Drug penetration in human skin ex vivo following a modification of skin barrier permeability is systematically investigated by scanning transmission X-ray microscopy. Element-selective excitation is used in the O 1s regime for probing quantitatively the penetration of topically applied rapamycin in different formulations with a spatial resolution reaching <75 nm. The data were analyzed by a comparison of two methods: (i) two-photon energies employing the Beer-Lambert law and (ii) a singular value decomposition approach making use of the full spectral information in each pixel of the X-ray micrographs. The latter approach yields local drug concentrations more reliably and sensitively probed than the former. The present results from both approaches indicate that rapamycin is not observed within the stratum corneum of nontreated skin ex vivo, providing evidence for the observation that this high-molecular-weight drug inefficiently penetrates intact skin. However, rapamycin is observed to penetrate more efficiently the stratum corneum when modifications of the skin barrier are induced by the topical pretreatment with the serine protease trypsin for variable time periods ranging from 2 to 16 h. After the longest exposure time to serine protease, the drug is even found in the viable epidermis. High-resolution micrographs indicate that the lipophilic drug preferably associates with corneocytes, while signals found in the intercellular lipid compartment were less pronounced. This result is discussed in comparison to previous work obtained from low-molecular-weight lipophilic drugs as well as polymer nanocarriers, which were found to penetrate the intact stratum corneum exclusively via the lipid layers between the corneocytes. Also, the role of the tight junction barrier in the stratum granulosum is briefly discussed with respect to modifications of the skin barrier induced by enhanced serine protease activity, a phenomenon of clinical relevance in a range of inflammatory skin disorders.
Drug penetration in human skin ex vivo following a modification of skin barrier permeability is systematically investigated by scanning transmission X-ray microscopy. Element-selective excitation is used in the O 1s regime for probing quantitatively the penetration of topically applied rapamycin in different formulations with a spatial resolution reaching <75 nm. The data were analyzed by a comparison of two methods: (i) two-photon energies employing the Beer-Lambert law and (ii) a singular value decomposition approach making use of the full spectral information in each pixel of the X-ray micrographs. The latter approach yields local drug concentrations more reliably and sensitively probed than the former. The present results from both approaches indicate that rapamycin is not observed within the stratum corneum of nontreated skin ex vivo, providing evidence for the observation that this high-molecular-weight drug inefficiently penetrates intact skin. However, rapamycin is observed to penetrate more efficiently the stratum corneum when modifications of the skin barrier are induced by the topical pretreatment with the serine protease trypsin for variable time periods ranging from 2 to 16 h. After the longest exposure time to serine protease, the drug is even found in the viable epidermis. High-resolution micrographs indicate that the lipophilic drug preferably associates with corneocytes, while signals found in the intercellular lipid compartment were less pronounced. This result is discussed in comparison to previous work obtained from low-molecular-weight lipophilic drugs as well as polymer nanocarriers, which were found to penetrate the intact stratum corneum exclusively via the lipid layers between the corneocytes. Also, the role of the tight junction barrier in the stratum granulosum is briefly discussed with respect to modifications of the skin barrier induced by enhanced serine protease activity, a phenomenon of clinical relevance in a range of inflammatory skin disorders.
Topical drug delivery
is an attractive way for administering drugs
dermally or transdermally, where the skin penetration properties depend
strongly on the physicochemical properties of the drug and the formulation.[1] The skin represents for most drugs a barrier
that has been investigated in detail by several aspects, which include
barrier disruption methods.[2] The stratum
corneum (SC), the top horny layer of skin, plays a key role in the
barrier function of this organ.[3] Of specific
interest are barrier disruptions caused by inflammatory skin diseases,
such as atopic dermatitis and psoriasis.[4,5] Several drugs
have been used for the topical treatment of these diseases, which
include immunosuppressive macrolides, such as cyclosporin A and tacrolimus.
However, according to the 500 Da rule for skin penetration, high-molecular-weight
drugs have a limited skin penetration.[6] Therefore, new formulations have been developed to facilitate the
dermal penetration of such drugs.[7]Rapamycin (sirolimus) C51H79NO13 (cf. inset of Figure ) is an FDA-approved macrocyclic lactone with anti-proliferative
properties used in cancer or immunosuppressive treatments, for example,
after organ transplantation.[8] Related drugs,
such as everolimus, have been used for successful cancer therapy.[9] Of specific interest is the topical application
of rapamycin for the treatment of facial angiofibromas,[10,11] partially in combination with other drugs, such as calcitriol.[12] Short-term efficacy and safety aspects of rapamycin
gels for patients with tuberous sclerosis complex have been investigated
more recently.[13] Furthermore, human skin
explants treated with rapamycin were investigated in a culture medium
revealing histological changes and reduced keratinocyte proliferation.[8] Rapamycin is known to act as a mammalian target
of rapamycin (mTOR) inhibitor,[14−16] where the complexity of the mTOR
pathway has been reviewed before.[17] Early
work was concerned with cellular transport and uptake studies of this
active substance, where the crucial parameters, such as temperature
and dose, were identified.[18] Later work
focused on the role of rapamycin on immune cells.[19] Of specific interest has been the formulation of rapamycin
for topical use, where hydrophilic gels, ethanolic solutions, ointments,
creams, and formulations in petrolatum have been used.[10,11] Dermal penetration enhancers, such as ethanol,[20] have also been used for the preparation of rapamycin formulations,
where the long-term stability of such formulations has been evaluated
as well.[11]
Figure 1
X-ray absorption cross section of rapamycin
in the O 1s regime.
The inset (a) shows the O 1s → π* transition in greater
detail. The structure of rapamycin is shown in the top right corner.
X-ray absorption cross section of rapamycin
in the O 1s regime.
The inset (a) shows the O 1s → π* transition in greater
detail. The structure of rapamycin is shown in the top right corner.The detection of topically applied drugs penetrated
in the different
skin layers requires a method to probe low, ideally therapeutically
relevant, concentrations. Spectroscopic studies need to be supplemented
by microscopy approaches since the drugs are inhomogeneously distributed
in the biological matrix, requiring the use of spectromicroscopy techniques.
Multiple combinations of such techniques have been developed in the
past and applied to biological matter. Often used are fluorescence
labels due to their specific response and high sensitivity reaching
single-molecule or -particle detection.[21] Furthermore, super-resolution techniques below the diffraction limit
also increase significantly the detailed understanding of processes
occurring in biological matter.[22] However,
in the field of drug delivery, it appears to be advantageous to avoid
labeling of drugs due to possible changes in their efficacy and transport
properties. This requires the use of label-free detection schemes
that have been developed over the last decades. Such methods directly
probe drugs or molecular species of interest in the biological environment,
including human skin ex vivo.[23] This is
accomplished by exploiting their unique molecular properties. For
example, absorption in the soft X-ray regime has been used in the
past to probe with high-sensitivity drugs in human skin explants or
other biological objects by scanning transmission X-ray microscopy
(STXM).[24−28] Alternatively, Raman-based techniques have been used,[29−31] as well as atomic force microscopy (AFM)-based approaches.[32,33] Furthermore, mass spectrometry-based approaches have also been used.[23,34]This work aimed at investigating the skin penetration of rapamycin
in the skin with an intact or altered skin barrier. This hydrophobic
(log P = 4.3)[35] and high-molecular-weight
(M = 914.187 g/mol)[35] drug
does not efficiently penetrate the skin barrier if topically applied,
as predicted by the 500 Da rule.[6,36,37] Nevertheless, penetration of rapamycin might be enhanced by the
serine protease trypsin. Trypsin applied in moderate concentrations
capable of triggering inflammatory processes has been used as a stimulus
in cell cultures to mimic enhanced serine protease activity, typically
found in inflammatory skin diseases, such as atopic dermatitis.[38,39] It is also known that trypsin-like serine proteases in the SC are
associated with desquamation.[40] These proteases
are found to be more active in the outer SC than in the inner part
of this skin layer. Earlier studies on the proteolytic activity in
the SC indicate a linear temporal behavior in the range below 200
min.[41] Furthermore, the epidermal barrier
function of the skin is known to depend on the serine proteaseCAP1/Prss8
in mice, disturbing the lipid composition of the SC, the corneocyte
morphogenesis, and the processing of profilaggrin.[42] In humans, it is known that abnormal activity of serine
proteases leads to a loss in barrier function, such as in ichthyosis.
Furthermore, patients suffering from the Netherton syndrome are known
to have an increased serine protease activity, leading to changes
in barrier function, which is accompanied by an altered SC lipid composition
with a preference for shorter chains and increased disorder of the
lipids.[43,44] Recent work also highlights the increased
drug penetration in serine protease pretreated ex vivo skin models
with respect to the penetration of dexamethasone-loaded core-multishell
nanocarriers.[39]
Experimental Section
The ex vivo human skin samples from abdominal skin and breast were
obtained from different donors, who had agreed prior to donation.
The study has been run in accordance with the Declaration of Helsinki
guidelines and was approved by the Ethics Committee of Charité—Universitätsmedizin
Berlin (Germany) (approval EA1/135/06, renewed in January 2019). Skin
was used within a few hours after surgery. Subcutaneous fat was removed,
and skin was cut in 1.5 × 1.5 cm squares. For serine protease
treatment, the skin was first cleaned with 50 μL of CHCl3/CH3OH (1:1) dropped on a Finn chamber paper disc
and placed for 1 min on the top of the skin sample. Then, the skin
was exposed to 20 μL of a 0.15 mg/mL solution of serine protease
(pig pancreas trypsin, Biochrom, Berlin, Germany) for different time
periods (2, 4, 8, and 16 h). Control skin samples were treated with
20 μL of 0.9% sterile saline. After incubation, the remaining
solution was removed from the skin surface by a cotton swab. The following
formulations were applied for systematic drug penetration studies:
(i) 40 μL/cm2 of a 2.5 μg/mL rapamycin solution
in 36% ethanol, leading to a final amount of 100 μg/cm2 rapamycin deposited on the skin and incubated for variable time
periods (10, 100, and 1000 min, respectively); (ii) 50 μL/cm2 of 8.5 mg/mL rapamycin dissolved in 70% ethanol and 2.5%
hydroxyethyl cellulose (HEC) gel leading to a final amount of 425
μg/cm2 deposited on the skin. Note that previous
work indicates that HEC gel does not change the penetration properties,
but it avoids drying of the drug on the skin surface at long penetration
times and high drug loads.[25] Some of the
skin samples exposed to the HEC gel formulation were pretreated with
trypsin for variable time periods (20 μL/cm2 of a
0.15 μg/mL solution) of 2, 4, 8, and 16 h, respectively. Similar
to previous work, this pretreatment was performed to model the enzymatic
activity, cytokine environment, and barrier alteration typical of
inflamed skin.[38,39] The samples were treated with
a cotton swab for removing the formulation still sticking to the skin
surface and subsequently prepared for STXM studies by fixation in
2.5% glutaraldehyde and 1% cacodylate buffer. Finally, they were embedded
in EPON resin (Serva, Heidelberg, Germany) and cut into 200–300
nm slices with an area of typically 500 μm × 500 μm
using an ultramicrotome, similar to previous work.[24−26,28,45−47] The samples were deposited on silicon nitride (Si3N4) windows (thickness: 100 nm, Silson, UK). All samples were
characterized by optical microscopy (MM-400/LU, Nikon) prior to the
STXM studies for selecting distinct regions to be investigated. The
thickness of the samples was subsequently measured by AFM (nanoIR-2s,
Anasys) in those regions that were studied by STXM.The STXM
studies were performed at the beamline BL4U at UVSOR-IIII
Synchrotron (Institute for Molecular Science, Okazaki, Japan).[48] UVSOR-III is operated at 750 MeV and 300 mA
in the top-up injection mode. The STXM (Research Instruments, ex Bruker)
at BL4U uses a Fresnel zone plate (FZP, Applied Nanotools, Edmonton,
Canada) as the focusing optical element. The design of the FZP is
optimized for the O 1s regime (520–565 eV). Its parameters
are a diameter of 300 μm and an outermost zone width of 18 nm,
and the nickel pattern on a Si3N4 membrane substrate
is 50 nm thick. The focal length is 2.3 mm at 530 eV. The photon energy
scale was calibrated by the O 1s → π* transitions of
CO2 and dexamethasone.[24,49] The energy
resolution was adjusted by the width of the slits of the X-ray monochromator
of typically 50 μm, corresponding to an energy resolution of
∼60 meV at the O 1s edge. The width of the slit also determines
the focusing spot size at the sample corresponding to 74 nm in the
O 1s regime. The STXM was operated in the on-the-fly mode for scans
with a squared pixel size of 250 nm for overview images of the top
skin layers, 100 nm for detailed scans of the SC, and 30 nm for high-resolution
scans at a dwell time per pixel of 4 ms. Typical areas covered by
each scan were 50 μm × 10 μm, 20 μm ×
5 μm, and 4 μm × 2 μm, respectively. The soft
X-ray monochromator was used with variable energy step widths, covering
134 maps per stack of each experiment between 520 and 565 eV. This
allows us to have sufficiently small energy steps of 0.1 eV for gathering
the near-edge features, whereas in the pre-edge- and post-edge-continua,
the energy step width varied between 0.5 and 0.607 eV, respectively.
This approach is different from our previous work, where only a few
photon energies were selected during the experiments due to long data
acquisition times and limited beam time.[24−26] As a result,
the analysis of the optimum X-ray contrast can be done in the present
experiments during the detailed data analysis, that is, after the
beam time. Radiation damage is only observed for repeated scans at
the same location, as evidenced by bleaching of the samples in multiple
scanned areas.Positional shift of the raw stacks of X-ray absorption
spectra
was corrected for lateral drifts using the Zimba tool in the aXis2000
program.[50] Small energy shifts of the order
of <200 meV, occurring during data acquisition of the spectral
stacks, were identified from the total absorption signal using the
known X-ray absorption of dexamethasone.[24] These corrections were considered for both approaches of data evaluation
outlined in the following so that the results can be compared to each
other, especially since they are extracted from the same raw data.
The optical density ln(I0/I) can be used to determine the local concentration and the fraction
of penetrated drug relative to the topically applied drug, according
to the Beer–Lambert law, similar to previous work:[24−26,47] ln(I0/I) = σ·c·d, where I0 is the intensity
of the incident photons, I is the intensity of the
transmitted photons, σ is the absorption cross section (in Mbarn,
1 Mbarn corresponds to 10–18 cm2, see Figure ), c is the concentration of the absorber, and d is
the thickness of the sample absorbing X-rays, as determined by AFM. I0 is obtained from appropriate reference spectra,
that is, the transmitted radiation without the absorbing skin sample
in the photon beam. Reference spectra were frequently recorded for
taking any temporal changes in photon flux into account. Absolute
absorption cross sections were derived at 560 eV using tabulated reference
data.[51]The STXM data were analyzed
in two different ways, where the former
is similar to previous work,[24−26,47] by using two-photon energies, where the X-ray absorption cross section
of the species to be detected is different and can be distinguished
from the fixed skin matrix through its absorption cross section and
chemical shift even in small concentrations. This corresponds to approach
1 and is also labeled as ① in Figures –4. For probing rapamycin, we used the photon energies 531.13
and 530.73 eV (cf. Figure ). These energies turned out to be the most sensitive for
probing the drug in fixed human skin. Small changes in photon energy
occurring during data acquisition, which are due to slight changes
in optical element position in the monochromator or electron beam
position in the storage ring, were corrected for the data stacks evaluated.
These photon energies yield for rapamycin a change in absorption cross
section of 6 ± 0.5 Mbarn (cf. Figure ), whereas the absorption cross sections
of EPON resin and fixed skin remain fairly constant at both photon
energies.
Figure 2
Penetration of rapamycin dissolved in ethanol (100 μg/cm2) topically applied to human SC ex vivo. Top: X-ray micrograph
at 532.03 eV (white color corresponds to high transmission, black
color to low transmission, see also included scheme of grayscale between
the minimum (min) and maximum (max) of X-ray transmission), middle:
rapamycin distribution as a function of skin depth at the same depth
scale as the X-ray micrographs using 531.14 and 530.74 eV (approach
1, labeled ①); bottom: results from singular value decomposition
(approach 2, labeled ②): (a) 10 min penetration time; (b) 100
min penetration time; and (c) 1000 min penetration time. The dashed
thin white lines in the micrographs mark the top of the SC, that is,
the skin surface is on the right-hand side. In (c), the top of the
VE is also marked by another white dashed line. The scale bars correspond
to 4 μm. The skin surface at the top edge of each micrograph
is chosen as the reference of the depth scale. Horizontal black dashed
lines are used to guide the eye for the depth profiles of rapamycin.
The minimum (min) and maximum (max) correspond to (a) 80,000 and 175,000;
(b) 68,500 and 179,500; (c) 67,000 and 127,500 counts/s, respectively.
Figure 4
(a) High-resolution
X-ray micrograph recorded at 532.03 eV in the
SC of a skin sample exposed for 16 h to trypsin and subsequently for
1000 min to an ethanolic rapamycin solution. Lipid layers are marked
by L and corneocytes by C. Pixel size: 30 nm2; the scale
bar corresponds to 800 nm. The skin surface is chosen as the reference
of the depth scale. (b) Integrated intensity of the rapamycin concentration
on the same length scale as the micrograph using approach 1 (labeled
①) and (c) integrated intensity of the rapamycin concentration
on the same length scale as the micrograph using approach 2 (labeled
②). The minimum (min) and maximum (max) correspond to 246,000
and 472,000 counts/s, respectively.
Penetration of rapamycin dissolved in ethanol (100 μg/cm2) topically applied to human SC ex vivo. Top: X-ray micrograph
at 532.03 eV (white color corresponds to high transmission, black
color to low transmission, see also included scheme of grayscale between
the minimum (min) and maximum (max) of X-ray transmission), middle:
rapamycin distribution as a function of skin depth at the same depth
scale as the X-ray micrographs using 531.14 and 530.74 eV (approach
1, labeled ①); bottom: results from singular value decomposition
(approach 2, labeled ②): (a) 10 min penetration time; (b) 100
min penetration time; and (c) 1000 min penetration time. The dashed
thin white lines in the micrographs mark the top of the SC, that is,
the skin surface is on the right-hand side. In (c), the top of the
VE is also marked by another white dashed line. The scale bars correspond
to 4 μm. The skin surface at the top edge of each micrograph
is chosen as the reference of the depth scale. Horizontal black dashed
lines are used to guide the eye for the depth profiles of rapamycin.
The minimum (min) and maximum (max) correspond to (a) 80,000 and 175,000;
(b) 68,500 and 179,500; (c) 67,000 and 127,500 counts/s, respectively.Penetration of rapamycin dissolved in HEC gel (rapamycin:
425 μg/cm2 topically applied to the skin for 24 h).
Top: X-ray micrographs
at 532.03 eV; middle (approach 1, labeled ①): rapamycin distributions
as a function of skin depth on the same length scale as the X-ray
micrographs using the same photon energies as specified in Figure ; bottom (approach
2, labeled ②): rapamycin distributions derived from singular
value decomposition as a function of skin depth on the same length
scale as the X-ray micrographs: (a) 2 h primary preparation with serine
protease; (b) 4 h primary preparation with serine protease; (c) 8
h primary preparation with serine protease; and (d) 16 h primary preparation
with serine protease. The vertical dashed thin white line on the right-hand
side of each micrograph marks the skin surface. The left vertical
dashed line corresponds to the top of the VE, which is located below
the SC. The scale bar corresponds to 10 μm. The skin surface
at the top edge of each micrograph is chosen as the reference of the
depth scale. The dashed black horizontal lines in the rapamycin distributions
as a function of depth are inserted to guide the eye. The minimum
(min) and maximum (max) correspond to (a) 970,000 and 1,385,000; (b)
900,000 and 1,315,000; (c) 980,000 and 1,365,000; and (d) 942,500
and 1,445,000 counts/s, respectively.(a) High-resolution
X-ray micrograph recorded at 532.03 eV in the
SC of a skin sample exposed for 16 h to trypsin and subsequently for
1000 min to an ethanolic rapamycin solution. Lipid layers are marked
by L and corneocytes by C. Pixel size: 30 nm2; the scale
bar corresponds to 800 nm. The skin surface is chosen as the reference
of the depth scale. (b) Integrated intensity of the rapamycin concentration
on the same length scale as the micrograph using approach 1 (labeled
①) and (c) integrated intensity of the rapamycin concentration
on the same length scale as the micrograph using approach 2 (labeled
②). The minimum (min) and maximum (max) correspond to 246,000
and 472,000 counts/s, respectively.Alternatively, the O 1s spectral shapes of the different components
contributing to the X-ray absorption signal have been deconvoluted
using a linear combination of a limited number of spectral components
of the major species contained in the skin samples, requiring reliable
reference spectra for these major species in the investigated samples.
It is similar to that used along with STXM, for example, for analyzing
polymer blends.[52] We also note that there
are also program packages, such as MANTiS, available.[53] However, the present analysis goes beyond with respect
to the control of parameters, such as avoidance of negative concentrations
and exact energy calibration of the data stacks and reference spectra,
which is crucial for the identification of low concentrations of the
penetrated drug. This approach 2 is labeled as ② in Figures –4. It is evident that the fixed skin contains a large
number of chemical compounds, which cannot be considered by such an
approach. Therefore, we grouped them together as follows: (i) rapamycin,
the drug to be identified; (ii) human skin, which varies its composition
as a function of depth. Therefore, these variations are considered
by changes in cross section in the O 1s → π* and O 1s
→ σ* regimes. These quantities reflect local changes
in skin composition which vary due to a different degree of unsaturated
and saturated moieties in the skin samples probed by element-specific
O 1s excitation, for example, accounting for different chemical compositions
in the SC, where corneocytes and the lipid lamellae have different
X-ray absorption spectra, as well as the viable epidermis (VE); and
(iii) EPON resin, which is used for embedding the skin samples. These
reference spectra are shown in the Supporting Information (see Figure S1). This implies that the interactions
between the biological matrix and the drug do not have any significant
influence on the shape of the X-ray absorption spectra.The
weight factors of the individual components of data analysis
in approach 2 were obtained from a program written in Igor Pro 8 (WaveMetrics,
Lake Oswego, OR, U.S.A.) using a Levenberg–Marquardt algorithm
that minimizes the deviations of the weighted sum of the reference
spectra from the experimental absorption spectrum contained in each
pixel. From these weight factors,
the local concentrations of the major components are derived by considering
the local thickness of the sample, which was determined from supplementary
AFM measurements. Significant changes in skin thickness were especially
probed in the SC, where corneocytes are often thicker than the lipid
regions between them. This is accomplished by measuring the height
of the EPON resin by AFM in the same regions scanned by STXM. As a
result, one can derive the local concentration of the drug rapamycin
in the skin sections under study using both approaches. Finally, penetration
profiles of rapamycin were derived by integrating each line of the
maps, corresponding to a given depth below the skin surface, for each
component. Here, we focus on the local drug distribution, but this
approach can also be applied to any component contained in the skin
sections. Note that approach 2 is more sensitive to spatial drifts
of the sample due to the substantial data acquisition times, which
range typically between 30 and 60 min per stack. This is different
from approach 1, in which the energies used for probing rapamycin
are only separated by 400 meV so that in this case, no spatial shifts
of the sample occur.
Results and Discussion
Figure shows the
absorption cross section of rapamycin in the O 1s regime along with
its structure (C51H79NO13, M = 914.17 g/mol, see the inset of Figure ). This is the origin of selective and quantitative
probing of this drug. The absolute absorption cross-sectional scale
is calibrated at 560 eV, that is, far above the broad O 1s →
σ* transition, where the continuum cross section dominates using
the known atomic absorption cross section according to tabulated data.[51] Note that the underlying cross section from
the valence shell as well as the C 1s and N 1s continua has been subtracted
so that only the O 1s specific cross section is shown in Figure .The spectral
features of selective O 1s excitation are reported,
indicating an intense and slightly asymmetric O 1s → π*
transition peaking at 531.2 eV [see Figure , inset (a)]. This feature is slightly asymmetrically
broadened due to different chemical shifts at different carbonyl and
carboxyl sites.[49,54] The lower energy part of this
resonance at 531.13 eV is used for selective probing of rapamycin
in human skin. This is essentially due to the carbonyl oxygen sites,
similar to previous work on dexamethasone.[24] The carboxyl site is expected to occur at the high energy part of
the O 1s → π* -resonance.[49] The other intense feature is the broad O 1s → σ* transition
peaking at 539.5 eV with an absorption cross section of 15 Mbarn.Figure shows a
series of X-ray micrographs taken at 532.03 eV at the top of each
figure, where the transmitted X-rays provide the contrast. This photon
energy was chosen due to its high X-ray contrast, visualizing the
structural features of the top skin layers, mostly showing the SC
with its stratified structure of corneocytes. Note that the skin surface
is located on the right-hand side and the depth increases to the left.
This orientation of the skin samples was chosen for instrumental reasons
so that during data acquisition, each line scanned horizontally corresponds
to a depth profile. Only for 1000 min penetration time, the stratified
structures appear to be significantly thinner (see Figure c), which is most likely due
to alterations of this top skin layer as a result of the long penetration
time and exposure to the drug formulation containing ethanol. The
thin white structures in the SC correspond to the lipid layers between
the corneocytes. They can be as thin as ∼100 nm and have been
easily resolved by high-resolution scans of STXM.[25] Previous work has indicated that in these layers most hydrophobic
drugs, such as dexamethasone, were found, whereas no drugs were found
in the corneocytes.[25] Similarly, we would
expect that rapamycin should also be preferably found in these lipid
layers, even if drug penetration is inefficient. The reason for this
expectation is that rapamycin has even higher octanol–water
distribution coefficient log P (log P = 4.3)[35] than dexamethasone (log P = 1.83).[35] The penetration
time of the topically applied ethanolic rapamycin solution depositing
100 μg/cm2 of the drug is varied ranging from 10
(a) over 100 (b) to 1000 min (c). Rapamycin is probed in the graphs
marked by ① according to approach 1, that is, at 531.13 and
530.73 eV (see Experimental Section). Then,
these changes in optical density, recorded at both photon energies,
are subtracted pixel by pixel and subsequently integrated line by
line, that is, as a function of depth. This yields, on a relative
scale, the drug concentration as a function of depth (labeled ①
in Figure a–c).
These signals appear to be flat and noisy, similar to previous work,
if no drug has penetrated the skin.[24,25,47] We note that the topically deposited drug concentration
was not too low to be detected since, in other experiments communicated
below, the topically applied ethanol solution of rapamycin is clearly
detected after primary treatment with serine protease.None
of the integrated signals, corresponding to the local rapamycin
concentration as a function of depth, shows any evidence for a local
increase in drug concentration, which means that the drug is not probed
by approach 1 no matter how long the intact skin is exposed to the
drug formulation, that is, t ≤ 16 h. The same
result is obtained from the singular value decomposition (approach
2), marked by ② in Figure . Only small differences occur between both approaches,
for example, in Figure b; a distinct minimum, corresponding to a defect in the skin, is
observed more distinctly using approach 1, but it is less pronounced
in approach 2. Overall, both approaches used to evaluate the penetration
of ethanolic rapamycin solution yield the same result, that is, no
drug penetrated intact skin if the penetration time of the ethanolic
drug solution is increased up to 1000 min. This result is remarkable
since it is known that ethanol is not only the solvent for rapamycin,
but it also acts as a penetration enhancer.[20] These results serve as an important benchmark for determining the
role of serine protease with respect to changes in penetration properties
of rapamycin and the accompanied changes in the skin barrier, which
are discussed in the following.Figure shows the
results of a series of experiments, covering the SC and the top part
of the VE, in which the skin was topically pretreated with the serine
protease trypsin for defined time periods ranging between 2 and 16
h. Subsequently, the HEC gel drug formulation was topically applied
to the prepared skin sections for 24 h (1440 min) at a concentration
of 425 μg/cm2. Rapamycin was probed in the same way
as shown in Figure , that is, by approaches 1 and 2. The results shown in Figure a clearly indicate that after
2 h of pretreatment with trypsin, there is from both approaches a
visible enhancement of rapamycin in the SC, whereas, in the VE, no
drug is observed, as visualized by a horizontal dashed line for both
approaches. Note that the drug distributions derived from these approaches
are similar but not identical. The signal-to-noise ratio from the
evaluation employing approach 1 is lower, and the drug appears to
be more continuously distributed in the entire SC, whereas the drug
distribution derived from singular value decomposition (approach 2)
is substantially more pronounced, as indicated by a higher signal-to-noise
level in the local drug concentration. This finding is explained by
the fact that approach 2 makes use of the entire spectral data gathered
in the O 1s-regime, whereas approach 1 only considers two-photon energies.
Figure 3
Penetration of rapamycin dissolved in HEC gel (rapamycin:
425 μg/cm2 topically applied to the skin for 24 h).
Top: X-ray micrographs
at 532.03 eV; middle (approach 1, labeled ①): rapamycin distributions
as a function of skin depth on the same length scale as the X-ray
micrographs using the same photon energies as specified in Figure ; bottom (approach
2, labeled ②): rapamycin distributions derived from singular
value decomposition as a function of skin depth on the same length
scale as the X-ray micrographs: (a) 2 h primary preparation with serine
protease; (b) 4 h primary preparation with serine protease; (c) 8
h primary preparation with serine protease; and (d) 16 h primary preparation
with serine protease. The vertical dashed thin white line on the right-hand
side of each micrograph marks the skin surface. The left vertical
dashed line corresponds to the top of the VE, which is located below
the SC. The scale bar corresponds to 10 μm. The skin surface
at the top edge of each micrograph is chosen as the reference of the
depth scale. The dashed black horizontal lines in the rapamycin distributions
as a function of depth are inserted to guide the eye. The minimum
(min) and maximum (max) correspond to (a) 970,000 and 1,385,000; (b)
900,000 and 1,315,000; (c) 980,000 and 1,365,000; and (d) 942,500
and 1,445,000 counts/s, respectively.
Circular structures are observable in the VE and are due to the
nuclei of keratinocytes. These are not involved in drug uptake, since
it is likely that the tight junction barrier remains intact after
2 h exposure to trypsin. This result is ascribed to the efficacy of
trypsin to alter the barrier of the top skin layer at least after
a short treatment time of the SC (e.g., 2–8 h), allowing rapamycin
to enter only this top skin layer. The sharp minimum in local drug
concentration probed by both approaches 1 and 2 near the skin surface
is due to a loose layer of corneocytes (see Figure a) that is not any more connected to the
compact SC.There are some differences in drug distribution
derived from both
approaches. Approach 1 yields a noisy and continuous drug distribution,
whereas from approach 2, detailed structures are derived. Even at
a low spatial resolution, it is evident that the local maxima in rapamycin
concentrations are observed in the corneocytes, especially in the
lower SC, whereas minima are connected with the lipid layers between
the corneocytes. This result is quite unexpected as compared to previous
work on dexamethasone, which was exclusively found in the lipid layers.[25] Also, polymer core-multishell nanocarriers with
sizes below 10 nm were also observed in these thin lipid layers.[26]We rationalize the present result in terms
of a significant loss
of the integrity of the upper SC induced by trypsin in the top skin
barrier. This is connected to the structure of corneocytes where a
thin corneocyte lipid envelope and a cornified cell envelope are present
inside the intercellular lipid layers.[55] Earlier NMR studies have indicated that the lipids are covalently
bound to the protein envelope.[56] Inside
the corneocyte keratins, filaggrins and their degradation products
are found, consisting of serine, glycine, and glutamine in filaggrins.[57] It appears to be straightforward to assume that
a loss of the thin corneocyte envelope barrier induced by serine protease
will provide access to trypsin to the bulk interior of the corneocytes
to cleaving the serine moieties, which are known to contribute to
25.3% of the filaggrin.[57] The subsequently
applied rapamycin formulation can then penetrate corneocytes. As a
consequence, rapamycin can penetrate the entire SC but not the VE
after 2 h of exposure to trypsin, implying that the tight junction
barrier in the stratum granulosum remains still intact. We also observe
an increase in drug concentration right above the skin surface. This
is ascribed to residues of the drug that is still sticking to the
skin surface and is not fully removed by a cotton swab done prior
to fixation of the skin samples. This situation is not significantly
different if the exposure time to trypsin is increased to 4 and 8
h (see Figure b,c),
respectively. The SC appears to be specifically thin in the analyzed
region of Figure b.
Therefore, the amount of the drug appears to be low, but there is
also no drug observed in the VE via approaches 1 and 2. In the sample,
corresponding to 8 h of trypsin exposure shown in Figure c, the drug is broadly distributed
over the SC, as follows from both approaches. However, in the lowest
part of this layer, apparently no or little drug is found. These variations
observed for the samples analyzed in Figure b,c can be due to local variability of trypsin
and subsequent drug applications that cannot be easily controlled
prior to analysis, even though the same protocol was followed. This
situation appears to be different after 16 h exposure to trypsin (see Figure d). The drug is broadly
spread, but the distribution is rather homogeneous not only in the
SC but also in the VE, as follows from both approaches of data analysis.
Spatially resolved results from approach 2 indicate that rapamycin
is diffusely spread over the top part of the VE (see also Supporting Information, Figure S8a). This implies
that longer time periods of serine protease treatment may be associated
with damage to the tight junctions, which are known to be located
in the stratum granulosum, by trypsin, so that rapamycin can penetrate
to deeper skin layers. More specifically, the tight junctions of the
stratum granulosum contain occludin.[58] This
protein contains serine moieties,[59] which
can be affected by trypsin. This suggests that diffusive penetration
of topically applied trypsin takes more than 8 h to reach and disturb
the tight junctions in the stratum granusolum. The present finding
is also consistent with earlier ones that drug penetration is enhanced
in inflamed skin.[60] However, this is different
from studies on the penetration of polymer nanocarriers that were
not affected by inflammation.[61]Figure a shows
a high-resolution X-ray micrograph taken in the middle of the SC recorded
at 532.03 eV. This skin sample has been exposed for 16 h to trypsin
and subsequently for 1000 min to an ethanolic rapamycin solution (100
μg/cm2). Note that without the pretreatment with
trypsin, no drug penetration was observed under these conditions (cf. Figure c). Pretreatment
of the skin samples with serine protease is evidently of importance
for rapamycin penetration, as was shown in the results shown in Figure . This means that
the drug formulation is of minor importance for drug penetration. Figure a shows corneocytes
(C) (gray areas) and the vertical less absorbing bright thin regions
are attributed to the lipid layers (L) separating the corneocytes.
Their internal structure is known from high-resolution electron microscopy[37,62] but cannot be fully resolved by STXM.[25]Figure b,c shows
the integrated intensity of the rapamycin concentration in this part
of the skin sample using approaches 1 and 2, respectively.Both
approaches yield the same result for the lipid structures
with a width ranging between 130 and 300 nm. The minima in local rapamycin
concentration coincide with the prominent lipid structures, whereas
the highest local drug concentration is found in the area of corneocytes.
This result underscores the conclusions derived from low spatial resolution
studies (see Figure ) and is unlike the expectation that lipophilic drugs should be preferentially
located in the lipid layers, as was observed for dexamethasone from
X-ray microscopy.[25] Evidently, the corneocytes
become accessible to drug penetration via the pretreatment with trypsin.
The present results also suggest that there is a diffusive transport
from the lipid layers between the corneocytes into the bulk interior
of the corneocytes so that the concentration in the lipid layers is
decreased. The exact details of these changes are not clear to the
best of our knowledge and require further work.Finally, the
amount of the penetrated rapamycin is quantified using
approaches 1 and 2 of data evaluation since X-ray microscopy provides
quantitative information on dermal drug penetration.[24−26] The mass of the applied drug was always 425 ± 5 μg/cm2. According to approach 1, the integrals of the relative drug
intensities shown in Figure are used, yielding the mass of the drug penetrating the skin
samples. Similarly, approach 2 is also used for determining the drug
uptake into the skin samples. Here, the relative weight factors are
used accordingly. The results are shown on a relative scale in percent
of the topically applied rapamycin that is found in the top skin layers
(see Table ), which
can be easily transferred to an absolute mass scale by considering
the topically applied amount of the drug. In general, both approaches
yield a similar temporal evolution, even though the relative uptake
derived from approach 1 appears to be systematically somewhat smaller
than those derived from approach 2. The higher values from approach
2 are considered to be more reliable since the entire spectral information
is used for evaluation, rather than two micrographs taken at close-lying
photon energies. We also conclude from this result that earlier work
derived according to approach 1 can also be considered to be correct.[24−26,47] However, approach 2 appears to
be preferred, specifically for highly dilute absorbers that have no
chemical shift of the resonant transitions, such as the O 1s →
π* transition compared to the majority species, that is, EPON
resin and the skin matrix. Further evidence for this conclusion comes
from supplementary work on model skin, where the results from STXM
were compared to other analytical approaches.[46] The present results also indicate that a distinctly lower drug uptake
is derived for the sample that was exposed for 4 h to serine protease,
where the SC is significantly thinner than for the other samples (see Figure ). If normalized
to the thickness of the SC, one derives for this sample an almost
identical value as for the other ones at 2 and 8 h. As a result, no
clear trend is observed for the investigated treatment times with
serine protease. This may imply that 2 h of trypsin treatment prior
to topical drug penetration are sufficient to make the SC accessible
to rapamycin, whereas longer times periods are required to damage
the tight junction barrier so that rapamycin can even penetrate the
VE, as observed for 16 h pretreatment with trypsin, which yields the
highest drug uptake for both approaches. Compared to the ethanolic
formulation without trypsin pretreatment that does not show any increase
in local drug concentration near the skin surface, we can conclude
that the serine protease trypsin increases the drug penetration of
rapamycin significantly with a drug uptake reaching 58 ± 2% at
16 h of pretreatment time as derived from approach 2 and 42 ±
5% according to approach 1. This implies that drugs exceeding the
500 Da limit can be absorbed in the skin if the skin barrier is significantly
weakened. This underscores that treatment with serine protease is
suitable to simulate inflammations in skin samples ex vivo.
Table 1
Fraction of the Topically Applied
Rapamycin to Human Skin after Modification of the Skin Barrier by
the Serine Protease Trypsin for Variable Time Periods, Followed by
24 h Exposure to a Formulation of Rapamycin in HEC Gel
exposure time of skin
sample to serine protease
[h]
mass of topically applied rapamycin [μg/cm2]
fraction of rapamycin probed in skin [%] by approach 1
fraction of rapamycin
probed in skin [%] by approach 2
2
425 ± 5
31 ± 5
43 ± 6
4
425 ± 5
11 ± 5
11 ± 2
8
425 ± 5
32 ± 5
44 ± 7
16
425 ± 5
42 ± 5
58 ± 2
Conclusions
The present results
indicate that STXM is capable of probing selectively
and quantitatively the immunosuppressive drug rapamycin in human skin
ex vivo. This is possible on the one hand due to a slight chemical
shift of the O 1s → π* transition of rapamycin, which
is different from that of the other majority species contained in
fixed human skin. On the other hand, the approach of singular value
decomposition makes use of the full spectral information gathered
in each pixel of the X-ray micrographs and yields comparable results
to the other approach. This work is from the methodological point
of view primarily devoted to demonstrating the equivalence of both
approaches of data evaluation. However, the full potential of singular
value decomposition is exploited, if the drug or other species of
interest shows no chemical shifts relative to the majority species
contained in fixed skin so that it becomes impossible to use just
two-photon energies, corresponding to approach 1. Such studies go
beyond the scope of this work and will be the subject of subsequent
work.From the dermatological point of view, it is shown that
an ethanolic
drug solution does not increase the skin penetration of a lipophilic
high-molecular-weight drug, which is fully consistent with the 500
Da rule. Topically applied rapamycin only penetrates intact human
skin, if the skin barrier is weakened by pretreatment with the serine
protease trypsin. Upon enzymatic disruption of the SC barrier, the
topically applied drug is mostly distributed in the SC. High spatial
resolution experiments indicate that rapamycin is primarily found
in corneocytes but not in the lipid layers between the corneocytes.
This behavior is rationalized in terms of chemical changes to the
skin lipids and corneocytes induced by serine protease. Furthermore,
long exposure times to trypsin indicate that rapamycin can also penetrate
the VE. Further experiments will investigate if this result can be
assigned to the damage of the tight junction barrier, which requires
serine protease penetration to the deepest layers of the SC and thus
longer incubation times.
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