Ainslie Johnstone1, Fran Brander2,3, Kate Kelly2,3, Sven Bestmann1,4, Nick Ward1,2,3. 1. Department for Clinical and Movement Neuroscience, 4919UCL Queen Square Institute of Neurology, University College London, London, UK. 2. The 98546National Hospital for Neurology and Neurosurgery, London, UK. 3. 4919UCLP Centre for Neurorehabilitation, London, UK. 4. Wellcome Centre for Human Neuroimaging, 4919UCL Queen Square Institute of Neurology, University College London, London, UK.
Abstract
Background: Difficulty using the upper-limb is a major barrier to independence for many patients post-stroke or brain injury. High dose rehabilitation can result in clinically significant improvements in function even years after the incident; however, there is still high variability in patient responsiveness to such interventions that cannot be explained by age, sex, or time since stroke. Methods: This retrospective study investigated whether patients prescribed certain classes of central nervous system-acting drugs-γ-aminobutyric acid (GABA) agonists, antiepileptics, and antidepressants-differed in their outcomes on the three-week intensive Queen Square Upper-Limb program. For 277 stroke or brain injury patients (167 male, median age 52 years (IQR: 21), median time since incident 20 months (IQR: 26)) upper-limb impairment and activity was assessed at admission to the program and at six months post-discharge, using the upper limb component of the Fugl-Meyer, Action Research Arm Test, and Chedoke Arm and Hand Activity Inventory. Drug prescriptions were obtained from primary care physicians at referral. Specification curve analysis was used to protect against selective reporting results and add robustness to the conclusions of this retrospective study. Results: Patients with GABA agonist prescriptions had significantly worse upper-limb scores at admission but no evidence for a significant difference in program-induced improvements was found. Additionally, no evidence of significant differences in patients with or without antiepileptic drug prescriptions on either admission to, or improvement on, the program was found in this study. Although no evidence was found for differences in admission scores, patients with antidepressant prescriptions experienced reduced improvement in upper-limb function, even when accounting for anxiety and depression scores. Conclusions: These results demonstrate that, when prescribed typically, there was no evidence that patients prescribed GABA agonists performed worse on this high-intensity rehabilitation program. Patients prescribed antidepressants, however, performed poorer than expected on the Queen Square Upper-Limb rehabilitation program. While the reasons for these differences are unclear, identifying these patients prior to admission may allow for better accommodation of differences in their rehabilitation needs.
Background: Difficulty using the upper-limb is a major barrier to independence for many patients post-stroke or brain injury. High dose rehabilitation can result in clinically significant improvements in function even years after the incident; however, there is still high variability in patient responsiveness to such interventions that cannot be explained by age, sex, or time since stroke. Methods: This retrospective study investigated whether patients prescribed certain classes of central nervous system-acting drugs-γ-aminobutyric acid (GABA) agonists, antiepileptics, and antidepressants-differed in their outcomes on the three-week intensive Queen Square Upper-Limb program. For 277 stroke or brain injury patients (167 male, median age 52 years (IQR: 21), median time since incident 20 months (IQR: 26)) upper-limb impairment and activity was assessed at admission to the program and at six months post-discharge, using the upper limb component of the Fugl-Meyer, Action Research Arm Test, and Chedoke Arm and Hand Activity Inventory. Drug prescriptions were obtained from primary care physicians at referral. Specification curve analysis was used to protect against selective reporting results and add robustness to the conclusions of this retrospective study. Results: Patients with GABA agonist prescriptions had significantly worse upper-limb scores at admission but no evidence for a significant difference in program-induced improvements was found. Additionally, no evidence of significant differences in patients with or without antiepileptic drug prescriptions on either admission to, or improvement on, the program was found in this study. Although no evidence was found for differences in admission scores, patients with antidepressant prescriptions experienced reduced improvement in upper-limb function, even when accounting for anxiety and depression scores. Conclusions: These results demonstrate that, when prescribed typically, there was no evidence that patients prescribed GABA agonists performed worse on this high-intensity rehabilitation program. Patients prescribed antidepressants, however, performed poorer than expected on the Queen Square Upper-Limb rehabilitation program. While the reasons for these differences are unclear, identifying these patients prior to admission may allow for better accommodation of differences in their rehabilitation needs.
Stroke is the most common cause of long-term neurological disability worldwide.
Currently, half of all people who survive a stroke are left disabled, with a third
relying on others to assist with activities of daily living.
A major contributor to ongoing physical disability is persistent difficulty in using
the upper-limb.
For many years, it was believed that spontaneous upper-limb recovery occurred in the
first three months following a stroke, with only small rehabilitation-induced improvements
happening after this period.
However, recent studies have demonstrated that with specific, high-dose training,
chronic patients can experience clinically significant improvements in upper-limb
function.[5-7] Yet, despite these positive results, there
is a degree of variability in patient outcomes that cannot be explained by impairment at
admission or other patient characteristics.
Identifying factors influencing this variability is therefore of high priority if
similar high-intensity interventions are to be effectively developed.There is an increasing wealth of literature, in both animals and humans, indicating that
certain commonly used prescription drugs influence motor recovery following a brain lesion.
Experimental findings from humans[8-12] indicate that
selective serotonin reuptake inhibitors (SSRIs) may boost practice-dependent motor
improvements, while animal experiments[13,14] and retrospective human studies[15,16] indicate activation at γ-aminobutyric
acid (GABA) receptors is detrimental to motor recovery. Though carefully matched
placebo-controlled studies are the gold-standard for identifying the true effects of a given
drug on motor recovery, these trials are costly and practically difficult. They must combine
chronic drug administration with specific high-dose motor training.Retrospective analysis that examines the relationship between drug prescriptions and
patients’ response to rehabilitation programs can provide a solution to some of these
issues. In a naturalistic setting, prescriptions of common drugs come hand-in-hand with the
co-morbidities they are aiming to treat, such as depression, epilepsy, or spasticity. These
issues may themselves impact on recovery, or interact with effects of the drug, making it
difficult to draw conclusions about specific drug effects. However, using drug prescriptions
to identify patients who systematically respond better or worse to a given intervention is
the first step to singling out the causes of these disparities, and eventually leveraging
these findings to improve interventions for all.Another potential issue surrounding retrospective analysis of existing datasets is that,
without pre-registration, researchers can be biased to make arbitrary analysis decisions
motivated by results, rather than theory. A novel method, known as specification curve
analysis (SCA), has been developed to tackle this problem.
Using SCA, all reasonable variations of a possible analytical test assessing each
hypothesis are run. Rather than examining the results of individual tests, the results
across all tests are interpreted together to make a decision about whether to reject the
null hypothesis.
Aims
This retrospective study used SCA analysis to examine whether patients with prescriptions
for certain classes of common drugs acting on the central nervous system (CNS) (i) differed
in their level of upper-limb impairment on admission to a high-dose Queen Square Upper-Limb
(QSUL) rehabilitation program and (ii) differed their response to the program. The drug
categories examined were GABA agonists, antiepileptics acting on sodium or calcium channels,
and antidepressants.
Methods
Patient data
Patients were referred to the QSUL program by primary care physicians. The inclusion
criteria for admission to the program was/is broad, focusing on whether patients were
likely to achieve their goals for their upper-limb. There were no restrictions on time
since stroke/injury or other demographic factors, but for patients who experienced any of
the following high-intensity rehabilitation was considered unlikely to be beneficial: (i)
no active movement in shoulder flexion/forward reach or hand opening/finger extension;
(ii) a painful shoulder limiting an active forward reach (mostly due to adhesive
capsulitis); (iii) severe spasticity or non-neural loss of range, and (iv) unstable
medical conditions. For more information regarding patient admission, see Ward et al.Between April 2014 and March 2020, a total of 439 first-time patients had been admitted
to the three-week program. Of them, 321 patients had completed the six-week and six-month
follow-up. There were several reasons that patients were not available for follow-up: some
could not be contacted, considered it too far to travel, or suffered intercurrent
illnesses; a large number were due for follow-up after the UK COVID-19 lockdown in March
2020. A further 15 patients were excluded as they did not have mood and/or fatigue
measures recorded, and a final 29 patients were excluded as prescription drug information
was not supplied at referral. This left a total of 277 patients for whom full data sets
were available. A break-down of demographics of the included 277 patients and the excluded
162 are provided in Table 1.
Table 1.
Admission information for included and excluded patients
Included patients, n = 277
Excluded patients, n = 161
Statistical comparison
Age in years, median (IQR, range)
52 (21, 16–79)
54 (19, 16–84)
W(161, 277) = 20,184, p = 0.098
Gender, male
167
101
χ2(1) = 0.164, p = 0.686
Time since incident in months, median (IQR, range)
20 (26, 2–340)
18 (21 2–409)
W(161, 277) = 23,444, p = 0.370
Lesion type:
Hemorrhagic
76 (27%)
41 (25%)
χ2(2) = 5.84, p = 0.054
Ischemic
172 (62%)
90 (56%)
Other/unknown
29 (10%)
30 (19%)
Affected limb, right
140
86
χ2(1) = 0.518, p = 0.472
Dominant limb affected
143
88
χ2(1) = 0.261, p = 0.607
Admission Barthel index, median (IQR)
19 (2)
18 (2)
W(161, 277) = 22,525, p = 0.240
HADS score, median (IQR)
12 (8)
14 (12)
W(161, 277) = 17,226, p = 0.012
NFI score, median (IQR)
35 (15)
40 (14)
W(161, 277) = 15,489, p < 0.001
Drug prescriptions:
GABA agonists
49 (18%)
20/117 (17%)
χ2(2) = 1.051, p = 0.591
Antiepileptics
81 (29%)
46/117 (39%)
Antidepressants
56 (20%)
30/117 (26%)
IQR: interquartile range; HADS: Hospital Anxiety and Depression Scale; NFI:
Neurological Fatigue Index. Note. Statistically significant
(p<0.05) results in bold.
Admission information for included and excluded patientsIQR: interquartile range; HADS: Hospital Anxiety and Depression Scale; NFI:
Neurological Fatigue Index. Note. Statistically significant
(p<0.05) results in bold.
Upper-limb measures
Function of the affected upper-limb was assessed on admission, discharge, six weeks, and
six months post-discharge using the following measures: Fugl-Meyer (FM) upper-limb, Action
Research Arm Test (ARAT), and the Chedoke Arm and Hand Activity Inventory (CAHAI). The FM
is a stroke-specific, performance-based impairment index. Here, a modified version was
used—excluding coordination and reflexes—which specifically focused on motor synergies and
joint function. This had a maximum score of 54 and the minimum clinically important
difference (MCID) has been reported as 5.25 points.
The ARAT assesses patients’ ability to handle objects of differing size, weight,
and shape. It has a maximum score of 57 and a MCID of 5.7 points.
Finally, the CAHAI focuses on how the arm and hand are incorporated into bilateral
activities of daily living. The maximum score is 91 and though no MCID has been reported,
the minimum detectable change has been reported as 6.2 points.
Additional demographic or subjective measures
At admission, two subjective measures, the Hospital Anxiety and Depression Scale (HADS)
and the Neurological Fatigue Index (NFI), scored out of 42 and 69, respectively, were
administered. Other demographic information, e.g. age and sex, and neurological
information, e.g. time since stroke/injury (at admission) and whether their dominant arm
was affected, were also recorded.Primary care physicians supplied each patient’s prescribed drugs at the time of referral.
Drugs acting on the CNS were grouped into three categories: GABA agonists, antiepileptics
(acting on sodium or calcium channels), and antidepressants. Patients were coded as “on” a
category if they prescribed one (or more) of the drugs within the category. Dose or
prescription directions were not recorded. The specific drugs included in each category
were: GABA agonists (n = 49)—baclofen (n = 41),
clonazepam (n = 3), diazepam (n = 4), clobazam
(n = 2), and sodium valproate (n = 3); antiepileptics
(n = 81)—topiramate (n = 1), zonisamide
(n = 2), lamotrigine (n = 13), lacosamide
(n = 4), (ox)carbazepine (n = 2), phenytoin
(n = 3), levetiracetam (n = 33), pregabalin
(n = 16), and gabapentin (n = 21); and antidepressants
(n = 56)—fluoxetine (n = 9), citalopram
(n = 20), escitalopram (n = 1), sertraline
(n = 10), paroxetine (n = 2), duloxetine
(n = 2), venlafaxine (n = 1), mirtazapine
(n = 9), and amitriptyline (n = 9). While there are
other centrally acting drug categories that would have been of interest, they were not
prescribed in sufficient numbers to make analysis viable (e.g. neuroleptics
n = 3, cholinergic drugs n = 0, dopaminergic drugs
n = 3, centrally acting hypertensives n = 1).Measures of upper-limb function, across time split by GABA agonist prescription.Notes: Patients on GABA agonists had worse upper limb function at admission, but did
not differ in degree of improvement during the program. Dotted outline shows violin
plot, solid lines show mean and standard error. CAHAI: Chedoke Arm and Hand Activity
Inventory; ARAT: Action Research Arm Test; FM: Fugl-Meyer.
Analysis
All analyses were performed using R (RStudio version 1.1.456). Though this study had the
clear objective of testing whether patients prescribed certain classes of CNS-acting drug
prescriptions differed in motor outcomes following the QSUL program, as a retrospective
analysis of existing data, pre-registration was not a convincing solution to eliminating
bias in subjective analysis decisions. Increasingly, specification curve analyses (SCA) are
being used to circumvent this problem for hypothesis testing on medium-to-large data
sets.[18,22-24] SCA is a tool for mapping out a relationship of interest across all
potential, defensible, hypothesis tests examining this relationship. Conclusions are drawn
from the sum total of the results across all of the analyses rather than focusing on the
results of only one test. While this method could be criticized for lumping together
multiple different hypotheses, in this case our overarching theoretical hypothesis, that
there is a relationship between drug prescriptions and motor outcomes – a concept which is
assessed by all three upper-limb measures – makes the SCA well suited.SCAs were run on a variety of linear regression models examining whether patients in
certain drug prescription groups—GABA agonists, antiepileptics, and antidepressants—differed
on (i) admission motor function and/or (ii) recovery/outcome at the six-month timepoint. To
assess the differences across the drug groups, the regression coefficient (i.e. the
magnitude of the relationship between prescription group and the admission score) and the
p-value (i.e. whether this relationship was statistically significant)
were extracted from each of the linear models and fed into the SCA. The code is available
here: https://github.com/ainsliej/SCA-QSUL_Drugs.
Identification of individual models for specification
For each of the three upper-limb measures—FM, ARAT, and CAHAI—the association between the
score at admission and the drug group was estimated using a linear regression model
containing the prescription drug of interest and a variety of different covariates,
grouped in pairs, which could be included or excluded from the analyses. These were:
demographic information (i.e. age and sex); neurological incident information (i.e. time
since incident and whether the dominant arm was primarily affected); subjective measures
(i.e. HADS and NFI); and prescription of the other two drug groups. Inclusion or exclusion
of outlying patients was also varied, where outlying patients were defined as having a
recovery score (Tadmission to T6month) that was outside 2.5 × the
interquartile range (IQR) from the median. This created a total of 96 different models,
all assessing whether patients with prescriptions of the drugs of interest differed in
upper-limb function at admission. To allow easier comparison between the different
upper-limb measures, each of which has a different scale, all measures were converted to a
proportion of the maximum score (Tx/TMax).To assess the association between drug prescriptions and improvement, all three
upper-limb measures were again examined, and the same set of covariates were either
included or excluded. There are a variety of different ways improvement could be modeled:
an outcome model, examining the final T6month score from the
Tadmission score; an absolute recovery model, examining the change in score
from Tadmission to T6month; or a relative recovery model, examining
the amount of recovery achieved relative to the amount possible
((T6month–Tadmission)/(Max Score–Tadmission)). This
creates a total of 288 possible models, all of which test the hypothesis that motor
improvement following the QSUL differs by drug prescription status. Again, all outcome
scores were proportions of the maximum possible score, and recovery scores were calculated
using these proportions.SCA models were also run to test whether patient’s HADS score was associated with
improvement. The same models were run as for the drug prescription analysis, except all
drugs were either included or excluded together, and NFI was included or excluded
independent to HADS score.
Hypothesis testing of SCA
In each SCA, a certain proportion of the models examined will report a relationship that
reaches statistical significance (p < 0.05). However, SCA aims to
examine the evidence as a whole, summing across all the different individual models. In
order to assess the statistical significance of the sum of evidence from a given SCA, a
permutation method was used to generate the distribution of p-values,
given the null hypothesis that the dependent variable (drug prescription) of interest has
no relationship with the independent variable (admission/improvement score).
For each SCA, in 500 permutations, the independent variables were shuffled, while
keeping the dependent variables and covariates un-shuffled. The total number of models
with a significant relationship between the dependent and independent variable, for each
permutation of the SCA, was then extracted. A p-value for each SCA was
calculated as the proportion of these permutations that had at least as many significant
models as the original data.
Results
Differences between included and excluded participants
To assess whether there were any differences in the demographics of participants who were
included in the analysis compared with those who were excluded, Mann–Whitney
U and chi-square tests were performed, with full results reported in
Table 1. Nominal variables
were analyzed using a non-parametric method as Shapiro–Wilk test indicated that all
variables deviated from the normal distribution. Briefly, included participants tended to
have lower HADS (W(161,277) = 17,226, p = 0.012) and lower NFI
(W(161,277) = 15,489, p < 0.001) scores, but there was not sufficient
evidence to reject the null hypothesis of no differences in any other measures. While
these findings indicate that included participants were less depressed/anxious and had
less fatigue, the median scores for both groups on HADS indicate mild depression/anxiety symptoms
and NFI scores were within a normal range.
GABA agonist prescriptions had a significant negative relationship with admission
scores, but not improvement
SCA of the admission scores revealed that patients who had a prescription of GABA
agonists were significantly worse on admission to the QSUL
(p < 0.002). Of the 96 separate models run in the admission SCA, 84
reported a significant difference in scores between this drug category, and across all
three of the different admission measures where patients with GABA agonist prescriptions
had lower scores (see Figures 1 and
2(a)). The mean value of the regression coefficients (β) for significant results
was –0.085, with a range of −0.115 to −0.066. This equates to a mean of 8.5% (range
6.6–11.5%) reduction in admission scores in patients with a GABA agonist prescription
relative to those without. Mean β across all models was –0.083 (range –0.115 to
−0.062).
Figure 3.
Measures of upper-limb function, across time split by antiepileptic prescription.
Notes: Patients on and off antiepileptic drugs did not differ in admission or
improvement scores. Dotted outline shows violin plot, solid lines show mean and
standard error. CAHAI: Chedoke Arm and Hand Activity Inventory; ARAT: Action Research
Arm Test; FM: Fugl-Meyer.
SCA examining relationship between GABA agonist prescription and measures of
upper-limb function at admission (a) or improvement (b).Notes: Each model, sorted by the size of the GABA agonist prescription regression
coefficient, is represented by a line in the top panel. Larger red lines represent a
significant difference in scores across GABA agonist prescription groups. Lines in the
lower panels indicate the contents of the model. Patients on GABA agonists had worse
upper limb function at admission, but did not significantly differ in degree of
improvement during the program. CAHAI: Chedoke Arm and Hand Activity Inventory; ARAT:
Action Research Arm Test.Measures of upper-limb function, across time split by antiepileptic prescription.Notes: Patients on and off antiepileptic drugs did not differ in admission or
improvement scores. Dotted outline shows violin plot, solid lines show mean and
standard error. CAHAI: Chedoke Arm and Hand Activity Inventory; ARAT: Action Research
Arm Test; FM: Fugl-Meyer.Using SCA to examine whether GABA agonist prescription related to degree of
program-related improvements in motor function did not generate sufficient evidence to
reject the null hypothesis of no difference (p = 0.266, 11/288 models
significant, mean β = –0.026, range –0.104 to 0.01; see Figure 2(b)).
Figure 2.
SCA examining relationship between GABA agonist prescription and measures of
upper-limb function at admission (a) or improvement (b).
Notes: Each model, sorted by the size of the GABA agonist prescription regression
coefficient, is represented by a line in the top panel. Larger red lines represent a
significant difference in scores across GABA agonist prescription groups. Lines in the
lower panels indicate the contents of the model. Patients on GABA agonists had worse
upper limb function at admission, but did not significantly differ in degree of
improvement during the program. CAHAI: Chedoke Arm and Hand Activity Inventory; ARAT:
Action Research Arm Test.
No evidence of a significant relationship between antiepileptic prescriptions and
admission scores or program-related improvements
The results of the SCA revealed insufficient evidence to reject the null hypothesis of no
relationship between antiepileptic prescription and admission scores
(p = 0.152, 2/96 models significant, mean β = –0.039, range –0.066 to
–0.022) (see Figures 3 and 4(a)).
However, SCA of antiepileptic prescription and improvements revealed a relationship
approaching significance (p = 0.052, 77/288 models significant, mean
β = –0.032, range –0.159 to 0.006), driven by models examining ARAT scores.
Figure 4.
SCA examining relationship between antiepileptic prescription and measures of
upper-limb function at admission (a) or improvement (b).
Notes: Each model, sorted by the size of the antiepileptic prescription regression
coefficient, is represented by a line in the top panel. Larger yellow lines
represent a significant difference between scores in patients grouped by
antiepileptic prescription. Lines in the lower panels indicate the contents of the
model. Patients on and off antiepileptic drugs did not differ in admission or
improvement scores. CAHAI: Chedoke Arm and Hand Activity Inventory; ARAT: Action
Research Arm Test.
SCA examining relationship between antiepileptic prescription and measures of
upper-limb function at admission (a) or improvement (b).Notes: Each model, sorted by the size of the antiepileptic prescription regression
coefficient, is represented by a line in the top panel. Larger yellow lines
represent a significant difference between scores in patients grouped by
antiepileptic prescription. Lines in the lower panels indicate the contents of the
model. Patients on and off antiepileptic drugs did not differ in admission or
improvement scores. CAHAI: Chedoke Arm and Hand Activity Inventory; ARAT: Action
Research Arm Test.SCA examining relationship between antidepressant prescription and measures of
upper-limb function at admission (a) or improvement (b).Notes: Each model, sorted by the size of the antidepressant prescription regression
coefficient, is represented by a line in the top panel. Larger turquoise lines
represent a significant difference between scores in patients grouped by
antidepressant prescription. Lines in the lower panels indicate the contents of the
model. Patients with antidepressant prescription did not differ in admission scores,
but had lower program-induced improvement scores. CAHAI: Chedoke Arm and Hand
Activity Inventory; ARAT: Action Research Arm Test.
Antidepressant prescriptions had a significant negative relationship with improvement
on QSUL
There was not sufficient evidence found using the SCA to reject the null hypothesis of no
relationship between antidepressant prescription and admission scores
(p = 0.094, 13/92 models significant, mean β = –0.058, range –0.076 to
–0.041). However, the SCA found evidence of a worsening of program-related improvements in
patients on antidepressants (p = 0.016, 143/288 models significant, mean
β = –0.047, range –0.127 to –0.010) (see Figure 5). Significant regression coefficients
were found across all measures, though predominantly in FM and ARAT. The magnitude of
regression coefficients was higher using the recovery model, but a similar number of
significant results were found across all model types. Covariate inclusion did not appear
to reliably dictate model significance or regression coefficient size.
Patients with antidepressant prescriptions had higher HADS scores than those
without
Although including subjective measures (i.e. HADS and NFI scores) did not systematically
alter the significance or regression coefficient magnitude of the drug prescription
relationship, we wanted to further examine the relationship between drug prescriptions and
HADS score. Patients with antidepressant prescriptions had significantly higher
depression/anxiety scores, as assessed by two-sample t-test of HADS scores, than those
without (t(88) = 2.76, p = 0.007) (see Figure 6(a)). This was not however the case for GABA
agonist (t(66) = 1.46, p = 0.148) or antiepileptic prescriptions
(t(136) = 1.01, p = 0.312). NFI score also did not differ by
antidepressant prescription (t(91) = 0.80, p = 0.425).
Figure 6.
HADS score and upper-limb function scores split by antidepressant prescription.
(a): HADS scores for patients split by antidepressant prescription (black,
turquoise), showing patients with antidepressant prescription have significant
higher HADS score than those without. HADS scores for patients without
antidepressant prescriptions, median split by HADS score, are also shown (light and
dark gray). These groups have respectively higher and lower HADS scores than the
group on antidepressants. Dotted outlines are violin plots, solid line shows mean
and standard deviation. (b) and (c): upper-limb function scores across the
measurement timepoints, split by antidepressant prescriptions and HADS scores.
Visually demonstrating that patients with antidepressant prescriptions have poorer
improvement than those without, even when comparing against only those with high
HADS scores. HADS: Hospital Anxiety and Depression Scale; FM: Fugl-Meyer; ARAT:
Action Research Arm Test; CAHAI: Chedoke Arm and Hand Activity Inventory.
HADS score and upper-limb function scores split by antidepressant prescription.(a): HADS scores for patients split by antidepressant prescription (black,
turquoise), showing patients with antidepressant prescription have significant
higher HADS score than those without. HADS scores for patients without
antidepressant prescriptions, median split by HADS score, are also shown (light and
dark gray). These groups have respectively higher and lower HADS scores than the
group on antidepressants. Dotted outlines are violin plots, solid line shows mean
and standard deviation. (b) and (c): upper-limb function scores across the
measurement timepoints, split by antidepressant prescriptions and HADS scores.
Visually demonstrating that patients with antidepressant prescriptions have poorer
improvement than those without, even when comparing against only those with high
HADS scores. HADS: Hospital Anxiety and Depression Scale; FM: Fugl-Meyer; ARAT:
Action Research Arm Test; CAHAI: Chedoke Arm and Hand Activity Inventory.SCA of the relationship between HADS score and measures of upper-limb function at
admission (a) or improvement (b).Notes: Each model, sorted by the size of the HADS score regression coefficient, is
represented by a line in the top panel. Larger gray lines represent a significant
relationship between HADS score and motor recovery/outcome. Lines in the lower
panels indicate the contents of the model. HADS score did not explain variance in
baseline motor scores, or recovery/outcome scores. CAHAI: Chedoke Arm and Hand
Activity Inventory; ARAT: Action Research Arm Test; HADS: Hospital Anxiety and
Depression Scale; NFI: Neurological Fatigue Index.To follow-up, a median split was performed on the HADS scores in patients without
antidepressant prescription. These three groups (OnAD, OffAD-HighHADS, OffAD-LowHADS) had
significantly different HADS scores (ANOVA: F(2,274) = 142.3,
p < 0.001), and pairwise comparison showed that the AD+ group had
significantly higher HADS score than the OffAD-LowHADS (Tukey HSD: diff = 7.89,
p < 0.001) and significantly lower HADS than the OffAD-HighHADS
group (Tukey HSD: diff = –2.44, p = 0.004) (see Figure 6(a)). Visual inspection of the motor score
data on the three measures, across the timepoints separated by these three groups again
demonstrates the negative relationship between antidepressant prescription and recovery
even relative to the OffAD-HighHADS (see Figures 6(b) to (d)).
No evidence of a relationship between HADS score admission scores or
improvement
There was not sufficient evidence to reject the null hypothesis of no relationship
between HADS and admission scores (p = 0.170, 6/96 models significant,
mean β = –0.003, range –0.004 to –0.001) or improvement (p > 0.999,
0/288 models significant, mean β = −0.001, range –0.004 to 0.001).
Discussion
This retrospective study examined whether patients prescribed different classes of common,
CNS-acting, drugs (GABA agonists, sodium or calcium channel blocking antiepileptics, or
antidepressants) responded differently to an intensive, high-dose upper-limb rehabilitation
program. To test this robustly, SCA was used, where all sensible variations of models
examining a certain hypothesis were run, and the sum of results across all models was
interpreted. Using this method, patients prescribed GABA agonists were found to have worse
upper-limb scores on admission to the program but did not differ in terms of their
improvement. This was in contrast to patients prescribed antidepressants, which did not
differ on admission scores but had significantly poorer upper-limb improvement. There was no
difference in admission or improvement scores in patients on antiepileptics.
Patients on GABA agonists had worse admission scores but did not differ in
program-related improvements in function
Across all three upper-limb measures, patients on GABA agonists had significantly worse
admission scores, around a 6–10% reduction relative to those not prescribed the drug.
Despite the large regression coefficient size, this difference is somewhat difficult to
interpret. The drugs in the GABA agonist category are prescribed for diverse problems, for
example baclofen (prescribed to 84% of the GABA agonist group) for spasticity or
benzodiazepines (18% of GABA agonist group) for anxiety, insomnia, and seizures. Clearly
any differences in admission scores could be attributed either to the underlying
co-morbidity for which the drug is prescribed, the effects of drug itself, or an
association between the co-morbidity and increased stroke severity. While there were some
control measures recorded at admission, e.g. HADS and NFI scores, there were not any
measures of spasticity or sleep quality which might be relevant for assessing differences
between those on and off GABA agonists.Perhaps a more pertinent finding for clinical practice is the lack of significant
difference in program-related improvements in upper-limb function between patients on and
off GABA agonists. Several studies have previously reported a correlational link between
high GABA concentration,
or receptor activity,[28,29] and
worse functional outcomes from rehabilitation post-stroke. Furthermore, a single dose of
the GABAB agonist baclofen impairs aspects of motor learning in healthy humans
; and GABA antagonists can improve post-stroke motor recovery in rats.[13,14] Given these findings, and another early
retrospective study finding a negative impact of benzodiazepine prescription on motor
function recovery
(though see Hesse and Werner
), caution has previously been advised in the prescription of GABA agonists,
particularly benzodiazepines, post-stroke.Yet in this data set, patients who were taking GABA agonists did not differ in degree of
program-induced improvements even despite co-morbidities which could additionally hamper
potential for improvement from the program. The result reported here should not, however,
be taken as evidence that these drugs do not have any detrimental effects on motor
rehabilitation—patients were sometimes advised to take these medications at night, or only
as needed, likely minimizing their potential to interact with rehabilitation. Rather, this
result should be interpreted as the absence of difference in program-induced improvements
for patients with typical GABA agonist prescriptions. It could also be argued that the
symptoms which these drugs seek to treat, e.g. spasticity or insomnia, may themselves
worsen rehabilitative potential to a greater degree if left unresolved.
Furthermore, we cannot exclude that our lack of effect is due to low power, and so
further large-scale studies are needed.
Patients on sodium and calcium channel blocking antiepileptics did not significantly
differ on admission scores or motor improvements on the QSUL program
Stroke is the cause of 10% of all epilepsy cases
and so a great deal of stroke patients, 29% in this data-set, are prescribed
antiepileptics targeting sodium and calcium channels. Here, we found that there were no
significant differences in admission motor scores for patients prescribed antiepileptics
versus those who were not. Comparing improvements on the QSUL program between the groups
also resulted in a non-significant difference; however, there was a trend toward a
decrease in improvements for patients on antiepileptics. Closer examination of this
finding shows that it was driven only by poorer improvements on one measure, the ARAT,
with very little effect on the CAHAI or FM, suggesting that this was not a robust effect
across motor measures.Though classic antiepileptic treatments, such as phenytoin or phenobarbital, have been
suggested to be detrimental to motor recovery in retrospective studies,
there is little evidence for any influence of modern antiepileptic drugs on patient outcomes.
In fact some animal studies have even found neuroprotective benefits of Na channel blockers.
The results presented here align with a lack of significant effect of this class of
drugs on rehabilitation-induced motor improvements when prescribed appropriately.
Patients prescribed antidepressants do significantly worse on the QSUL
program
Post-stroke depression is a frequent complication of stroke,[36,37] most commonly treated by antidepressant
prescription. Here, we found that there were no significant differences in admission
scores between patients with and without antidepressant prescriptions. However, when
examining the program-induced improvements in motor scores, patients on antidepressants
did worse than those off the drugs. Significant regression coefficients were evenly
distributed across different motor measures, whether examining outcome given baseline or
recovery, and whether subjective mood information (i.e. HADS and NFI scores) was included
in the model or not.Poorer motor improvements in patients on antidepressants could be driven by effects of
the drugs themselves, of the underlying depression, or a combination of the two. Patients
with antidepressant prescription had higher HADS scores, i.e. had more symptoms of
depression and anxiety, than those without. However, the persistence of the difference
between patients across antidepressant prescription while controlling for HADS, the
non-significant relationship between HADS and improvement, and the observation that
patients on antidepressants do worse than patients with higher HADS scores but off
antidepressants, indicates that there is some relationship specific to this “on
antidepressants” category.This result lies somewhat in contrast to the literature on the effect of SSRIs for
post-stroke motor recovery. Inspired by the results of animal
and smaller human studies,[8-11] one medium-sized placebo-controlled trial found that three months of
20 mg fluoxetine daily, alongside physiotherapy, improved motor outcomes in chronic stroke patients,
and a similar pattern of positive results has also been found for drugs influencing
the noradrenergic system.
More recent studies without additional universal concurrent physiotherapy have,
however, reported null results,[40-42] leading some to suggest that SSRIs are
creating a brain environment conducive for plasticity which can then be exploited by
concurrent rehabilitative training.[17,43]Here antidepressants (the vast majority of which were SSRIs, ∼80%) were paired with
rehabilitation, and so might be predicted to boost recovery. Some speculative reasons
could be proposed for this divergence in findings: it may be that a beneficial effect of
SSRIs does not persist in conjunction with depressive symptoms; or it could be that the
antidepressant prescription is a better measure of trait depression across the six-month
duration of the follow-up than the one-time HADS score at admission, and the negative
impact of these depressive symptoms may outweigh any positive impact of the drug.
Additionally, the patients in QSUL program tended to be several months post-stroke and
were receiving intensive rehabilitation, whereas randomized controlled trials assessed the
influence of SSRIs on acute patient recovery, in the days to weeks after stroke, with (at
most) only standard in-patient physiotherapy.
Further research is needed to identify a mechanistic explanation for the negative
relationship, but there is still value in the observation that patients with
antidepressant prescriptions tend to do worse on intensive rehabilitation programs.
Identifying those patients who may respond less well to the treatment is the first step in
developing methods to improve interventions for these patients.
Conclusions
This retrospective study investigated the relationships between prescriptions of three
classes of commonly used, CNS-acting, drugs and upper-limb improvements of 277 patients
during the three-week intensive QSUL program. Patients who were prescribed GABA agonist
drugs tended to have worse upper-limb scores at admission, but there was no evidence of
differences in response to the program. This indicates that, when appropriately prescribed,
patients with GABA agonist prescription did not perform significantly differently on this
upper-limb rehabilitation program. This was in contrast to patients with antidepressant
prescriptions where no evidence was found for significantly different upper-limb scores at
admission, but these patients showed poorer improvement on the program that could not be
explained by the HADS measure of depression and anxiety. If these patients can be identified
prior to admission, then differences in their needs on such programs may be better
identified. There was no evidence of significant differences in patients with or without
antiepileptic drug prescriptions on either admission to, or improvement on, the program.
Further research is needed to understand these relationships in more detail and to examine
whether the results generalize to other study populations, less intensive upper-limb
interventions, and larger-scale samples.
Figure 1.
Measures of upper-limb function, across time split by GABA agonist prescription.
Notes: Patients on GABA agonists had worse upper limb function at admission, but did
not differ in degree of improvement during the program. Dotted outline shows violin
plot, solid lines show mean and standard error. CAHAI: Chedoke Arm and Hand Activity
Inventory; ARAT: Action Research Arm Test; FM: Fugl-Meyer.
Authors: Kwan L Ng; Ellen M Gibson; Robert Hubbard; Juemin Yang; Brian Caffo; Richard J O'Brien; John W Krakauer; Steven R Zeiler Journal: Stroke Date: 2015-08-20 Impact factor: 7.914