| Literature DB >> 29506146 |
Pierre Ongolo-Zogo1,2, John N Lavis3,4, Goran Tomson5, Nelson K Sewankambo2.
Abstract
There is a scarcity of empirical data on the influence of initiatives supporting evidence-informed health system policy-making (EIHSP), such as the knowledge translation platforms (KTPs) operating in Africa. To assess whether and how two KTPs housed in government-affiliated institutions in Cameroon and Uganda have influenced: (1) health system policy-making processes and decisions aiming at supporting achievement of the health millennium development goals (MDGs); and (2) the general climate for EIHSP. We conducted an embedded comparative case study of four policy processes in which Evidence Informed Policy Network (EVIPNet) Cameroon and Regional East African Community Health Policy Initiative (REACH-PI) Uganda were involved between 2009 and 2011. We combined a documentary review and semi structured interviews of 54 stakeholders. A framework-guided thematic analysis, inspired by scholarship in health policy analysis and knowledge utilization was used. EVIPNet Cameroon and REACH-PI Uganda have had direct influence on health system policy decisions. The coproduction of evidence briefs combined with tacit knowledge gathered during inclusive evidence-informed stakeholder dialogues helped to reframe health system problems, unveil sources of conflicts, open grounds for consensus and align viable and affordable options for achieving the health MDGs thus leading to decisions. New policy issue networks have emerged. The KTPs indirectly influenced health policy processes by changing how interests interact with one another and by introducing safe-harbour deliberations and intersected with contextual ideational factors by improving access to policy-relevant evidence. KTPs were perceived as change agents with positive impact on the understanding, acceptance and adoption of EIHSP because of their complementary work in relation to capacity building, rapid evidence syntheses and clearinghouse of policy-relevant evidence. This embedded case study illustrates how two KTPs influenced policy decisions through pathways involving policy issue networks, interest groups interaction and evidence-supported ideas and how they influenced the general climate for EIHSP.Entities:
Mesh:
Year: 2018 PMID: 29506146 PMCID: PMC5894086 DOI: 10.1093/heapol/czx194
Source DB: PubMed Journal: Health Policy Plan ISSN: 0268-1080 Impact factor: 3.344
Figure 1.Logical framework for KTP influence
Panel 1: Cases description
| Title | Prevailing contextual factors | Why and how the KTP get involved | Events during and after dialogues |
|---|---|---|---|
Anti corruption commission National programme for governance Ministries in charge of public health, territorial administration and decentralization Growth and employment strategic paper embodying principles and requirements for good governance to achieve MDGs Constitution inscribing decentralization of public health role to municipal authorities Cameroon branch of Transparency International Association of municipalities Bureaucrats in charge of health, territorial administration and finance Mayors expected to gain prestige as chairs of the management boards of the district hospitals German cooperation (GIZ) World Bank EVIPNet Cameroon Good governance Health system strengthening Local social control Negative impacts of poor governance and petty corruption on district performance World Bank Doing Business World Bank report on petty corruption in public services Transparency International Corruption Index Health MDGs African Union peer review mechanism | Mid-term evaluation of the 2001-2015 health sector strategy identified poor governance as a leading cause of poor performance towards the achievement of health MDGs The “Doing Business” reports from the World Bank and the “corruption perception index” reports from Transparency International shed light on poor governance indicators The priority setting exercise of the Alliance for Health Policy and Systems Research grant N°ID49 (AHPSR ID49) to support in-country evidence policy initiatives ( | The Government and the World Bank included governance indicators pertaining to the operations of district management boards and community satisfaction during the experimentation of the performance based financing programme in selected districts Seminars were organized to strengthen leadership and management skills amongst district management teams. The German technical cooperation (GIZ) embarked during the period 2011-2013 on a nationwide project to revamp community-based dialogue structures (e.g., local health area committees, district hospital management boards) A nationwide campaign against petty corruption in health facilities was jointly launched in 2012-2013 by the ministry of public health and the national anti corruption commission Consultations engaged in 2013 to revise the framework laws orienting the health sector and hospital management and the regulatory framework for the operations of district and district hospital boards were still pending in December 2016 | |
Roll Back Malaria Committee Malaria control programme Malaria treatment guideline committee Ministry of public health Health sector strategic paper aligning its objectives to health MDGs and fostering community participation Malaria control programme as a learning organization valuing evidence based decision-making since 2002 Cameroon Coalition Against Malaria including Parliamentarians network and Cameroon Media Against Malaria Union of private pharmacists Traditional healers Private not-for-profit healthcare organizations Health bureaucrats UN agencies French cooperation (AFD) EVIPNet Cameroon University Yaoundé 1 Institute for Statistics Equity and universal access to health Community participation Effective interventions Implementation strategies MDG Countdown report Health MDGs Abuja Declaration of the African Union on Malaria | The program manager was involved in the first EVIPNet workshop in Addis Ababa (February 2008) to build capacity for writing evidence briefs and organizing stakeholder dialogues on scaling up access to artemisinin-based combination therapy (ACT) to treat uncomplicated malaria The inception priority setting exercise of the AHPSR ID49 grant top-ranked scaling up of malaria control interventions | A coalition of CSOs and NGOs was granted resources by the Global Fund to fight AIDS, Malaria and Tuberculosis for “scaling up malaria control for impact in Cameroon” set to promote universal access to proven effective anti-malarial interventions along with further involvement of community based associations (CBAs) to enhance performance and social accountability Preexisting policy network gained prominence with a research-to-policy platform. Control strategies were adapted to varied epidemiological profiles nationwide and funds mobilized to rollout the periodic chemoprophylaxis for children under 5-year of age in the northern regions with related guideline developed during the last quarter of 2014 and the interventions launched in 2016 Poor quality of surveillance data signaled during dialogues were addressed in the 2010-2014 strategic plan to fight against malaria with remarkable allocation of resources for monitoring and evaluation and operational research (Ongolo-Zogo 2015) Knowledge gaps underscored by the evidence briefs inspired new research on the quality of anti-malarial medicines, the role of drug shops and the actual use of rapid diagnostic tests (Mbacham 2014) | |
Health policy unit Health Policy Advisory Committee Ministries in charge of health and public services Health and social services committee of the Parliament Cabinet National development plans and health sector strategic paper emphasizing principles and requirements for good governance and evidence-based decision-making and participatory processes Regulations and rules of health professional training and licensing Norms and standards of practices Recruitment policies in civil services Uganda medical association Uganda nurses and midwives council Uganda national health consumers organization Private not-for-profit healthcare organizations Traditional birth attendants Bureaucrats in charge of health Parliamentarians health and social services committee UN agencies International NGOs REACH-PI Uganda Makerere University Quality and safety of care Equity and universal access to health Safer motherhood Feasibility and effectiveness of task shifting High unemployment rates of trained health professionals Lack of motivation because of low salaries MDG Countdown report Health workforce shortage Health MDGs Regional commitment to curb workforce shortage CARMMA: Campaign to accelerate the reduction of maternal mortality in Africa | The surge of the HIV-AIDS epidemics prompted a global push for task shifting from specialized and overworked health professionals to lower cadres so as to mitigate the unintended consequences of the shrinking specialized workforce caring for people living with HIV/AIDS Evaluation and research studies demonstrating the ability of community health workers to run preventive activities such as voluntary counseling and testing for HIV, several donors and nongovernmental organizations pushed for international meetings, including one in Uganda in 2008, convened by the African Regional Office of the World Health Organization to brainstorm on how to support countries moving towards national policies on task shifting Echoing this global and regional push, the priority setting meeting in Uganda at the inception of the SURE 222881 top-ranked task shifting for maternal and child health | Conflicting positions arose on the framing of task shifting and means for conducive working conditions and appropriate roles of health workers to improve maternal and child health Health professional bodies were opposed to a written policy on task shifting when hundreds of well trained professionals were unemployed and poorly remunerated The reframed issue was tabled to the senior management in the ministry of health. The decision was made to maintain the status quo i.e. no written policy on task shifting despite the endorsement of the regional call for regulations by the Government Parliamentarians took note of the magnitude of the workforce shortage particularly in rural areas and the underlying factors Some participants argued that a formal regulation on task shifting will legitimate poor quality of care and expose women and children to unsafe care Some suspected the Government was trying to evade responsibility of not staffing appropriately state-owned facilities Two research projects triggered on aspects of task shifting (e.g.; delegation of some surgical tasks such as C-sections to medical officers in district hospitals; strategies for integrated community case management of childhood illnesses by village health teams) Private not-for profit healthcare organizations and international NGOs have continued to practice task shifting as evidenced in a scoping study that confirmed the enduring conflicts regarding a written policy on task shifting (Baine 2014) | |
Health policy unit Health Policy Advisory Committee Ministries in charge of health and public services Health and social services committee in Parliament Cabinet National development plans and health sector strategic paper emphasizing principles and requirements for good governance and evidence-based decision-making and participatory processes Regulations and rules of health professional training and licensing Norms and standards of practices Recruitment policies in civil services Uganda medical association Uganda nurses and midwives council Uganda national health consumers organization (UNHCO) Private not-for-profit healthcare organizations Traditional birth attendants Bureaucrats in health, education and public services Association of women members of Parliament UN agencies World Bank REACH-PI Uganda Makerere University Mbarara University Quality and safety of care Equity and universal access to health Safer motherhood Rights-based approach pushed by UNHCO Feasibility and effectiveness of task shifting High unemployment rates amongst trained health professionals Lack of motivation because of low salaries MDG Countdown report Health workforce shortage Health MDGs Regional commitment to curb workforce shortage African Union campaign to accelerate the reduction of maternal mortality in Africa (CARMMA) adopted in 2007 | This issue was raised during the consultations to identify priority health system bottlenecks related to achieving health MDGs as part of the year-2 planning of the SURE 222881 grant for several reasons: Slow progress in the implementation of the « roadmap » of the African Union CARMMA Reports exhibiting slow progress towards targets for MDGs Reports underscoring the failure of strategies such as training programs for traditional birth attendants and the inability to provide the essential services in all health centres II “Renewed promise” initiative spearheaded by overseas development agencies to maintain a high profile for skilled birth attendance, Advocacy campaigns and petition to save Ugandan mothers by the UNHCO ( | Deliberations converged towards creating attractive working environments as a matter of urgency for nurses, midwifes, clinical and medical officers in health centres IV conceived of as referral centres yet not functioning adequately instead of health centres II The ministry of health requested for additional research evidence to back up the relevance of the provision of intrapartum care at health centres II The issue became ‘viral’ as the association of women members of Parliament and the UNHCO took ownership Memos to increase the budget allocation for district health services were tabled by the health and social services committee in Parliament and the UNHCO furthered its advocacy campaign at the district level Decisions to recruit personnel with targeted incentive schemes to retain nurses and midwives in rural health centres starting from health centres IV Concerns raised with the staffing norms at the district level and the nursing and midwifery education. The latter particularly resonated with the then priorities of UNFPA and WHO to boost nursing and midwifery education in order to scale up universal access to emergency obstetrical care The investments for servicing of health centres IV were top-ranked by donors coordinating mechanisms as exhibited by the health sector strategic investment plan By the end of 2014, several internationally funded research projects led by Ugandan researchers and their international peers on skilled birth attendance and servicing of health centres in Uganda were completed or ongoing (Sewankambo 2015) | |
Characteristics of the stakeholders interviewed
| Stakeholder self-identified categories | Cameroon | Uganda |
|---|---|---|
| Government officials | 6 | 11 |
| Health care providers | 5 | 5 |
| Representatives of civil society organizations | 3 | 5 |
| Representatives of external donors | 3 | 4 |
| Media | 2 | 2 |
| Researchers | 7 | 9 |
Several interviewees self identified in more than one category.
Influence of KTP activities
| Cameroon | Uganda | |||
|---|---|---|---|---|
| Improving governance for health district development | Scaling up malaria control interventions | Task shifting to optimize the roles of health workers | Improving access to skilled birth attendance | |
| Direct influence of evidence briefs and stakeholder dialogues on decisions related to policy and research | ||||
| Decisions | Status quo on revising the legal and regulatory framework for decentralization of public health authority to mayors GIZ and MoH funded a nationwide training sessions for members of health district management boards MoH and the World Bank included governance indicators in the performance based financing project Anti Corruption Commission committed more resources to fight petty corruption | New treatment guidelines developed and implementation of a seasonal chemoprevention in northern regions Instrumental use of the evidence briefs and the tacit knowledge gathered from deliberations to prepare the successful grant application to Global Fund ATM | Status quo on a written policy on task shifting, due to the opposition of health professional and civil society groups during the stakeholder dialogues Further research requested on surgery by medical officers and integrated community case management | Government recruited nurses and midwifes Overseas Development agencies mobilized resources for rehabilitating and servicing of health centres III and IV Training schools revised primary healthcare curriculum approaches Further research requested on the servicing of health centres III and IV |
| Influence of KTPs activities over time through intersections with contextual factors | ||||
| Institutions | ||||
| Structures | N/A | New consortium of NGOs and CBAs in the health sector seating at Global Fund country coordination mechanism | The health and social services committee in the Parliament gained more prominence with female members of Parliament becoming more vocal and referring to research evidence | |
| Legacies | Mayors and dialogue structures gained prominence in district boards Guidance for operating district management teams and boards | Safe-harbor inclusive stakeholder deliberations became common process | The health policy analysis unit and the health policy advisory committee changed their understanding of EIHSP and increased their utilization of the rapid response unit | |
| Policy issue networks | N/A | Cameroon Coalition Against Malaria expanded membership to community-based associations, media professionals and parliamentarians for health issues | The Uganda National Health Consumers Organization rallied local political and health authorities to further advocate for more decent working conditions and the recruitment of nurses and midwives for servicing health districts especially health centres III and IV | |
| Interests | ||||
Conflict between health bureaucrats and municipal authorities relating to health district management and fight against petty corruption resolved | Researchers gained visibility and incentives for evidence synthesis Prevailing interests were clarified | The medical association and the nurses and midwives council gained more voice and legitimacy Researchers gained visibility and incentives for evidence synthesis | ||
| Ideas | ||||
| Values | Fairness and transparency during consultations and equity gained prominence amongst health stakeholders Understanding of good governance and community participation within the framework of decentralization enhanced | Norms and regulations of health education, healthcare safety and quality, unacceptable unemployment of trainees and low salaries and, the right-based approach to safe motherhood reinforced | ||
| Research evidence | Enhanced understanding and improved access to policy-relevant evidence on equity Greater value of systematic reviews in relation to health MDGs and contextual factors Evidence gaps identified in relation to costing of implementation strategies | |||