Babak Mamnoon1, Li Feng1, Jamie Froberg2, Yongki Choi2, Venkatachalem Sathish1, Oleh Taratula3, Olena Taratula3, Sanku Mallik1. 1. Department of Pharmaceutical Sciences, North Dakota State University, Fargo, North Dakota 58102, United States. 2. Department of Physics, North Dakota State University, Fargo, North Dakota 58102, United States. 3. Department of Pharmaceutical Sciences, College of Pharmacy, Oregon State University, Portland, Oregon 97201, United States.
Abstract
Endoxifen is the primary active metabolite of tamoxifen, a nonsteroidal-selective estrogen receptor modulator (SERM) and widely used medication to treat estrogen receptor-positive (ER+) breast cancer. In this study, endoxifen was conjugated to the surface of polymeric nanoparticles (polymersomes) for targeted delivery of doxorubicin (DOX) to estrogen receptor-positive breast cancer cells (MCF7). Rapid cell growth and insufficient blood supply result in low oxygen concentration (hypoxia) within the solid breast tumors. The polymersomes developed here are prepared from amphiphilic copolymers of polylactic acid (PLA) and poly(ethylene glycol) (PEG) containing diazobenzene as the hypoxia-responsive linker. We prepared two nanoparticle formulations: DOX-encapsulated hypoxia-responsive polymersomes (DOX-HRPs) and endoxifen-conjugated, DOX-encapsulated hypoxia-responsive polymersomes (END-DOX-HRPs). Cellular internalization studies demonstrated eight times higher cytosolic and nuclear localization after incubating breast cancer cells with END-DOX-HRPs (targeted polymersomes) in contrast to DOX-HRPs (nontargeted polymersomes). Cytotoxicity studies on monolayer cell cultures exhibited that END-DOX-HRPs were three times more toxic to ER+ MCF7 cells than DOX-HRPs and free DOX in hypoxia. The cell viability studies on three-dimensional hypoxic cultures also demonstrated twice as much toxicity when the spheroids were treated with targeted polymersomes instead of nontargeted counterparts. This is the first report of surface-decorated polymeric nanoparticles with endoxifen ligands for targeted drug delivery to ER+ breast cancer microtumors. The newly designed endoxifen-conjugated, hypoxia-responsive polymersomes might have translational potential for ER+ breast cancer treatment.
Endoxifen is the primary active metabolite of tamoxifen, a nonsteroidal-selective estrogen receptor modulator (SERM) and widely used medication to treat estrogen receptor-positive (ER+) breast cancer. In this study, endoxifen was conjugated to the surface of polymeric nanoparticles (polymersomes) for targeted delivery of doxorubicin (DOX) to estrogen receptor-positive breast cancer cells (MCF7). Rapid cell growth and insufficient blood supply result in low oxygen concentration (hypoxia) within the solid breast tumors. The polymersomes developed here are prepared from amphiphilic copolymers of polylactic acid (PLA) and poly(ethylene glycol) (PEG) containing diazobenzene as the hypoxia-responsive linker. We prepared two nanoparticle formulations: DOX-encapsulated hypoxia-responsive polymersomes (DOX-HRPs) and endoxifen-conjugated, DOX-encapsulated hypoxia-responsive polymersomes (END-DOX-HRPs). Cellular internalization studies demonstrated eight times higher cytosolic and nuclear localization after incubating breast cancer cells with END-DOX-HRPs (targeted polymersomes) in contrast to DOX-HRPs (nontargeted polymersomes). Cytotoxicity studies on monolayer cell cultures exhibited that END-DOX-HRPs were three times more toxic to ER+ MCF7 cells than DOX-HRPs and free DOX in hypoxia. The cell viability studies on three-dimensional hypoxic cultures also demonstrated twice as much toxicity when the spheroids were treated with targeted polymersomes instead of nontargeted counterparts. This is the first report of surface-decorated polymeric nanoparticles with endoxifen ligands for targeted drug delivery to ER+ breast cancer microtumors. The newly designed endoxifen-conjugated, hypoxia-responsive polymersomes might have translational potential for ER+ breast cancer treatment.
Breast
cancer (BC) is characterized by uncontrolled cell proliferation,
angiogenesis, and metastasis to other organs.[1] Surgery and radiation therapy are effective treatment options for
the localized disease.[2] Hormone therapy
and chemotherapy are the most common regimen for invasive BC.[3] Unfortunately, chemotherapeutic agents show various
side effects that limit their administration in cancer therapy.[4−7] In addition, low solubility, high therapeutic dosage, reduced systemic
blood circulation, and increased cytotoxicity are common drawbacks
of anticancer drugs.[8,9] Uncontrolled cell proliferation
and limited blood flow generate low oxygen concentration (hypoxia)
in solid tumor tissues of various cancers, including BC[10−14] leading to invasiveness, metastasis, and drug resistance.[15,16]Nanomedicine and nanotechnology are emerging fields in drug
delivery,
diagnosis, and the development of nanoscale materials for cancer therapy.[17−20] Nanocarrier-based drug delivery systems can address the shortcomings
of traditional chemotherapy by improving circulation half-life, tumor
penetration, and cellular internalization.[21,22] Among various nanoparticles, polymersomes show considerable promise
to deliver drugs into cancerous tissues.[23] They are self-assembled bilayer vesicles prepared from amphiphilic
copolymers with hydrophilic and hydrophobic blocks.[24−26] Vesicle formation
is favored when the molecular weight ratio of the hydrophilic block
to the whole polymer is between 20 to 40%.[10,24,27] Polymersomes carry hydrophilic drugs within
the aqueous core and hydrophobic drugs inside the bilayer simultaneously.[12,28] Poly(ethylene glycol) (PEG) is commonly used as a hydrophilic block
due to its biocompatibility, reduction in plasma protein adsorption,
and the resultant prolonged circulation time of the polymersomes.[29]Because of the higher molecular weights
of the polymers compared
to lipids, polymersomes are more robust and stable than liposomes.[28] However, enhanced stability requires a stimulus
for releasing the encapsulated drugs.[29,30] The stimuli-responsive
polymersomes are stable in systemic circulation and disintegrate within
the disease sites by responding to physical, chemical, or biological
stimuli.[31−34] Hypoxia-responsive polymersomes release therapeutic agents under
low oxygen partial pressure within solid tumors.[10−12] In addition,
modifying polymersomes’ surface with ligands for selective
binding to an overexpressed receptor on cancer cells facilitates tumor
penetration and cellular internalization, hence, reducing the off-target
side effects of chemotherapeutic agents.[35−39]Estrogen receptors (ERs) are overexpressed
in about 80% of BC cases
(ER+ BC).[40] ERs are divided into ERα
and ERβ subclasses. A class of ERα (G-protein-coupled
receptors) are expressed on the membrane of BC cells.[41] Tamoxifen (TAM) is a pioneering medicine for the ER+ BC
treatment that belongs to selective estrogen receptor modulators (SERM).[42] TAM competes with estrogen for binding to ERs
and reduces breast tumor growth.[43] TAM
can be incorporated as a ligand into nanoparticles’ surfaces
for targeting overexpressed ERs on BC cells’ surfaces.[44] However, TAM is a prodrug that converts to active
metabolites, such as 4-hydroxy TAM or endoxifen (END).[43] END is the most active metabolite of TAM. It
binds to the ER about 100 times more strongly and about 30 times more
potent in reducing the growth and proliferation of ER+ breast cancer
cells compared to TAM.[45,46] Accordingly, utilizing END to
target ER+ breast cancer cells appears more valuable in solid ER+
breast tumors.Herein, we conjugated END to an amphiphilic block
copolymer of
poly(ethylene glycol) (PEG) and polylactic acid (PLA). We prepared
polymersomes from the END-conjugated and a hypoxia-responsive copolymer,
encapsulating the anticancer drug doxorubicin (DOX) inside. Due to
the END ligands, the polymersomes selectively bind to overexpressed
ERs on ER+ BC cells’ surface, translocate into the cells, disintegrate,
and release their chemotherapeutic payload selectively within hypoxic
BC cells. According to the previously reported studies, endoxifen
was either encapsulated within nanoparticles,[47] or conjugated with other drugs for interacting ER+ breast cancers[48,49] but not as a ligand for selective nanoparticulate drug delivery.
To our knowledge, this is the first report of employing END as a high-affinity
ligand to target ER+ breast cancer cells by polymersomes. The advantage
of this study is to employ endoxifen (100 times more potent compared
to tamoxifen) as a surface-conjugated ligand for the selective estrogen
receptor interaction. Compared to the previous reports from our group
regarding the incorporation of estradiol on the surface of polymeric
nanoparticles,[12] the surface conjugation
of endoxifen as a ligand makes these new nanoparticles more potent
for selective binding to the breast cancer cellular estrogen receptors.
Thus, we anticipate that these targeted nanoparticles have a potential
for targeted chemotherapeutic drug delivery to ER+ hypoxic tumors.
Future studies can be performed to evaluate the efficiency of these
newly synthesized targeted nanoparticles in vivo.
Materials and Methods
Materials and Reagents
Endoxifen
hydrochloride was purchased from Selleckchem. Doxorubicin hydrochloride
was purchased from Advanced Chemblocks. Avanti Polar was the provider
of the lissamine rhodamine (LR) dye. The chemicals for synthesizing
the copolymers were purchased from Millipore Sigma. The medium and
antibiotics for the cell culture were purchased from VWR International.
A humidified incubator (Thermo Scientific) containing 5% CO2 and 21% O2 at 37 °C was used for normoxic conditions.
For all experiments, a hypoxia chamber containing 5% CO2 and 2% O2 was used.
Synthesis
and Characterization of Copolymers
The polylactate–diazobenzene–poly(ethylene
glycol)
(PLA8500–Azo–PEG2000) and polylactate–poly(ethylene
glycol) azide (PLA16000–PEG2000–N3) polymers were synthesized and characterized according to
the previously reported protocol (Supporting Information, Figures S1–S5).[12] For the synthesis of endoxifen-hexynol, 5-hexyn-1-ol (11 μL,
100 μmol) and triethylamine (0.1 mL) were dissolved in 5 mL
of anhydrous dichloromethane. Then, N-(3-dimethylaminopropyl)-N′-ethylcarbodiimide hydrochloride EDC·HCl (27
mg, 100 μmole), N-hydroxysuccinimide (NHS)
(11.5 mg, 100 μmole), and dimethylaminopyridine (DMAP) (3 mg,
5% mol) were added, and the mixture was stirred at 25 °C for
1 h under a nitrogen atmosphere. Endoxifen HCl (41 mg, 100 μmole)
was added to the reaction mixture and stirred overnight, followed
by washing 3 times with water and drying under vacuum to get a solid
compound (0.62 g, yield: 40%). 1H-NMR (400 MHz, chloroform-d): 7.13–6.51 ((CH2=CH2), d, 13 H), 4.11 ((CH2-CH2-N), t, 2 H),
3.99 ((CH-O-C=O), t,
2 H), 3.70 ((CH2-CH-N), t, 2
H), 3.59 ((CH-N), s, 3 H), 3.01
((CH≡C-), s, 1 H), 2.51 ((CH≡C-CH2), t, 2 H), 2.24 ((CH3-CH2), q, 2 H), 1.65 ((CH2-CH2- CH2), m, 2 H), 1.28 ((CH2-CH2-
CH2), m, 2 H), 0.85 ((CH-CH2), t, 3 H). MH+ calcd
for C32H35NO4: 498.2646. Found: 498.2644.Endoxifen-hexynol (7 mg, 10 μmol) and azide polymer (100
mg, 5 μmol) were dissolved in 5 mL of THF. According to a protocol
developed in our laboratory, the cycloaddition reaction between endoxifen-hexynol
and the azide polymer PLA16000–PEG2000–N3 was performed with a 97% degree of conjugation.[12] The final product was dried under vacuum (7
mg, yield: 57%) and characterized by 1H-NMR and gel permeation
chromatography (GPC, TSKgel Super H3000) using THF as the solvent. 1H-NMR (400 MHz, chloroform-d): 7.00 (C=CH-CH=C, s, 1 H), 5.19 ((-CH-C=O),
q, 1 H), 3.67 ((CH2-C=O), d, 2 H), 2.29 ((CH3-NH), d, 3 H), 1.58 ((CH3-CH-C=O), d,
3 H), 0.89 ((CH3-C-), s, 6 H). GPC: Mw = 12 098, Mn = 9368;
and PDI = 1.29.
Polymersome Preparation
Polymers
were dissolved in acetone (10 mg/mL), and lissamine rhodamine lipid
dye (LR) was dissolved in chloroform (0.01 mg/mL). Plain (HEPES buffer-encapsulated)
and nontargeted polymersomes were prepared by adding a 95:5 molar
ratio azobenzene polymer to LR. Targeted polymersomes were prepared
by 85:10:5 molar ratios of the azobenzene polymer, END-conjugated
polymer, and LR dye. A consistent amount of doxorubicin HCl (0.2 mg/mL)
was encapsulated into both nontargeted and targeted polymersome samples.
Plain, nontargeted, and targeted polymersomes were all prepared according
to our previously reported protocols.[12]
Characterization
Polymersomes were
incubated in normoxic (21% O2) and hypoxic (24 h, 2% O2) conditions. A mixture of NADPH (50 μM), human liver
microsomes (50 μL), and polymersomes (500 μL) was used
to prepare hypoxic samples. An atomic force microscope (AFM, NTEGRA)
was used for AFM imaging. The transmission electron microscope (TEM,
JOEL JEM-2100) was employed for TEM imaging using both normoxic and
hypoxic polymersomes, as previously reported.[12] Dynamic light scattering (DLS, Malvern Zetasizer) was used for determining
the charge and size of the polymersomes under hypoxic and normoxic
conditions by measuring each sample six times and recording the averages.
Release Study
A series of DOX concentrations
were used to create a calibration curve. The loading content and percent
encapsulation of DOX within the vesicles were calculated by measuring
the absorbance (480 nm). DOX release from the polymersomes was determined
by preparing a combination of targeted nanoparticles, NADPH, human
liver microsomes, and HEPES buffer (pH 7.4, 25 mM) within a dialysis
membrane (10 kDa molecular weight cut off), based on a reported protocol.[12]
Cellular Internalization
The MCF7
(ER+) and MDA-MB231 triple-negative (ER–, PR–, HER2−)
breast cancer cells were cultured in the DMEM medium containing 10%
fetal bovine serum (FBS). The cells (5000/well) were seeded in two
cell culture plates and incubated in normoxic (21% O2)
and hypoxic (2% O2) conditions overnight. Then, 5.5 μM
END and the equivalent amount of nontargeted and targeted buffer-encapsulated
nanoparticles and a mixture of 5.5 μM END and END-conjugated
nanoparticles were used for treating the cells for 3 h. After washing,
the cell nucleus and skeleton were stained with DAPI (Invitrogen)
and Phalloidin (Biotium) dyes and then washed again with PBS. The
cells were imaged by a 20× objective using a Leica DMi8 fluorescence
microscope (Leica Microsystems, Inc.).
Polymer
Toxicity
The cells (5000/well)
were cultured in two plates and incubated in normoxia (21% O2) and hypoxia (2% O2) conditions overnight. HEPES buffer-encapsulated
END-polymersomes (20–100 μg/mL) were incubated with the
cells for 72 h. Then, a 1:9 volume ratio of Alamar Blue to the cell
culture medium was incubated with the cells for 5 h. The cytotoxicity
was calculated by measuring the fluorescence using an excitation wavelength
of 560 nm and an emission wavelength of 595 nm.
Toxicity of DOX-Polymersomes in Monolayer
Cultures
The cells (5000/well) were cultured in two plates
and incubated in normoxic (21% O2) and hypoxic (2% O2) conditions overnight. When the cells were 80% confluent,
they were divided into four treatments: control (without treatment),
free DOX, nontargeted polymersomes (DOX-HRPs), and targeted polymersomes
(END-DOX-HRPs). Subsequently, 2, 4, and 8 μM DOX within all
doxorubicin-containing formulations were used to treat the cells for
72 h. The plates were then washed with PBS, and the cytotoxicity was
calculated using the Alamar Blue assay described in the previous paragraph.
Spheroid Cytotoxicity Study
The MCF7
cell spheroids were prepared by a NanoShuttle three-dimensional kit
(Greiner Bio-One). NanoShuttle-PL magnetic nanoparticles (150 μL)
were added into an 80% confluent MCF7 cell culture T-25 flask and
incubated 24 h. The flask was washed with PBS, and the cells were
then dislodged, counted, and 25 000 cells were added into each
well while placing the plates on a spheroid drive for 30 min. The
plates were separately incubated in normoxia (21% O2) and
hypoxia (2% O2) conditions overnight. Subsequently, the
cells were incubated with the same four treatments as monolayer cultures
and treated with 2, 4, and 8 μM DOX in the formulations for
3 days. The spheroids were washed twice with PBS and the spheroid
drives were removed to detach the spheroids. Then, the spheroids were
moved into new plates and incubated for 24 h. The cytotoxicity was
evaluated by Alamar Blue assay. To further assess the effect of free
drug, nontargeted, and targeted polymersomes on the growth of the
spheroids, another plate of 6-day-old spheroids was incubated with
8 μM DOX, nontargeted DOX-HRPs, and targeted END-DOX-HRPs for
3 days under normoxic (21% O2) and hypoxic (2% O2) conditions. The spheroids were then washed, and their growth was
monitored until day 16. The percent growth rate was analyzed by the
NIH ImageJ software.
Statistical Analysis
All statistical
analyses were carried out by OriginPro 9.3 (Northampton, Massachusetts),
and the results are shown as mean ± SEM. The significant difference
among various drug-treated groups in hypoxic and normoxic conditions
was evaluated by ANOVA.
Results and Discussion
Polymer Characterization and Polymersome Preparation
The PLA16000–PEG2000–Endoxifen
polymer was synthesized by a cycloaddition reaction between alkyne-endoxifen
and PLA–PEG–N3 (Scheme ). The polymers were characterized by gel
permeation chromatography (GPC) and 1H-NMR spectroscopy
(Supporting Information, Figures S6 and S7). DOX was encapsulated within the polymersomes. Lissamine rhodamine
lipid dye was incorporated into the polymersomes to visualize them
through the gel filtration chromatography column and isolate the drug-encapsulated
vesicles. The structures of the polymers used in polymersome preparation
are shown in Scheme . Polymersomes are formed when the molar mass ratio of the hydrophilic
part to the total polymer is between 1:5 and 2:5.[50] For our studies, this ratio was 1:5. The surface PEG enhances
the systemic half-life of the vesicles in blood circulation.[12] The targeted nanoparticles were optimized to
contain 10% PLA–PEG–Endoxifen polymer for efficient
interactions with the membrane-associated estrogen receptors on the
MCF7 cells.
Scheme 1
Cycloaddition Reaction between PLA16000–PEG2000–N3 Polymer and Alkyne-Endoxifen
to Prepare
the PLA16000–PEG2000–Endoxifen
Polymer
Scheme 2
Structures of Synthesized Polymers
and Fluorescent Lipid Dye
(A) PLA8500–Azo–PEG2000 polymer, (B) PLA16000–PEG2000–Endoxifen, and (C) lissamine rhodamine lipid.
Structures of Synthesized Polymers
and Fluorescent Lipid Dye
(A) PLA8500–Azo–PEG2000 polymer, (B) PLA16000–PEG2000–Endoxifen, and (C) lissamine rhodamine lipid.We developed both nontargeted DOX-encapsulated (DOX-HRPs)
and targeted
hypoxia-responsive polymersomes (END-DOX-HRPs). These nanoparticles
are expected to accumulate within the tumors based on the EPR effect
passively.[21] However, the functionalized
polymersomes with targeting ligands not only accumulate within the
tumor environment via the EPR effect but also selectively interact
with the overexpressed surface receptors on cancer cells and enter
the cells through active transport (Figure ).[13,21]
Figure 1
Illustration of nontargeted
and targeted polymersomes encapsulating
doxorubicin. (A) Components of nontargeted polymersomes. (B) Internalization
of nontargeted polymersomes in cancer cells via passive diffusion.
(C) Components of targeted polymersomes. (D) Internalization of targeted
polymersomes in cancer cells via receptor-mediated endocytosis.
Illustration of nontargeted
and targeted polymersomes encapsulating
doxorubicin. (A) Components of nontargeted polymersomes. (B) Internalization
of nontargeted polymersomes in cancer cells via passive diffusion.
(C) Components of targeted polymersomes. (D) Internalization of targeted
polymersomes in cancer cells via receptor-mediated endocytosis.The solvent-exchange procedure was used to prepare
the polymersomes[26] and subsequently characterized
by DLS, AFM,
and TEM imaging. The loading content and average percent encapsulation
of doxorubicin within nontargeted and targeted polymersomes were calculated
(Table ). The loading
capacity of the polymeric nanoparticles depends on various factors,
including the size of polymeric nanoparticles, the molecular weight
of the polymer components, and the preparation methods. The molecular
weight of the polymers in this study was 10 500. DOX was loaded
into these nanoparticles based on the pH gradient method. In addition,
a 10% molar ratio of the endoxifen polymers was used to prepare targeted
vesicles. Overall, these factors affected the encapsulation efficiency
of these nanoparticles to be around 50% for the nontargeted polymersomes
and about 70% for targeted polymersomes. The nanoparticles’
average charge and hydrodynamic diameter were measured under hypoxic
and normoxic conditions by dynamic light scattering (Figure , Table ). We observed that the average diameter
of the DOX-encapsulated targeted polymersomes (164 ± 7 nm) was
larger than the nontargeted vesicles (122 ± 5 nm). The increased
hydrodynamic diameter is likely due to incorporating the endoxifen-conjugated
polymer (PLA16000–PEG2000–Endoxifen, Scheme ) with a higher molecular
weight of the PLA block.
Table 1
Encapsulation
Efficiency (EE%) and
Loading Content (LC%) of the Polymersomes
polymersome
encapsulation efficiency (%)
loading content (%)
nontargeted (DOX-HRP)
46 ± 5
8.1 ± 1.3
targeted (END-DOX-HRP)
68 ± 6
10.2 ± 2.1
Figure 2
(A) Hydrodynamic diameter of nontargeted polymersomes
under normoxia.
(B) Hydrodynamic diameter of targeted polymersomes under normoxia.
(C) Hydrodynamic diameter of nontargeted polymersomes under hypoxia.
(D) Hydrodynamic diameter of targeted polymersomes under hypoxia.
(E) Proposed mechanism of drug release under hypoxia in the presence
of reducing agents.
Table 2
Average Hydrodynamic Diameter, ζ-Potential,
and Polydispersity Index (PDI) of the DOX-Encapsulated Polymersomes
average
diameter (nm)
ζ-potential
(mV)
PDI
polymersome
normoxia
hypoxia
normoxia
hypoxia
normoxia
hypoxia
nontargeted
122 ± 5
41 ± 6, 425 ± 8
0.18 ± 0.03
0.32 ± 0.14
0.14 ± 0.06
0.66 ± 0.17
targeted
164 ± 7
68 ± 8, 678 ± 9
0.27 ± 0.19
0.44 ± 0.18
0.15 ± 0.05
0.73 ± 0.16
(A) Hydrodynamic diameter of nontargeted polymersomes
under normoxia.
(B) Hydrodynamic diameter of targeted polymersomes under normoxia.
(C) Hydrodynamic diameter of nontargeted polymersomes under hypoxia.
(D) Hydrodynamic diameter of targeted polymersomes under hypoxia.
(E) Proposed mechanism of drug release under hypoxia in the presence
of reducing agents.We observed
that the polymersomes’ size changed substantially
after exposure to hypoxia (Table , Figure ). It is likely due to disintegration and coalescence to make smaller
and larger vesicles with diameter ranges of 40–430 nm for nontargeted
and 65–680 nm for targeted polymersomes (Figure C,D). Accordingly, the polydispersity indices
(PDI) for the polymersomes increased under hypoxia (0.14 ± 0.06
to 0.66 ± 0.17 for nontargeted; 0.15 ± 0.05 to 0.73 ±
0.16 for targeted; Table ). TEM and AFM images corroborated these observations (Figure ). The hypoxic tumor
microenvironment is enriched in reductase enzymes.[51] For the in vitro studies, we simulated
the reductive microenvironment with human liver microsomes (source
of reductase enzymes) and NADPH (for enzyme activity).[12] Under hypoxia, reduction of the diazo linker
of the hypoxia-responsive polymer separates the hydrophobic PLA and
hydrophilic PEG blocks (Figure E).[11,52,53] The resultant structural collapse of the polymersomes facilitates
the release of the encapsulated doxorubicin.[12] Due to the high metabolism, impaired blood supply, and low oxygen
concentration within the tumors, cancer cells undergo glycolysis to
produce pyruvate, making the hypoxic tumor regions more acidic. The
reduction of azobenzene (−N=N−) to hydrazobenzene
(−NH–NH−) under acidic conditions occurs at −0.20
V, and the reduction of hydrazobenzene to PLA– and PEG–amine
occurs at −0.40 V.[54] Based on a
study related to the measurement of the intracellular redox potential
of the cancer cells, this value was reported to be around −390
to −420 mV after inducing the hypoxia.[55] The more negative intracellular reduction potential value compared
to the reduction potential of the azobenzene indicates that intracellular
agents act as the reducers to donate electrons to the azobenzene linker
for breaking the nitrogen–nitrogen bonds and release the encapsulated
drugs within the cell. The ζ-potential was positive under both
normoxic and hypoxic conditions.
Figure 3
TEM and AFM images of endoxifen-polymersomes
under normoxic (A,
C) and hypoxic conditions (B, D).
TEM and AFM images of endoxifen-polymersomes
under normoxic (A,
C) and hypoxic conditions (B, D).
Doxorubicin Release from Polymersomes
To
assess drug release from the polymersomes under hypoxic conditions,
DOX was encapsulated into the END-conjugated nanoparticles. These
polymersomes were incubated under hypoxia (human liver microsomes,
NADPH, 2% oxygen) and normoxia (human liver microsomes, NADPH, 21%
oxygen), and drug release was monitored for 12 h (Figure ).
Figure 4
Cumulative release of
doxorubicin from targeted hypoxia-responsive
nanoparticles in hypoxic (2% oxygen) and normoxic (21% oxygen) conditions
(n = 3).
Cumulative release of
doxorubicin from targeted hypoxia-responsive
nanoparticles in hypoxic (2% oxygen) and normoxic (21% oxygen) conditions
(n = 3).We observed higher DOX release from the polymersomes under hypoxia
compared to normoxia conditions. Polymersomes released more than 96%
of their cargo under hypoxia conditions within 12 h. However, less
than 27% of DOX encapsulated in polymersomes was released in normoxia
conditions during the same time. The results indicated that reducing
the hypoxia-responsive azobenzene linker leads to the release of the
encapsulated drug under hypoxia conditions. We also decreased the
oxygen level to 1 and 0.1% and performed DOX release under hypoxia
conditions. The results of this study demonstrated that over 97% of
the drug was released from the polymersomes under both 1 and 0.1%
oxygen but in a shorter time compared to 2% oxygen (Supporting Information, Figure S8). This might be due to the facilitated
enzymatic reaction to break the hypoxia-responsive azobenzene linker
and disintegrate the polymeric vesicles. TEM and AFM images demonstrated
that polymersomes maintained their standard shape under normoxia conditions
while disrupting their vesicular structure under hypoxia conditions
(Figure ).To evaluate
cellular internalization, the ER+ breast cancer cells (MCF7) were
treated with 5.5 μM free END, equivalent amounts of nontargeted
and targeted buffer-encapsulated nanoparticles, and a mixture of 5.5
μM END and END-conjugated polymersomes under hypoxia and normoxia
conditions for 3 h. Lissamine rhodamine dye was incorporated into
the polymersome bilayer to follow the cellular uptake using a fluorescence
microscope (Figure A,B).[12] The fluorescence density of the
images was normalized based on the number of breast cancer cells.
NIH ImageJ was used to calculate all treatment groups’ fluorescence
intensity under hypoxic and normoxic conditions (Figure C).
Figure 5
Fluorescence images of
cellular uptake of free endoxifen (free
END), nontargeted and targeted polymersomes, and a combination of
END and targeted polymersomes in MCF7 cells after 3 h under normoxia
(A) and hypoxia (B) conditions (scale bar: 50 μm). The enlargements
(100×) show the presence of the polymersomes inside the cell
nuclei. (C) Quantitative fluorescence intensity of the cells under
normoxia and hypoxia conditions (n = 3).
Fluorescence images of
cellular uptake of free endoxifen (free
END), nontargeted and targeted polymersomes, and a combination of
END and targeted polymersomes in MCF7 cells after 3 h under normoxia
(A) and hypoxia (B) conditions (scale bar: 50 μm). The enlargements
(100×) show the presence of the polymersomes inside the cell
nuclei. (C) Quantitative fluorescence intensity of the cells under
normoxia and hypoxia conditions (n = 3).It was observed that targeted END-conjugated polymersomes
entered
the breast cancer cells under both normoxia and hypoxia conditions
due to ligand–receptor interaction between endoxifen and estrogen
receptors (enlargement within Figure A,B). The image density of targeted polymersomes within
the cells in both normoxia and hypoxia conditions was higher than
the combination of targeted polymersomes and END treatment (p < 0.05) and higher than nontargeted polymersomes (p < 0.01). We also observed that targeted polymersomes’
fluorescence density was 7.8 and 6 times higher than nontargeted polymersome-treated
groups in hypoxia and normoxia conditions. The fluorescence density
in targeted polymersomes in hypoxia conditions was also higher than
normoxia conditions (p < 0.01).Various
factors control the retention of nanoparticles inside cancer
cells, such as the size, concentration, duration of cellular exposure
to hypoxia, and uptake or efflux of the nanovesicles from the cells.
According to a recent study, nanoparticles’ entry into MDA-MB-231
breast cancer cells increases under hypoxia conditions compared to
normoxia conditions.[56] Another study indicated
an enhanced internalization of gold nanoparticles into the hypoxic
MCF7 cells.[57] In the current study, we
observed that exposing the ER+ MCF7 cells to hypoxia conditions for
3 h led to enhanced uptake of the targeted endoxifen-conjugated polymersomes
(Figure B). In addition,
it was observed that targeted END-polymersomes internalize more to
the cancer cells compared to nontargeted vesicles (Figure ), likely due to the overexpression
of membrane-bound estrogen receptors on the surface of breast cancer
cells.[44] To evaluate the potency of END-polymersomes,
we also treated the ER+ MCF7 cells with free END and a combination
of END-polymersomes and free END. We observed that free END had minor
entry to the cells. However, when we treated the cells with a combination
of free END and targeted END-polymersomes, free END inhibited END-polymersomes’
internalization. The free END binds to the estrogen receptor and competitively
inhibits END-polymersomes from interacting with the receptors.To further probe the role of ER in cellular internalization, we
incubated the triple-negative breast cancer cells (MDA-MB-231) with
the same polymersome formulations and imaged them using a fluorescence
microscope (Figure A,B). We observed a weak fluorescence intensity from both targeted
and nontargeted polymersomes and no nuclear localization. Moreover,
the intensities were not significantly different in hypoxia (p = 0.124) and normoxia (p = 0.251) conditions
and the absence and presence of added endoxifen (Figure C). Due to the lack of estrogen
receptors on the surface of MDA-MB-231 cells,[14] endoxifen could not affect the nanoparticle uptake when the cells
were incubated with a combination of END-polymersomes and free END
(Figure C).
Figure 6
Fluorescence
images of cellular uptake of free endoxifen (free
END), nontargeted and targeted polymersomes, and a combination of
END and targeted polymersomes on triple-negative breast cancer cells
MDA-MB-231 after 3 h under normoxia (A) and hypoxia (B) conditions
(scale bar: 50 μm). (C) Quantitative fluorescence intensity
of the cells in normoxia and hypoxia conditions (n = 3).
Fluorescence
images of cellular uptake of free endoxifen (free
END), nontargeted and targeted polymersomes, and a combination of
END and targeted polymersomes on triple-negative breast cancer cells
MDA-MB-231 after 3 h under normoxia (A) and hypoxia (B) conditions
(scale bar: 50 μm). (C) Quantitative fluorescence intensity
of the cells in normoxia and hypoxia conditions (n = 3).
Cytotoxicity
in Monolayer and Spheroid Cultures
To evaluate the toxicity,
MCF7 cells were incubated with different
concentrations of buffer-encapsulated END-polymersomes for 3 days.
The cells were more than 85% viable with the highest polymer concentration
(100 μg/mL) tested in normoxia and hypoxia conditions (Figure ). For the subsequent
experiments, we used 1 mg/mL of the total polymer in preparing the
polymersomes. To determine the efficacy of DOX-loaded polymersomes,
the MCF7 monolayer and three-dimensional spheroid cell cultures were
incubated for 72 h with four treatments: nontargeted nanoparticles
(DOX-HRPs), targeted END-conjugated nanoparticles (END-DOX-HRPs),
control (buffer only), and free DOX (Figure A,B).
Figure 7
Toxicity of buffer-encapsulated endoxifen-conjugated
polymersomes
on MCF7 breast cancer cells under normoxic and hypoxic conditions
(72 h, n = 3).
Figure 8
Viability
of MCF7 cells under normoxia and hypoxia conditions after
72 h treatment in the monolayer (A) and three-dimensional spheroid
cultures (B) (n = 3, p < 0.05). Growth curves of MCF7 spheroid cultures in
hypoxia (C) and normoxia (D) conditions (n = 3, **p < 0.01, *p < 0.05). (E) MCF7 spheroids
under normoxia and hypoxia conditions before and after the treatment
with DOX-encapsulated nanoparticles and free DOX (scale bar: 100 μm).
Toxicity of buffer-encapsulated endoxifen-conjugated
polymersomes
on MCF7 breast cancer cells under normoxic and hypoxic conditions
(72 h, n = 3).Viability
of MCF7 cells under normoxia and hypoxia conditions after
72 h treatment in the monolayer (A) and three-dimensional spheroid
cultures (B) (n = 3, p < 0.05). Growth curves of MCF7 spheroid cultures in
hypoxia (C) and normoxia (D) conditions (n = 3, **p < 0.01, *p < 0.05). (E) MCF7 spheroids
under normoxia and hypoxia conditions before and after the treatment
with DOX-encapsulated nanoparticles and free DOX (scale bar: 100 μm).The MCF7 cells were treated with various DOX concentrations
(1–15
μM). The minimum drug concentration with significant differences
between the treated and control cells was 8 μM. It was observed
that treating the MCF7 monolayer and spheroid cultures under hypoxia
conditions with nontargeted polymersomes (DOX-HRPs; [DOX] = 8 μM)
reduced the cell viability to 50 and 65%, respectively. The reduced
cell viability is likely due to passive diffusion of the polymersomes
inside the breast cancer cells and subsequent release of doxorubicin
in the reducing microenvironment of the cytosol.[58] However, treating the monolayer and spheroids under hypoxia
conditions with the targeted polymersomes (END-DOX-HRPs; [DOX] = 8
μM) decreased the viability of the cells to 18 and 31%, respectively.
The targeted nanoparticles show higher cellular internalization compared
to the nontargeted counterparts, and this effect is enhanced in hypoxia
conditions (Figure ). Hence, the higher cell death with the targeted polymersomes in
hypoxia conditions is likely due to more efficient internalization
and subsequent DOX release. However, for the experiments under hypoxia
conditions, we cannot rule out some DOX release from the vesicles
outside the cells, followed by the passive diffusion of the drug in
the cytosol.The cell viability in treated microtumor-like spheroid
cultures
was higher than that in the monolayer, possibly due to the spheroids’
dense structure. A significant difference (p <
0.05) was shown between hypoxia and normoxia conditions when the monolayer
and spheroid cultures were incubated with targeted polymersomes. Under
hypoxia conditions, targeted polymersomes decreased the monolayer
and spheroid cultures’ viability to 18 and 31%, respectively
(Figure A,B, brown
bars). We also observed a significant difference (p < 0.05) between targeted and nontargeted treatment groups under
hypoxia conditions in both monolayer and spheroid cell cultures (Figure A,B, purple and brown
bars), likely for the enhanced targeted receptor-mediated cellular
uptake.[10] There was a significant difference
(p < 0.05) between hypoxia and normoxia conditions
only in monolayer cultures for the nontargeted treatment group (Figure A, green and purple
bars). The cell viability decreased to 30% between these two groups.
Hypoxia conditions would release more DOX from the vesicles, leading
to increased cell death. In the spheroids, this effect is not pronounced,
likely due to the lack of efficient diffusion of the released drug
through the dense cluster of the cells.The polymersomes release
35% of their cargo within 3 h and 90%
after 8 h in hypoxia conditions (Figure ). This ensures that 72 h treatment is enough
for the vesicles to pass through the cancer cells, disintegrate, and
release the encapsulated DOX. According to the EPR effect (passive
diffusion), both nontargeted and targeted polymersomes can accumulate
into the tumor.[21] However, in addition
to passive diffusion, targeted vesicles demonstrate enhanced cellular
uptake and toxicity due to estrogen receptor-mediated endocytosis.
The overexpressed estrogen receptors on the MCF7 cells[44] contribute to increased receptor-mediated nanoparticle
internalization. We note that hypoxia does not induce the expression
of membrane-associated estrogen receptors on MCF7 cells.[59] However, hypoxia conditions would release more
DOX from the vesicles.To further estimate the polymersomes’
efficacy, the 6-day-old
spheroids were treated with 8 μM free DOX, nontargeted, and
targeted nanoparticles for 72 h in hypoxia and normoxia conditions,
and their growth was monitored for 16 days (Figure C–E). We observed changes in the spheroid
volume compared to the beginning of the treatment. For instance, the
size of the control spheroids (buffer treatment) increased by about
2.5-fold (250%) by day 16 (Figure C,D, black squares). The targeted polymersomes were
more toxic toward breast cancer cells in hypoxia conditions by shrinking
the spheroid volume up to 73% (Figure C, green inverted triangles). In comparison, nontargeted
polymersomes reduced this volume by 32% in hypoxia conditions (Figure C, blue triangles).
The spheroid growth curve results in hypoxia conditions corroborate
the higher toxicity of targeted polymersomes than nontargeted vesicles
(Figure B). We also
observed that targeted polymersomes in normoxia conditions decreased
the spheroid volume up to 52% (Figure D, green inverted triangles), while nontargeted polymersomes
only shrink this volume by 20% (Figure D, blue triangles). The targeted polymersomes enter
the MCF7 cells more easily than the nontargeted vesicles due to endoxifen’s
interactions on the polymersomes and the estrogen receptors on the
cell surface. In addition, targeted polymersomes significantly decreased
the volume of spheroids compared to free DOX (p <
0.05), nontargeted polymersomes (p < 0.05), and
the control group (p < 0.01) in hypoxia conditions
(Figure C). Overall,
we observed that targeted polymersomes are more potent in shrinking
breast microtumors than nontargeted polymersomes and control groups
in hypoxia and normoxia conditions. However, the effect was more pronounced
under hypoxia conditions.
Conclusions
The END-decorated doxorubicin-encapsulated polymersomes described
in this study are targeted polymeric hypoxia-responsive nanoparticles
for drug delivery to ER+ breast microtumors. They selectively bind
to overexpressed ERs on the surface of breast cancer cells with the
aid of surface-anchored END molecules and enter the cytosol. In addition,
they release the anticancer drug in hypoxia conditions due to the
presence of the hypoxia-responsive diazobenzene moieties. We note
that some drug release from the nanocarriers can occur in the extracellular
matrix also in hypoxia conditions. Under hypoxia conditions, targeted
polymersomes demonstrated higher cytotoxicity on the ER+ breast cancer
monolayer and spheroid cultures than nontargeted polymersomes and
free drugs. In addition, targeted polymersomes shrank the breast microtumor
volume more efficiently than nontargeted polymersomes in hypoxia and
normoxia conditions. Based on our literature survey, this is the first
report of using endoxifen to target ER+ breast cancer cells by polymer
nanoparticles. Overall, our targeted polymersomes’ merits are
the ability to interact with estrogen receptors specifically, disintegrate
in the cancer cells under low oxygen partial pressure, selectively
release their encapsulated drug in hypoxic breast cancer microtumors,
diminish the cancer cell viability, and enhance the therapeutic efficacy
of an anticancer drug. With further developments, targeted END-conjugated
DOX-loaded nanoparticles can deliver chemotherapeutic drugs and treat
breast cancer.
Authors: Alex G Cuenca; Huabei Jiang; Steven N Hochwald; Matthew Delano; William G Cance; Stephen R Grobmyer Journal: Cancer Date: 2006-08-01 Impact factor: 6.860
Authors: A Müller; B Homey; H Soto; N Ge; D Catron; M E Buchanan; T McClanahan; E Murphy; W Yuan; S N Wagner; J L Barrera; A Mohar; E Verástegui; A Zlotnik Journal: Nature Date: 2001-03-01 Impact factor: 49.962