| Literature DB >> 32051691 |
Sebastian Seebauer1, Stefan Ortner2, Philipp Babcicky3, Thomas Thaler4.
Abstract
The recent shift to individualisation of flood risk calls for a stronger involvement of private actors. Bottom-up citizen initiatives (BUIs) may bring together governmental bodies with people at risk. Drawing on a screening of existing BUIs in Europe, North America, and Australia and an in-depth analysis of three study sites, this paper maps BUI activities to stages in the risk management cycle and discusses the institutional, relational and social proximity between BUIs and other stakeholders. Flood BUIs often take over roles that the authorities are not willing or able to fulfil. BUIs emerge out of frustration with current risk policies, after a catastrophic flood event, government-initiated engagement projects or targeted funding opportunities. BUIs can take different forms, ranging from oppositional pressure groups, self-help movements for disaster response and recovery, to initiatives formally installed by law. While self-organised BUIs benefit from high proximity to their home communities, formalised BUIs are deeper embedded in existing institutional structures. In order to gain a stronger voice in the risk debate, BUIs need to expand from the local level to catchment areas and exchange expertise and resources in nationwide or cross-border networks. However, BUIs may create parallel political structures that are not democratically legitimised.Entities:
Keywords: citizen participation; civic protest; disaster risk management; flood action group; grassroots movement; risk governance
Year: 2018 PMID: 32051691 PMCID: PMC7003449 DOI: 10.1111/jfr3.12468
Source DB: PubMed Journal: J Flood Risk Manag ISSN: 1753-318X Impact factor: 3.884
Analytical criteria for the proximity framework
| Proximity dimension | Indicators |
|---|---|
| Institutional proximity (between the BUI and the public administration) | The BUI's agenda and arguments enter and shape formal decision processes and lead to consensus building instead of unilateral decision‐making |
| The BUI receives support from authorities (e.g., funding, resources, sharing of knowledge) | |
| The BUI's area of influence overlaps with the boundaries set out by the rule of law or political practice | |
| Roles and responsibilities of the BUI are defined in relation to the roles of other formal actors | |
| Relational proximity (between the BUI and its local community or adjacent regions) | The BUI has access to material and non‐material support from local networks |
| The BUI shares coherent aims with other actors | |
| The BUI coordinates with and complements parallel community processes | |
| The BUI exchanges developments, objectives and concepts with other actors (social learning) | |
| Social proximity (among BUI members) | BUI members share coherent aims |
| BUI members trust each other | |
| Low variation and high interaction between BUI members | |
| BUI includes everyone who is affected and wishes to participate | |
| Key personnel hold defined roles and act in a transparent and accountable way |
Figure 1Four‐step approach
Organisations of interviewed experts
| Study site | Organisations of interviewed experts |
|---|---|
| Cockermouth |
National Flood Forum Cockermouth Flood Action Group Environment Agency Department for Environment, Food & Rural Affairs Cumbria County Council |
| Übigauer Insel |
Bürgerinitiative Hochwasserschutz Übigauer Insel Arche noVa – Initiative for People in Distress City of Dresden, Environment Services |
| Hamburg |
Hamburg State Company for Roads, Bridges and Waterways, Department of Dike Defence and Monitoring City of Hamburg, Internal Services, Disaster Control and Civil Protection HafenCity University Hamburg, Resource Efficiency in Architecture and Planning Research Group
|
Screening of bottom‐up initiatives in flood risk management
| Triggers of formation | Activities within the risk management cycle | Geographical scope | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Bottom‐up initiative (BUI) | Country | Pressure group | Frust‐ration | Flood event | Oppor‐tunity | Pre‐vention | Pro‐tection | Pre‐paredness | Response | Recovery | Local | Regional | National | Inter‐national | Reference ID |
| Ulupna to Barmah Floodwatch | AUS | No | x | x | x | 1 | |||||||||
| Numurkah flood action group | AUS | No | x | x | x | 2 | |||||||||
| Interessensgemeinschaft Inntal | AUT | Yes | x | x | x | x | 3 | ||||||||
| Initiative Hochwasserschutz Eferdinger Becken (OÖ) | AUT | Yes | x | x | x | 4 | |||||||||
| Initiative für ökologischen und nachhaltigen Hochwasserschutz ‐ Aist | AUT | Yes | x | x | x | 5 | |||||||||
| Bürgerinitiative Andritz | AUT | Yes | x | x | x | x | 6 | ||||||||
| DV‐Donau Verein für nachhaltigen Natur‐ und Hochwasserschutz an Donau und Zubringern e.V. | AUT | No | x | x | x | x | 7 | ||||||||
| BürgerInnen‐Initiative Hochwasserschutz Laakirchen | AUT | Yes | x | x | x | x | 8 | ||||||||
| Team Österreich | AUT | No | x | x | x | x | 9 | ||||||||
| Team Weissenkirchen | AUT | No | x | x | x | 10 | |||||||||
| Interessengemeinschaft Reuss für einen vernünftigen Hochwasserschutz | CHE | Yes | x | x | x | 11 | |||||||||
| Arche noVa Fluthilfe | DEU | No | x | x | x | x | x | 12 | |||||||
| Hochwasserschutz Elbe‐Mulde | DEU | No | x | x | x | 13 | |||||||||
| Hochwassernotgemeinschaft Rhein | DEU | No | x | x | x | x | x | 14 | |||||||
| Hochwasserschutz‐Initiative Elbe‐Havel‐Winkel | DEU | No | x | x | x | x | x | 15 | |||||||
| Bürgerinitiative Naturnaher Hochwasserschutz Selke | DEU | Yes | x | x | x | x | 16 | ||||||||
| HWS ‐ Hochwasserschutz‐Initiative am Niederrhein | DEU | Yes | x | x | x | x | 17 | ||||||||
| Bürgerinitiative landschaftsverträglicher Hochwasserschutz Hexental | DEU | No | x | x | x | 18 | |||||||||
| Zusammenschluss der Interessengemeinschaften ‐ Kontra Polder an der Oberen Donau | DEU | Yes | x | x | x | 19 | |||||||||
|
| DEU | No | x | x | x | x | x | x | 20 | ||||||
| Initiative Hochwasserschutz Buldern | DEU | No | x | x | x | x | 21 | ||||||||
| Bürgerinitiative Hochwasser Aken (Elbe) | DEU | No | x | x | x | 22 | |||||||||
| Bürgerinitiative für eine verträgliche Retention Breisach/Burkheim | DEU | Yes | x | x | x | 23 | |||||||||
| Bürgerinitiative Hochwasser Würschnitztal | DEU | Yes | x | x | x | 24 | |||||||||
| Bürgerinitiative für Hochwasserschutz Kobern‐Gondorf | DEU | Yes | x | x | x | x | 25 | ||||||||
| Bürgerinitiative Hochwasser Nünchritz 2013 | DEU | Yes | x | x | x | x | 26 | ||||||||
| Bürgeriniiative der Ortsteile im Osten von Erfurt | DEU | No | x | x | x | x | x | 27 | |||||||
| Bürgerinitiative Hochwasserschutz für die Isarsiedlung | DEU | Yes | x | x | x | 28 | |||||||||
| Buergerinitiative Hochwasser‐ und Naturschutz Altrip | DEU | Yes | x | x | x | 29 | |||||||||
| Bürgerinitiative Rückhaltebecken Dietingen | DEU | Yes | x | x | x | 30 | |||||||||
| Interessengemeinschaft Hochwasserschutz Ja‐ Polder nein | DEU | Yes | x | x | x | 31 | |||||||||
| Bürgerinitiative Rettet das Donauried | DEU | Yes | x | x | x | 32 | |||||||||
|
| DEU | No | x | x | x | x | x | 33 | |||||||
| Bürgerinitiative Grimma | DEU | Yes | x | x | x | x | 34 | ||||||||
| Bürgerinitiative Hochwasser ‐ Altgemeinde Rodenkirchen | DEU | No | x | x | x | x | x | 35 | |||||||
| Ungebundene Helfer während der Flut Dresden 2013 | DEU | No | x | x | x | 36 | |||||||||
| Freuchie flood action group | GBR | No | x | x | x | x | 37 | ||||||||
| Isbourne catchment group | GBR | No | x | x | x | x | 38 | ||||||||
| Flooding on the levels action group | GBR | Yes | x | x | x | x | 39 | ||||||||
| Lancashire flood recovery fund | GBR | No | x | x | x | x | 40 | ||||||||
| Pang Valley flood forum | GBR | No | x | x | x | x | 41 | ||||||||
| Community emergency response team | GBR | No | x | x | x | 42 | |||||||||
| Sedgeberrow flood group | GBR | No | x | x | x | x | x | x | 43 | ||||||
| Cockermouth emergency response group | GBR | No | x | x | x | x | 44 | ||||||||
| Stonehaven flood action group | GBR | No | x | x | x | x | x | 45 | |||||||
| Mytholmroyd flood group | GBR | No | x | x | x | x | x | 46 | |||||||
| Hebden Royd flood action group | GBR | No | x | x | x | x | x | x | x | 47 | |||||
| Purley flood Defence group | GBR | No | x | x | x | x | 48 | ||||||||
|
| GBR | Yes | x | x | x | x | x | x | x | 49 | |||||
| Todmorden flood group | GBR | No | x | x | x | x | x | 50 | |||||||
| Tadcaster flood action group | GBR | No | x | x | x | x | 51 | ||||||||
| Eye on Calderdale | GBR | No | x | x | x | x | 52 | ||||||||
| Hebden Royd flood action group | GBR | No | x | x | x | x | x | 53 | |||||||
| Whalley & Billington ‐ flood action group | GBR | No | x | x | x | x | x | 54 | |||||||
| Bodenham flood protection group | GBR | No | x | x | x | x | 55 | ||||||||
| Charlton flood group | GBR | No | x | x | x | x | 56 | ||||||||
| Brompton flood prevention group | GBR | No | x | x | x | x | 57 | ||||||||
| Carlisle flood action group | GBR | Yes | x | x | x | 58 | |||||||||
| Glastonbury Northload Bridge residents flood risk action group | GBR | Yes | x | x | x | 59 | |||||||||
| National Flood Forum | GBR | No | x | x | x | x | x | x | 60 | ||||||
| Morpeth flood action group | GBR | No | x | x | x | 61 | |||||||||
| Skibbereen flood committee (SFC) | IRL | Yes | x | x | x | 62 | |||||||||
| Clontarf resident's association | IRL | Yes | x | x | x | 63 | |||||||||
| West Virginia flood relief community connection | USA | No | x | x | x | 64 | |||||||||
| RainReady | USA | No | x | x | x | x | x | x | x | 65 | |||||
| 2016 flood of cedar rapids | USA | No | x | x | x | x | 66 | ||||||||
| The gross gatherings | USA | No | x | x | x | x | x | 67 | |||||||
| Hands on Nashville: Waterway cleanup, restoration and emergency response | USA | No | x | x | x | x | x | 68 | |||||||
| Rain ready Floodlothian Midlothian | USA | No | x | x | x | x | x | x | 69 | ||||||
| Flood forum for Connellsville City | USA | No | x | x | x | 70 | |||||||||
x, criteria satisfied; Int.,international. Country codes refer to ISO 3166‐1 Alpha‐3 standard; Selected study sites are highlighted in bold.
Assignment of study site activities to the stages of the risk management cycle
| Stage | Cockermouth | Übigauer Insel | Hamburg |
|---|---|---|---|
| Prevention | None | None | None |
| Protection | Developing a local flood risk management plan (in cooperation with the national government) | Identification of potential improvements to existing protective measures | Documentation of structural facilities in the building |
| Yearly inspection of flood doors and evacuation routes | |||
| Preparedness | Encouraging residents, to adapt their households, through face‐to‐face communication, organising round tables and discussions forums, leaflets, web‐site etc. | Development of an emergency plan | Setting up and updating an emergency plan detailing technical operations, communication and evacuation |
| Risk analysis and risk awareness workshops with the emergency services, for example, site visits, communication training | Yearly flood emergency training with residents | ||
| Building risk awareness among residents, for example, with flood bulletins in the hallway | |||
| Response | Improved flood alert within the community | Reducing the reaction time of first responders | Timely alert during a flood event |
| Support of evacuation centres | Closing flood doors and activating pumps | ||
| Recovery | Support in filling insurance claims | None | None |
Proximity assessment of study sites
| Dimension of proximity | Cockermouth | Übigauer Insel | Hamburg |
|---|---|---|---|
| Institutional proximity | Strong engagement and impact in decision‐making, based on incorporation of internal and external knowledge, such as recruitment of specialists, collaboration with private consultant groups, or informal contacts with the national government | Support from authorities was intensified after the last event | Responsibilities are clearly defined by law |
| The BUI's role shifted from a lobby group to a professional dialogue partner | Routines are established for working together with local emergency services in the case of a flood event | Top‐down relationship: Authorities act as supervisors, FSGs act as operational subsidiaries | |
| Environment agency remains a key player as supervising authority | Strong engagement from authorities for a long‐term cooperation with the BUI | Authorities do not offer dedicated support to FSGs, aside from water level warnings and flood information leaflets available to all residents | |
| Relational proximity | Local actors contributed more than £ 1.1 million to the scheme | The BUI receives construction machinery and sand for filling sandbags from local networks | FSGs are not active beyond their legal mandate |
| Temporary increase of the local council tax showed strong approval from the community | The BUI's influence is focused on its city district | No FSG umbrella organisation exists | |
| The BUI was strongly supported by the National Flood Forum, in terms of transfer of knowledge and technical expertise | No involvement in other community processes | Build‐up of knowledge and operational synergies only if the same subcontractor works for several buildings or FSGs | |
| Future joint activities with action groups in neighbouring city districts are planned | If the FSG consists of a sole building owner, then he may draw on an extended network of property management | ||
| Core support role by arche noVa | |||
| Social proximity | Low variation among the BUI speakers | The BUI speakers also act as opinion leaders within the group | Members have a contractual, not a personal relationship |
| Personal relationship to the BUI | High solidarity and mutual help among members in the case of a flood event | High variation among residents hinders the formation of a social network underpinning the FSG | |
| High degree of common goals and vision within the members of the BUI, as well as within the community | Everybody is invited to join the action group |
(Online) Sources for BUI screening
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| 61 | Thaler T., Levin‐Keitel M. (2016) Multi‐level stakeholder engagement in flood risk management–A question of roles and power: Lessons from England. Environmental Science & Policy, 55, 292–301. |
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Online sources accessed in March 2017.