| Literature DB >> 32987675 |
Ingrid Gomes Abdala1, Sheila Giardini Murta1, Jordana Calil Lopes de Menezes1, Larissa de Almeida Nobre-Sandoval1, Maria do Socorro Mendes Gomes1, Karina Damous Duailibe2, Danielle Aranha Farias1.
Abstract
This study analyzed contextual barriers and facilitators in the implementation of Strengthening Families Program (SFP 10-14), Brazilian version, a family-based preventive program focused on the prevention of risk behaviors for adolescent health. SFP 10-14 was implemented between 2016 and 2017 for socioeconomically vulnerable families in four Northeast Brazilian states as a tool of the National Drug Policy. A retrospective qualitative study was carried out in which 26 implementation agents participated. Data from 16 individual interviews and two group interviews were analyzed through content analysis. The most recurrent barriers were the group facilitators' working conditions, weak municipal administration, precarious infrastructure, inadequate group facilitator training methodologies, low adherence of managers and professionals, and funding scarcity. The conditions highlighted as favorable to the implementation were proper intersectoral coordination, engagement of involved actors, awareness of public agency administrators, municipal management efficacy, and efficient family recruitment strategies. Favorable political contexts, engagement of implementation agents, and intersectoral implementation strategies were identified as central to the success of the implementation of SFP 10-14, especially in the adoption of the intervention, community mobilization, and intervention delivery stages. Further studies should combine contexts, mechanisms, and results for a broad understanding of the effectiveness of this intervention in the public sector.Entities:
Keywords: family-based intervention; implementation; prevention; process evaluation; program transference
Mesh:
Year: 2020 PMID: 32987675 PMCID: PMC7579290 DOI: 10.3390/ijerph17196979
Source DB: PubMed Journal: Int J Environ Res Public Health ISSN: 1660-4601 Impact factor: 3.390
Figure 1The organizational flow of the implementation of the Strengthening Families Program (SFP) 10–14 in Brazil.
Expected outcomes for each stage of the SFP 10–14 action theory in Brazil.
| Action Theory Stages | Expected Outcomes |
|---|---|
| Negotiation for local adoption of SFP 10–14 | Negotiation between federal and municipal spheres for the coming of SFP 10–14 to the states. A technical-operational agreement seals an initial implementation. The recommendation of a local coordinator and intersectoral adoption is expected, with consensus of tasks from each sector involved. |
| Local coordination | Hiring and instruction of federal trainers. Federal trainer integration with local team. Elaboration of a training schedule to program articulator and multiplier to operationalize the implementation. |
| Services mobilization | Adoption of SFP 10–14 by professionals and services that will effectively deliver the program and strengthen the support the SFP 10–14 implementation. Building of organizational and community support by the municipal articulator. |
| Team training | Implementation agents trained in the paradigm governing the National Drug Policy and the SFP 10–14 objectives, bases, and methodology. |
| Family recruitment | Advertisement to, invitation of, and selection of SFP 10–14 participant families. It includes strategies to gather groups of seven to ten families to start the program as well as their initial engagement. |
| Planning of implementation logistics | Planning and organization of infrastructure, materials, and procedures required for implementation. |
| SFP 10–14 delivery | Implementation of the seven meetings with parents/legal guardians, youths, and families. Weekly session planning and monitoring in order to correct implementation problems. |
Definitions of inductive analysis categories.
| Categories | Definitions |
|---|---|
| Infrastructure | Material and resources needed for implementation. |
| Prevention culture | Identification by public agency administrators, the professionals and institutions that shares values, objectives, and methodologies of SFP 10–14, which may be the result of experience with previous iterations or another experience in prevention. |
| Financial resources | The capital needed to implement SFP 10–14. |
| Municipal management | Management actions related to the management of people in their activities, financial resources, and the intersectoral policy. |
| Group facilitators’ working conditions | Aspects of workload, time availability, number of people available to perform required activities, work accumulation, sensation of job instability, and employment precarity. |
| Institutional disruption | Refers to the period of political instability in 2015 that culminated in 2016 with the impeachment of President Dilma Rousseff and her removal from the Presidency of the Republic. |
| Intersectorality | Coordination via agreement among various social public policies aiming to implement the program. |
| Corruption | Diversion of funds. |
| Elections | Political agreements and campaign support during the election period, August through October, every even numbered year in the municipalities. |
| Awareness of hierarchical flow | Understanding that awareness occurs according to hierarchical flows of power, in which a higher-level manager is responsible for raising awareness of lower-level managers. |
| Federal supervision | Decisions concerning SFP 10–14 implementation logistics in the municipality together with federal and municipal service leaders, including the provision of implementation kits and the hiring of federal trainers. |
| Aggregate value of SFP 10–14 | Benefits gained from experience in program implementation. |
| Local peculiarities | Strikes and holidays occurring during the implementation. |
| Selection of public service | Strategies used by federal trainers in selecting where to implement SFP 10–14. |
| Selection of families | The criteria established for selecting families to participate in the program. |
| Group facilitator training methodology | Strategies and methodologies used to train program facilitators. |
| Approach for inviting families | Strategies used to disseminate the program and information offered to families invited to participate in SFP 10–14. |
| Family maintenance strategies | Strategies used in the awareness-raising and recruitment meetings and weekly sessions to boost family adherence. |
| Federal support and monitoring in the implementation | Operational support by federal trainers for group facilitators during the SFP implementation |
| Planning | Holding weekly planning meetings during the SFP 10–14 implementation, where activities to be carried out with families are discussed, materials for implementation organized, and the best session management strategies verified. |
| Compatibility of meeting and family schedules | Reconciliation of session times between professionals and families according to availability of both groups. |
| Perception of effects on families | The perception of positive effects on the families as an essential element for motivation of the program facilitator. |
| Prior relationship between service and community | The closeness of the relationship between the service implementing the program and the individuals from the community who constitute the SFP 10–14 target audience. |
| Awareness-raising of public agency administrator | Information provided by federal trainers to public agency administrators about the program and strategies used by trainers to mobilize them in favor of implementing SFP 10–14. |
| Awareness-raising of group facilitators | Information provided by federal trainers, public agency administrators, or program multipliers to group facilitators aiming to mobilize them in favor of implementing SFP 10–14. |
| Team training awareness-raising | The understanding that professionals need to receive information about the real complexity of implementing SFP 10–14 before going through the facilitator team training. |
| Adherence of professionals | Engagement of public agency administrators, as well as health care, education, and social service professionals in the SFP 10–14 implementation and the quality of their participation in program delivery. |
| Adherence of institutions | Engagement by institutions as a whole, not the individuals comprising them, whether departments of education or health care, or other government agencies. |
| Professionals’ skills | Professionals with attitudes and actions that exceed expectations regarding the exercise of their function and that favor the implementation. |
| Relationships between professionals | Relationship and communication quality between professionals involved in the SFP 10–14 implementation process. |
Figure 2The Context and Implementation of Complex Interventions (CICI) framework. Reproduced with permission from [18], [Implementation Science]; published by [Springer Nature], [2017].
Definitions of the CICI model categories (Pfadenhauer et al., 2017).
| Elements | Definitions |
|---|---|
| Geographic context | The physical and resource aspects of the environment, both natural and human-transformed (e.g., infrastructure), which are available in a given space. |
| Epidemiological context | The disease network as well as the determinants of the population’s needs, including demography. |
| Sociocultural context | Comprises explicit and implicit behavior patterns, including their incorporation in the form of symbols. The essential culture core consists of ideas and values historically derived and selected that are shared by the members of a group. It refers not only to the conditions under which people are born, grow, live, and work or their ages, but also the social roles a human being assumes as a member of a family, of a community, or as a citizen, as well as the relationships inherent in these roles. Constructs such as knowledge, beliefs, concepts, customs, institutions and any other capacities and habits acquired by a group are included in this context. |
| Socioeconomic context | The social and economic resources of a community and its access by the population. |
| Ethical context | Moral reflections that encompass the norms, rules, patterns of conduct, and principles that guide the decision-making and behavior of individuals and institutions. The ethical, sociocultural, and legal aspects are strongly interrelated. |
| Legal context | The rules and regulations established to protect the rights of the population and the interests of society. Formally, these should be approved by a competent legislative body, such as a congress. The legal norms may be applied by order and coercion, which distinguishes them from ethical and social ones. |
| Political context | The distribution of power, resources, and interests among the population as a whole, as well as among organizations according to formal rules or information from the interactions between them. Also, the accessibility to the location offering the service, such as service delivery, leadership and governance, health information, human resources, and financing. Strongly related to the socioeconomic and sociocultural elements of the population in question. |
| Implementation theory | The implementation of a program theory seeks to explain the causal mechanisms of the implementation; it is, thus, analogous to a program theory, which explains the causal mechanisms that connect an intervention to its results. An implementation theory formalizes how a change needs to be executed so that the implementation effort is successful. Additionally, it serves as the basis for the implementation process and strategies. |
| Implementation process | The whole social process by which the implementation is operationalized. It relies on the tactics and methods used by change-promoting leaders. It is a multistage process that does not necessarily take place linearly. At some points, it is expected that the implementation agents will capture corrections, refinements, or expansions. The steps range from the evaluation of needs and community resources to agent awareness, program adoption, preparation, and changes necessary for implementation. The team should be well-informed about the program and information should be disseminated. This follows a pilot or initial implementation in which the intervention may be readjusted to accommodate the community’s daily routine, thus making it more sustainable. |
| Implementation strategy | The set of activities chosen and customized to fit the program theory in its delivery context. These strategies may change over time and they ensure the adoption of the program and future sustainability. This takes place prior to the actual implementation and refers to planning strategies and awareness of the implementation process. |
| Implementation agents | These are individuals who possess a combination of attributes, knowledge, skills, beliefs, positions, and attitudes that exercise significant influence on the implementation. Implementation agents could be either local public agency administrators or frontline professionals aware of and skilled in the implementation. The agents may also be recipients of the implementation or institutions when these entities play a primary role in the implementation. |
Frequency of topics identified as facilitators of the SFP 10–14 implementation process by the action theory stage in Brazil.
| SFP 10–14 Action Theory Stages | |||||||
|---|---|---|---|---|---|---|---|
| Categories | Negotiation for Local Adoption of SFP 10–14 | Local Coordination | Services Mobilization | Team Training | Family Recruitment | Planning of Implementation Logistics | SFP 10–14 Delivery |
| Approach for inviting families | 14 | ||||||
| Adherence of professionals | 4 | 4 | 2 | 3 | 6 | ||
| Adherence of Institution | 1 | 1 | 1 | ||||
| Compatibility of meeting and family schedules | 1 | ||||||
| Group facilitator working conditions | 1 | 1 | 1 | ||||
| Prevention culture | 9 | 1 | 1 | 1 | |||
| Selection of public service | 5 | 1 | 2 | ||||
| Family maintenance strategies | 7 | 3 | |||||
| Awareness of hierarchical flow | 2 | 5 | |||||
| Municipal management | 2 | 2 | 4 | 2 | 4 | ||
| Professionals’ skills | 2 | 2 | |||||
| Infrastructure | 2 | 1 | 2 | 2 | |||
| Intersectorality | 7 | 3 | 1 | 4 | 7 | 1 | |
| Group facilitator training methodology | 11 | ||||||
| Perception of effects on families | 8 | ||||||
| Planning | 8 | 3 | |||||
| Financial resources | 1 | ||||||
| Relationships between professionals | 1 | 4 | |||||
| Prior relationship between the service and the community | 6 | 2 | |||||
| Public agency administrator awareness | 8 | 1 | 6 | 1 | |||
| Group facilitator awareness | 1 | 4 | 4 | ||||
| Team training awareness-raising | 1 | 5 | |||||
| Federal supervision | 1 | 3 | |||||
| Federal support and monitoring in implementing the SFP 10–14 | 2 | 4 | |||||
| SFP 10–14 aggregate value | 1 | ||||||
| Total |
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Frequency of topics pointed out as barriers to the SFP 10–14 implementation process by the stage of the action theory in Brazil.
| SFP 10–14 Action Theory Stages | |||||||
|---|---|---|---|---|---|---|---|
| Categories | Negotiation for Local Adoption of SFP 10–14 | Local Coordination | Services Mobilization | Team Training | Family Recruitment | Planning Implementation Logistics | SFP 10–14 Delivery |
| Adherence of professionals | 2 | 5 | 3 | 3 | |||
| Adherence of Institutions | 1 | 5 | 1 | ||||
| Compatibility of meeting and family schedules | 2 | 5 | |||||
| Group facilitator working conditions | 1 | 1 | 12 | 4 | 13 | ||
| Corruption | 1 | ||||||
| Prevention culture | 1 | 2 | 2 | 1 | 1 | 1 | 3 |
| Elections | 1 | 1 | |||||
| Selection of families | 4 | 6 | |||||
| Selection of public service | 1 | 1 | |||||
| Awareness of hierarchical flow | 1 | ||||||
| Municipal management | 5 | 3 | 11 | 3 | 10 | ||
| Infrastructure | 1 | 15 | 6 | ||||
| Intersectorality | 3 | 3 | 1 | 3 | |||
| Group facilitator training methodology | 10 | 7 | |||||
| Location peculiarities | 1 | 3 | 1 | 3 | |||
| Planning | 2 | 4 | |||||
| Financial resources | 1 | 2 | 5 | 5 | |||
| Relationships between professionals | 2 | 2 | 1 | 1 | 2 | ||
| Institutional rupture | 1 | 2 | 1 | ||||
| Public agency administrator awareness | 3 | ||||||
| Group facilitator awareness | 1 | 1 | 2 | 4 | 1 | ||
| Team training awareness-raising | 1 | 7 | |||||
| Federal supervision | 2 | ||||||
| Federal support and monitoring in implementing the SFP 10–14 | 1 | ||||||
| SFP 10–14 aggregate value | 1 | ||||||
| Total |
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Figure 3The most recurrent barriers and facilitators over the course of the preimplementation and implementation process of SFP 10–14 in Brazil.
Combination of inductive and deductive categories.
| Elements | Categories |
|---|---|
| Geographic context | Infrastructure |
| Epidemiological context | N/A |
| Sociocultural context | Prevention culture |
| Socioeconomic context | Financial resources |
| Ethical context | N/A |
| Legal context | N/A |
| Political context | Municipal management |
| Implementation theory | N/A |
| Implementation process | Aggregate value of SFP 10–14 |
| Implementation strategy | Group facilitator training methodology |
| Implementation agents | Awareness-raising of public agency administrator |
Figure 4Total of barriers and facilitators in the SFP 10–14 implementation process in Brazil according to the Context and Implementation of Complex Interventions model.