L Dobrzyński1, K W Fornalski1,2, J Reszczyńska1, M K Janiak3. 1. National Centre for Nuclear Research (NCBJ), Otwock-Świerk, Poland. 2. Ex-Polon Laboratory, Łazy, Poland. 3. Department of Radiobiology and Radiation Protection, Military Institute of Hygiene and Epidemiology (WIHE), Warszawa, Poland.
Abstract
This article focuses on the analytic modeling of responses of cells in the body to ionizing radiation. The related mechanisms are consecutively taken into account and discussed. A model of the dose- and time-dependent adaptive response is considered for 2 exposure categories: acute and protracted. In case of the latter exposure, we demonstrate that the response plateaus are expected under the modelling assumptions made. The expected total number of cancer cells as a function of time turns out to be perfectly described by the Gompertz function. The transition from a collection of cancer cells into a tumor is discussed at length. Special emphasis is put on the fact that characterizing the growth of a tumor (ie, the increasing mass and volume), the use of differential equations cannot properly capture the key dynamics-formation of the tumor must exhibit properties of the phase transition, including self-organization and even self-organized criticality. As an example, a manageable percolation-type phase transition approach is used to address this problem. Nevertheless, general theory of tumor emergence is difficult to work out mathematically because experimental observations are limited to the relatively large tumors. Hence, determination of the conditions around the critical point is uncertain.
This article focuses on the analytic modeling of responses of cells in the body to ionizing radiation. The related mechanisms are consecutively taken into account and discussed. A model of the dose- and time-dependent adaptive response is considered for 2 exposure categories: acute and protracted. In case of the latter exposure, we demonstrate that the response plateaus are expected under the modelling assumptions made. The expected total number of cancer cells as a function of time turns out to be perfectly described by the Gompertz function. The transition from a collection of cancer cells into a tumor is discussed at length. Special emphasis is put on the fact that characterizing the growth of a tumor (ie, the increasing mass and volume), the use of differential equations cannot properly capture the key dynamics-formation of the tumor must exhibit properties of the phase transition, including self-organization and even self-organized criticality. As an example, a manageable percolation-type phase transition approach is used to address this problem. Nevertheless, general theory of tumor emergence is difficult to work out mathematically because experimental observations are limited to the relatively large tumors. Hence, determination of the conditions around the critical point is uncertain.
The development of cancer in the body by transition of normal cells to cancerous ones
is a complicated multistep process in which many nonlinear processes play a
significant role. A living cell is a very complex biophysical system.
Radiation-induced adaptive response, the bystander effect, and abscopal effects at
low-radiation doses and dose rates are the key processes that need to be addressed
when modeling radiation carcinogenesis.According to the classical theory, cancer is initiated by a set of mutations in
certain genes in a cell. The mutations arise because of inefficient DNA lesion
recognition and/or repair. Unrepaired lesions that result from the DNA replication
errors and the activity of metabolic free radicals can produce spontaneous mutations
occurring at the rate from about 1·× 10−7 to 5·× 10−6/gene/cell/year.[1] This relatively broad range, which is important for further considerations,
may be due to variable output and/or activity of repair proteins. Their activity, in
turn, can be modified by exogenous stimuli.Exogenic lesions, caused, for example, by exposure to intermediate and high doses of
ionizing radiation, may lead to the development of cancer through radiation-induced
genetic and epigenetic changes. Within this framework, biological effects of
ionizing radiation are modeled by a step-by-step introduction of key processes that
lead from single changes in the DNA to a full-blown cancer. In contrast to exposures
at intermediate- and high-radiation doses, absorption of low-radiation doses,
especially when delivered at low dose rates, is unlikely to produce multiple
irreparable DNA lesions but still alerts the DNA damage surveillance system. This
results in a stimulated repair of numerous DNA lesions in genes, including those
associated with cell replication and metabolism. In this case, the increased repair
capacity of the cells (and therefore of the whole organism in the case of whole-body
exposure), which is manifested by a decreased overall rate of fixed mutations in the
DNA, can translate into reduced risk of neoplastic transformation of cells and of
cancer development. The degree of natural protection stimulated by low-radiation
doses depends on the type of radiation, its dose, and dose rate.Within a standard adaptive response study design, a small priming
dose is used to upregulate adaptive response mechanisms (which
represent a mild stress response and in vivo can involve a hierarchy of natural
protective mechanisms).[2,3] A large challenging dose is then administered (usually
shortly after the priming dose), and biological end points (eg, the rates of cell
deaths, mutation or neoplastic transformation) of such a combined exposure are
compared to the ones when only the challenging dose is used. A reduced frequency of
adverse biological effects in the presence of the priming dose indicates a rapid
adaptive response (i.e., rapid adaptation) induced between the 2 exposures, which
may involve epigenetic changes.[4] The priming dose can be brief or protracted for these effects to take place.
In addition, the priming dose can lead in vivo to reduction in the rates of mutations[5] and neoplastic transformation[6] to a level below the spontaneous frequency, presumably as a result of
upregulation of the body’s natural defenses.[2,3]An important role in cancer formation may be played by close-by and distant cells in
a tissue through intercellular signaling. These signals are responsible for
induction of bystander (nearby cells) and abscopal (distant cells) effects. However,
detailed mechanisms of these effects have not yet been fully resolved and there are
inconsistencies in their understanding. For example, some authors reported that in
studies of the bystander effect, signals from irradiated cells to a unirradiated
cells surrounding an irradiated one exacerbate lesions in the latter.[7,8] However, other studies demonstrate elimination of such lesions (e.g.,
Mothersill and Seymour[9]) through the induction of apoptosis (eg, self-destruction of both hit and not
hit-transformed cells). The latter is now considered a different form of adaptive
response and relates to stimulated upregulation of natural protective mechanisms.[2] In the case of the bystander effect, one can try to model it (eg, Hattori et al[10] and Khvostunov and Nikjoo[11]) and use Monte Carlo simulations (eg, as in the article by Fornalski et al[12] and Hattori et al[10]), and the result will clearly depend on the employed model. It is believed
that mechanisms of bystander effects and adaptive response (commonly associated with
low-dose exposures) are basic components of the cellular homeostatic response.[7] Adaptive response to radiation has been described theoretically and modeled
in a number of ways. However, none of the currently available quantitative risk
models have covered the path from the deposition of radiation energy in a cell to a
developed (i.e., neoplastically transformed) cancer cell. As will be discussed in
the sixth section, in order to fully describe this process, it is evident that any
change from a simple collection (set) of cancerous cells to a more complex system of
a malignant tumor must be associated with a basic reorganization of the initial set
into a new entity, the properties of which cannot be readily and uniquely derived
from the properties of the initial system. Until a more precise understanding of the
underlying mechanisms is reached, we will focus only on description of hit cells.
Thus, one has to accept the fact that the calculations presented in this article
will have to be corrected for the 2 aforementioned effects once their mathematical
form and relative strengths are worked out.Describing (or modeling) the development of radiogenic cancer from the initial
radiation-induced/exacerbated genetic and/or radiation-exacerbated genetic and/or
epigenetic changes to a clinically detectable neoplasm may be regarded as an
unattainable task. Moreover, since there are different ways for cancer to arise,
different conceptual models have to be introduced. One of these models was
introduced by Hanahan and Weinberg in their 2 seminal articles.[13,14] Their conceptual model focused on the hallmarks of cancer which provide
guidance on the key processes that should be addressed when developing a
quantitative, mechanism-based model for the development (risk) of cancer.We propose a possible biophysical interpretation of the processes of creation of
radiation-induced changes in the DNA and the ensuing mutations in exposed cells.
Transformation of a mutated cell into a neoplastic one is also discussed. In all
these processes, the adaptive response mechanism (which has been proposed and
successfully used in earlier theoretical studies) is implemented and discussed. Most
of the mathematical formulae will be presented as proper probability functions that
can be used in Monte Carlo simulations.The article is organized as follows: In the second section, we address the possible
outcomes of exposing a cell to ionizing radiation. In the third section, the path
from lesions to mutations is described, mainly basing on the Random Coincidence
Model—Radiation Adapted (RCM-RA).[15] The fourth section describes adaptive responses of cells exposed to acute or
protracted (continuous) irradiation. This leads to considerations of transformation
of a mutated cell into a cancer cell, including the relationships between the dose
rate and the number of mutations on the number of the developed cancer cells (fifth
section). A more detailed description of the inception of a tumor from precancerous
cells is the subject of the sixth section. Conclusions are presented in the final
section of the article. The general idea of this modeling utilized by us is
presented as a flowchart in Figure
1. Every step is described in each section of the article.
Figure 1.
Flowchart of the model used. The meanings of symbols are explained in Table 1 and in the
text of the article.
Flowchart of the model used. The meanings of symbols are explained in Table 1 and in the
text of the article.
Table 1.
Summary of Main Probability Functions in the Presented Model.
Probability Function
Described Process or Explanation
Phit
radiation DNA hit in a cell
PL
Creation of the DNA damage from the hit
S1
initiation of single base change or a SSB per unit of
time
St
any of all considered types of DNA breaks occurring in
time
Pm
mutation creation per unit of time
PR
repair process, reduction of number of lesions per unit
of time
PAR
radiation-activated mechanism of the adaptive
response
PNR
natural repair of DNA lesions
Pc(m)
cell transformation into a cancer cell due to number of
accumulated mutations in time
Summary of Main Probability Functions in the Presented Model.
Creation of Lesions in a Cell After Deposition of Radiation Energy
The interaction of ionizing radiation with matter depends on the type
R of radiation and on its energy, E. This
interaction is typically described by the cross-section for a given process, σ
(R, E). The cross-section of interaction of
ionizing radiation with matter (or a cell) depends on many physical effects. As an
example, an interaction of a single photon with matter is briefly described in Appendix A.Ionization events in the cell may lead to several biophysical effects. Here, only
lesions that may lead to neoplastic transformation will be considered, such as
radiation-induced single-strand breaks (SSBs) and double-strand (DSBs) breaks will
be considered.As an example, for electrons of energies 5.6 eV and 9.6 eV, the values of SSB
cross-sections are 2.4·× 10−14 cm2 and 4.7·× 10−14
cm2, and those of the DSB cross-sections are 4.1·× 10−15
cm2 and 4.5·× 10−15 cm2, that is, the former
are by an order of magnitude smaller than the latter.[16]In addition to the cross-sections, one needs also to consider the probability of a
radiation hit at the DNA, P
hit, which depends on the flux of impinging particles, and the surface
density (number per cm2) of the elementary objects (e.g., the DNA or its
secondary structures) to be hit. The probability of a hit can be combined with the
dose D (i.e., dose rate, , multiplied by time of exposure) absorbed by the object. Such a
dependence may be linear at a low dose; however, one could postulate that it must
saturate at a high dose. Thus, the total probability function describing the
creation of a DNA damage (lesion) after the radiation hit, P, can be described as:where A is a normalization constant and c denotes a
scaling constant. Because cross-sections are expressed in barns b (1b =
10−24 cm2), constant A must be expressed
in cm−2. Obviously, it is the product of the thickness of the target (in
cm) and the numerical density of the interacting objects, (eg, number of cells per
cm3). The concept of P
hit in Equation (1) was originally used by us in the
Monte Carlo chain cellular model,[17] but the validity of this formula has not been verified. Now, such a
validation is presented in Appendix
B.
Phenomenological Descriptions of Lesions and Mutations in Irradiated
Cells
When a damage to the DNA is identified as a single lesion with probability
P, one can consider the probability of creating a mutation resulting from an
unrepaired or improperly repaired lesions. The process of mutation creation may be
described by a polynomial, presumably dependent on the linear energy transfer (LET)
of a given type of radiation R.[18] In particular, one can assume that the probability of a mutation caused by a
mixed radiation field may have the form:where D represents an absorbed dose of radiation R, and
a are experimentally derived parameters for a given type of radiation
R. Obviously the units of a, must ensure the dimensionless product in the exponential function. At low
doses, Equation 2 can be approximated by:Equation 3
is used by International Atomic Energy Agency in biodosimetric standards,[19] where aberrations (such as dicentrics) are used to assess the dose received
by the irradiated person. According to conclusions by Kellerer and Rossi[18] and Szłuińska et al,[20] this probability (p) is linear for high-LET radiation, such as neutrons (i =
1), and linear-quadratic (i = 1, 2) for low-LET radiation, such as
γ- or X-rays.A different approach was proposed by Fleck et al[15] who presented a biophysical model initially considering the probabilities of
SSBs and DSBs induced in the DNA either one after another (SSBs) or during a massive
attack of reactive oxygen species (ROS) or ionizing radiation (DSBs). In their
RCM-RA model, the dose rate serves as a crucial parameter in the role of ionizing
radiation in this process. Assuming that the metabolic chemical burden production
rate is C (per unit time) and the dose rate is , the probability of a single base change or an SSB per unit of
time is (original abbreviations):where α and β are weighting factors. The first term on the right side of Equation
4
describes the probability of damage (per unit time and a nucleotide) arising from
the natural metabolism. The second term describes a similar effect, caused by
ionizing radiation. The β constant (in Sv−1 times the time unit) has also
been calculated (for low-LET radiation only) by Fleck et al[15] as seen in their equation (A.10). The α coefficient is dimensionless.Let the average time needed for error-free repair be τ. It may be expected that this
must depend on the efficiency of repair enzymes. The average number of repaired
lesions within τ is:Consequently, the probability per unit time of the development of a DSB as a result
of the sequential production of 2 SSBs closely related in space and time should be
proportional to:In this model,[15] the rate of the poorly repairable DSBs is linear in the time needed to repair
single lesions. Even if this assumption may not necessarily hold true, it may be
accepted as a first approximation. The kinetics of a DSB repair in humans was
recently considered in greater detail by Jain et al[21] who demonstrated that irradiation at low dose rates increases the efficiency
of such a repair. This finding is important in view of the level of complexity of
such repair of the naturally created DSBs. This involves a synchronized action of
dozens of proteins involved in the 2 repair pathways, homological and
nonhomological, occurring with different accumulation speeds. In the meta-analysis
carried out by Kochan et al,[22] the kinetics of the DSB proteins behaves with time t as
, where the characteristic time is the inverse accumulation speed, which could be modified by
adaptive mechanisms.Assuming that the production of the repair enzymes increases up to the saturation at
a certain equilibrium, Fleck et al[15] argue that it is reasonable to assume that the average repair time must
decrease in a manner inversely proportional to , where is a coefficient related to the enzyme production rate, possibly
dependent on LET. This assumption stems from the following reasoning: The higher the
radiation dose rate, the greater the number of the induced repair enzymes per time
unit. With the elevated efficiency of the repair enzymes, the probability of their
presence in a close proximity to a damaged DNA fragment must increase. Hence, the
average repair time of the damaged fragments should decrease with increasing dose
rate. Equation 6 will then take the form:where τ0 denotes the characteristic repair time for the
nonradiation-induced lesions. At a sufficiently large αC, this
equation exhibits an apparent hormetic-like dip of S at the low-dose rate exposure:Instead of reliance on the postulated Equation 7, one could alternatively
assume:which, at small values of , is not very different from Equation 7. Equation 9 represents
a reverse situation: Instead of observing the minimum, the function in Equation
9
exhibits a maximum at the value:This shows that the final description of S is very sensitive to assumptions, so one should be careful with
postulating a definite formula for the dependence of repair time on the dose rate.
In fact, the main assumption which led Fleck et al[15] to propose such a dependence (Equation 7) was that production of the repair
enzymes increases linearly with dose rate, which may not necessarily be the case. To
conclude, we note that Equation 8 offers a limit on the coefficient
δ, namely, δ must be ≥2β/(αC) if one accepts the shortening of τ with the dose rate
as in Equation 7, and <2β/(αC) if one accepts Equation 9. Apparently, since the number of
DNA lesions should initially increase and decrease only after maximal accumulation
of the repair enzymes,[22] Equation 9 could also be accepted based on such phenomenological
considerations.Let us note that at very low dose rates the S values behaves as:where . Let us also note that the positive value of may equally well bind any of the 4 constants appearing in the
Equation 8. The hormetic-like minimum observed in Figure 1 of Fleck et al[15] can be explained based on the assumption of reduction in repair time with the
dose rate as in Equation 7 without considering that the
repair time may vary with time after irradiation. Last but not the least, at high
dose rates, S becomes either proportional to the dose rate, if Equation 7 is used,
or tends to zero, if Equation 9 is used. In the former case, one
observes a linear no-threshold (LNT) behavior, while Equation 9
demonstrates the decreasing probability of DSBs production due to the shortening of
the time of the first SSB repair. In such a situation, a DSB would be expected to
mainly be produced by a mechanism different than the consecutive induction of 2
juxtaposed SSBs. At very low dose rates or at small value of δ, the
use of either Equation 7 or Equation 9
practically yields the same results.Fleck et al[15] assumed that the repair of double lesions of all possible kinds cannot be
successful (is error-prone) and that the rate of their appearance is proportional to
the dose rate. With this assumption, Fleck et al[15] showed that the proportionality constant has the form , where f
nuc denotes the average fraction of the volume of a cell nuclei (about
0.3), and is the mean specific energy per event deposited in a critical
volume. Thus, the modified S of Equation 8 is:It is easy to check that the second term on right-hand side of this equation has the
dimension of the inverse of time, for example, 1/s. Equation 12 can
still be supplemented by a term accounting for cell killing. Again, this model leads
to LNT-type relationship at high dose rates and should not be used in the considered
range of dose rates. In the modification of the RCM-RA model[23] published 2 years later after the report of Fleck et al,[15] the average deposited energy was substituted by , where D denotes the person’s lifetime dose
(whether it includes natural background radiation is not clearly stated in the cited
article), and corresponds to the “mean of the specific energy deposited in the
affected cell volumes, that is, volumes that have experienced at
least one energy deposition event.”Equation 12 can be modified by taking SSBs into account, using the same notion as
in Equation 3 (or Equation 2 in general). However, SSBs are
usually efficiently repaired, and the unrepaired DSBs dominate, so, for practical
reasons, there is no need to make such a modification.Using Equation 12 with the first term as in Equation 7, the authors of the RCM-RA model[15,23] obtained an almost perfect fit to the Cohen data,[24] corrected for smoking, which means that within the scope of the cited
articles, SSBs appear to play a minor role in the creation of mutations and the
ensuing neoplastic transformations of cells. The authors of the RCM-RA model got a
relatively shallow minimum of the lung cancer mortality after exposures at a very
low dose rate (roughly 1 mGy/y) and the apparently steady increase at higher dose
rates. Such an increase has been attributed to the differential inhibition of the
body’s natural anticancer defences.[4] Within the indicated article (which introduces a hormetic relative risk [HRR]
model), stochastic thresholds for inhibition apply. In view of some other reports on
the effects of radon exposures,[25] this increase in the considered range of doses/dose rates is
questionable.For a more complete description of the development of a mutation, one needs to
include the probability of the creation of a lesion, P, which is represented by Equation 1. As mentioned earlier, some
additional appropriate repair mechanisms need to be accounted for in that modified
formula as well to allow for a reduced probability of the creation of a mutation.
Only after considering the expected reduction in the number of lesions by the repair
of the DNA damage sites (such as SSBs and DSBs), one can reliably calculate the
expected number of point mutations. In addition, as discussed subsequently, one
mutation is not likely to produce a cancer cell. Thus, the joint probability
function of mutation’s creation per unit of time can be presented as:where p represents probability of stable mutation and P is the general probability function (per unit of time) that describes
repair mechanisms additional to the one already used in S (time dependent probability of creation of unrepairable DSB lesion with
included repair mechanism of SSB). Let us recall that probabilities
P and p are dimensionless. Equation 13 is consistent with (but
different from) the Feinendegen’s model of dual action.[26,27] The probability of the occurrence of detrimental effects,
S, can be described by Equation 12 or by other forms, such as the
one presented by Dobrzyński et al.[28]The repair probability, P, can be generally composed of 2 main components (P + P): natural repair of the DNA lesions (cell age dependent and possibly
genetically determined), P, and the radiation-activated mechanism of adaptive response,
P. That these 2 repair mechanisms can be simply added is the assumption
only, valid when the radiation-induced repair is not making use of the natural
protective mechanisms. If this is not the case, P should be considered as P (1 + R), where R is describing stimulation of the natural protection due to radiation.
P can likely be approximated by the inverted sigmoidal function (the
Mehl-Avrami equation), where the repair possibilities decrease over time:where C and a are scaling constants and
K is the normalized age of the irradiated cell, that is, the
real time divided by an accepted characteristic time constant. The parameter
n is of crucial importance because it is determined by
downregulation of the repair enzymes with the cell’s age.A large fraction of unrepaired cells also undergo mitotic death or apoptosis
(programmed cell death) and thus do not contribute to the mutation load.[29] In the context of oncogenesis, both types of cell death offer a “successful”
resolution of ineffective repair of the DNA damage, especially after a small number
of dead cells can be tolerated. Moreover, it seems that removal of already
transformed cells is also possible after irradiation at low doses through
intercellular apoptotic signaling.[29]
Adaptive Response to Ionizing Radiation
The adaptive response phenomena include triggering of repair mechanisms, especially
in the DNA, after irradiation of cells, tissues, or whole organisms. The number and
efficiency of the activated repair enzymes are associated with the number of
ionization events, which depend on the dose and dose rate. Adaptive response is
assumed to be reasonably well accounted for using equations similar to Equations
2 or
3. The
main implication of the latter is that the efficiency of repair is expected to grow
continuously with the dose of radiation. However, since the effectiveness of repair
saturates at high doses, this equation is expected to be reliable only for low
doses.Additionally, one can assume that the efficiency of the repair enzymes decreases
exponentially with increasing dose. In what follows, we shall use an exponential
decay in which:Finally, the dose/dose-rate related probability of the effectiveness of the repair
enzymes can be described as a product of Equations 3 and 15:As already mentioned, all Equations 2, 3, 15, and 16 are
connected with the dose/dose–rate relation.With respect to the time dependence, one can assume, as the first approach, that the
number of repair enzymes and their effectiveness increases with time (after an
initiating event) with a probability:where μ describes the enzyme production rate after a pulse of radiation. This
assumption should be not far from reality, especially at short times after the
irradiation.If one considers a single radiation pulse only, the effectiveness of the activated
enzymes, after the initial rise in their concentration, must also decrease with time
with a certain time constant (lifetime), 1/λ.[19] Were the probability of such a decrease per unit of time constant, this
decrease would be described by:which finally would lead to the overall time dependence:The general shape of Equation 19 is similar to the shape of
Equation 16 and can be generalized in an analogous manner:where the index n may be of noninteger type as the proportionality
of p with time still remaining an arbitrary assumption. For practical reasons,
however, the simplified form given by Equation 19 is preferred.Finally, the joint probability function of the adaptive response should be dependent
on both the dose-rate, , and the time, t. Obviously, the product of these
2 parameters is the absorbed dose. One should also note that at high doses the
consideration of a time-dependent adaptive response makes no sense because of the
smallness or non-existence of adaptedness.[30] In numerical calculations, one introduces time steps, k ∈
{1,…, k
max} and the dose per unit time step (D), that is, the
dose rate rather than the dose. The value of the time step has to be chosen
independently. It seems convenient to use the time step equal to τ as introduced in
Equation 5. As indicated earlier, both variables can be used independently in 2
different equations, depending on the context. Thus, the simplest forms of the
appropriate functions are:Let us note that the normalization constants, α1 and α4, are
dependent on the remaining parameters n and m
(higher than 1 to obtain a hunchbacked shape of the curves) so that α1 =
α1 (n, α2), and α4 = α4 (m,
α3). The true dependence is determined by the assumed ranges of
D and k, respectively. This approach was
successfully used in the Monte Carlo modeling, where the joint probability function
of the adaptive response was calculated in a discrete form[12,28,30]:where C represents a normalization constant and K
the cell’s age given as the number of elementary time steps. This equation may be
written in a continuous form[12,28,30]:Let us note that D in Equation (23) denotes the dose per time step,
whereas the dose rate in the continuous form (Equation 24) means the dose per unit of
time. Obviously, such a modification requires the appropriate change in
interpretation of the coefficients α2 and α3.The subtle point in calculations is that one should distinguish whether the dose was
delivered in a single step or continuously over a period of time. If the dose is
delivered in the l’th step only, its effect at the
h’th time step will be described by the simplified version of
Equation 23. However, if the dose is delivered continuously from time
h
0 to time h
1, the situation at each time step becomes more complicated and for the
v’th time step:where summation runs over h and v ≥ h1, and the dose
D should be understood as a constant dose/step, that is,
effectively, the dose rate. If the time step is small enough, the sum of the
discrete values on the right-hand side of Equation 25 can be changed to an integral as
in Equation 24:where D denotes a single-dose pulse delivered time
t ago. The appropriate formulas of the function
I(t) are given in Appendix C.In experiments like those carried out by Jain et al,[21] the time of observation after the irradiation was close to τ or not more than
a few times longer.The abovementioned considerations are important if one wants to characterize specific
situations in regions with the elevated background radiation. In the aforementioned
article by Jain et al,[21] the level of background radiation was regarded as a priming dose relative to
the additional challenge dose to the cells. The first dose was absorbed during
chronic (environmental) irradiation, whereas the second dose (up to 2 Gy) was
applied over 0.5 to 2 minutes, that is, in a much shorter time than the one needed
for the development of any adverse reactions as well as of repair mechanisms. In a
typical experiment[31,32] demonstrating the adaptive response in cells, both priming and challenging
doses were acute, that is, applied within a short period of time.Figure 2 shows a typical
priming-dose effect as a special example of the adaptive response (as modeled by us,
Equations 21 and 22), when m = 1
for 2 irradiation times. For ease of the comparison, both curves were normalized to
the same maximum. Figure 2
displays the case of m = 2 (Equations 21 and 22) and the
irradiation applied between the 2nd and 20th time step. One can note the qualitative
behavior of this response versus time which is not much different from the assumed
response in each time step. During the irradiation, the response smoothly increases
with every time step but does not saturate, indicating that the assumed model may
not work. If it worked with chronic irradiation (eg, during environmental
exposures), we should grow more resistant to it with age (the probability of
adaptation saturates at older age). Obviously, our own immunological fitness
deteriorates with time, so this effect must be included in such considerations. The
problem is resolved when the calculated irradiation time increases. Figure 3 shows response to the
irradiation time 5 times longer than in the case shown in Figure 2. The response is apparently
flattening out and decreases relatively soon after discontinuation of the
irradiation. Such a dependence shows that chronic exposures cause a constant
adaptation of the organism to radiation which was also demonstrated in the earlier
Monte Carlo studies.[30] Although the strength of the maximal adaptive response is limited, it can
still be substantial. Therefore, as observed by Jain et al,[21] inhabitants of regions with a substantially elevated background radiation can
indeed present a higher radio-resistance.
Figure 2.
Normalized adaptive response (as modeled by us, Equations 21
and 22). Irradiation time 2-5 steps (red), and 2-20 steps (blue) for
m = 1 (figure on the left) and m = 2 (figure on the right).
Figure 3.
Same as Figure 2 for
longer irradiation time (1-100 time steps).
Normalized adaptive response (as modeled by us, Equations 21
and 22). Irradiation time 2-5 steps (red), and 2-20 steps (blue) for
m = 1 (figure on the left) and m = 2 (figure on the right).Same as Figure 2 for
longer irradiation time (1-100 time steps).If the dose rate becomes too high for the enzymes to perform the error-free repair,
the constant parameter related to the dose rate (e.g., b in
Equation 15) should have the meaning of the inverse of characteristic dose rate
which describes the effectiveness of the enzymes. In a more restrictive reasoning,
one should bear in mind that the formula like Equation 2 may be different for low- and
high-dose rates. We know that different groups of genes are involved in repair
actions in these 2 regimes, so to stay on the safe side one has to limit our
considerations to low-dose rates. Thus, the fundamental background of the adaptive
response effect is described by Equations 21 and 22, with
the most general form of:where may denote the dose, dose rate, as well as the time. Were the
validity of Equations 2 and 3 questioned, Equation 27 would
still look reasonable. The hunchbacked shape of Equation 27 is
commonly encountered in the literature. For example, Feinendegen found that the
probability of the induction of adaptive response should be given by the probability
distribution function with the maximum at low doses and the strongest effect being
apparent after some period of time.[33] The shape of this simple function is governed by 2 parameters,
n and λ, only.The maximum value of Equation 32 is attained at:where it reads:In a special case of chronic irradiation, one can easily calculate the mean lifetime
or the mean survival fraction of the repair enzymes (or their effectiveness):Because:the mean lifetime becomes equal to:One can note that the chronic low-rate irradiation can be treated as an infinite
series of small radiation pulses. Indeed, integrating the sequence of Equation 27 from
time zero to infinity after the irradiation time, one obtains:This result shows that in spite of a linear increase in total dose at longer times,
this probability exponentially decreases with time with the rate of the initial
reaction to dose, that is, 1/λ. Initially, the probability increases although
nonlinearly. The same effect is observed when the leading coefficient in Equation
27 is
changed to t[. Then P changes to:
Neoplastic Transformation of Mutated Cells
While the description presented earlier was given in terms of dose rates, the
cumulative dose itself can be considered as well. In fact, so far, the only need for
the time variable has been to address repair of individual SSBs and the adaptive
response. This repair time is stochastic rather than deterministic and is relatively
short (according to Fleck et al,[15] it takes about 40 minutes), so one speaks about very low doses when one
considers low dose rates. At such doses, the epigenetic term in, for example,
Equation 4
dominates, and therefore the second term on the right-hand side of Equation 11 can make
a difference. This term strictly relates to a specific cell response to irradiation:
production of the hard-to-repair DSBs. This response, however, even if happens in
individual cells, in tissues should also strongly depend on the time elapsed since
the irradiation. At a constant dose rate, the number of the repair-resistant DSBs
should increase with time as should the number of the mutated cells. In Equation
11,
the second term reflects the LNT approach. Thus, one must take into account that the
organism counteracts a defective DSB and other lesions in tissues using repair
mechanisms (natural and adaptive responses) as proposed in Equation 13.Neglecting cooperation between cells, Fleck et al[15] suggested that the time-dependent generation of cells with the first mutation
(the number of cells per person at time t which incurred 1st
mutation, M) should be governed by the equation:where P denotes P
mutation, see Equation 13. M
0 in this equation denotes the number of nonmutated cells, while
B
0 is interpreted as the “number of critical DNA bases in critical codons
of all tumour associated genes per cell.” According to the Human Genome Project
(note 1), a human genome
contains about 25 000 coding genes composed of approximately 3 billion DNA base
pairs. It seems that the genome includes 291 cancer-associated genes, and more than
1% of all genes are thought to be involved in carcinogenesis.[34] Hence, about 1% of all the DNA bases are likely to represent such a critical
value of B
0.For cells of the same tissue, one can assume that B
1 (the value similar to B0, but after the first mutation)
should not be much different from B
0. It would seem that there should be a minor error if both of these
coefficients were substituted by a single one, B =
B
0 = B
1. Let us note that in the original formulation by Fleck et al,[15] the last multiplier on the right-hand side of Equation 35 is
S. In order to preserve our reasoning, this function was replaced by the
probability of mutation, P, which is much closer to reality.The solution of differential Equation 35 is:which shows at small values of time a linear growth of M
1 with time (as in equation B37 in Fleck et al[15]) and at high t-values a saturation (equilibrium), hence
.The saturation, however, most likely overestimates the number of
single mutated cells, as means that the number of mutated cells is equal to the number of
all cells.To find the expected number of cells with 2 mutations, Fleck et al[15] consistently suggests equation similar to Equation 36:The solution is:With the increase in time, the number of such cells must be smaller than
M
1. Equation 38 can next be easily generalized
to the case of m mutations per cell (see Equation 40). It is
important to note that according to this procedure, the number of mutated cells
grows sigmoidally with time. This may indeed be expected as was shown in
aforementioned article[28] in which the sigmoidal dependence on dose resulted from overlapping number of
linear dependencies.It is not easy to calculate how the number of repair enzymes depends on time.
However, one can assume that the growth should also be described by a sigmoidal
function, so the postulated Equation 37 must be modified. Furthermore,
since the number of mutations necessary for a neoplastic transformation of a cell is
between 2 and 8,[35-38] one can use a formula analogous to Equation 38 but with powers 2 to 8. It may
be noted that in order to employ their modeling approach to fitting the Cohen[24] data on lung cancer versus dose, Fleck et al[15] used the power m = 5, which seemed optimal.The number of mutations in a cell, m, is critical for a possible
neoplastic transformation to occur. One can assume that the probability of this
transformation is 1 at, say, 10 mutations and may depend on the number of mutations
in sigmoidal fashion using the Avrami-Mehl equation[28] as:which for m = 5 and k = 2 is close to 0.5 and
saturates quickly to 1.0 at larger m values. Obviously, that form
of the sigmoidal curve with its ad hoc assigned parameter value, as proposed here in
Equation 39, does not follow from any first principles.[35-37] Generalizing Equation 38 to the case of
m mutations:Using Equation 39, one should get some estimation of the number of cells with
m mutations that transform to cancer cells:Equation 41 does not take into account any cooperative action within a collection
of cells. It relates only to the creation of cancer cells from the mutated ones. As
an example, Figure 4 shows
contour plots in the coordinate system m-t for
B·P = 0.01 and for the exponent k in the Equation 41 equal to
2 and 4.
Figure 4.
Relative number of cancer cells versus time, t, and the
number of mutations per cell, m, for various critical
exponents k = 2 (upper figure) and 4 (lower figure).
Relative number of cancer cells versus time, t, and the
number of mutations per cell, m, for various critical
exponents k = 2 (upper figure) and 4 (lower figure).The development described by Equation 41 must terminate when the number
of cancer cells, that is, the sum of N
canc (m, t) over m:attains some critical value at which the voluminous tumor growth starts. Let us
denote the time at which such a situation happens by t
cr. Figure 5
shows N
cancer (t) calculated under the assumption that the
factor B is constant (independent of m) which to
our understanding may be the case. Figure 5 shows that the calculated proliferation rate of cancer cells
with time increases with the increasing critical index of cancer growth. This is
reasonable as the increase in the critical index means that the rate of
transformation to a cancer cell must rise. In all cases, the curves
N
cancer (t) in Figure 5 exhibit a saturation and resemble
the sigmoidal Gompertz curves. Of note, this saturated value, after summing up
contributions from all values of m, can be calculated as:
Figure 5.
Number of cancer cells versus time. The curves in ascending order (from brown
to blue) correspond to k = 1, 2, 3 and 4, calculated using
Equation 42 and the assumption of B·P
Number of cancer cells versus time. The curves in ascending order (from brown
to blue) correspond to k = 1, 2, 3 and 4, calculated using
Equation 42 and the assumption of B·PIn a special case when m ≥ 4 and k ≥ 4, one can
write that N
cancmax
≈ m·M
0. The curves in Figure
5 are qualitatively similar to the ones obtained by an analytical
approach of Dobrzyński et al,[28] (see their Figure 3).
The shape of all of the curves is virtually identical, differing only by a
multiplication factor. These curves are, however, quite different from the ones
obtained by Fornalski et al[17] who used Monte Carlo simulations of the cancer cells’ growth. As mentioned
earlier, these curves can be perfectly described by the Gompertz curve; Figure 6 shows the fit of the
Gompertz curve N
cancer (t) =
8.27844·exp[−6.51319·exp(−0.010028·t)] to the calculated points
for the exemplary case of k = 4 from Figure 5. To the best of the authors
knowledge, this is the first demonstration of the Gompertz curve (which
traditionally describes the time of growth of cancer cells[39]) to be obtained from the combination of the probabilities and the basic
biophysical properties considered in this article. (It is particularly noteworthy
that the presented calculations, especially Equation 42, do not take into account the
processes of cell divisions and deaths that could modify the curves
N
cancer (t).)
Figure 6.
Calculated number of cancer cells versus time (open circles) from the special
case of k = 4 from Figure 5, with
B·P 0.1. The fitted Gompertz function
N =
8.27844·exp[-6.51319·exp(-0.010028·t)] (solid
line).
Calculated number of cancer cells versus time (open circles) from the special
case of k = 4 from Figure 5, with
B·P 0.1. The fitted Gompertz function
N =
8.27844·exp[-6.51319·exp(-0.010028·t)] (solid
line).As was shown by Dobrzyński et al,[28] in Equation 13, the tumor growth can be also
described by the Mehl-Avrami type of equation, which is based on the nucleation and
growth theory. It is important to understand that “it takes a tissue to make a tumour,”[40] and that “the cancer induction is more a function of the tissue response and
not a single cell response.”[41] Thus, consideration of what happens in specific cells rather than in a whole
tissue is not sufficient. The tumor growth over time is governed by a critical index
n showing the spatial type of the growth: linear, 2-dimensional
(2D), or 3-dimensional (3D; n = 2, 3, and 4, respectively). Finally, the achieved
tumor volume expressed in terms of the number of cells is characterized by:where N
cancmax denotes the number of cancer cells in this volume, so
N
cancmax corresponds to the maximum given by Equation 43 (see
Figure 6). Similar
reasoning was used by Laird[39] who originally connected the Gompertz function with tumor growth. The
coefficient γ must be proportional to the dose rate with the same power index,
n, so the argument of the exponent in Equation 44 is
directly connected with the dose as indicated by Dobrzyński et al.[28]One can wonder when exactly begins the growth of a 3D cancer. This may be just a
singular (critical) point as is common in phase transitions or in catastrophes.
Transition to a self-organized state may also be considered. Whether or not this
relates in any way to the self-organized criticality theory[42] is not yet clear.In fact, it can be assumed that in a multistep process of carcinogenesis,[13] each step marks a phase transition. Consequently, the “cancer energy”
landscape of a biological system can be represented by a multitude of energy valleys
separated by potential barriers.The choice of the critical index, n, is not trivial; however, it
seems reasonable to limit it to 4. Because of the complex nature of a tumor, growth
this index may not even be an integer. Once again, it is crucial to recognize
whether one is considering the acute or chronic radiation exposure.
On Cancer Growth
Modeling carcinogenesis is an extremely difficult task because of the multitude and
diversity of cancers as well as their many biological and geometrical features that
have to be taken into account. As an example, one can consider a hypothetical case
of a spherical tumor that obtains its nutrients from the surrounding tissues before
the development of its own vascular system. The nutrients enter the tumor by
diffusion, and their supply decreases with time. A solid tumor itself can contain
the inner sphere of dead cells and the outer shell of live cancer cells, both
quiescent and actively proliferating (eg, Aguda and Friedman[43] and La Porta and Zapperi S [44]). In a slightly more mathematically complicated model than the ones
considered heretofore by us, after neglecting the shell of the quiescent cells and
assuming a constant rate of the nutrients’ consumption, one finds[45] that the volume of the tumour changes with time according to equation:where γ = 2/3, k = 2a (cz-ca)/3, a is a
scaling constant, where c denotes the concentration of nutrients available outside of the tumor,
c is a constant that relates to apoptotic cell death, and G
denotes the rate of the consumption of nutrients. If not for the exponent γ, the
Equation 45 would be identical to a logistic equation (if γ = 1) with limiting
value of the volume.A more advanced approach to spherical tumors is presented by Jiang et al.[46] Valuable reviews of other analytical models of tumor growth can be found in
the already cited book by Aguda and Friedman[43] and a recent monograph by La Porta and Zapperi.[44] Most of these models describe in mathematical terms the biology of cancer
formation. In this respect, Equation 45 and the ones discussed by us in
the previous sections present simplified approaches to this very complicated
problem. A multiscale model of avascular tumor growth was also considered in detail
in the book by Aguda and Friedman.[43] By using the real data on the colorectal cancer, which has a spheroid shape,
these authors showed excellent agreement of their experimental results with those of
the Monte Carlo calculations shown in Figure 5 of the work presented by Jiang et al.[46] The time dependence of the elementary volumes of clusters has been assumed to
fulfill special requirements related to the capacity of cell division. As a result,
the growth of the tumor volume turned out to be fairly well described, while the
growth curve could be fitted with the Gompertz function. On the other hand, the
solution of Equation 45 leads to time dependences with
shapes similar to the logistic curve as well as to the one showed in Figure 6.The models presented thus far may be useful in characterizing the time dependence of
the carcinogenic process. They rely on the following simplistic reasoning: the DNA
in cells is attacked by ionizing radiation (which is our focus) as well as by free
radicals (produced during normal aerobic metabolism) that evoke lesions in the DNA
structure. If unrepaired, these lesions may be passed on to the next-generation
cells and give rise to mutations which, when expressed in proto-oncogenes and tumor
suppressor genes, may lead to neoplastic transformations of cells.As indicated earlier, the existence of radioadaptive responses induced by low-dose
irradiations invalidates LNT model employed as a basis for radiation protection regulations.[3] This is because radiation doses used to demonstrate the adaptive response (a
small dose followed by a large dose) are not additive as required by the LNT model.
Moreover, according to this model, potential mutations and neoplastic
transformations caused by absorption of low-radiation doses add to the number of
spontaneously produced mutations and transformations. However, actual data show that
exposures at small radiation doses downregulate rather than increase the amount of
such spontaneous effects.[2,3,5,47]It is now commonly accepted that cancer indeed arises from a single cell transformed
through a series of genetic mutations, epigenetic events, and environmental
determinants that cause and sustain ectopic expression of growth-related genes (see
the reviews by Kreso and Dick[48] and Islam et al[49]). The cardinal property of this single cell is its “stemness,” that is, the
capacity for self-renewal and multilineage differentiation into subclones of
daughter cells that, after further genetic and epigenetic changes, produce
heterogenous populations of cancer cells that shape the complex ecosystem of each
neoplasm (Allison and Sledge[50]).Let’s look at this evolving ecosystem of cancer from another angle. It is clear that
by passing from single cells to tissues and to organs, the organization of the
system changes significantly. Since one deals with a complex system,[51] description of the changes should closely follow the rules of phase
transitions (eg, Stanley[52]) and of self-organization and complexity (eg, Heylighen[53] and Kauffman[54]). As pointed out by Heylighen,[53] “complex systems consist of many (or at least several) parts that are
connected via their interactions. Their components are both
distinct and connected, both autonomous and to
some degree mutually dependent.” The other feature of a complex system is that its
main units (in this case, cancer cells) are free in the sense that they can multiply
or die. Obviously, this description fully reflects cancer development in the
environment of normal cells and the extracellular matrix. Notably, however, a rather
fundamental question of the nature of cancer cells has not been answered so far.
According to Soto and Sonnenschein,[55] a cancer represents a problem of tissue organization in which emergent
phenomena (characteristic for complex systems) are of primary importance. Likewise,
Mansury et al[56] highlight the fact that “linear adding-up of individual cell behavior is
invalid in the presence of the hypothesized nonlinear interaction among tumor cells
and their environment. Moreover, nonlinearity would render it virtually impossible
to predict the long-run dynamics of the system using a purely analytical approach.”
Consequently, one must expect the discontinuities in a description of the
transitions “from a photon/particle to a cell to a tissue and to a cancer.” In fact,
even on the level of genes and cells, one observes emergent phenomena and the
self-organized criticality (eg, Tsuchiya et al[57]). Notably, Mansury et al[56] who claim that “malignant tumors behave as complex dynamic self-organizing
and adaptive biosystems” also indicate that distinct phase-transition properties can
be found in the number of cancer cell clusters and their temporal behavior versus
the intrinsic capability of a single cancer cell to migrate. In this context,
another important question is whether the once formed cancer cell stays as such
until its death.[58] Apparently, none of the earlier discussed analytical approaches addresses
this question. One can also point out the remark by Prehn[59] that a cancer may not be caused solely by mutations in the DNA, and a cancer
cell may not stay as such forever (ie, can reverse to a normal cell state). Sotto
and Sonnenschein[55] suggest therefore that “it may be more correct to say that cancers beget
mutations than it is to say that mutations beget cancers.”In their seminal articles, Hanahan and Weinberg[13,14] indicate that during carcinogenesis, neoplastically transformed cells acquire
critical features called “the hallmarks of cancer.” These include growth factors
self-sufficiency, insensitivity to antigrowth signaling, evasion of programmed cell
death (apoptosis), limitless replicative potential, sustained angiogenesis, ability
to invade and metastasize, genome instability and enhanced mutation rate,
reprogramming of the energy metabolism, and evasion of immune destruction.
Additionally, Frederica Cavallo and coworkers[60] proposed 2 “immune hallmarks,” that is, the ability of cancer cells to thrive
in a chronically inflamed environment and to suppress immune reactivity.At the beginning of the 21st century, Schreiber and his colleagues described a
process called “cancer immunoediting,” whereby the immune system, the most potent
guardian against neoplasia, prevents cancer development at the early stages of
carcinogenesis but also shapes (“edits”) immunogenicity of neoplastic cells and
contributes to cancer development.[61-63]The cancer immunoediting process can be divided into 3 consecutive phases: (1)
elimination during which incipient cancer cells are recognized
by the alarmed innate immune system that triggers adaptive immune responses that
specifically detect and destroy neoplastic cells; (2) equilibrium,
when humoral and cellular immune mechanisms (eg, interferon-γ, interleukin-12,
granulocytes, macrophages, and T and B lymphocytes) hold persisting cancer cells in
check (cancer dormancy) but also shape the immune status of these
cells and their environment; and (3) elimination during which the
extant and “immunoedited” (ie, resistant to immune attack) cancer cells proliferate
in the immunosuppressive environment facilitating cancer progression toward a
full-blown, clinically detectable disease (reviewed in Janiak et al[64]).From the perspective of this article, the most important is the third phase of cancer
development. Apparently, during all phases of cancer immunoedition, there is a
competition between stimulation and inhibition of cell proliferation and between
dynamic disorder and order. Hence, the use of a deterministic approach, as we did in
earlier sections and in Equation 45, cannot satisfy the needs: Our
system is nonlinear and should not be described by linear equations as stated
explicitly by Mansury et al.[56] Moreover, there is little hope that a reductionists point of view will help
us to comprehend how a cell is functioning until we fully understand the variety of
molecular interactions in a normal cell and how cells function within normal tissue,
an organ, and a cancer. As indicated by Saetzler et al,[65] “the upward causation assumption completely neglects the contribution of the
environment and of the emergent structure itself (by downward causation).” The
popular somatic mutation theory (SMT) of cancer turns out to be insufficient to
explain the variety of cancer behavior. A tissue organization field theory was
proposed to better accommodate and explain the emerging experimental evidence
related to cancer development.[58]With regard to phase transition in a complex system, the natural question is what
happens close to the point at which phase transition takes place? To what extent can
such a transition be treated as an emergent phenomenon? Is the loss of control over
tumor growth a sort of catastrophic event, such as an avalanche,[42] treated as an indicator of self-organization at the phase transition, or is
it just a phase transition of the first or second order similar to the reentrant and
other transitions of frustrated systems from disordered to ordered states.[66] In the case of self-organization, an essential difference between what is
going on before and after the transition relates to the fact that before the
transition every cell more or less individually interacts with its closest tissue
constituents. In contrast, after the transition, all cells work together: What
happens in one place of the tumor has a direct influence on what happens at any
other place. How the situation in one place will change the situation in another
place of the tumor is hard to predict (possibly abscopal effects may be involved).
At the beginning, all incipient tumor cells are fed by diffusion from the
surrounding tissues and can proliferate. With time, however, the inner core of a
tumor is formed. Probably, Equation 45 may roughly describe the
evolution of a tumor volume, mainly of its outer shell. From the organization point
of view, the larger the tumor, the more external, unbounded cancer cells can be
accommodated on its surface, and the tumor would exponentially grow up to infinity.
In any case, within the scope of the theory of complexity, one has to admit that the
process of tumor growth cannot be reduced to individual interactions between cells
as was possible during the equilibrium phase of the immunoediting process. Once the
tumor is formed after passing the critical point, the tumor cells lose their
individuality and become totally subordinated to the properties of this new entity.
Of course, any stress, such as exposure to ionizing radiation, may change this
self-organized behavior. Because of such complexities, one has to accept that the
description of an organism cannot be reduced to interactions between its principal
entities and that the organisms are subject to rules of organization and its
variations as discussed by Mossio et al.[67] From a purely physical point of view, an organism is an open system capable
of exchanging energy and matter with its environment. These important problems are,
however, beyond the scope of the present article.Phase transition as discussed here may also be well understood based on the so-called
percolation type of phase transition. In this case, the main assumption is that a
single cancer cell is not a cancer itself, and only a group of these cells may
constitute a tumor. So, at first, individual cancer cells may occasionally form
contacts (or links) between each other, and the functional links may lead to the
formation of clusters. Within the scope of the continuous time branching processes
theory, one can calculate a cumulative distribution of the cancer colony sizes
versus the number of cells in these colonies (see Figure 3.3 in La Porta and Zappero[44]). This distribution depends on the time of observation, qualitatively is not
very different from the logistic curve, and pretty well describes the
observations.In a further development of such an intertwined network, all the clusters may fill up
the space in such a way that nutrients provided to one of them can be transferred to
any other—the percolation transition is achieved. Likewise, a disturbance occurring
in one place can be propagated to any other place. In terms of the second-order
phase transitions, one should talk about spatial and temporal fluctuations that
grow, on average, below the transition point and, upon passing this point, freeze to
a single ordered phase.As mentioned in the previous section, a single cancer cell created during the
neoplastic transformation of a mutated cell is not yet a cancer. Equations 44 and
45
described the tumor growth with time. To make a group of cancer cells a tumor, a
certain number of them, h:where N
non_canc is a sum of damaged, and mutated cells (N
non_canc = N
lesion + N
mut) must interact with each other and start to proliferate in a coherent
way after passing a certain critical value, h.With time, the value of h changes, but as long as cancer cells or
their clusters are disconnected, the tumor has not yet emerged as a separate entity.
As already indicated, such an emergence can be identified with a phase transition
similar to the re-entrant phase transitions known from the physics of magnetics or
the percolation theory. In both cases, the final formation of a given object (eg, a
tumor) appears when h exceeds some critical value (eg, the number
of cancer cells, h) as mentioned earlier. Within the scope of the percolation theory, which
refrains from purely physical or biological parameters, one needs to define the
parameter that should control the occupancy of pixels (voxels) into which a given
space is subdivided. This parameter should reflect not the relative number of cancer
cells as in Equation 46 but rather the probability of
the creation of a cancer cell at a given pixel (voxel). Let this probability be
denoted by p. With time, cancer cells aggregate and form clusters
that combine with each other and finally a critical state is attained: The “infinite
cluster” (a tumor) is formed in which any information sent from one location in the
object can reach all other locations with a consequence to the whole object—the
tumor starts to behave as an entity whose behavior cannot be derived from individual
properties of cells and their interactions. This is similar to the sand-pile experiment[42]: Although the grains of sand drop to the sand’s cone from the top onto a
single point, at a certain height and radius of the cone avalanches appear in an
unpredictable manner (the so-called self-organized criticality). In the case of
percolation, the situation may be visualized by imagining a number of pixels or
voxels into which one drops small grains or small spheres. Next, let us connect
randomly any 2 such small spheres. If we repeat this procedure, the number of the
connected spheres will increase, and the number of locally connected spheres
(clusters) will increase. At a certain moment, the size of those clusters will start
to suddenly rise. This illustrates a case of self-organization.In a typical simulation of a percolation phenomenon,[66] one has to choose the size of the object divided into pixels and by the
“infinite cluster” one understands the cluster extending from one edge of the object
to another one. Ideally, the object should have infinite dimensions so that the
meaning of “infinite cluster” is literal. In our case, the situation is somewhat
different. An organ is close to be infinite with respect to the size of the cells.
The size of tumors in it may not be as large as the organ, for example, the lack of
nutrients needed the cancer to grow.[39] Nevertheless, one can still treat the maximum size of the tumor as roughly
equivalent to an infinite lattice of cells, and the percolation theory[68] with its purely geometrical statistical ingredients can be useful for the
description of at least a region close to the phase transition point
p. In the case of a site percolation on the square lattice
p ≈ 0.593, the “infinite cluster” may exist only above p. Inside the organ, which represents a truly infinite lattice, one can
imagine formation of more than 1 “infinite cluster,” that is, of more than 1
tumor.According to this theory, the probability that a given cell belongs to the collection
of tumor cells grows at p > p in a critical way, and the percolation probability, P
max, that is, the fraction of the occupied sites belonging to the
“infinite cluster,” is ruled by the critical index β which may in general be of the
fractal type:This behavior is displayed in Figure
6. It is neither sigmoidal type nor logistic type; however, one should
remember that the relation (Equation 47) must describe the behavior
mainly in the critical region, that is, relatively close to p. Alas, the width of the critical region is difficult to predict.A very illustrative example of this kind of behavior can be found in many disordered
magnetic systems, such as a diluted ferromagnet which below p becomes a paramagnet and becomes ferromagnetic above p. In addition, over a certain concentration range of magnetic species (Co,
Fe, and so on), the spin-glass phase can be formed. In such a system, the control
parameter is temperature in Figure
7
[69,70] —with increasing temperature, the value of the percolation probability
p increases as well. As an example, the onset of ferromagnetism in a
percolating 3D network of the random face-centered cubic alloys can be
satisfactorily described within the framework of the percolation theory, where
p ranges from 0.16 to 0.20.[71] Often, the phase diagram of such diluted ferromagnets can be described within
the framework of the so-called Ising model. In the case of cancer, one encounters a
more complex situation because the number of states representing cells with
different degrees of lesions and mutations is much higher than the number of up- and
down-spins in Ising model. This makes statistical description of the state below
p more difficult.
Figure 7.
Schematic phase diagram of a diluted ferromagnet (eg, Au-Fe, Co-Cu, and so
on) showing phase transitions between paramagnetic (PM), ferromagnetic (FM),
and spin-glass (SG) phases depending on temperature and concentration X of
the magnetic sample.
Schematic phase diagram of a diluted ferromagnet (eg, Au-Fe, Co-Cu, and so
on) showing phase transitions between paramagnetic (PM), ferromagnetic (FM),
and spin-glass (SG) phases depending on temperature and concentration X of
the magnetic sample.It should be mentioned that the sharp transition shown in Figure 8 may be smeared if one finds
correlations between the cells below p. If such correlation exists between the states of 2 cells separated from
each other by a distance R, one can find a function describing such
a correlation. In a typical magnetic system, it would be described by a function
decreasing exponentially with the distance. This would lead to a substantial change
in Figure 8: the whole curve
becoming sigmoidal-like, such as the one in figure 3.9 of Binder and Kob[66].
Figure 8.
Transition to percolation after passing the p
c point assumed to be p
c = 0.5 at different critical indices β.
Transition to percolation after passing the p
c point assumed to be p
c = 0.5 at different critical indices β.Just below the transition point, the average distance between the cells within a
cluster (correlation length), ξ, behaves as:where ν denotes another critical exponent. The values of both exponents depend on
grid and slightly differ depending on case (note 2). For example, for a 3D net β = 0.418 ±
0.001 and ν = 0.875 ± 0.008. The mean cluster size also exhibits nonanalytical
behavior:with γ = 1.793 ± 0.003. In the case of 2D growth, the critical exponents change to
5/36, 4/3, and 43/18 for β, ν, and γ, respectively. Let us note that the critical
exponents depend on the dimensionality of the problem and not on the microscopic
properties of the system. The whole situation resembles the behavior of magnetic
systems: Our p plays a role similar to temperature, percolation
probability P
max—magnetization, ξ —correlation length, and S—magnetic
susceptibility. Below the transition point, one can also make intuitive use of the
so-called mean field approach. Namely, let the number of cancer cells be
N
canc, whereas N
canc,0 is the number of cancer cells whose growth seem to be
inhibited by immunological forces and represent dormant cells. The development of
cancer cells may depend on their number that form a special field due to interaction
of these cells with their environment (in fact, it is the question of competing
forces between natural expansion of cancer cells and the immune restrain of such a
development, see Janiak et al[64]). This field describes something analogous to a promotion of the development
of cancer with a multiplication factor, say, χ. Then one can write a simple
equation:Thus:which shows how the number of cancer cells can be strongly enhanced by the
interaction of these cancer cells with their environment. In an extreme case, the
number of cancer cells can reach the total number of cells if χ = 1, that is, when
immunological protection against cancer development breaks down. Equation 51 is a
typical result obtained within the framework of the mean field theory of phase
transitions. The problem to be solved is the description of the form of χ. It is not
a single number but a function depending on the processes of immunological
protection against cancer. In fact, all the aforementioned steps in cell behavior
represent some phase transitions, although an appropriate mathematical description
of these transitions is rather difficult. Consequently, one needs to define the
so-called order parameter that changes upon transition. This parameter must have
defined dimensionality, while one should also define whether the main interaction
mechanism with environment is short- or long ranged. Besides, it seems that one
deals with 3 space–time scales: the one of signal transduction, the short-range
adaptive response and bystander effect, and the long-ranged abscopal effect.Presently, the above-described critical phenomena are difficult to observe at
present, as the minimum size of the detectable tumor is of the order of a few
millimeters when the tumor is already formed. In spite of this obstacle, one should
understand that the general properties of phase transitions, including
self-organization and/or self-organized criticality, have to be included in a
rigorous description of the tumor development.
Conclusions
There are several problems covered in this article. Its intention was to separate the
evolution of individual cells from that taking place in a tissue. With this aim in
mind, the approach of Fleck et al[15] was initially examined. Although the ideas behind their model are quite
different from the ones presented previously by us,[28] the final result for the number of cancer cells versus time has turned out to
be qualitatively similar. Notably, in contrast to Fleck et al[15] who used dose rate, Dobrzyński et al[28] employed dose in their calculations. Moreover, a more fundamental difference
in the way a cell repairs its DNA lesions is presented in this article. In the model
of Fleck et al,[15] the dependence of the time of repair of a single DNA lesion on the dose rate
plays an essential role. Apart from the fact that a postulated modification of the
repair time with increasing dose rate may be described by a different function, the
model of Fleck et al[15] explains Cohen[24] data on lung cancer mortality versus radon-specific activity. However, it
seems that one cannot go too far with a function fitted to data, as the mortality
calculated in this way soon exceeds the hormetic minimum. Such an increase is not
confirmed by the numerous other data collected for much higher radon concentrations.[25,72]Our attention has also been paid to the dependence of adaptive response on the time
and the dose associated with acute or protracted radiation exposures. We demonstrate
that in the case of a protracted exposure, the organism attains a certain saturation
in its ability to repair lesions (Figure 5). This observation permits us to treat absorbed dose as a
priming dose that allows to better toleration of higher and more challenging
doses.Increase in the number of cancer cells in an organism depends on the timing and the
dynamics of the critical number of mutations in a cell needed for its transformation
into a cancer cell. As demonstrated by us, this may be described by a pretty
complicated function (Equation 41). However, the increase in the
total number of tumor cells (Figure
5) when graphed resembles a sigmoidal shape of the Gompertz function. As
previously indicated by Dobrzyński et al,[28] the 3D growth of the tumor volume may generally be described by a sigmoidal
curve given by the nucleation and growth according to the Avrami-Mehl theory as
discussed in Dobrzyński et al.[28]Finally, we have discussed at length the problem of tumor growth. Description of this
process is inherently difficult. First, it essentially deals with the
phase-transition phenomenon, and the type of this transition is not clear.
Essentially, there is a transition from a disordered phase (represented by
individual cancer cells and their clusters) to an ordered one (the developed tumor)
which exhibits properties not directly connected to individual processes occurring
in its basic units (cells). If this is the case, one is dealing with an emergent
phenomenon, the self-organization, and the possible self-organized criticality.
However, even if the phase transition can be viewed as a continuous one (of second
order), it is difficult to specify its most important parameters: the order
parameter and its dimension, as well as the interaction range between cells and the
control parameter (usually temperature in a magnetic system or in, e.g., liquid–gas
transition). Depending on these parameters, one could specify the values of critical
exponents characterizing the transition. An important property of such critical
indices is their universality—they are not directly related to microscopic
interactions between the basic units of the system. However, when a mathematical
description is given, its experimental verification can be difficult. Today, a tumor
cannot be detected if its diameter is around 2 to 3 mm. This means that it is
already far beyond the phase-transition region where critical properties can be
observed. To illustrate the problem, phase transitions of the percolation type were
considered. Additionally, a simple application of the mean field theory shows that
nonanalytical behavior is to be expected if a phase transition takes place. We plan
to address these problems in a future publication.
Authors: Krzysztof W Fornalski; Łukasz Adamowski; Ludwik Dobrzyński; Rafał Jarmakiewicz; Aleksandra Powojska; Joanna Reszczyńska Journal: Radiat Environ Biophys Date: 2022-02-12 Impact factor: 2.017