| Literature DB >> 31110477 |
B Tyr Fothergill1, William Knight1, Bernd Carsten Stahl1, Inga Ulnicane1.
Abstract
Current discussions of the ethical aspects of big data are shaped by concerns regarding the social consequences of both the widespread adoption of machine learning and the ways in which biases in data can be replicated and perpetuated. We instead focus here on the ethical issues arising from the use of big data in international neuroscience collaborations. Neuroscience innovation relies upon neuroinformatics, large-scale data collection and analysis enabled by novel and emergent technologies. Each step of this work involves aspects of ethics, ranging from concerns for adherence to informed consent or animal protection principles and issues of data re-use at the stage of data collection, to data protection and privacy during data processing and analysis, and issues of attribution and intellectual property at the data-sharing and publication stages. Significant dilemmas and challenges with far-reaching implications are also inherent, including reconciling the ethical imperative for openness and validation with data protection compliance and considering future innovation trajectories or the potential for misuse of research results. Furthermore, these issues are subject to local interpretations within different ethical cultures applying diverse legal systems emphasising different aspects. Neuroscience big data require a concerted approach to research across boundaries, wherein ethical aspects are integrated within a transparent, dialogical data governance process. We address this by developing the concept of "responsible data governance," applying the principles of Responsible Research and Innovation (RRI) to the challenges presented by the governance of neuroscience big data in the Human Brain Project (HBP).Entities:
Keywords: RRI; big data; data governance; ethics; human brain project; neuroscience
Year: 2019 PMID: 31110477 PMCID: PMC6499198 DOI: 10.3389/fninf.2019.00028
Source DB: PubMed Journal: Front Neuroinform ISSN: 1662-5196 Impact factor: 4.081
Figure 1Ethical boundaries of data analytics are shown as a sub-set of the legal boundaries of data analytics (Chalcraft, 2018, p. 19; Figure 1).
Figure 2Ethical issues and the overlapping stages at which they may arise in the data lifecycle.
Examples of “responsible data governance” actions and relationships over the data lifecycle, arranged within the AREA RRI framework.
| Anticipate | Reflect | Engage | Act | |
|---|---|---|---|---|
| Data collection | Potential social and economic impacts, data minimisation, consent | On interest in and need for research, value | Inclusive dialogue with communities, data subjects, potential users | Create guidelines and regulation, ensure these do not stifle innovation |
| Data Processing | Future interoperability and registration issues and impacts | On reasons for types of processing, which metadata retained | Dialogue with those registering data, analystics | Formalise and regularly update data handling practices |
| Data curation | Potential access, security, degradation impacts, changes to consent, user or data subject requests and impacts | Duration and justifications for curation, changing security measures | Dialogue with users, platform or database admins | Maintain secure infrastructure, technical oversight, breach/reporting practices in place |
| Data sharing | Possible user, data subject social and economic impacts | Users motivations and purposes, credit for data, implications of re-use | Dialogue with users, groups or community stakeholders | Guide, regulate, and modify responsible access |
| Data application | Social and economic impacts to user, data subject | Varied uses or de-contextualised interpretations | Dialogue with subject experts, users, groups or community stakeholders | Report and publish even negative results, monitor outcomes |
| Data deletion | Potential consequences of removal or retention of data | Backups or copies of data, metadata conflicts or errors | Dialogue with users, platform and database admins | Responsively develop data retention schedules and workflows to inform collection stage |
Examples of HBP-specific structures, roles, dialogues, and relationships supporting “responsible data governance” throughout the data lifecycle, arranged by the AREA RRI framework.
| Anticipate | Reflect | Engage | Act | |
|---|---|---|---|---|
| Data collection | Local regulatory bodies, HBP researcher awareness dialogues with PIs, researchers | Research PIs and researchers on impact of collection, comply with local ethics approval boards/processes | Open societal and wider stakeholder engagement | Research PIs, researchers, Ethics Support dialogues inform researcher awareness, HBP Data Policy Manual |
| Data processing | Compliance/internal ethics check, DPO and legal basis for processing | Tri-lateral meetings w/Ethics Advisory Board, Compliance, Rapporteurs | DPO/Ethics Support dialogues, DGWG policy available online | Ethics Registry record made, dialogues with data type experts, transparency efforts |
| Data curation | DGWG and Data Curation team planning, ensure auditability | Ethics rapporteurs, guidance and policy from DGWG | Data Curation Team, Ethics Support, Research PIs/data provider dialogue | Ethics Registry matching, DPO, processes altered by feedback in dialogue, HBP Data Management Plan |
| Data sharing | Data Curation team on technical aspects, interoperability, DGWG, DPO on policy, ethical, legal issues | Data Curation Team, DGWG and other policy/governance bodies on implications, metadata and credit | Data Curation team dialogues with Research PIs, Ethics Support | Data Curation team and DGWG responsively update workflows, policy |
| Data application | Researcher awareness, Researchers/Rapporteurs consider implications of data use | Researchers, Rapporteurs, Ethics Advisory Board, Ombudsperson if external expertise needed | Research PI, Data Curation team dialogues, attribution appropriately assigned | KnowledgeGraph for anonymised, retained outcomes/results |
| Data deletion | DGWG, DPO, Data Curation team balance legal, social, ethical aspects | Research PIs, Rapporteurs, Data Curation team consider implications of deletion vs. retention | Research PIs dialogue with Data Curation Team/DPO | Data Curation team destroys or retains, records actions to inform future iterations |