BACKGROUND: There is concern that the PUFA composition of ready-to-use therapeutic food (RUTF) for the treatment of severe acute malnutrition (SAM) is suboptimal for neurocognitive recovery. OBJECTIVES: We tested the hypothesis that RUTF made with reduced amounts of linoleic acid, achieved using high-oleic (HO) peanuts without added DHA (HO-RUTF) or with added DHA (DHA-HO-RUTF), improves cognition when compared with standard RUTF (S-RUTF). METHODS: A triple-blind, randomized, controlled clinical feeding trial was conducted among children with uncomplicated SAM in Malawi with 3 types of RUTF: DHA-HO-RUTF, HO-RUTF, and S-RUTF. The primary outcomes, measured in a subset of subjects, were the Malawi Developmental Assessment Tool (MDAT) global z-score and a modified Willatts problem-solving assessment (PSA) intention score for 3 standardized problems, measured 6 mo and immediately after completing RUTF therapy, respectively. MDAT domain z-scores, plasma fatty acid content, anthropometry, and eye tracking were secondary outcomes. Comparisons were made between the novel PUFA RUTFs and S-RUTF. RESULTS: Among the 2565 SAM children enrolled, mean global MDAT z-scores were -0.69 ± 1.19 and -0.88 ± 1.27 for children receiving DHA-HO-RUTF and S-RUTF, respectively (difference 0.19, 95% CI: 0.01, 0.38). Children receiving DHA-HO-RUTF had higher gross motor and social domain z-scores than those receiving S-RUTF. The PSA problem 3 scores did not differ by dietary group (OR: 0.92, 95% CI: 0.67, 1.26 for DHA-HO-RUTF). After 4 wk of treatment, plasma phospholipid EPA and α-linolenic acid were greater in children consuming DHA-HO-RUTF or HO-RUTF when compared with S-RUTF (for all 4 comparisons P values < 0.001), but only plasma DHA was greater in DHA-HO-RUTF than S-RUTF (P < 0.001). CONCLUSIONS: Treatment of uncomplicated SAM with DHA-HO-RUTF resulted in an improved MDAT score, conferring a cognitive benefit 6 mo after completing diet therapy. This treatment should be explored in operational settings. This trial was registered at clinicaltrials.gov as NCT03094247.
BACKGROUND: There is concern that the PUFA composition of ready-to-use therapeutic food (RUTF) for the treatment of severe acute malnutrition (SAM) is suboptimal for neurocognitive recovery. OBJECTIVES: We tested the hypothesis that RUTF made with reduced amounts of linoleic acid, achieved using high-oleic (HO) peanuts without added DHA (HO-RUTF) or with added DHA (DHA-HO-RUTF), improves cognition when compared with standard RUTF (S-RUTF). METHODS: A triple-blind, randomized, controlled clinical feeding trial was conducted among children with uncomplicated SAM in Malawi with 3 types of RUTF: DHA-HO-RUTF, HO-RUTF, and S-RUTF. The primary outcomes, measured in a subset of subjects, were the Malawi Developmental Assessment Tool (MDAT) global z-score and a modified Willatts problem-solving assessment (PSA) intention score for 3 standardized problems, measured 6 mo and immediately after completing RUTF therapy, respectively. MDAT domain z-scores, plasma fatty acid content, anthropometry, and eye tracking were secondary outcomes. Comparisons were made between the novel PUFA RUTFs and S-RUTF. RESULTS: Among the 2565 SAM children enrolled, mean global MDAT z-scores were -0.69 ± 1.19 and -0.88 ± 1.27 for children receiving DHA-HO-RUTF and S-RUTF, respectively (difference 0.19, 95% CI: 0.01, 0.38). Children receiving DHA-HO-RUTF had higher gross motor and social domain z-scores than those receiving S-RUTF. The PSA problem 3 scores did not differ by dietary group (OR: 0.92, 95% CI: 0.67, 1.26 for DHA-HO-RUTF). After 4 wk of treatment, plasma phospholipid EPA and α-linolenic acid were greater in children consuming DHA-HO-RUTF or HO-RUTF when compared with S-RUTF (for all 4 comparisons P values < 0.001), but only plasma DHA was greater in DHA-HO-RUTF than S-RUTF (P < 0.001). CONCLUSIONS: Treatment of uncomplicated SAM with DHA-HO-RUTF resulted in an improved MDAT score, conferring a cognitive benefit 6 mo after completing diet therapy. This treatment should be explored in operational settings. This trial was registered at clinicaltrials.gov as NCT03094247.
Severe acute malnutrition (SAM) is a global insult to the young child's developing mind and
body. Therapeutic foods for SAM were largely designed to provide the nutrients known to
affect recovery of anthropometry and muscle mass (1). Vegetable oil-rich, peanut-based ready-to-use therapeutic food (RUTF) is the
standard of care for most SAM because it can be used safely at home in the context of utmost
poverty (2). It has been assumed that the brain and
other viscera would receive what is needed for recovery from standard RUTF (S-RUTF).Dietary ω-3 PUFAs are essential to normal brain development and function. Brain accretion
of the key neural structural component, ω-3 DHA, accelerates in the third trimester of
gestation and continues until the age of 18 y (3,
4). Tissue DHA is derived from either preformed
dietary DHA or a precursor, typically plant-derived α-linolenic acid (ALA). ALA is less
efficient in supplying brain DHA than dietary DHA (5–7). Omega-6 linoleic acid (LA) is metabolized by the same
desaturases (FADS2, FADS1) and elongases (ELOVL2, ELOVL5)
as ω-3 PUFAs, and uses the same pathways to incorporate into membranes (8, 9). LA intake
required to eliminate overt clinical abnormalities and support growth in infants is about 2%
of energy or about 1% of fatty acids from diets deriving half their energy from fat (10). RUTF and breastmilk are examples of such diets.
Suppression of ω-3 PUFA tissue accretion by excess dietary LA is an impactful clinical
phenomenon (11). High LA dietary vegetable oils
create a metabolic demand for all ω-3 PUFAs, thus requiring higher dietary DHA intake to
produce similar tissue DHA concentrations (12).Societal justice and stability require citizens with high-level mental functioning to
support executive problem solving and affect regulation needed for resilient responses.
Perinatal brain development depends on a balanced supply of brain-specific nutrients.
Overwhelming amounts of LA in vegetable oils suppress trace amounts of ALA when the brain is
rapidly accreting DHA. This inhibits neurobehavioral development at the levels of gene
expression, hormonal balance, affect, and adaptive responses to environmental cues (13). Omega-3–deficient diets cause poor impulse control
leading to potentiated stress response, increased depression and aggression, and poorer
cognitive performance (14–16).
Evidence-based guidelines include EPA and DHA supplements as a treatment of attention
deficit hyperactivity disorder, autism spectrum disorder, and major depressive disorder
(17, 18).The potential effects of excess LA and limited ALA in RUTF on cognition have not been
measured. Our previous study showed that RUTF with excess LA caused a 25% reduction in
circulating DHA in 4 wk (19). This clinical trial
tested the hypothesis that RUTF made with reduced amounts of LA, achieved by using
high-oleic (HO) peanuts and palm oil without added DHA (HO-RUTF) or with added DHA
(DHA-HO-RUTF), confers lasting cognition improvement when compared with S-RUTF. Cognition
was measured by the Malawi Developmental Assessment Tool (MDAT), a standardized, validated
battery of exercises and questions, and a modified Willatts problem-solving assessment (PSA)
intention score.
Methods
Study design
This triple-blind, randomized controlled clinical trial compared cognition in children
treated for uncomplicated SAM receiving 1 of 3 RUTFs: HO-RUTF, DHA-HO-RUTF, or S-RUTF. The
primary outcomes were the MDAT global z-score and PSA intention scores.
Secondary outcomes included MDAT domain z-scores, recovery rates,
anthropometric growth rates, saccadic reaction time, visual paired comparison, novelty
preference score, mean fixation during familiarization, and adverse events. Detailed
descriptions of the study methods are provided in the Online Supplementary Material
Protocol.All sample size calculations were performed using G*Power (3.1.9.7) with 2-tailed testing
at a significance level of 0.05 and power of 0.80 (20). A total of 300 children per group were required to detect a difference in
MDAT global z-score of 0.25, assuming an SD of 1.1 (21–23). The difference of 0.25 z-scores
was chosen based on prior nutrition-based effect sizes on developmental scores as well as
MDAT-specific changes seen in association with illness (0.14–0.19) (24, 25). Assuming a 25% loss
to follow-up, 400 participants per group were designated for testing. For the PSA, we
assumed 20% of participants would not complete testing; thus, a total of 300 children per
group were needed to detect a standardized effect size of 0.25. This effect size was
chosen based on previous studies of healthy infants under controlled conditions, where
standardized effect sizes ranged from 0.4–0.5 (26, 27). Given the extended age range
relative to prior trials, the proximity of participants to SAM, and testing environments,
we chose a smaller effect size for sample size calculations.Sample size was also determined for the key secondary outcome, recovery. A total of 900
participants per group was required to detect an improvement in recovery of 4% assuming an
expected recovery rate of 89% and default rate of 5%, both of which were determined based
on prior operational experience in Malawi (28,
29). This sample size was chosen for the
overall trial because it exceeded those required for the primary outcomes.Participants were randomly assigned in a 1:1:1 ratio into the 3 intervention groups.
Computer-generated block randomization lists were created by a remote study team member in
blocks of 24 using 6 colors, 2 of which corresponded to each food. The SNOSE (sequentially
numbered opaque sealed envelopes) method for allocation concealment was implemented. Cards
with group color codes known only to the remote study team member were kept in opaque
sealed envelopes prepared by a field research assistant not responsible for the enrollment
or consenting of study participants. Participants were assigned to their food group when
they drew an opaque sealed envelope which a study nurse then unsealed, revealing 1 of the
colored cards.Study foods were dispensed in identical packets aside from colored stickers. Food was
prepared and labeled by study members who had no role in the distribution of study foods.
The 3 study foods underwent extensive testing to minimize differences in appearance and
taste. Except for 1 remote member of the study team, all research personnel, including
nurses, investigators, and laboratory personnel, were blinded to the color code. The
unblinded individual did not evaluate any of the study subjects, nor did she analyze the
primary outcomes. The trial is registered at clinicaltrials.gov as NCT03094247.
Subjects and setting
The trial was conducted at 28 clinics in rural Southern Malawi between October 2017 and
December 2020. Most families in the study farm for subsistence, with corn as the staple
crop. Breastfeeding is ubiquitous throughout the first year of life. Homes are built from
mud with thatch or corrugated metal sheet roofing. Plumbing and electricity are
exceedingly rare, and water is obtained from boreholes, wells, or rivers.Children aged 6–59 mo were eligible for enrollment if they had uncomplicated SAM, which
was defined as a midupper arm circumference (MUAC) <11.5 cm, and/or weight-for-height
z-score < –3, and/or bilateral pitting edema, with an adequate
appetite as determined by a 30 g test feeding. Exclusion criteria included participation
in a feeding program in the prior 1 mo, presence of developmental delay, a chronic
debilitating medical condition, peanut allergy, or a hearing or vision problem.The trial was approved by the Human Studies Committee of Washington University and the
College of Medicine Research and Ethics Committee of the University of Malawi. Nurses
fluent in Chichewa explained the trial to each child's caregiver and obtained verbal and
written consent.
Participation
Upon enrollment, baseline demographic, socioeconomic, and health data were collected.
Weight, length, and MUAC were measured. Caregivers received counseling, a 2-wk supply of
RUTF, and a 7-d course of amoxicillin. Healthy twins of subjects were given an allotment
of RUTF as well. Follow-up visits were scheduled at 2-wk intervals, at which time
anthropometric measurements were repeated and caregivers were asked about adherence and
symptoms. Children were fed until reaching a clinical outcome or for a maximum of 6
bi-weekly follow-up visits. The anthropometry methods and definitions of the clinical
outcomes are described in the Online Supplementary Material Protocol (Section 6.10).Beginning in February 2018, all participants aged <2 y were invited for PSA assessment
within 4 wk of their clinical outcome. Beginning in March 2018, all participants under the
age of 30 mo were asked to return to clinic 5–7 mo after SAM outcome for testing with the
MDAT and eye-tracking testing using the Tobii X2-60 eye tracker.Children that either missed fortnightly assessments during therapeutic feeding or
neurocognitive testing were sought on 2 extra occasions by health surveillance assistants
and asked to return for the scheduled treatment or testing.
Study foods
All 3 RUTF formulations were produced by Project Peanut Butter in Lunzu, Malawi, meeting
all international quality and nutrient specifications. DHA-HO-RUTF and HO-RUTF were
formulated to reduce LA and increase the ω-3 PUFA content (, , Online Supplementary Material
Protocol Section 6.5). Reductions in LA were achieved by using high-oleic peanuts.
Increases in ω-3 PUFAs were achieved by the addition of perilla oil. DHA was enhanced in
one of the RUTFs by the addition of encapsulated fish oil. The formulation was
demonstrated to be acceptable in a pilot trial (19).
TABLE 1
Composition of study ready-to-use therapeutic foods[1]
DHA-HO-RUTF
HO-RUTF
S-RUTF
Ingredient
Milk powder, nonfat, dry, g
22.0
22.0
27.3
Milk, sweet whey powder, g
6.1
6.1
0.0
Palm oil, g
14.0
14.0
16.0
Canola oil, g
0.0
0.0
5.1
Sugar, g
24.5
26.0
23.0
High-oleic peanuts, g
25.0
25.0
0.0
Standard, high ω-6 peanuts, g
0.0
0.0
23.7
Perilla oil, g
3.0
3.0
0.0
Hydrogenated vegetable oil,[2] g
1.0
1.0
2.0
Micronutrient powder, g
2.9
2.9
2.9
DHA-containing oil, g
1.5
0.0
0.0
Macronutrient
Energy, kcal
532.0
531.0
541.0
Protein, g
15.2
15.2
15.7
Protein, dairy, g
8.9
8.9
9.8
Lipids, g
30.2
29.5
32.7
Linoleic acid, g
2.2
2.1
5.8
α-Linolenic acid, g
1.5
1.4
0.5
DHA, mg
72.0
0.0
0.0
EPA, mg
14.0
0.0
0.0
Content expressed in per 100 g. DHA-HO-RUTF, DHA added to RUTF made with high-oleic
acid peanuts; HO-RUTF, RUTF made with high-oleic acid peanuts; RUTF, ready-to-use
therapeutic food; S-RUTF, standard RUTF.
This was a proprietary commercial product, Trancendim 180 (Caravan Foods).
Composition of study ready-to-use therapeutic foods[1]Content expressed in per 100 g. DHA-HO-RUTF, DHA added to RUTF made with high-oleic
acid peanuts; HO-RUTF, RUTF made with high-oleic acid peanuts; RUTF, ready-to-use
therapeutic food; S-RUTF, standard RUTF.This was a proprietary commercial product, Trancendim 180 (Caravan Foods).
Neurocognitive testing
MDAT has been validated within the study context (30). We performed MDAT assessments between 5 and 7 mo after an SAM outcome was
reached to assess the effect of the RUTFs on neurodevelopment. No intervention was
performed between the SAM outcome and the MDAT testing. MDAT contains 136 items across 4
domains, 3 of which are assessed by direct observation of the child (gross motor, fine
motor, and language), whereas the fourth (social) is assessed via caregiver interview.
These domain scores are then combined into a global score and compared with normal
population reference values to provide age-adjusted z-scores (30). In line with prior protocols, failure of any 6
consecutive items resulted in failure of that domain and skipping to the subsequent domain
(21). Global z-score outliers
were defined after evaluation of the score distribution, and values < –5 were
excluded.A modified version of the Willatts PSA was performed within 4 wk of the outcome from
treatment of SAM (26). This time point was chosen
to detect the immediate effect of the intervention RUTFs. The assessment was modified to
accommodate testing a wider age range than those used in prior studies and so contained 3
problems of increasing complexity (27). The goal
of the assessment was to judge intentionality in means-end task completion. All
assessments were video recorded for subsequent coding.Each problem contained a barrier between the child and the goal, a toy of her or his
choosing. In problem 1, the toy was placed on a cloth and distanced from the child such
that the cloth had to be pulled by the child to reach the toy. In problem 2, the toy was
covered with an opaque cloth such that the child had to remove the cover to obtain the
toy. Problem 3 was an amalgam of problems 1 and 2, wherein the toy was placed on a cloth
and under a cover, such that the child had to pull the apparatus toward them and uncover
the toy to obtain it.Videos were coded using Behavioral Observation Research Interactive Software (31). Coders were trained to achieve >0.90
agreement by κ statistic for intention scores on a random sample of 20 test videos before
coding for the trial. High reliability was maintained throughout the coding period by
double-coding >50% of videos followed by a joint resolution of discrepancies. In a
modification of the procedure of Willatts et al. problem-solving behaviors, problems were
coded for 2 primary components, each on a scale of 0–2 and each assessing an aspect of
intentionality: attentional orienting to each problem subgoal and the execution of
behaviors on each subgoal. Problems 1 and 2 were scored 0–4, whereas problem 3 had 2
subgoals (moving the cloth and removing the cover) and thus was scored 0–8. “No score” was
a possible outcome for all problems, and reasons for this result were recorded.Two eye-tracking tests were performed as secondary cognitive outcomes: a visual paired
comparison task and the infant orienting with attention task. Identical procedures to
those previously described were used (22). The
visual paired task consisted of 4 trials of African faces. The infant orienting task
measured saccadic reaction time in a standardized manner. The testing sequence for paired
comparison task and orienting attention task was randomized.All neurocognitive assessors underwent extensive training and were required to pass
periodic evaluations before administering the tests and throughout the trial. Please see
the study Online Supplementary
Material Protocol for further details (Section 11).
Plasma sampling and analysis
The purpose of blood sampling was to characterize the concentrations of fatty acids in
the study groups and thus only a subset of children were sampled. Blood collection and
analysis followed best practices (32). After
receiving 4 wk of RUTF, blood was collected by venipuncture and placed in an EDTA tube.
Plasma was then separated from red cells and held at –20°C until transferred to the
laboratories of JT Brenna at the Dell Pediatric Research Institute in Austin, TX. Plasma
phospholipids were chosen as the preferred lipid pool because they respond in a matter of
weeks to changes in the diet compared with months for RBCs, but are stable to fatty acids
from recent meals which are largely triacylglycerols. RBC PUFAs also degrade at –20°C via
peroxidation catalyzed by iron release from ruptured cells (30).For analyses, plasma phospholipids were isolated using an automated 3-phase liquid-liquid
extraction method (33). Samples were then
transmethylated to generate fatty acid methyl esters according to our routine methods
(34). These fatty acid derivatives were
detected and quantified by GC-flame ionization detection and structure confirmed by a
specialized GC tandem MS method. Quantitative standards of 25 fatty acid methyl esters
were then used to quantify the amounts of each detected. Results are reported as a weight
percentage of total fatty acid identified. These methods are detailed in the Online Supplementary Material
Protocol (Section 12).
Statistical analysis
Analyses were performed by a blinded investigator using a modified intention to treat
methodology wherein children who were discovered not to meet enrollment criteria were
excluded from analysis. Baseline characteristics were summarized as means ± SD, medians
(IQR), or n (%). Anthropometric indices were calculated with WHO Anthro
version 3.1 (WHO). Rates of weight, MUAC, and length gain were calculated over the entire
period of feeding.Outcomes from the DHA-HO-RUTF and HO-RUTF groups were compared to S-RUTF. Continuous
outcomes were compared using Student's t-test. Categorical outcomes were
compared using the chi-square test. PSA scores were analyzed using ordinal logistic
regression with age as a covariate. An interaction term between intervention group and age
was offered into the model but was not significant for any problem and thus was not
included in the final model. The proportional odds assumption was assessed graphically and
deemed not violated by producing a series of binary logistic regressions at cut-points for
all outcome values >2. Significance testing was restricted to pairwise comparisons of
the 2 primary outcomes and key secondary outcomes, namely the domain MDAT
z-scores and recovery rates. In all other cases, differences with
unadjusted 95% CIs were calculated and reported. Analysis was completed using R version
4.0.1 (R Foundation for Statistical Computing) and SPSS version 27 (SPSS Inc.) (35).
Results
Of the 2758 children with SAM identified between October 2017 and December 2020, 2565
children were included in the study (). In 2020, there were 3 stock-outs of RUTFs due to
ingredient importation restrictions related to the COVID-19 pandemic. This precluded
randomization as it was designed, and so subjects were randomly assigned among the available
RUTF colors. Additionally, 39 participants who had been randomly assigned were not able to
continue their study foods due to stock-outs and thus were excluded from analysis. This is
described in Section 9 of the Online
Supplementary Material Protocol. Baseline characteristics were similar among the 3
groups, both in the entire study sample and within the MDAT and problem-solving assessment
subgroups (, ).
FIGURE 1
CONSORT diagram of study participation. DHA-HO-RUTF, high-oleic
acid RUTF with added DHA; HO-RUTF, high-oleic acid RUTF; MAM, moderate acute
malnutrition; MDAT, Malawi Developmental Assessment Tool; PSA, problem-solving
assessment; RUTF, ready-to-use therapeutic food; SAM, severe acute malnutrition; S-RUTF,
standard RUTF. 1For the PSA, beginning in February 2018, children aged <2
y at time of SAM outcome were invited to undergo neurocognitive testing within 4 wk of
SAM outcome. For the MDAT, beginning in March 2018, children aged <30 mo at time of
SAM outcome were invited to return 5–7 mo after their SAM outcome to undergo
neurocognitive testing.
TABLE 2
Baseline characteristics of Malawian children receiving study foods[1]
DHA-HO-RUTF
HO-RUTF
S-RUTF
(N = 809)
(N = 860)
(N = 896)
Female sex, no. (%)
452 (55.9)
469 (54.5)
527 (58.8)
Age, mo., median (IQR)
12.1 (7.9–20.4)
12.2 (7.8–21.2)
12.7 (8.1–21.5)
Edematous, no. (%)
274 (33.9)
302 (35.1)
293 (32.7)
Midupper arm circumference, cm
11.6 ± 1.2
11.6 ± 1.2
11.6 ± 1.1
MUAC <11.5 cm, no. (%)
534 (66)
545 (63.4)
600 (67)
Weight-for-height z-score
−1.9 ± 1.2
−1.9 ± 1.2
−2.0 ± 1.2
WHZ ≤ –3, no. (%)
167 (20.6)
181 (21.0)
186 (20.8)
Height-for-age z-score
−3.3 ± 1.5
−3.3 ± 1.4
−3.2 ± 1.4
HAZ ≤ –2, no./total no. (%)
667/808 (82.5)
726/858 (84.6)
746/896 (83.3)
Fever in past 2 wk, no./total no. (%)
461/805 (57.3)
518/857 (60.4)
554/893 (62.0)
Diarrhea in past 2 wk, no./total no. (%)
446/805 (55.4)
474/858 (55.2)
484/891 (54.3)
Child breastfed, no./total no. (%)
520/808 (64.4)
565/858 (65.9)
575/893 (64.4)
HIV-seropositive, no./total no. tested (%)
19/265 (7.2)
25/301 (8.3)
23/311 (7.4)
Mother alive, no./total no. (%)
783/807 (97)
827/860 (96.2)
876/895 (97.9)
Number of siblings, median (IQR)
2 (0–3)
2 (1–3)
2 (0–3)
Thatch roof, no./total no. (%)
607/803 (75.6)
659/859 (76.7)
689/890 (77.4)
Radio in home, no./total no. (%)
178/807 (22.1)
196/854 (23.0)
168/893 (18.8)
Clean water source, no./total no. (%)
761/807 (94.3)
795/857 (92.8)
834/895 (93.2)
Plus-minus values are means ± SD. DHA-HO-RUTF, DHA added to ready-to-use therapeutic
food made with high-oleic acid peanuts; HAZ, height-for-age z-score;
HO-RUTF, RUTF with high-oleic acid peanuts; MUAC, midupper arm circumference. RUTF,
ready-to-use therapeutic food.
CONSORT diagram of study participation. DHA-HO-RUTF, high-oleic
acid RUTF with added DHA; HO-RUTF, high-oleic acid RUTF; MAM, moderate acute
malnutrition; MDAT, Malawi Developmental Assessment Tool; PSA, problem-solving
assessment; RUTF, ready-to-use therapeutic food; SAM, severe acute malnutrition; S-RUTF,
standard RUTF. 1For the PSA, beginning in February 2018, children aged <2
y at time of SAM outcome were invited to undergo neurocognitive testing within 4 wk of
SAM outcome. For the MDAT, beginning in March 2018, children aged <30 mo at time of
SAM outcome were invited to return 5–7 mo after their SAM outcome to undergo
neurocognitive testing.Baseline characteristics of Malawian children receiving study foods[1]Plus-minus values are means ± SD. DHA-HO-RUTF, DHA added to ready-to-use therapeutic
food made with high-oleic acid peanuts; HAZ, height-for-age z-score;
HO-RUTF, RUTF with high-oleic acid peanuts; MUAC, midupper arm circumference. RUTF,
ready-to-use therapeutic food.For the primary outcome analysis, 92% of children who were asked to undergo PSA testing
within 4 wk of SAM outcome did so, and 82% of children who were asked to return for MDAT
assessment 6 mo post SAM outcome returned for testing. Children receiving DHA-HO-RUTF had
higher MDAT global z-scores than those receiving S-RUTF at ∼6 mo post SAM
outcome, whereas children receiving HO-RUTF did not. Children receiving DHA-HO-RUTF had
higher gross motor and social z-scores than those receiving S-RUTF, and
children receiving HO-RUTF had higher social z-scores than those receiving
S-RUTF at ∼6 mo post SAM outcome (, Supplemental Table 3). Probability density distributions for global and domain
MDAT z-scores for each group are shown in , with means shown in . When
stratified by age, the probability density distributions of global MDAT
z-scores show that children <12 mo at the time of SAM resemble healthy
children, whereas children >18 mo at the time of SAM display scores ∼ –2
z-scores worse ().
TABLE 3
Outcomes and adverse events, according to intervention group[1]
DHA-HO-RUTF
HO-RUTF
S-RUTF
DHA-HO-RUTF vs. S-RUTF comparison[2]
HO-RUTF vs. S-RUTF comparison[2]
N
N
N
Cognitive outcomes
Malawi Developmental Assessment Tool
z-scores
Global
332
−0.69 ± 1.19
312
−0.80 ± 1.25
342
−0.88 ± 1.27
0.19 (0.01, 0.38)[3]
0.08 (−0.11, −0.27)
Gross motor domain
331
−1.08 ± 1.66
312
−1.34 ± 1.67
342
−1.37 ± 1.78
0.29 (0.03, 0.55)[4]
0.02 (−0.24, 0.29)
Fine motor domain
323
−1.81 ± 1.71
306
−1.83 ± 1.80
337
−1.91 ± 1.83
0.14 (−0.17, 0.37)
0.07 (−0.21, 0.35)
Language domain
331
−0.73 ± 1.35
312
−0.93 ± 1.51
342
−0.90 ± 1.41
0.17 (−0.04, 0.38)
−0.03 (−0.25, 0.19)
Social domain
332
0.40 ± 1.01
311
0.49 ± 1.00
342
0.24 ± 1.04
0.16 (0.00, 0.31)[5]
0.24 (0.09, 0.40)[6]
Problem-solving assessment intention scores
Problem 1, no. (%) with perfect score
298
90 (30)
281
88 (31)
292
90 (31)
0.99 (0.66, 1.19)[7]
0.89 (0.74, 1.31)[7]
Problem 2, no. (%) with perfect score
293
169 (58)
283
151 (53)
294
168 (57)
0.97 (0.71, 1.33)[7]
0.88 (0.64, 1.21)[7]
Problem 3, no. (%) with perfect score
236
50 (21)
241
54 (22)
238
51 (21)
0.92 (0.67, 1.26)[7]
1.01 (0.74, 1.38)[7]
Eye-tracking
Infant oriented with attention response time, ms
217
430 ± 106
223
431 ± 106
254
418 ± 96
12 (−10, 34)
13 (−9, 36)
Visual paired comparison novelty preference score
239
0.60 ± 0.1
238
0.58 ± 0.1
290
0.59 ± 0.1
0.01 (−0.01, 0.03)
−0.01 (−0.03, 0.01)
Mean fixation duration, ms
248
330 ± 152
244
358 ± 154
297
343 ± 162
−13 (−45, 19)
15 (−17, 47)
Programmatic outcomes
Recovered, no. (%)
809
583 (72.1)
860
638 (74.2)
896
672 (75.0)
−2.9 (−7.1, 1.3)
−0.8 (−4.9, 3.3)
Remained malnourished, no. (%)
809
164 (20.3)
860
162 (18.8)
896
172 (19.2)
1.1 (−2.7, 4.9)
−0.4 (−4.1, 3.3)
Improved to moderate acute malnutrition, no. (%)
809
119 (14.7)
860
114 (13.3)
896
117 (13.1)
1.6 (−1.7, 4.9)
0.2 (−3.0, 3.4)
Remained severely malnourished, no. (%)
809
45 (5.6)
860
48 (5.6)
896
55 (6.1)
1.1 (−2.7, 1.7)
−0.5 (−2.7, 1.7)
Died, no. (%)
809
19 (2.3)
860
16 (1.9)
896
13 (1.5)
0.8 (−0.5, 2.1)
0.4 (−0.8, 1.6)
Defaulted, no. (%)
809
43 (5.3)
860
44 (5.1)
896
39 (4.4)
0.9 (−1.1, 2.9)
0.7 (−0.13, 2.7)
Anthropometric outcomes
Rate of weight gain, g/kg/d
786
3.7 ± 4.0
836
3.8 ± 3.8
875
4.1 ± 3.6
−0.3 (−0.7, 0.0)
−0.3 (−0.6, 0.1)
Rate of midupper arm circumference gain, mm/d
786
0.27 ± 0.27
836
0.26 ± 0.26
875
0.29 ± 0.27
−0.02 (−0.04, 0.01)
−0.03 (−0.05, 0.00)
Rate of length gain, mm/d
786
0.37 ± 0.36
836
0.36 ± 0.39
872
0.35 ± 0.33
0.02 (−0.01, 0.06)
0.01 (−0.02, 0.05)
Adverse events, first 2 wk of intervention
Fever, no. (%)
785
209 (27)
836
217 (26)
875
269 (31)
−4.0 (−8.4, 0.4)
−5.0 (−9.3, −0.7)
Diarrhea, no. (%)
784
242 (31)
834
247 (30)
874
292 (33)
−2.0 (−6.5, 2.5)
−3.0 (−7.4, 1.4)
Not eating well, no. (%)
784
11 (1)
836
17 (2)
873
15 (2)
−1.0 (−2.2, 0.2)
0.0 (−1.3, 1.3)
Plus-minus values are means ± SD. Significance testing was performed for primary
outcomes only. Malawi Developmental Assessment Tool and modified Willatts
problem-solving assessment. Pairwise comparisons for continuous variables were
performed with Student's t-test. Comparisons below
P = 0.05 threshold are indicated with superscript numbers with values
shown in this legend. DHA-HO-RUTF, DHA added to ready-to-use therapeutic food made
with high-oleic acid peanuts; HO-RUTF, high-oleic acid ready-to-use therapeutic food;
S-RUTF, standard ready-to-use therapeutic food.
All values are differences with 95% CIs unless otherwise noted.
P = 0.044
P = 0.031
P = 0.047
P = 0.002
This value is the OR with 95% CI.
FIGURE 2
Probability density plots of Malawi Developmental Assessment Tool global and domain
z-scores of children receiving RUTF made with high-oleic acid peanuts
with added DHA (DHA-HO-RUTF), RUTF made with high-oleic acid peanuts but without added
DHA (HO-RUTF), or standard RUTF (S-RUTF). Probability densities were constructed using
kernel density estimation. Global
n = 332,
n = 312,
n = 342. Gross motor domain
n = 331,
n = 312,
n = 342. Fine motor
n = 323,
n = 306,
n = 337. Language
n = 331,
n = 312,
n = 342,
n = 332,
n = 311,
n = 342. RUTF, ready-to-use therapeutic food.
Probability density plots of Malawi Developmental Assessment Tool global and domain
z-scores of children receiving RUTF made with high-oleic acid peanuts
with added DHA (DHA-HO-RUTF), RUTF made with high-oleic acid peanuts but without added
DHA (HO-RUTF), or standard RUTF (S-RUTF). Probability densities were constructed using
kernel density estimation. Global
n = 332,
n = 312,
n = 342. Gross motor domain
n = 331,
n = 312,
n = 342. Fine motor
n = 323,
n = 306,
n = 337. Language
n = 331,
n = 312,
n = 342,
n = 332,
n = 311,
n = 342. RUTF, ready-to-use therapeutic food.Outcomes and adverse events, according to intervention group[1]Plus-minus values are means ± SD. Significance testing was performed for primary
outcomes only. Malawi Developmental Assessment Tool and modified Willatts
problem-solving assessment. Pairwise comparisons for continuous variables were
performed with Student's t-test. Comparisons below
P = 0.05 threshold are indicated with superscript numbers with values
shown in this legend. DHA-HO-RUTF, DHA added to ready-to-use therapeutic food made
with high-oleic acid peanuts; HO-RUTF, high-oleic acid ready-to-use therapeutic food;
S-RUTF, standard ready-to-use therapeutic food.All values are differences with 95% CIs unless otherwise noted.P = 0.044P = 0.031P = 0.047P = 0.002This value is the OR with 95% CI.HO-RUTF or DHA-HO-RUTF did not lead to superior PSA scores compared with S-RUTF (Table 3, ). Inability to participate in problem 3 adequately to
obtain a score occurred more often than anticipated and resulted in an underpowered analysis
for PSA. Predicted probabilities from the ordinal logistic regression model showed that
intention scores were strongly influenced by age and varied most in problem 3 ().
FIGURE 3
Problem-solving assessment intention scores of children receiving RUTF made with
high-oleic acid peanuts with added DHA (DHA-HO-RUTF), RUTF made with high-oleic acid
peanuts but without added DHA (HO-RUTF), or standard RUTF (S-RUTF). Percentages of
children in each intervention group with each score are shown. Overall, children in each
study food had similar intention scores in all 3 problems; the differences between food
groups were not significant. The lowest and highest scores possible in each problem were
the most common results among children with scores. Children with “No Score” were unable
to engage in the task. RUTF, ready-to-use therapeutic food.
Problem-solving assessment intention scores of children receiving RUTF made with
high-oleic acid peanuts with added DHA (DHA-HO-RUTF), RUTF made with high-oleic acid
peanuts but without added DHA (HO-RUTF), or standard RUTF (S-RUTF). Percentages of
children in each intervention group with each score are shown. Overall, children in each
study food had similar intention scores in all 3 problems; the differences between food
groups were not significant. The lowest and highest scores possible in each problem were
the most common results among children with scores. Children with “No Score” were unable
to engage in the task. RUTF, ready-to-use therapeutic food.Neither intervention RUTF led to superior eye-tracking results, anthropometric recovery,
rates of gain in weight, length, or MUAC compared with S-RUTF (Table 3). Potential adverse events, including reports of fever,
diarrhea, food intolerance, and poor appetite, were not higher in the intervention groups
compared with S-RUTF, nor were default rates different between groups (Table 3).Summary statistics for enrollment characteristics and analysis of primary and key secondary
outcomes were repeated after excluding those children enrolled during each of the 3
stock-out periods (271 children excluded, –6). The groups remained
balanced at baseline and the point estimates were similar for all primary and secondary
outcomes. Exploratory analysis of MDAT results by subgroup is shown in . Linear
and ordinal logistic regression models assessed the effects of DHA and HO in RUTF on MDAT
global z-scores and PSA intentions scores, respectively. Results are shown
in .Six key plasma PUFA concentrations were selected to describe the biochemical changes
induced by HO-RUTF and DHA-HO-RUTF (). LA and ALA are the primary dietary ω-6 and ω-3 fatty
acids, respectively, EPA and DHA are bioactive ω-3 fatty acids that affect mood and
cognition, and arachidonic acid and docosapentaenoic acid are bioactive ω-6 fatty acids.
Consumption of HO-RUTF and DHA-HO-RUTF resulted in greater amounts of plasma ALA, as well as
more EPA, whereas DHA was increased only in the DHA-HO-RUTF group. S-RUTF resulted in more
LA than DHA-HO-RUTF, as well as greater amounts of the bioactive ω-6 fatty acids. All
measured plasma fatty acid concentrations from SAM children fed different RUTFs can be found
in .
FIGURE 4
Box and whisker plots of plasma fatty acid content of 6 selected fatty acids in
severely malnourished children receiving RUTF made with high-oleic acid peanuts with
added DHA (DHA-HO-RUTF), RUTF made with high-oleic acid peanuts (HO-RUTF), or standard
RUTF (S-RUTF). The boxes represent the IQR of the distribution with a heavy midline
median value. The whiskers extend to 1.5 times the IQR, values outside of these
designations are plotted as points. The statistical comparisons were made using a
Wilcoxon Rank Sum test. The number of participants sampled in each group were
n= 208,
n= 189, and
n = 162. AA, arachidonic acid; DHA, docosahexaenoic
acid; DPA, docosapentaenoic acid; EPA, eicosapentaenoic acid; RUTF, ready-to-use
therapeutic food.
Box and whisker plots of plasma fatty acid content of 6 selected fatty acids in
severely malnourished children receiving RUTF made with high-oleic acid peanuts with
added DHA (DHA-HO-RUTF), RUTF made with high-oleic acid peanuts (HO-RUTF), or standard
RUTF (S-RUTF). The boxes represent the IQR of the distribution with a heavy midline
median value. The whiskers extend to 1.5 times the IQR, values outside of these
designations are plotted as points. The statistical comparisons were made using a
Wilcoxon Rank Sum test. The number of participants sampled in each group were
n= 208,
n= 189, and
n = 162. AA, arachidonic acid; DHA, docosahexaenoic
acid; DPA, docosapentaenoic acid; EPA, eicosapentaenoic acid; RUTF, ready-to-use
therapeutic food.
Discussion
This trial found that SAM children who consumed DHA-HO-RUTF achieved superior global MDAT
z-scores than children who consumed S-RUTF. HO-RUTF did not confer the
same benefit. DHA-HO-RUTF caused a positive shift in the distribution of MDAT
z-scores measured ∼6 mo after an SAM outcome with no intervening DHA
supplementation, suggesting that the cognitive benefits were seen in the entire population
of SAM treated children and were sustained well after treatment was complete. However, PSA
scores were similar in all dietary groups. The expected improvements in plasma fatty acid
content were observed; children receiving DHA-HO-RUTF had greater concentrations of DHA. Of
note, only in the social cognitive domain was HO-RUTF superior to S-RUTF, and this
corresponds with higher plasma EPA concentrations in children receiving HO-RUTF (36).Anthropometric recovery was nonsignificantly lower in both DHA-HO-RUTF and HO-RUTF groups
compared with S-RUTF. This could be the consequence of differences in the nonlipid nutrient
content of the study foods, or simply by chance. No adverse effects or negative preferences
against DHA-HO-RUTF were observed in this large trial.This trial demonstrated a clear discrepancy between anthropometric recovery and cognitive
status in SAM. Children fed S-RUTF show inferior cognitive performance when compared with
population norms, an insult of 0.9 MDAT z-scores. This deleterious effect
is observed in all domains of the MDAT, except for the social domain. The magnitude of the
insult suggests that a frameshift in thinking and approach may well be warranted with
respect to SAM treatment and recovery. The focus on cognitive recovery must rise to equal
importance as anthropometric recovery to enable the child to thrive. The distribution of
MDAT scores in children aged <1 y mirrors a healthy population (Supplemental Figure 2) and offers hope
that improvements in treatment may avert long-term disabilities. The increase seen in MDAT
by the inclusion of less LA and more DHA in RUTF is encouraging and actionable. Differences
seen between dietary groups were not dramatic (Supplemental Figure 1) when compared
with the SAM insult. Our results report a functional benefit that extends the importance of
our previous biochemical results, indicating that children recovering from SAM require a
source of DHA to ameliorate the cognitive insult (19, 37).The MDAT was developed in a rural Malawian setting, is fully validated, reliable, and
predictive of later intellectual performance. For these reasons, MDAT was chosen as a
primary outcome and Malawi was chosen as the study location. MDAT has revealed cognitive
deficits in acutely malnourished populations in Malawi and Burkina Faso. In a previous
study, MDAT domain scores were reported in Malawian SAM children upon discharge from the
hospital (23). All 4 domain scores were remarkably
lower among hospitalized SAM children than in our population. The MUAC of these hospitalized
children was 11.5 cm, similar to that in our population, although the clinical status due to
infectious complications was likely worse. These findings lead us to speculate that
significant improvements in MDAT occur after discharge and that maximizing the potential for
cognitive recovery should be a primary goal in malnutrition programs.The PSA scores did not differ between food groups. PSA problem 3 has been used to
demonstrate cognitive differences among healthy infants aged 9–12 mo receiving DHA-enriched
infant formulas (27). In this study, half of the
healthy infants achieved a perfect score on the PSA on all 3 attempts. This is in contrast
to our results, wherein only 15% of children achieved a perfect score on any attempt. This
suggests the presence of a substantial cognitive deficit at the time of anthropometric
recovery. Our PSA was conducted using this very same problem and protocol, and with a sample
size increased 3-fold, as previously reported, so it is unlikely the failure to detect
differences is the result of methodological flaws. Rather, PSA problem 3 was beyond the
intellectual capacity of most children tested. Subsequent use of PSA in SAM should explore
its timing relative to anthropometric recovery and the potential utility of repeated
testing.Two previous, smaller studies in SAM children were done using blood measures of fatty acid
content (19, 37). Our findings are consonant with these; increases in DHA were only seen when
fish oil was added to the diet, and reduction in dietary LA resulted in greater EPA
content.The food formulations of HO-RUTF and DHA-HO-RUTF were achieved by Project Peanut Butter via
ingredient changes, without alterations in the mixing or packaging processes. HO peanuts can
be purchased in the major peanut production markets worldwide. DHA is now encapsulated and
available from the same ingredient producers as the micronutrient premix. Encapsulation is
very durable and obscures the taste of the fish oil exceedingly well, in addition to
limiting oxidative degradation. Nongenetically modified, high-oleic vegetable oils are
available at a cost of about 10% more than traditional vegetable oils. They were developed
for the purposes of increasing the shelf-life of the oil and have been shown to reduce the
risk of heart disease in adults.Our study has multiple limitations. The study population did not habitually consume fish,
and the positive effect of DHA-HO-RUTF in a fish-consuming population might differ. However,
most children recovering from SAM worldwide consume little else but RUTF, and RUTF should
meet the needs of such children. Our study population developed SAM largely because of food
insecurity. Children in whom chronic illness or excessive inflammation precipitated SAM
might not realize similar cognitive benefits of DHA-HO-RUTF. The use of different cognitive
assessments at single time points limited the ability to interpret the dynamic nature of
cognitive recovery. Food stock-outs resulted in imbalanced randomization, potentially
introducing bias. Reanalysis of the sample enrolled outside of these stock-outs did not show
evidence of bias. Finally, there was loss to follow-up between SAM outcome and MDAT
assessment 6 mo later. We do not suspect this loss to follow-up differentially affected the
intervention groups.We estimate that during treatment, SAM children were consuming about 240 g RUTF/d. For the
DHA-HO-RUTF group, DHA intake averaged 173 mg/d or about 0.24% w/w DHA. The global breast
milk DHA reference level is 0.32% w/w (38). Fat
constitutes half the energy in breast milk and RUTF. The DHA content of DHA-HO-RUTF and
breast milk was similar. Importantly, the effective intervention was to supply RUTF with DHA
and with limited LA when recovery food was supplying calories and protein needed to restart
a normal or even accelerated trajectory of neurocognitive development. The brain substitutes
ω-6 docosapentaenoic acid (DPA6) for DHA when dietary LA is surfeit and ω-3 is limiting. DPA
does not support neurocognitive function similarly to DHA and thus our results may point to
slow replacement of DHA for DPA in the months after recovery (13).LA antagonism of ω-3 PUFAs is understood from a molecular and genetic basis (39–41). Large dietary amounts of LA and
little ALA given to pregnant animals results in offspring with increased aggression and
impulsivity, reduced executive function, and impaired visual function (42). Confusion over the interrelation of dietary LA and ALA has led to
futile attempts to increase circulating/tissue DHA by increasing dietary ALA without
reducing LA. Although the dietary ω-6 to ω-3 ratio, usually cast as
[LA]/[ALA], is widely quoted as a parameter defining ω-3 tissue accretion, it is the excess
of ω-6 over ω-3, i.e. [LA]–[ALA], that controls DHA availability (43, 44). Clinical studies show
that additional ALA does not increase circulating or breast milk DHA (45). Moreover, no amount of supplementary ω-3 EPA increases DHA. To
increase DHA, 2 dietary interventions are well established: lowering dietary LA and
increasing dietary DHA.This study provides the first direct evidence that reduction in LA and addition of DHA in
RUTF enhances cognition in SAM children. This finding is consonant with a body of evidence
that extends over many decades, methodologies, and species. Perhaps the most compelling
evidence is found in the composition of breast milk. The need to enhance cognitive recovery
in SAM is substantial, even crucial, as this insult affects tens of millions of children
annually. At present, ∼85 million children worldwide will develop SAM in the first 5 y of
their life, a number roughly equal to the burden of all childhood developmental delays.
Changing the composition of RUTF to reduce the insult of SAM is safe, feasible, and
effective. Further research is needed to optimize the amount and duration of DHA
supplementation, but in the meantime, there is a clear course of action to help SAM children
worldwide: provision of RUTF with preformed DHA and reduced amounts of LA.Click here for additional data file.
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