| Literature DB >> 32493360 |
Abdourahmane Coulibaly1,2,3, Lara Gautier4,5, Tony Zitti6,7,8, Valéry Ridde7.
Abstract
INTRODUCTION: Numerous sub-Saharan African countries have experimented with performance-based financing (PBF) with the goal of improving health system performance. To date, few articles have examined the implementation of this type of complex intervention in Francophone West Africa. This qualitative research aims to understand the process of implementing a PBF pilot project in Mali's Koulikoro region.Entities:
Keywords: CFIR; Implementation; Mali; PBF; complex intervention
Mesh:
Year: 2020 PMID: 32493360 PMCID: PMC7268714 DOI: 10.1186/s12961-020-00566-0
Source DB: PubMed Journal: Health Res Policy Syst ISSN: 1478-4505
Number and level of performance of Centres de santé communautaire (community health centres; CSCOMs) by health district (HD)
| HD | CSCOM++ | CSCOM+ | CSCOM- - | CSCOM - | Total |
|---|---|---|---|---|---|
| HD1 | 1 | 1 | 1 | 1 | |
| HD2 | 1 | 1 | 1 | 1 | |
| HD3 | 1 | 1 | 1 | 1 | |
Functions and tasks of institutional actors involved in performance-based financing implementation
| Institutions | Functions | Tasks |
|---|---|---|
| ✓ CSCOM | Service provision | - Propose and execute the results plan |
| ✓ CSREF | - Negotiate and sign the contract | |
| - Produce the services and care | ||
| ✓ For CSCOMs: Commune and ASACO (pays for the technical services) | Purchasing (contracting) | - Define priorities |
| - Negotiate the results plan | ||
| ✓ For CSREFs: Circle Council | - Negotiate and sign the contract | |
| - Launch the audit process | ||
| - Purchase the outputs | ||
| ✓ Project coordination unit/Strengthening Reproductive Health Project | Payment (for outputs produced) | - Pay, after purchaser has signed |
| - Ensure availability of funds | ||
| ✓ HDMT/RHD | Regulation | - Ensure norms and standards are respected – national policy |
| - Coach health providers | ||
| ✓ For CSCOMs: HDMT | Performance auditing of providers (quantity and quality) | - Audit the veracity and reliability of the numbers reported in health centre registers |
| ✓ For CSREFs: RHD | ||
| - Monitor technical quality | ||
| - Submit a timely audit report to the purchaser | ||
| ✓ Grassroots community organisation and independent external agency | Cross-auditing of performance at the user level | - Sign a contract with the purchaser |
| - Verify whether each person actually received the services | ||
| - Submit a timely audit report to the purchaser | ||
| ✓ External auditor | Annual external auditing | - Verify the accuracy of the data and expenditures |
| ✓ District management council | Steering committee | - Define programme policies and strategies |
| ✓ National steering committee | - Ex-post monitoring | |
| - Arbitration in cases of differences of opinions between providers and payers or auditors | ||
| ✓ Consultancy firm | Technical support |
ASACO Association de santé communautaire (community health association), CSCOM Community health centre, CSREF reference health centre, HDMT Health district management team, RHD Regional Health Department
Quantity indicators selected for the performance-based financing pilot scheme in Koulikoro
| Indicators | Purchase price (Francs CFA) |
|---|---|
| Prenatal consultation (PNC 4) | 3968 |
| Delivery assisted by a qualified professional | 1984 |
| Postnatal consultation | 661 |
| Use of modern contraception by a woman | 2645 |
| Appropriate management of a malaria case in a pregnant woman | 1323 |
| Antiretroviral treatment for a pregnant woman (tested HIV positive) | 2976 |
| Complete vaccination of a child under 12 months | 397 |
| Consultation for a child under 5 years in compliance with integrated management of childhood illness | 397 |
| Appropriate management of a malaria case in a child under 5 years | 198 |
| Directly observed treatment management of a case of uncomplicated tuberculosis | 2645 |
Quality indicators by category selected for the PBF pilot scheme in Koulikoro
| Category | Content | Weight in calculation of subsidies (value attributed to each category of qualitative indicators) |
|---|---|---|
| Resources and processes | - Human resources | 30% |
| - Infrastructures | ||
| - Interactions with patients | ||
| - Hygiene | ||
| - Governance | ||
| - Role of the ASACO | ||
| Indicators of clinical quality | - Availability of essential drugs | 50% |
| - Maternal and neonatal services | ||
| - Cold chain | ||
| Users’ satisfaction | 20% |
ASACO Association de santé communautaire (community health association)
Distribution of respondents by category and health district, semi-structured interviews
| Health districts | Technical directors of the centres | CSCOM personnel | ASACO members | Community leaders | Community workers | Members from the commune | Total |
|---|---|---|---|---|---|---|---|
| HD1 | 4 | 22 | 8 | 8 | 10 | 4 | |
| HD2 | 4 | 18 | 8 | 8 | 8 | 4 | |
| HD3 | 4 | 22 | 7 | 10 | 9 | 3 | |
ASACO Association de santé communautaire (community health association), CSCOM Community health centre, HD health district
Distribution of respondents by category and health district, informal interviews
| Health districts | CSCOM personnel | Community workers | Members from the commune | ASACO members | Total |
|---|---|---|---|---|---|
| HD1 | 8 | 8 | 2 | 5 | |
| HD2 | 8 | 8 | 2 | 5 | |
| HD3 | 8 | 8 | 2 | 5 | |
ASACO Association de santé communautaire (community health association), CSCOM Community health centre, HD health district
Comparison of high- and low-performing CSCOMs by CFIR domains and constructs
| Domain | CFIR construct | High-performing CSCOMs | Low-performing CSCOMs |
|---|---|---|---|
| Internal context | Perception that the CSCOMs had prepared well for PBF implementation | Staff of some CSCOMs reported that the conditions required to start the PBF were not met due to lack of equipment and infrastructure | |
| - Tension around change | |||
| Objectives set out in the contract were, in many cases, discussed before being ratified | The objectives were hardly discussed with the rest of the staff | ||
| Results plans were seldom shared with the rest of the staff | |||
| - Objectives and feedback | Briefing sessions were used to communicate the objectives in the results plans | ||
- A learning environment | Awareness of being a single team in which each member is personally responsible for the outcomes Stronger collective commitment | ||
| TDCs explained the data on the importance of PBF to the rest of the staff to motivate them | Weak leadership of TDCs; often conflictual interactions with the ASACO | ||
| - Leadership engagement | |||
| Process | Many awareness-raising activities conducted by a team consisting of the TDC, the commune mayor and the ASACO chairman | TDCs led most of the awareness-raising sessions on their own |
ASACO Association de santé communautaire (community health association), CFIR Consolidated Framework for Implementation Research, CSCOM Community health centre, PBF performance-based financing, TDC Technical Director of the Centre
Summary of PBF implementation results in the three health districts according to the five CFIR domains
| CFIR domains | Similarities among districts | Specific features | ||
|---|---|---|---|---|
| HD1 | HD2 | HD3 | ||
| 1. 1. 1. | - PBF perceived as a foreign intervention | NA | ||
| - Difficulty citing the name of the funder | ||||
| - Perceptions of a complicated intervention | ||||
| 2. 1. 1. 1. 1. | - Late recourse to care | NA | ||
| - Insufficient vaccination coverage of children | ||||
| - PBF network not well developed among the health personnel involved in its implementation | ||||
| - Presence of NGOs that could contribute to the achievement of PBF objectives | ||||
| - Implementation of the Social and Health Development Program | ||||
| 3. 1. 1. 1. | - Strong correlation between level of information and level of education | Experience of having been involved in implementing a previous PBF project | First experience of involvement in a PBF project | First experience of involvement in a PBF project |
| - Personnel focused on financial incentives | ||||
| - Appearance of different forms of engagement towards PBF | ||||
| - Perceptible frustration among staff with less training | ||||
| 4. 1. | - Personnel receptive to change | Arguments in favour of PBF were based on the success of the previous PBF project | Arguments in favour of PBF were based on the values attributed to it and on rumours about the PBF project | Arguments in favour of PBF were based on the values attributed to it and on rumours about the PBF project |
| - Perceived link between PBF objectives and professional values held by workers | ||||
| 5. 1. 1. 1. 1. | - Schedule of planned activities not respected | Greater proficiency with PBF tools and content | Low proficiency with PBF tools and content | Low proficiency with PBF tools and content |
| - Reforms implemented to maximise results | ||||
| - Increased connivance among workers | ||||
| - Increased presence of skilled personnel during on-call shifts | ||||
| - Recruitment of new personnel by some CSCOMs | ||||
CFIR Consolidated Framework for Implementation Research, CSCOM Community health centre, HD health district, NA not applicable, PBF performance-based financing
Reasons for non-inclusion of certain constructs and sub-constructs
| Constructs and sub-constructs | Reasons for non-inclusion |
|---|---|
| Opinion leaders | Opinion leaders, such as imams, politicians and presidents of women’s associations and youth associations, were not involved in the implementation of the project |
| Leaders formally appointed for the implementation | In the three districts, no community health centre (CSCOM) had formally appointed any agents for performance-based financing implementation |
| Champions | The implementation period was not long enough to allow for the emergence of champions |
| Reflection and evaluation | In the start-up phase, no reflection or evaluation had yet been carried out |
| Evolution | At the start of the intervention, no data was available to monitor whether the activities were progressing according to the implementation plans |