is improved ambitiously to 47 kWh/yr. As shown in Figure b(ii,iii), if TCR
per kWh electricity is increased as in an anticipated renewable future
and EE is improved ambitiously, additional copper demand due to higher
use-phase electricity demand by low-energy efficient refrigerators
is substantial compared with the reduced copper demand for production
under LT2020 strategy. The benefit of lifetime extension in reducing
GHG emissions (Figure c) is compromised remarkably and even reversed (more GHG emission).
When new refrigerators are much more energy efficient than old refrigerators,
the net impact on GHG emissions depends on the electricity mix (compare Figure (c)ii and 5(c)iii).
Figure 5
Lifetime extension-induced change of energy
efficiency (EE) class
composition and copper demand, and environmental impact related to
the refrigerator demand to fulfill U.S. housing service. (a) Comparison
of the in-use stock of refrigerators by EE classes between base case((a)-i,
ii) and lifetime extension scenario((a)-iii) under two different EE
improvement situations. (b) Trade-offs in copper demand between reduced
production and additional electricity consumption by less-efficient
refrigerators under different EE improvement and electricity total
copper requirement (TCR) situations. (c) Trade-offs in greenhouse
gas (GHG) emissions between reduced production and additional electricity
consumption under different EE improvement and electricity GHG situations.
Lifetime extension-induced change of energy
efficiency (EE) class
composition and copper demand, and environmental impact related to
the refrigerator demand to fulfill U.S. housing service. (a) Comparison
of the in-use stock of refrigerators by EE classes between base case((a)-i,
ii) and lifetime extension scenario((a)-iii) under two different EE
improvement situations. (b) Trade-offs in copper demand between reduced
production and additional electricity consumption by less-efficient
refrigerators under different EE improvement and electricity total
copper requirement (TCR) situations. (c) Trade-offs in greenhouse
gas (GHG) emissions between reduced production and additional electricity
consumption under different EE improvement and electricity GHG situations.
Discussion
This
paper assessed the effectiveness of material efficiency strategies
and emphasized the need to consider both material and energy demand
to maintain the function of in-use stock while addressing circularity
from the service perspective. Although reducing the service level,
e.g., from 67 to 38 m2 per capita, has the largest potential
to reduce the copper circularity gap for housing services, other material
efficiency strategies, such as lifetime extension that does not affect
the service level, could also decrease the annual copper use and shrink
the primary copper demand. Although both more intensive floor space
use and longer lifetime of appliances and buildings reduce the primary
copper demand, use-phase requirement in the form of home improvement
represents a substantial copper demand (22–42%) not affected
by these strategies. Its relative importance increases compared with
the base case and surpasses the demand gap for the overall housing
service during most of the century. It thereby hinders the circular
copper flow of the housing service. Therefore, finding ways to reduce
the copper demand for home improvement must be a priority. Further,
the environmental benefit of lifetime extension in the case of refrigerators
can be eliminated entirely due to additional use-phase electricity
demand by less-energy-efficient appliances. A quicker market penetration
of highly efficient refrigerators can prevent such trade-offs.Despite the high potential maximum RIR results after considering
increasing stock implying a huge opportunity to increase the copper
circularity by more recycling, it does not necessarily mean that the
rate is currently achievable or would lead to lower environmental
impacts. Not all copper products are currently recyclable,[83] and the current global copper RIR is restricted
by imperfect collection, separation, and processing efficiency in
addition to the increasing demand.[41,64] In addition
to increasing the recycling efficiency, the recycling infrastructure
needs to be expanded to accommodate more scrap. Moreover, scrap sources
and grades should be dealt with differently. As recycling increases,
the copper scrap grade decreases, and more energy consumption and
environmental impact occur,[63] an optimal
recycling rate might exist.[88] Limits to
recycling in the case of sufficient supply of scrap were also found
in the steel industry due to copper contamination.[89] The maximum RIR for housing services does not imply that
scraps are always kept for this single purpose, but rather is an exploration
of the potential circular degree of copper flow to provide housing
service if recycling practice (e.g., collection, separation efficiency)
has been significantly improved.The significantly lower copper
requirement of home improvement
in MFH could reflect a lower standard of in-house conditions. For
example, low-income households and building owners of rental housing
may spend less on maintenance/retrofits, and rating of electrical
switches and circuitry could be lower in MFHs as they might have fewer
and less powerful appliances. Therefore, floor area may be a crude
representation of the service level. We used the average number of
appliances per floor area to calculate the total demand of appliances
and did not differentiate the copper intensity among appliance specifications,
due to no reliable data being found on the actual variations in the
demand and copper content of appliances by residential building types,
across regions and in different years. For example, one large home
could have the same number but a larger size of appliances compared
with a small home. It is possible that the number of appliances does
not increase linearly with the floor area. Furthermore, the actual
changes during the long modeling period may not be fully captured
in this paper. For example, future electricity is anticipated to be
cleaner with lower GHG emissions per kWh, but higher copper demand
in infrastructure due to the adoption of more renewable energy like
wind and solar.[29,90] Electricity from intermittent
renewable energy like offshore wind requires grid expansion and thus
needs more copper.[85−87] Although high-voltage grids could potentially reduce
the transmission loss and carry more power per cable (thus less copper),
other issues like installation cost and thick insulation for safety
need to be scrutinized.[91−93]Uncertainty exists in the
dynamics of copper intensity. On the
one hand, with more awareness of climate mitigation, a shift to renewable
energy is anticipated and demand for copper-intensive equipment like
heat pumps and home charging stations for electric vehicles (EV) will
increase. The share of new homes with heat pumps has increased from
23% in 2000 to 42% by 2020.[94] Further growth
is expected as deep renovations in pursuit of residential decarbonization
could see the number of annual heat pumps installations for renovations
reaching 6–8 million from 2030.[95] The growth of residential solar photovoltaic (PV) installations
is also strong; over 400 thousand residential PV systems were installed
in 2020, up from 0.74 thousand in 2000.[96] The remodeling of existing buildings to house more people would
require copper, which might not be sufficiently caught in the model.
On the other hand, dematerialization[97−99] driven by substitution,
sustainable consumption, technological transition, etc. reduces the
copper intensity. Substitutes, like optical fibers for telecommunication
wires and plastics (e.g., poly(vinyl chloride) (PVC)) for plumbing,[31] can replace old applications and decrease the
copper intensity in buildings. The substitutability for copper is
high in plumbing, telecommunications, and ordnance, which together
account for 21% of the total copper use in the U.S., but poor in electrical
and electronics, which represent 38%.[31,100] As long as
copper intensity does not decrease substantially, the main conclusion
of this paper addressing the importance of use-phase home improvement
in achieving a circular copper flow in housing service would not change.The system of this paper on copper in housing service is large
but not independent. In addition to buildings, copper demand and scrap
generation by other end-use sectors like transport and infrastructure
are rapidly increasing,[28] underlining the
importance of coupling circularity improvement across sectors and
over time. Trade-offs exist in ME strategies in addition to lifetime
extension, for other services and beyond copper. For example, reducing
the floor area per capita may increase the copper intensity per floor
area, as one would expect approximately the same amount of frequently
used appliances like refrigerators to be required on a smaller floor
area,
althouth they may not necessarily be of the same size. The total copper
demand might decrease less than the dwelling size. Another example
is in transport services: using lighter materials like aluminum instead
of steel in vehicles could reduce the overall mass but increase the
energy consumption in material production.[51] Overall, our analysis highlights the necessity to consider the trade-offs
in ME strategies among different materials and energy during the full
life cycle. Furthermore, the rebound effect, i.e., total consumption
change due to altered human behavior by economic variable change (e.g.,
lower price of smaller apartment or reused appliances),[101] needs to be considered, as it might on the
contrary increase the overall stock of products.[102,103]
Implications
This analysis demonstrates that
including both material and energy
demand for maintaining the function of in-use stock is necessary when
assessing material circularity from a service perspective. It informs
future circular economy policy to avoid burden shifting among life
stages by revealing a more comprehensive picture about the effectiveness
of circularity strategies while considering human wellbeing. For example,
if future energy efficiency increases a lot, there could be a breakeven
point beyond which policymakers should accelerate the turnover
rate of certain products that are energy intensive in the use phase
to take full advantage of energy efficiency improvements and increased
scrap availability. Integrating material use and recycling information
into integrated assessment models is a promising way to address future
technology changes, which is still lacking.[104] This framework could be used to address the circularity of other
types of service like mobility in which case material efficiency strategies
for materials used in transport systems like cobalt and lithium could
be assessed.
Authors: Edgar G Hertwich; Thomas Gibon; Evert A Bouman; Anders Arvesen; Sangwon Suh; Garvin A Heath; Joseph D Bergesen; Andrea Ramirez; Mabel I Vega; Lei Shi Journal: Proc Natl Acad Sci U S A Date: 2014-10-06 Impact factor: 11.205
Authors: Sebastiaan Deetman; Stefan Pauliuk; Detlef P van Vuuren; Ester van der Voet; Arnold Tukker Journal: Environ Sci Technol Date: 2018-04-03 Impact factor: 9.028