Laura Piveteau1,2, Marcel Aebli1,2, Nuri Yazdani3,4, Marthe Millen1, Lukas Korosec5, Franziska Krieg1,2, Bogdan M Benin1,2, Viktoriia Morad1,2, Christophe Piveteau5, Toni Shiroka5,6, Aleix Comas-Vives1, Christophe Copéret1, Aaron M Lindenberg4,7, Vanessa Wood3, René Verel1, Maksym V Kovalenko1,2. 1. Department of Chemistry and Applied Biosciences, ETH Zürich, Vladimir Prelog Weg 1-5, Zürich CH-8093, Switzerland. 2. Empa-Swiss Federal Laboratories for Materials Science and Technology, Dübendorf, Überlandstrasse 129, Dübendorf CH-8600, Switzerland. 3. Department of Information Technology and Electrical Engineering, ETH Zürich, Zürich CH-8092, Switzerland. 4. Department of Materials Science and Engineering, Stanford University, Stanford, California 94305, United States. 5. Department of Physics, ETH Zürich, Otto Stern Weg 1, Zürich CH-8093, Switzerland. 6. Paul Scherrer Institute, Villigen PSI CH-5232, Switzerland. 7. Institute for Materials and Energy Sciences, SLAC National Accelerator Laboratory, Menlo Park, California 94025, United States.
Abstract
Lead-halide perovskites increasingly mesmerize researchers because they exhibit a high degree of structural defects and dynamics yet nonetheless offer an outstanding (opto)electronic performance on par with the best examples of structurally stable and defect-free semiconductors. This highly unusual feature necessitates the adoption of an experimental and theoretical mindset and the reexamination of techniques that may be uniquely suited to understand these materials. Surprisingly, the suite of methods for the structural characterization of these materials does not commonly include nuclear magnetic resonance (NMR) spectroscopy. The present study showcases both the utility and versatility of halide NMR and NQR (nuclear quadrupole resonance) for probing the structure and structural dynamics of CsPbX3 (X = Cl, Br, I), in both bulk and nanocrystalline forms. The strong quadrupole couplings, which originate from the interaction between the large quadrupole moments of, e.g., the 35Cl, 79Br, and 127I nuclei, and the local electric-field gradients, are highly sensitive to subtle structural variations, both static and dynamic. The quadrupole interaction can resolve structural changes with accuracies commensurate with synchrotron X-ray diffraction and scattering. It is shown that space-averaged site-disorder is greatly enhanced in the nanocrystals compared to the bulk, while the dynamics of nuclear spin relaxation indicates enhanced structural dynamics in the nanocrystals. The findings from NMR and NQR were corroborated by ab initio molecular dynamics, which point to the role of the surface in causing the radial strain distribution and disorder. These findings showcase a great synergy between solid-state NMR or NQR and molecular dynamics simulations in shedding light on the structure of soft lead-halide semiconductors.
Lead-halideperovskites increasingly mesmerize researchers because they exhibit a high degree of structural defects and dynamics yet nonetheless offer an outstanding (opto)electronic performance on par with the best examples of structurally stable and defect-free semiconductors. This highly unusual feature necessitates the adoption of an experimental and theoretical mindset and the reexamination of techniques that may be uniquely suited to understand these materials. Surprisingly, the suite of methods for the structural characterization of these materials does not commonly include nuclear magnetic resonance (NMR) spectroscopy. The present study showcases both the utility and versatility of halide NMR and NQR (nuclear quadrupole resonance) for probing the structure and structural dynamics of CsPbX3 (X = Cl, Br, I), in both bulk and nanocrystalline forms. The strong quadrupole couplings, which originate from the interaction between the large quadrupole moments of, e.g., the 35Cl, 79Br, and 127I nuclei, and the local electric-field gradients, are highly sensitive to subtle structural variations, both static and dynamic. The quadrupole interaction can resolve structural changes with accuracies commensurate with synchrotron X-ray diffraction and scattering. It is shown that space-averaged site-disorder is greatly enhanced in the nanocrystals compared to the bulk, while the dynamics of nuclear spin relaxation indicates enhanced structural dynamics in the nanocrystals. The findings from NMR and NQR were corroborated by ab initio molecular dynamics, which point to the role of the surface in causing the radial strain distribution and disorder. These findings showcase a great synergy between solid-state NMR or NQR and molecular dynamics simulations in shedding light on the structure of soft lead-halide semiconductors.
Lead-halideperovskites are a class of intensely studied semiconductors with the
general formula APbX3 [A = methylammonium (MA), formamidinium
(FA), or cesium, X = halide], wherein the cation A is situated in
the cuboctahedral voids of a 3D-network of corner-sharing PbX6 octahedra. Various perovskite polymorphs can be derived by
octahedral tilting, e.g., by deviating the Pb–X–Pb angle
from 180°, as exemplified by the unit cell of γ-CsPbX3 (orthorhombic, Pbnm space group, Figure a; for all APbX3 compounds see Note S1). In the
past five years, these compounds have gained prominence with the demonstration
of highly efficient photovoltaics with perovskites as absorber layers;[1,2] power conversion efficiencies of up to 25.2% have been reported,
exceeding those of more traditional semiconductors.[3] Moreover, the exceptional optoelectronic characteristics
of perovskites are in great demand for other applications, which range
from light-emitting devices[4] to hard-radiation
detectors.[5] The past few years have seen
a gradual transition from the use of solution-processable MAPbX3 compounds to more chemically robust FAPbX3 as
well as CsPbX3 and mixed Cs–FA variants. For instance,
colloidal nanocrystals (NCs) of CsPbX3 have become a popular
choice for both classical and quantum light sources;[6−8] nanocrystalline and continuous thin films of CsPbI3 are
pursued for photovoltaics,[9,10] and bulk CsPbBr3 single crystals can be used for soft and hard X-ray radiation
detection at room temperature, with characteristics comparable to
those of commercial CdTe detectors.[11−13]
Figure 1
NMR of lead-halide perovskite
and comparison of NMR and NQR. (a) All constituent elements of CsPbX3 materials possess isotopes with nuclear spins (133Cs I = 5/2, 207Pb I =
1/2, 35/37Cl I = 3/2, 79/81Br I = 3/2, 127I I =
5/2) at natural abundance and are therefore suitable for study with
NMR spectroscopy. (b) NMR and NQR are similar yet complementary spectroscopic
techniques for studying nuclear-spin energy transitions. In NMR spectroscopy,
an external magnetic field is applied (B0) to produce the Zeeman splitting of nuclear-spin energy levels |m⟩. In the case of quadrupolar
nuclei (I > 1/2) such as halides, the Zeeman energy states are
perturbed by the interaction of the electric-field gradient (EFG)
with the quadrupole moment of the nuclear spin—the so-called
quadrupole interaction. The latter is sufficient to lift the degeneracy
of spin energy levels even in the absence of a magnetic field; this
is exploited in NQR spectroscopy. The quadrupole interaction allows
the structure and structure dynamics to be probed with both NMR and
NQR. (c) Simulations of the 127I NMR and NQR spectra for
bulk γ-CsPbI3 powder by an exact description of the
spin Hamiltonian and powder averaging. The quadrupole parameters used
for the simulations are the ones reported later in this work. Details
about how the simulation was performed are provided in the Methods section.
NMR of lead-halideperovskite
and comparison of NMR and NQR. (a) All constituent elements of CsPbX3 materials possess isotopes with nuclear spins (133Cs I = 5/2, 207Pb I =
1/2, 35/37Cl I = 3/2, 79/81Br I = 3/2, 127I I =
5/2) at natural abundance and are therefore suitable for study with
NMR spectroscopy. (b) NMR and NQR are similar yet complementary spectroscopic
techniques for studying nuclear-spin energy transitions. In NMR spectroscopy,
an external magnetic field is applied (B0) to produce the Zeeman splitting of nuclear-spin energy levels |m⟩. In the case of quadrupolar
nuclei (I > 1/2) such as halides, the Zeeman energy states are
perturbed by the interaction of the electric-field gradient (EFG)
with the quadrupole moment of the nuclear spin—the so-called
quadrupole interaction. The latter is sufficient to lift the degeneracy
of spin energy levels even in the absence of a magnetic field; this
is exploited in NQR spectroscopy. The quadrupole interaction allows
the structure and structure dynamics to be probed with both NMR and
NQR. (c) Simulations of the 127I NMR and NQR spectra for
bulk γ-CsPbI3 powder by an exact description of the
spin Hamiltonian and powder averaging. The quadrupole parameters used
for the simulations are the ones reported later in this work. Details
about how the simulation was performed are provided in the Methods section.It remains still partly inexplicable to researchers why the intrinsic
electronic and optical characteristics of these materials remain uninhibited
by structural defects and dynamics, with the latter being far more
pronounced in lead-halideperovskites than in structurally more rigid,
conventional semiconductors. There is an increasing body of experimental
and theoretical evidence that the soft lattices of these halides favor
many of their unusual characteristics;[14−18] for instance, the intrinsic formation of polarons
can screen charge carriers from defects and increase charge carrier
lifetimes, aiding exciton dissociation, slowing charge carrier cooling,
and yielding unusually high dielectric constants.Solid-state
nuclear magnetic resonance (NMR) spectroscopy of inorganic materials
serves as a valuable addition to the suite of more conventional characterization
tools (diffraction techniques, electron microscopy, etc.). In the
limit of highly disordered materials, NMR may even be a unique gateway
to probe topological, geometrical, chemical, and electronic order
in materials.[19,20] APbX3 perovskites
represent a transitional case in-between rigid crystalline materials
and soft, dynamic, and disordered matter, exhibiting features of both.
All the constituents of CsPbX3 are NMR-active; i.e., all
atoms are sufficiently abundant with isotopes possessing a nuclear
spin. While NMR spectroscopy of both 133Cs and 207Pb has been instrumental in the investigation of phase transitions,
chemical exchange reactions, and other dynamic processes, as well
as phase-segregation,[21−36] recording the NMR spectra of halide nuclei is, in contrast, a generally
much more challenging task. 35/37Cl, 79/81Br,
and 127I all possess spins I > 1/2,
as well as large quadrupole moments (see Table S2), which couple with the electric-field gradient (EFG) generated
by neighboring nuclei and electrons. This coupling, known as the quadrupole
interaction (HQ), is very sensitive to
the chemical nature, coordination, and geometry of a nuclear species.
By measuring HQ and supporting the analysis
with DFT calculations, atomic positions may be determined with an
accuracy exceeding conventional crystallography.[37]In NMR spectroscopy, the Zeeman interaction (HZE) lifts the degeneracy of the spin states
in a magnetic field. The nuclear-spin transitions scale linearly with
the magnetic field strength and are characterized by the Larmor frequency,
ω0. Deviations from the Larmor frequency are induced
by perturbing interactions such as the chemical shift, the dipole–dipole
coupling, and HQ (Figure b). In general, all these interactions are
anisotropic in nature, and especially large quadrupole interactions
can produce broad NMR signals (tens to hundreds MHz in width), reduced
resolution, and complex line shapes. All these factors complicate
the signal acquisition and the interpretation of NMR spectra. For
small-to-intermediate quadrupole interactions (e.g., 35/37Cl in perovskites), a second order perturbation approach is sufficient
to describe the spin system.[38,39] However, strong quadrupole
interactions, in the range of several tens to hundreds MHz (e.g., 127I in perovskites), can be comparable to or even stronger
than HZE and result in a breakdown of
the perturbation approximation. The exact calculation of the spectral
features is required to interpret the NMR spectra.[40] However, with a large HQ the
energy transitions can be studied using nuclear quadrupole resonance
(NQR). NQR is performed on the same hardware as NMR, but in absence
of an applied magnetic field. The EFG leads to spin-energy splitting
in the form of the quadrupole interaction, as illustrated by the example
of a spin I = 5/2 (127I in Figure b).The simulated NMR
and NQR spectra of γ-CsPbI3 (Figure c) demonstrate the advantages of NQR over
NMR for quadrupolar nuclei such as 127I. 127I NMR spectroscopy is highly impractical with present-day commercial
spectrometers. On the other hand, because of the large HQ of 127I, NQR can be performed, and the simulated
NQR spectrum of γ-CsPbI3 consists of only four lines
at distinct frequencies, suggesting that 127I NQR may serve
as a highly practical characterization tool for lead iodide perovskite
materials. Note S2 further discusses the
basics and experimental aspects of NMR and NQR spectroscopy for halide
nuclei.Here, we study bulk and nanocrystalline CsPbX3 materials at various temperatures with NMR and NQR spectroscopies.
We perform 35Cl and 79Br NMR spectroscopy, which
are the first reported halide NMR studies of the APbX3 family
in both bulk and nanocrystalline forms. For nuclei with larger quadrupole
moments like 79Br, and especially 127I, we showcase
the use of pure NQR spectroscopy. DFT calculations indicate that 79Br NQR offers structural precision on par with synchrotron
X-ray diffraction. The results shed light on structural variations
between the samples as well as differences in structure dynamics.
While the crystal structures of bulk and nanocrystalline CsPbX3 materials are found to be indistinguishable, the relaxation
behavior of the halide spins differs drastically in NCs. With the
aid of ab initio molecular dynamics (AIMD) simulations,
we relate the accelerated nuclear spin relaxation in NCs to the enhanced
anharmonic structure dynamics in these materials.
Results
CsPbX3 compounds have been reported to crystallize in
a range of perovskite Glazer tilting systems and in one nonperovskite
phase (Figure a; see Note S1 for a crystallographic overview). In
the following, we establish the halide magnetic resonance, both NMR
and NQR, as versatile tools for studying CsPbX3 in bulk
microcrystalline forms (Figure b)[41,42] and for ligand-capped colloidal
NCs (Figure b–d).[43] Such a comparative study allowed us to probe
the effects of structural dynamics[44,45] and disorder,[46] as well as the surface defects and ligands.[47,48] The effects of structure dynamics on NMR and NQR spectra at various
temperatures are herein corroborated via AIMD simulations.
Figure 2
Different crystal
phases and forms of CsPbX3. (a) Schemes of the 3D cubic
CsPbX3 perovskite structure and the projections along the c-axis of the cubic (α) perovskite structure and the
tetragonal (β), orthorhombic (γ), and monoclinic phases
derived from it via the tilting of octahedra. The thermodynamically
stable phase of CsPbI3 at ambient conditions is the orthorhombic
δ-phase. (b) Different forms of CsPbX3, namely, ligand-capped
colloidal NCs (in cuvettes) and microcrystalline powders (in watch
glasses), studied in this work. For CsPbI3, both metastable
γ-phase and the stable δ-phase are presented. (c) Luminescence
of CsPbX3 NC colloids under UV-light. (d) The NCs are cuboid-shaped
crystallites of 8–12 nm in size, exemplified by a high-resolution
HAADF-STEM image of a single CsPbCl3 NC.
Different crystal
phases and forms of CsPbX3. (a) Schemes of the 3D cubic
CsPbX3 perovskite structure and the projections along the c-axis of the cubic (α) perovskite structure and the
tetragonal (β), orthorhombic (γ), and monoclinic phases
derived from it via the tilting of octahedra. The thermodynamically
stable phase of CsPbI3 at ambient conditions is the orthorhombic
δ-phase. (b) Different forms of CsPbX3, namely, ligand-capped
colloidal NCs (in cuvettes) and microcrystalline powders (in watch
glasses), studied in this work. For CsPbI3, both metastable
γ-phase and the stable δ-phase are presented. (c) Luminescence
of CsPbX3 NC colloids under UV-light. (d) The NCs are cuboid-shaped
crystallites of 8–12 nm in size, exemplified by a high-resolution
HAADF-STEM image of a single CsPbCl3 NC.
35Cl NMR of Bulk CsPbCl3 and CsPbCl3 NCs
Among the studied halides, the 35/37Cl nuclei
(I = 3/2) possess the smallest quadrupole moments
and are therefore well-suited for NMR spectroscopy. A small quadrupole
moment produces pure NQR lines at very low frequencies and with low
intensities (due to low Boltzmann factors), thus making pure NQR rather
impractical for chlorideperovskites. Since the two chlorine isotopes
are chemically and magnetically very similar (see Table S2), we concentrated on the more abundant 35Cl isotope to study the differences in structure and dynamics between
bulk CsPbCl3 powder and CsPbCl3 NCs (8.5 nm
edge length), the latter being prepared by the hot-injection method
and stabilized with long-chain zwitterionic surface-capping ligands.[49]35Cl solid-state NMR spectra of bulk
and nanocrystalline CsPbCl3 were acquired under static
conditions at 100, 150, 200, 250, and 273 K. To avoid inhomogeneous
excitation from pulse-shape imperfections, the signals were constructed
from three subspectra with different frequency offsets. These were
recorded using the wide-band, uniform-rate, and smooth truncation
Carr–Purcell–Meiboom–Gill pulse sequence (WURST-CPMG,
see the Methods section and the Supporting Information) and processed to obtain
the skyline spectra displayed in Figure a. The WURST excitation pulses permit the
homogeneous excitation of a broad frequency range (1 MHz in this case),
while the CPMG part of the pulse sequence refocuses the signal in
the time domain leading to signal enhancement in the case of long T2 relaxation times (i.e., slow dephasing of
the magnetization response). The 35Cl NMR spectra of the
bulk material are well described by a single, axially symmetric chlorine
site with a quadrupole coupling constant (CQ) = 15.48 MHz and quadrupole asymmetry (ηQ) = 0
(obtained by simulating the spectra using the exact description of
the quadrupole interaction, see also Note S3 and Figure S2). The chemical shift anisotropy and other spin interactions
were neglected, as the line shape of the spectra was found to be dominated
by the quadrupole interaction (Figure S4). At lower temperatures, the Gaussian line width increased by almost
a factor of 2, and at least one other species became visible below
250 K (a shoulder that grows at higher frequencies, Figure d), which may be assigned to
one of the three crystallographically inequivalent Cl-species in CsPbCl3 (in the orthorhombic or monoclinic polymorphs). Quadrupole
parameters could not be determined for this signal component due to
the lack of resolvable spectral
features. The local surrounding of 35Cl spins in NCs and
in bulk is very similar (Figure a), which is also apparent from the similarity of the
quadrupole parameters (15.48 and 15.51/15.49 MHz, respectively, see Figure S2). From the structural viewpoint, the
time-averaged orientations of PbCl6 octahedra are also
very similar.
Figure 3
35Cl NMR of bulk and nanocrystalline CsPbCl3. (a) 35Cl NMR static spectra of bulk CsPbCl3 (black) and CsPbCl3 NCs (blue) at a field of 14.1
T acquired at temperatures ranging from 100 to 273 K. Below the shift
axis in ppm, the absolute resonance frequency axis is indicated in
MHz. All the spectra are well described by a single axially symmetric
chlorine species. (b, c) Graphs displaying the temperature dependence
of 35Cl NMR T1 and T2 time constants in bulk CsPbCl3 (■)
and CsPbCl3 NCs (dark blue ●) under static conditions.
Whenever error bars are not visible, they are smaller than the plotted
data point. (d) Zoomed-in view of the 35Cl NMR spectra
of bulk and nanocrystalline CsPbCl3 at 100 and 273 K. The
zoom facilitates the observation of the shoulder at −6000 ppm
in bulk CsPbCl3, as described in the Results section, and which is assigned to another, crystallographic inequivalent
chlorine species, belonging to the monoclinic CsPbCl3 phase.[50] Due to significant line broadening, the presence
of this chlorine species could be neither confirmed nor excluded for
CsPbCl3 NC as it could not be resolved due to site-disorder.
35Cl NMR of bulk and nanocrystalline CsPbCl3. (a) 35Cl NMR static spectra of bulk CsPbCl3 (black) and CsPbCl3 NCs (blue) at a field of 14.1
T acquired at temperatures ranging from 100 to 273 K. Below the shift
axis in ppm, the absolute resonance frequency axis is indicated in
MHz. All the spectra are well described by a single axially symmetric
chlorine species. (b, c) Graphs displaying the temperature dependence
of 35Cl NMR T1 and T2 time constants in bulk CsPbCl3 (■)
and CsPbCl3 NCs (dark blue ●) under static conditions.
Whenever error bars are not visible, they are smaller than the plotted
data point. (d) Zoomed-in view of the 35Cl NMR spectra
of bulk and nanocrystalline CsPbCl3 at 100 and 273 K. The
zoom facilitates the observation of the shoulder at −6000 ppm
in bulk CsPbCl3, as described in the Results section, and which is assigned to another, crystallographic inequivalent
chlorine species, belonging to the monoclinic CsPbCl3 phase.[50] Due to significant line broadening, the presence
of this chlorine species could be neither confirmed nor excluded for
CsPbCl3 NC as it could not be resolved due to site-disorder.Not only are NC signals broader as compared to
bulk, which is expected due to the increased structural disorder (see
also the following discussion of the AIMD simulations), but they are
also characterized by notably different intensity ratios in the respective
left and right horns. In the 35Cl NMR spectra of bulk CsPbCl3, the right horn of the signal around −5500 ppm (−58.47
MHz) is always taller than the left one at around 3450 ppm (−58.99
MHz). This is usual for the spectra of quadrupolar nuclei on sites
with or close to axial symmetry. Conversely, the NC spectra exhibit
a left horn which is larger than the right horn. This pattern can
be explained by the presence of a distribution of quadrupolar parameters
as described by an extended Czjzek statistic[51] or the Maurer model.[52] If disorder leads
to a normal distribution of EFGs at a certain crystallographic site,
a quadrupolar spin at this position will exhibit an asymmetric line
shape tailing toward higher frequencies due to the nonlinear transformation
of the EFG tensor into spectroscopic observables.[51,53] Thus, depending on the nature and the extent of the disorder, the
two horns of an axially symmetric tensor may be expected to be of
the same height or the left horn might even tower above the right.The signal-to-noise ratios in the 35Cl NMR spectra of
NCs are a factor of 2–35 worse than the equivalent bulk spectra
(see Note S4 for details of this estimate).
This loss of signal in the NC NMR spectra is mainly due to the rapid
loss of coherence in the free-induction-decay (FID) of NCs, which
reduces the number of acquirable echoes in the CPMG train and results
in lower signal intensity.This is also apparent when comparing
the CPMG echo-train decay rates in CsPbCl3 NCs (T2 times), which are well described by single-exponential
fits (Figure c) and
are independent of temperature within experimental error and show
values of around 1–2 ms. In contrast, T2 times of bulk CsPbCl3 vary by 2 orders of magnitude
in the temperature range 100–273 K. At 100 K, the signal of
bulk CsPbCl3 decays about 100 times slower than in NCs. T2 times for bulk material above 273 K could
not be determined, presumably due to the ferroelastic phase transitions
of bulk CsPbCl3 which occur around room temperature (RT)
and might impede the detection of the NMR signal.[25,54−56] In NCs, these phase transitions may be absent or
occur only at higher temperatures, since the 35Cl NMR spectra
could be acquired without difficulties at RT.35Cl
NMR T1 times display different behavior
than T2 times (Figure b); they continually increase with decreasing
temperature for both bulk and nanocrystalline CsPbCl3. T1 times describe how fast nuclear spins return
to equilibrium after excitation; they are also called spin–lattice
relaxation times, and they are usually dominated by structural fluctuations
causing fluctuations of the dipole–dipole interaction with
neighboring spins as well as fluctuation of the EFGs (quadrupole interactions).
Therefore, T1 times usually increase with
decreasing temperature as atomic motion, and hence, fluctuations of
the local magnetic field are reduced. This is the behavior we found
for T1 times in bulk and NCs (Figure b), albeit with systematically
shorter times in NCs. The latter may be explained by a higher concentration
of defects such as those generated by surfaces or by the larger mean-square
thermal displacement, which is calculated and discussed further below.The disparity in the behavior of T1 and T2 times is surprising, since most
relaxation-rate-influencing interactions affect both T1 and T2 times. We attribute
this difference in the behavior of T2 vs
temperature in the bulk and NCs to dynamic processes, such as chemical
exchange in the fast regime, which can produce line broadening, if
it influences the spectrum at all. Chemical exchange is a dynamical
process whose initial and final states are indistinguishable; it is
considered “fast” when its rate greatly exceeds the
difference between the magnetic resonance frequencies of the involved
chemical species (for more discussion about chemical exchange see Note S5). For these dynamic processes we propose
two plausible mechanisms. The first is vacancy-assisted halide-ion
mobility, abundantly reported in bulk single-crystals and polycrystalline
films,[57] which may be drastically enhanced
by surfaces and interfaces.[58] The reported
activation energies for halide-ion migration in perovskites are ca.
100 meV.[59,60] Only the existence of a new pathway for
ionic motion, e.g., surface ionic mobility with extremely low activation
energies, could explain the observed disparity in T2-behavior between NCs and bulk. The second, more plausible
in our view, is dynamic disorder of the lattice driven by anharmonic
dynamics, evidently enhanced in the NCs. We then conducted DFT-based
structure-optimization and AIMD simulations to elucidate the effects
of static structural disorder, which may impact inhomogeneous NMR
signal broadening, and dynamic disorder. The latter may explain the
chemical exchange seen in the homogeneous line width and peculiar
behavior of T2 times in NCs.We
cut a cesium and halide rich cubic (∼4.6 nm) NC out of bulk
orthorhombic CsPbCl3[61] and performed
a full geometry optimization of the NC to find its ground state physical
structure (Figure a). We find that strain induced by undercoordination of the NC’s
surface atoms leads to strong deformations of the lattice at the surface
as well as in subsequent layers. This is particularly evident when
considering the Pb–Cl–Pb bonding angles (α) of
the structure, as shown in Figure b. In the core of the NC, the lattice remains in the
orthorhombic phase; however, as one moves toward the surface the distribution
of α significantly broadens and, on average, shifts toward higher
angles. These surface induced deformations decay as (Figure c), such that, for the 9.5 nm NCs measured with NMR, ∼60%
of the Cl atoms will be within this disordered surface layer. This
disorder, which is strongest in the regions close to the surface (regions
1 and 2 in Figure ) and therefore local disorder of the EFG, can explain the enhanced
inhomogeneous line broadening of the NMR signal in the NCs (Figure ).
Figure 4
Ab initio calculations of CsPbCl3 NCs. (a) Atomistic model of a
4.6 nm CsPbCl3 NC, with a cross-section removed to indicate
four regions of interest within the NC, from the outer layers (1)
to the central core of the NC (4) (Figure S14). (b) Plots of the statistical distribution of Pb–Cl–Pb
angles, α, within each region of the NC. (c) Standard deviation
of α as a function of distance of the Cl atom from the surface
of the NC, d. The dashed line is a fit, . (d) Plot of the partial phonon density
of states in each of the four regions of the NC, normalized to the
phonon frequency squared to accentuate the low-energy region. The
dashed line is that calculated for bulk CsPbCl3. (e) Plot
of the mean-squared-thermal-displacement, ⟨u2⟩, of each atom type in each of the 4 regions
of the NC. The dashed lines correspond to the ⟨u2⟩ calculated for bulk CsPbCl3.
Ab initio calculations of CsPbCl3 NCs. (a) Atomistic model of a
4.6 nm CsPbCl3 NC, with a cross-section removed to indicate
four regions of interest within the NC, from the outer layers (1)
to the central core of the NC (4) (Figure S14). (b) Plots of the statistical distribution of Pb–Cl–Pb
angles, α, within each region of the NC. (c) Standard deviation
of α as a function of distance of the Cl atom from the surface
of the NC, d. The dashed line is a fit, . (d) Plot of the partial phonon density
of states in each of the four regions of the NC, normalized to the
phonon frequency squared to accentuate the low-energy region. The
dashed line is that calculated for bulk CsPbCl3. (e) Plot
of the mean-squared-thermal-displacement, ⟨u2⟩, of each atom type in each of the 4 regions
of the NC. The dashed lines correspond to the ⟨u2⟩ calculated for bulk CsPbCl3.In Figure d, we plot the normalized partial phonon density of states g(ω)/ω2 in each of the regions of
the NC, computed from AIMD (the full g(ω) is
given in the Supporting Information). In
the core of the NC, g(ω)/ω2 resembles that calculated for bulk CsPbCl3 and at very
low energies (<2 meV) is roughly constant. This is consistent with
what is expected assuming a linear dispersion of acoustic phonons.
Approaching the surface of the NC, we see the emergence of a continuum
of low-energy phonon modes along with a strong increase in the mean-squared-thermal-displacement
of all Cs, Pb, and Cl atoms, as shown in Figure e. These findings indicate the presence of
soft phonon-modes in the structurally disordered surface layer of
the NC. Soft phonon modes typically arise in the vicinity of a structural
phase transition triggering lattice instability[62] and have been characterized around the phase transitions
in bulk CsPbCl3,[50,63] as well as in MAPbI3[64,65] and CsPbI3.[66,67] Dynamically disordered EFGs will result from anharmonic atomic motion
in the presence of soft modes and could explain the T2 coherence loss that is observed in bulk CsPbCl3 as the temperature approaches the phase transition at ∼RT.
In a NC, the soft modes do not result from the proximity to a phase
transition, but rather from the flat energy landscape of the structurally
disordered surface. Temperature independent T2 coherence loss can thus be expected down to low temperatures,
as indeed observed.
79Br NMR and NQR of Bulk CsPbBr3 and CsPbBr3 NCs
The spin properties of 79/81Br nuclear spins (I = 3/2) are comparable,
with 79Br being preferred over 81Br for its
slightly larger quadrupole moment. 79Br has a quadrupole
moment that is half that of 127I but more than 3 times
that of 35Cl (see Table S2).
This has consequences on the 79Br NMR spectrum, as well
as on the ease with which NQR lines can be detected.The 79Br NMR signal of bulk CsPbBr3 can be characterized
by bromine sites close to axial symmetry at RT. However, the frequency
span of the CsPbBr3 halide NMR signal is 1 order of magnitude
larger than that of bulk CsPbCl3 (NMR spectra in Figures a and 5a). Two bromide species with substantially higher quadrupole
coupling (CQ = 133.59, 136.36 MHz; ηQ = 0.006, 0.03) compared to CsPbCl3 can be determined
by simulating the spectra. 41 WURST-CPMG subspectra (1 MHz each) with
varying frequency offsets were needed to acquire the 79Br NMR signal of bulk CsPbBr3. This increases the measurement
time by at least an order of magnitude to days as compared to the
hours required for 35Cl NMR of CsPbCl3. 79Br NMR spectra of a similar width were found also for bulk
MAPbBr3 and FAPbBr3 (Figure S3).
Figure 5
79Br NMR and NQR of bulk and nanocrystalline CsPbBr3. (a) Static solid-state 79Br NMR spectrum at RT
for bulk CsPbBr3 constructed from 41 subspectra acquired
at 16.4 T (bold, black line). CQ = 133.59,
136.36 MHz; ηQ = 0.006, 0.03; and δiso = −312, −147 ppm are the parameters used to simulate
the spectrum (dashed, blue line). At around 29 000 ppm (−180.5
MHz), background of the probe that could not be suppressed contributes
to the signal (Figure S9). As this spectrum
was acquired at a higher magnetic field than the 35Cl NMR
spectra of CsPbCl3 (14.1 T), the quadrupole parameters
obtained from simulations are the only means by which comparison of
the spectra is possible. (b) 79Br NQR lines of bulk CsPbBr3 at various temperatures. Higher- and lower-intensity lines
correspond, respectively, to equatorial and axial Br atoms, of the
orthorhombic structure of CsPbBr3. At 90 K, a single, broad 79Br NQR signal was found for CsPbBr3 NCs (light
blue line). When fitting the NC signal with a Gaussian, it is centered
at −67.12 MHz compared to −67.08 MHz for bulk CsPbBr3. The obtained full widths at half-maximum (fwhm) are 900
and 75 kHz for bulk and nanocrystalline CsPbBr3, respectively.
The signal of NCs is inhomogeneously broadened as it was constructed
from 42 subspectra acquired with a Hahn echo pulse sequence. (c) Temperature
dependence of the T1 times of the two 79Br NQR lines of bulk CsPbBr3 (low-frequency transition
■, high-frequency transition, dark blue ●). (d) Temperature
dependence of the T2 times of the two 79Br NQR lines of bulk CsPbBr3, acquired with shorter
echo delays (20 μs, low-frequency transition ■, high-frequency
transition, dark blue ●) and longer echo delays (110 μs,
low-frequency transition, grey ■; high-frequency transition,
light blue ●). Whenever error bars are not visible, they are
smaller than the plotted data point.
79Br NMR and NQR of bulk and nanocrystalline CsPbBr3. (a) Static solid-state 79Br NMR spectrum at RT
for bulk CsPbBr3 constructed from 41 subspectra acquired
at 16.4 T (bold, black line). CQ = 133.59,
136.36 MHz; ηQ = 0.006, 0.03; and δiso = −312, −147 ppm are the parameters used to simulate
the spectrum (dashed, blue line). At around 29 000 ppm (−180.5
MHz), background of the probe that could not be suppressed contributes
to the signal (Figure S9). As this spectrum
was acquired at a higher magnetic field than the 35Cl NMR
spectra of CsPbCl3 (14.1 T), the quadrupole parameters
obtained from simulations are the only means by which comparison of
the spectra is possible. (b) 79Br NQR lines of bulk CsPbBr3 at various temperatures. Higher- and lower-intensity lines
correspond, respectively, to equatorial and axial Br atoms, of the
orthorhombic structure of CsPbBr3. At 90 K, a single, broad 79Br NQR signal was found for CsPbBr3 NCs (light
blue line). When fitting the NC signal with a Gaussian, it is centered
at −67.12 MHz compared to −67.08 MHz for bulk CsPbBr3. The obtained full widths at half-maximum (fwhm) are 900
and 75 kHz for bulk and nanocrystalline CsPbBr3, respectively.
The signal of NCs is inhomogeneously broadened as it was constructed
from 42 subspectra acquired with a Hahn echo pulse sequence. (c) Temperature
dependence of the T1 times of the two 79Br NQR lines of bulk CsPbBr3 (low-frequency transition
■, high-frequency transition, dark blue ●). (d) Temperature
dependence of the T2 times of the two 79Br NQR lines of bulk CsPbBr3, acquired with shorter
echo delays (20 μs, low-frequency transition ■, high-frequency
transition, dark blue ●) and longer echo delays (110 μs,
low-frequency transition, grey ■; high-frequency transition,
light blue ●). Whenever error bars are not visible, they are
smaller than the plotted data point.Since we could not detect the 79Br NMR signal for CsPbBr3 NCs, we had to turn to 79Br NQR experiments for
a comparative NC vs bulk study. With acquisition times of just a few
minutes, a series of 79Br NQR spectra of bulk CsPbBr3 could be easily obtained at various temperatures (Figure b). The decrease
of the crystal symmetry upon cooling manifests itself in the gradual
increase of the separation between NQR lines and their shift to higher
absolute frequencies; both effects are due to an increase in CQ and a reduction in the symmetry of the EFG.
These findings agree with earlier 79Br and 81Br NQR studies on bulk CsPbBr3[68,69] as well as bulk MAPbBr3.[70] The NQR signal of CsPbBr3 NCs was obtained by performing
low-temperature 79Br NQR experiments at 90 K using a homemade
spectrometer. Only a weak signal was found, which was centered at
−67.12 MHz with a full width at half-maximum (fwhm) of 900
kHz (Figure b), and
no signal was found at lower frequencies (down to −76.66 MHz).
The center of the NQR line is slightly shifted relative to that of
bulk CsPbBr3 (−67.08 MHz, fwhm = 75 kHz). The large
width of the 79Br NQR resonance from NCs indicates a much
larger distribution of EFGs and precludes an unambiguous assignment
of the lattice structure to orthorhombic, tetragonal, or cubic perovskite
polymorphs.[69] This agrees well with the
commonplace reports on structural disorder in NCs. Twinned orthorhombic
subdomains were proposed based on X-ray scattering analysis.[71] An alternative description could invoke the
polymorphous nature of perovskite materials[46] and, as already discussed above for CsPbCl3 NCs, the
radial gradient of octahedral tilt angles. The DFT-based structural
optimization of a ∼4.6 nm CsPbBr3 NC, identical
to that performed for the CsPbCl3 NC above, confirms that
the structural disorder of the NC surface also occurs to a similar
extent in CsPbBr3 NCs (see Figure S10). DFT calculations indicate that the quadrupole parameters, and
hence the NQR signal frequencies, are strongly influenced by minute
structural changes. Changing the lattice parameters of orthorhombic
CsPbBr3 by just thousandths of an Angstrom will lead to
changes in CQ of a few tens of kHz (see Note S6). This is several orders of magnitude
above the sub-Hz resolution limit of modern magnetic resonance spectrometers.
In other words, the high sensitivity of NMR and NQR to quadrupole
interaction offers, at least theoretically, resolutions that are comparable
to that of synchrotron X-ray diffraction.The analysis of 79Br NQR T1 and T2 relaxation times of bulk CsPbBr3 (Figure c,d) shows that they
are further enhanced (by 1–2 orders of magnitude) compared
to T1 and T2 times in 35Cl NMR of bulk CsPbCl3. Reasoning
by analogy, the relaxation times of CsPbBr3 NCs are expected
to be 1–2 orders of magnitude shorter than the one found in
CsPbCl3 NCs. Hence, we expect the short T2 times of CsPbBr3 NCs (ca. 50–500 μs)
to impede successful detection of the 79Br NQR signal.
This might explain the extremely weak signal at 90 K (Figure b). Chemical exchange is also
readily observable in bulk CsPbBr3 at roughly the same
rate (0.1–2.4 ms) as for CsPbCl3. This was again
determined by the 79Br NQR signal dependence on the echo-delay
times used in the CPMG echo-train experiments (Figure d). AIMD simulations of the CsPbBr3 NC indicate the emergence of low-energy soft-phonons in the structurally
disordered surface layer of the NC, analogous to the findings for
the CsPbCl3 NC (see Figure S11). Similar chemical exchange rates resulting from anharmonic structural
deformations on the surface of the CsPbBr3 NC can therefore
be expected.
127I NQR of Bulk CsPbI3 and CsPbI3 NCs and Discussion about 127I NMR
Having I = 5/2, 127I is the only halide
nucleus whose quadrupole parameters, CQ and ηQ, can be entirely determined with NQR as
its spectrum contains the minimum number of required transitions (two).[72] Furthermore, iodine is among the 10 chemical
elements which possess the largest quadrupole moments,[73] and it is also the nucleus with the largest
quadrupole couplings in this study. While these characteristics make 127I NMR spectroscopy on CsPbI3 impractical (see
detailed discussion in Note S2), they are
ideal for 127I NQR experiments.The thermodynamically
stable RT polymorph of bulk CsPbI3 is the yellow δ-phase
with the nonperovskite, NH4CdCl3 structure,[74] which is composed of 1D-chains of edge-sharing
PbI6 octahedra (Figure a). The 127I NQR spectrum of this material
consists of four transitions (Figure S5). Following Volkov et al.,[68] we grouped
these four lines into two pairs (−124.9071 and −70.0794
MHz, and −92.9890 and −56.1744 MHz) and extracted the
corresponding quadrupole parameters of CQ = 424.3 MHz and ηQ = 0.311, and CQ = 319.7 MHz and ηQ = 0.4148 (Figure S5). These values deviate only slightly
from those in ref (68). The assignment of these NQR resonance pairs to specific crystallographic
iodine sites is nontrivial, and to this end, DFT calculations of the
EFG tensors are required. The simpler approach of assigning signals
based on NQR line intensities is involved as not only does the Boltzmann
statistic need to be considered, but also the flatness of response
of the spectrometer must be evaluated.The crystal structure
of the perovskite γ-CsPbI3 phase comprises a 3D-network
of corner-sharing octahedra. However, this phase is metastable at
ambient conditions and transforms spontaneously into the above-described
yellow δ-phase in the course of hours/days (bulk material) to
weeks (NCs). Four lines were found at −160.88, −155.34,
−81.50, and −77.75 MHz for bulk γ-CsPbI3 (Figure a), corresponding
to two iodine sites with quadrupole parameters CQ = 517.98 and 537.36 MHz, and ηQ = 0.025
and 0.101 (Table S4). The NQR spectrum
of colloidal CsPbI3 NCs (8 nm edge length, synthesized
as described in ref (49)) coincides with the NQR lines of γ-CsPbI3 (Figure ), confirming that
NCs crystallize in the same polymorph, as found by XRD.[66,71,75,76] We note that if these NCs would have crystallized in the cubic polymorph
(α-CsPbI3), as sometimes reported in the literature,
the NQR spectrum would have contained only two lines (one species).
Although the NQR line width is not broadened compared to the bulk
counterpart (as in the case of CsPbBr3 NCs), the T2 times become much shorter (see Table S4). T1 times
of CsPbI3 NCs could not be evaluated due to the excessive
number of scans required to obtain a sufficient signal-to-noise ratio
(131 072 scans per subspectrum). Besides the fast T2 relaxation, the acquisition was further hampered by
a strong background signal (Figure S13).
Figure 6
127I NQR of bulk and nanocrystalline CsPbI3. (a) 127I NQR lines of bulk γ-CsPbI3 and (b) CsPbI3 NCs plotted at absolute frequencies. The intensities at the carrier
frequency of individually acquired subspectra (○) were fitted
with Gaussian line shapes, and the result is depicted with bold, black
lines. The quadrupole parameters extracted from the experimental 127I NQR lines of bulk γ-CsPbI3 by solving
the secular equations[77] yielded the exactly
calculated NQR spectra depicted in blue (shown in all panels for comparison).
This is the same calculated 127I NQR spectrum shown in Figure c.
127I NQR of bulk and nanocrystalline CsPbI3. (a) 127I NQR lines of bulk γ-CsPbI3 and (b) CsPbI3 NCs plotted at absolute frequencies. The intensities at the carrier
frequency of individually acquired subspectra (○) were fitted
with Gaussian line shapes, and the result is depicted with bold, black
lines. The quadrupole parameters extracted from the experimental 127I NQR lines of bulk γ-CsPbI3 by solving
the secular equations[77] yielded the exactly
calculated NQR spectra depicted in blue (shown in all panels for comparison).
This is the same calculated 127I NQR spectrum shown in Figure c.
Conclusions
We have demonstrated that the large quadrupole
interaction of halide nuclear spins is a sensitive probe for studying
bulk and nanocrystalline CsPbX3 (X = Cl, Br, I) by means
of NMR (35Cl, 79Br) and NQR (79Br, 127I) spectroscopy. The use of NMR or NQR spectroscopy is mostly
dictated by the size of the quadrupole coupling relative to the Larmor
frequency, since the structural and dynamical information contained
in the EFG is accessible by both methods. These techniques readily
distinguish between various perovskite polymorphs, and they reveal
increased structural disorder and faster chemical exchange in NCs.
The latter was attributed to structure dynamics occurring on the time
scale of a few milliseconds or faster. From AIMD simulations, we propose
that the increased T2 relaxation rates
in NCs originate from the anharmonic dynamics driven by low-energy
soft-modes, whereas the increased inhomogeneous line broadening might
reflect the increased structural disorder that occurs within the surface
region. This region constitutes the majority of the NC’s volume
(when NCs do not exceed 10 nm). We would like to emphasize that NQR
spectroscopy is a readily accessible technique as there is no need
for a magnet (the most costly component of high-field NMR spectrometers)
and that it retains, encoded in its signal, the equivalent information
about the material’s structure and dynamics. Future studies
should focus on further developing and applying halide NMR and NQR
spectroscopy to the broader compositional and structural space of
metal halides, beyond lead-halideperovskites as well as their diverse
forms and morphologies (thin films, single-crystals, amorphous, or
matrix embedded). We would also emphasize that NQR is readily applicable
to investigate metal-halide materials already integrated within a
device (such as solar cells) as NQR has either no or only minimal
restrictions on electronic conductivity, the presence of other materials,
or sample size, and it does not require sample spinning.
Methods
Sample Syntheses
Bulk CsPbCl3, CsPbBr3, and δ-CsPbI3 were grown from solvents,[78,79] whereas γ-CsPbI3 was obtained via solid-state synthesis.[75] CsPbCl3 and CsPbBr3 NCs were obtained
by the hot-injection method using zwitterionic ligands,[49] while CsPbI3 NCs were synthesized
using oleic acid and oleylamine ligands.[43] See further details in the Supporting Information.
Solid-State NMR Spectroscopy
35Cl and 79Br NMR experiments were conducted on a wide-bore Bruker 14.1 T and
a standard-bore 16.4 T NMR spectrometer, respectively. Both were equipped
with Avance III HD consoles. A double resonance 3.2 mm low-temperature
MAS probe and a double resonance 4 mm MAS probe were used, respectively.
Variable temperatures were reached with a low-temperature-control
cabinet using liquid nitrogen as a cooling medium. All equipment was
from Bruker Switzerland AG, Fällanden.Halide NMR signals
were acquired under static conditions, stepwise, by moving the carrier
frequency. The spectra were constructed by taking the skyline of the
subspectra. A WURST-CPMG pulse sequence was applied as described by
O’Dell and Schurko,[80] using WURST-80[81] pulses (50 μs length, 1000 points, 1 MHz
frequency width from low to high frequencies).35Cl NMR T1 times were obtained by fitting
the signal integral versus increasing recovery delay. The individual
spectra at every value of recovery delay were acquired using the same
WURST-CPMG pulse sequence as for spectral acquisition. Except for
the recovery delay time, experimental conditions were identical for
all experiments.35Cl NMR T2 times were extracted from CPMG echo trains of the subspectra
of the overall NMR signal by evaluating the integral of the individual
echoes and fitting their evolution during the time of an FID.Chemical shifts were referenced to 0.1 M NaCl in D2O and
0.01 M NaBr in D2O.
NQR Spectroscopy
79Br NQR lines and T1 times
at various temperatures were recorded on a setup consisting of a home-built
spectrometer (described elsewhere)[82] and
a single-channel probe head with Q ∼ 100.
The probe could be cooled from RT down to ∼5 K by using a continuous-flow
(CF-1200) helium cryostat (Oxford Instruments). 79Br NQR
lines were acquired under static conditions by performing Hahn spin–echo
experiments at various carrier frequencies and by taking the skyline
of the subspectra. A stepwise data acquisition was required due to
the narrow excitation width of the pulses, enforced by the risk of
electrical discharges in the helium atmosphere.79Br NQR T1 times at various temperatures
were recorded using saturation recovery experiments at both 79Br NQR frequencies.79Br NQR T2 times were recorded on a double resonance 3.2 mm low-temperature
MAS probe conceived for a wide-bore Bruker 14.1 T NMR spectrometer,
connected to an Avance III HD console and placed outside the NMR magnet
(low external magnetic field, ca. 80 μT). T2 times were evaluated from echo-trains obtained with
the conventional QCPMG Bruker pulse sequence.127I NQR frequencies and relaxation times were acquired on a double-resonance
4 mm MAS probe conceived for a standard bore 11.7 T Bruker NMR spectrometer,
connected to an Avance III HD console and placed outside the NMR magnet
(low external magnetic field, ca. 80 μT). The 127I NQR spectra were obtained under static conditions by performing
Hahn echo experiments at various carrier frequencies and taking the
skyline of the subspectra. The narrow excitation width of the pulses
required stepwise acquisition. For CsPbI3 NCs the background
was measured with a rotor containing glycine at the corresponding
frequencies, fitted and used as baseline for processing the NC signal
(Figure S13).Further details about
specific NMR and NQR measurements are provided in the Supporting Information.
Simulation and Data Processing
Simulations and data processing were performed with custom-written
MATLAB codes incorporating functions from the matNMR toolbox by Jacco
van Beek.[83] The Hamiltonians of the spin
systems were constructed in the matrix representation and diagonalized
numerically. Only the Zeeman and the quadrupole Hamiltonians were
considered as other spin interactions are weak in comparison (Figure S4). Since νQ ≫
νrf, the transition amplitudes of the resonances
can be deduced as described in the literature.[84] Spectra were constructed by evaluating the energy levels
for a representative number (100 000) of crystallites’
orientations within a powder (powder averaging). Corrections from
Faraday’s law and Boltzmann-statistics were neglected in the
computation of the spectra.A detailed description of the data
processing of individual spectra is provided in the Supporting Information. The codes are made available from
the authors upon request.
Ab Initio Calculations of
NCs
Ab initio calculations were performed
within the CP2K program suite.[85] For bulk
calculations, cell optimizations of the orthorhombic unit cell were
first performed, with convergence to 1 bar. AIMD simulations were
performed in the NVT ensemble at 300 K. The phonon density of states, g(ω), along with the partial density of states for
each atom type, g(ω),
were computed from the atomic trajectories, though the power spectrum
of the mass-weighted position correlation function, r(t):where the sum is over all
atoms in the NC, m is
the mass of atom i, and {. . .} is
a Fourier transform. Further details and discussions of the calculations
are provided in the Supporting Information.
Authors: Omer Yaffe; Yinsheng Guo; Liang Z Tan; David A Egger; Trevor Hull; Constantinos C Stoumpos; Fan Zheng; Tony F Heinz; Leeor Kronik; Mercouri G Kanatzidis; Jonathan S Owen; Andrew M Rappe; Marcos A Pimenta; Louis E Brus Journal: Phys Rev Lett Date: 2017-03-28 Impact factor: 9.161
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