| Literature DB >> 34805621 |
Y Jessica Huang1, Vikren Sarkar1, Adam Paxton1, Hui Zhao1, Frances Fan-Chi Su1, Ryan Price1, Bill J Salter1.
Abstract
PURPOSE: A modern radiation oncology electronic medical record (RO-EMR) system represents a sophisticated human-computer interface with the potential to reduce human driven errors and improve patient safety. As the RO-EMR becomes an integral part of clinical processes, it may be advantageous to analyze learning opportunities (LO) based on their relationship with the RO-EMR. This work reviews one institution's documented LO to: (1) study their relationship with the RO-EMR workflow, (2) identify best opportunities to improve RO-EMR workflow design, and (3) identify current RO-EMR workflow challenges. METHODS AND MATERIALS: Internal LO reports for an 11-year contiguous period were categorized by their relationship to the RO-EMR. We also identify the specific components of the RO-EMR used or involved in each LO. Additionally, contributing factor categories from the ASTRO/AAPM sponsored Radiation Oncology Incident Learning System's (RO-ILS) nomenclature was used to characterize LO directly linked to the RO-EMR.Entities:
Year: 2021 PMID: 34805621 PMCID: PMC8581278 DOI: 10.1016/j.adro.2021.100812
Source DB: PubMed Journal: Adv Radiat Oncol ISSN: 2452-1094
Definitions of RO-EMR based LO categories
| Event categories | Definition | Example |
|---|---|---|
| (I) RO-EMR related, input side | Unitended information entered in RO-EMR; LO occurred on the input side of RO-EMR. | Treatment field scheduling information entered into treatment calendar not as intended. |
| (II) RO-EMR related, output side | Information entered in RO-EMR was correct but was misinterpreted or executed differently than intended. | Schedule for treatment field delivery misinterpreted. |
| (III) RO-EMR unrelated, workflow specific | LO resulted from workflow outside of RO-EMR. Existing policy incomplete, unclear, or not followed by the operator. | Treatment couch was not zeroed according to defined processes. |
| (IV) RO-EMR unrelated, network, linac, or computer hardware issues | LO caused by non RO-EMR related network or hardware issues. | Linac couch hardware issue caused couch drifting with changes in couch lateral positional readout. |
| (V) RO-EMR unrelated, other patient safety | Safety related LO not related to any of the previous categories; including nonexisting policy. | Patient rolled off the table during treatment. |
Abbreviations: LO = learning opportunities; RO-EMR = radiation oncology electronic medical record; Linac = linear accelerator.
Figure 1Radiation oncology electronic medical record (RO-EMR) related learning opportunities (LO) categorization decision tree.
Figure 2Results of specific radiation oncology electronic medical record (RO-EMR) components contributing to learning opportunities (LO) from either (a) RO-EMR input side or (b) RO-EMR output side.
List of contributing factors and their categories
| Contributing factor category | Counts (occurrence rate) | Contributing factor |
|---|---|---|
| Communication | 62 (38.3%) | Inadequate communication |
| Documentation | 49 (30.2%) | Verification of approvals and documents not done |
| Equipment | 15 (9.3%) | Human-computer interface problem |
| Patient | 4 (2.5%) | Ineffective communication |
| Policy and procedure | 132 (81.5%) | Policy nonexistent |
| Treatment | 98 (60.5%) | Timeout-verification of approvals and documents not done |
| Staff | 144 (88.9%) | Comprehension issues |
| Training | 10 (6.2%) | Inadequate knowledge or skills |
| Work environment | 158 (97.5%) | Increased workload |
Abbreviation: RO-EMR = radiation oncology electronic medical record.
Verification during pretreatment check (by either a therapist or a physicist) not performed according to defined processes.
Verification right before treatment delivery not accroding to defined processes.The results of contributing factors counts by categories are also shown.
Summarized correlations between various contributing factors and the RO-EMR based LO categories
| RO-EMR input side | RO-EMR output side | Workflow specific | Network, linac, computer hardware issues | Other patient safety | ||
|---|---|---|---|---|---|---|
| Contributing factor category and specific items | ||||||
| Documentation | Verification of approvals and documents not done | X | ||||
| Unclear or incomplete setup documentation | X | |||||
| Equipment | Human-computer interface problem | X | ||||
| Policy | Policy not followed | X | ||||
| Treatment | Timeout-verification of approvals and documents not done | X | XXX | |||
| Staff | Poor judgment | XXX | ||||
| Work environment | Not conducive to safety | XX | ||||
Abbreviations: LO = learning opportunities; RO-EMR = radiation oncology electronic medical record; X = somewhat related; XX = mostly related; XXX = highly related.
Therapist chart check detail checklist items for new patient treatment preparation
| Therapist chart check: New patient treatment checklist |
|---|
| Consent signed by the patient |
| Prescription approved by the attending |
| Treatment plan document approved by the attending |
| Physicist plan check completed |
| Face photo in RO-EMR* |
| Treatment related accessories ready in treatment room* |
| Simulation photo for treatment position setup in RO-EMR* |
| Patient treatment position steup related documentation clear and understandable* |
| Check existance of previous treatment tatoos* |
| Treatment devlivery parameter accurate |
| Digital reconstructed radiographs display and associated to the correct fields |
| Skin rendering available when appropriate* |
| Special instruction entered accordingly when necessary* |
| Image guidance instruction appropriate and approved |
| Additional action needed for special physics consult |
| IMRT QA performed and approved |
| Isocenter coordinate correct for image guidanded modalities (eg, CBCT) |
| Dry run performed when appropriate |
| Treatment delivery related third party software information/entry ready (eg, surface imaging modalities, ultrasound imaging guided systems, etc)* |
| Is this an inpatient? |
| Is plan ready 3 hours before scheduled time? |
| Will the patient receive chemotherapy as well? |
| Does the patient have transportation issues? |
| Does the patient need an interpreter? |
| Insurance preauthorization treatment technique and number of treatment fractionations verified |
This is a required step before any patient treatment course can be started in our institution. Items denoted with an asterisk (*) are related to some of the high frequncy input LO found in this study.
Abbreviations: CBCT = cone-beam computed tomography; LO = learning opportunities; RO-EMR = radiation oncology electronic medical record; IMRT = intensity modulated radiation therapy; QA = quality assurance.
Detail therapist time out items at various patient encounter time point
| Therapist patient encounter time out |
|---|
| Patient name |
| Dose site summary: Prescribed number of treatment and fraction number/total fractions |
| Special instructions related to current treatment course: current and new items* |
| Imaging guidance instruction* |
| Treatment site and field number |
| Energy to be delivered |
| Monitor units to be delivered for the field(s) |
| Start and stop gantry angles when applicable |
| Treatment accessory or device to be used on the field (bolus, wedge, etc)* |
| Detail field parameters (gantry angle, collimator angles, x-/y- jaw setting, etc) for SRS treatments |
| Additional time out checklist will be in the RO-EMR chart for special procedures such as TBI and TSE |
The therapists are required to perform all steps for all patient treatments, and document in the RO-EMR that all time outs are done according to defined procedure. Items denoted with an asterisk (*) are related to some of the high frequncy RO-EMR output LO found in this study.
Abbreviations: LO = learning opportunities; RO-EMR = radiation oncology electronic medical record; TBI = total body irradiation; TSE = total skin electron beam therapy; SRS = stereotactic radiosurgery.
Figure 3An example of single page display for pretreatment time out. This example contains the patient name, date of birth, prescription/dose site overview, special instruction, and imaging guidance instruction for the treatment site.