Anil Kumar1, Michael D Sevilla1. 1. Department of Chemistry, Oakland University , Rochester, Michigan 48309, United States.
Abstract
Conventionally, the singly occupied molecular orbital (SOMO) of a radical species is considered to be the highest occupied molecular orbital (HOMO), but this is not the case always. In this study, we considered a number of radicals from smallest diatomic anion radicals such as superoxide anion radical to one-electron oxidized DNA related base radicals that show the SOMO is energetically lower than one or more doubly occupied molecular orbitals (MOs) (SOMO-HOMO level inversion). The electronic configurations are calculated employing the B3LYP/6-31++G** method, with the inclusion of aqueous phase via the integral equation formalism of the polarized continuum model solvation model. From the extensive study of the electronic configurations of radicals produced by one-electron oxidation or reduction of natural-DNA bases, bromine-, sulfur-, selenium-, and aza-substituted DNA bases, as well as 20 diatomic molecules, we highlight the following important findings: (i) SOMO-HOMO level inversion is a common phenomenon in radical species. (ii) The more localized spin density in σ-orbital on a single atom (carbon, nitrogen, oxygen, sulfur, or selenium), the greater the gap between HOMO and SOMO. (iii) In species with SOMO-HOMO level inversion, one-electron oxidation takes place from HOMO not from the SOMO, which produces a molecule in its triplet ground state. Oxidation of aqueous superoxide anion producing triplet molecular oxygen is one example of many. (iv) These results are for conventional radicals and in contrast with those reported for distonic radical anions in which SOMO-HOMO gaps are smaller for more localized radicals and the orbital inversions vanish in water. Our findings yield new insights into the properties of free radical systems.
Conventionally, the singly occupied molecular orbital (SOMO) of a radical species is considered to be the highest occupied molecular orbital (HOMO), but this is not the case always. In this study, we considered a number of radicals from smallest diatomic anion radicals such as superoxide anion radical to one-electron oxidized DNA related base radicals that show the SOMO is energetically lower than one or more doubly occupied molecular orbitals (MOs) (SOMO-HOMO level inversion). The electronic configurations are calculated employing the B3LYP/6-31++G** method, with the inclusion of aqueous phase via the integral equation formalism of the polarized continuum model solvation model. From the extensive study of the electronic configurations of radicals produced by one-electron oxidation or reduction of natural-DNA bases, bromine-, sulfur-, selenium-, and aza-substituted DNA bases, as well as 20 diatomic molecules, we highlight the following important findings: (i) SOMO-HOMO level inversion is a common phenomenon in radical species. (ii) The more localized spin density in σ-orbital on a single atom (carbon, nitrogen, oxygen, sulfur, or selenium), the greater the gap between HOMO and SOMO. (iii) In species with SOMO-HOMO level inversion, one-electron oxidation takes place from HOMO not from the SOMO, which produces a molecule in its triplet ground state. Oxidation of aqueous superoxide anion producing triplet molecular oxygen is one example of many. (iv) These results are for conventional radicals and in contrast with those reported for distonic radical anions in which SOMO-HOMO gaps are smaller for more localized radicals and the orbital inversions vanish in water. Our findings yield new insights into the properties of free radical systems.
Normally, the electronic
configuration of an atom or molecule conforms
to the aufbau principle, which states that “a maximum of two
electrons are put into orbitals in the order of increasing orbital
energy: the lowest-energy orbitals are filled before electrons are
placed in higher-energy orbitals”. Accordingly, in the case
of free radicals (odd electron systems), the singly occupied molecular
orbital (SOMO) should be the highest occupied molecular orbital (HOMO).[1] In recent years, several studies pointed out
the violation of the aufbau principle for distonic radicals in which
SOMO is found to be energetically lower in energy than the doubly
occupied HOMO.[2−13] Recently, Coote and co-workers[11−13] extensively used ab
initio multiconfigurational self-consistent field (MCSCF) and density
functional theory (DFT) methods to show the pH-induced SOMO–HOMO
level switching in several distonic radical anions and they, also,
proposed the SOMO–HOMO energy level inversion in deprotonated
DNA/RNA base radicals, although these orbital inversions were found
to largely vanish in water.[11,12] In our work, SOMO–HOMO
energy level switching induced by inter base proton transfer in canonical
DNA base pairs was found to be predicted by ab initio approaches including
various DFT methods, ab initio complete active space self-consistent
field (CASSCF), and MP2.[14] Earlier studies
have thus focused on SOMO–HOMO level inversion in distonic
radicals or radicals with multiple ring systems. In this work, we
show that single-ring DNA base radicals formed by one-electron oxidation
and even small diatomic anion radicals formed by one-electron reduction
often show SOMO–HOMO inversion, which is not significantly
affected by solvation.One-electron oxidized DNA base radicals
have been studied in many
electron paramagnetic resonance (EPR) and pulse radiolysis experiments
often aided by theory which were mainly limited to the identification
of the radical and its nature (σ- or π-type).[11,14−19] The nature of the electronic configurations of these radical species
was not reported. Because it is well known that molecular orbitals
(MOs) of one-electron oxidized molecule may rearrange from that of
the parent, we have investigated the electronic configurations of
a variety of one-electron oxidized DNA base analogues and their deprotonated
neutral radicals, as well as bromine-, sulfur-, selenium, and aza-substituted
DNA bases and found many that show SOMO–HOMO level inversion
on radical formation. For any neutral molecule, removal of an electron
(one-electron oxidation) from the HOMO splits the HOMO of the neutral
molecule into β-lowest unoccupied molecular orbital (LUMO) and
α-SOMO in the one-electron oxidized species with the α-SOMO
normally the highest occupied MO. However, in this work, we show that
in many small one-electron oxidized radical systems, the α-SOMO
lies buried in the filled orbitals by one to three levels, see Scheme . This inversion
and burial beneath doubly filled orbitals has important implications
for the redox chemistry of these radicals; for example, one-electron
oxidation of these radicals leads to species in their triplet states.
This study also serves as a warning about the blind use of molecular
modeling software that plot the highest occupied molecular orbital
of a radical as the SOMO.
Scheme 1
Schematic Diagram Showing the Electronic
Configuration (α-
and β-MOs) of a Neutral Parent Molecule and Its One-Electron
Oxidized Radical
In the neutral molecule, each
MO is doubly occupied; however, on one-electron oxidation (removal
of an electron), α- and β-MOs rearranged independently.
For all of the molecules described in this work, removal of an electron
from HOMO of a neutral molecule splits HOMO of neutral molecule into
β-LUMO and α-SOMO, with the SOMO buried in the filled
orbitals by one to three levels. Note, as expected, the SOMO and the
β-LUMO have near identical wave functions. HOMO = highest occupied
molecular orbital; LUMO = lowest unoccupied molecular orbital; and
SOMO = singly occupied molecular orbital. Blue and red arrows represent
α and β spin of an electron, respectively.
Schematic Diagram Showing the Electronic
Configuration (α-
and β-MOs) of a Neutral Parent Molecule and Its One-Electron
Oxidized Radical
In the neutral molecule, each
MO is doubly occupied; however, on one-electron oxidation (removal
of an electron), α- and β-MOs rearranged independently.
For all of the molecules described in this work, removal of an electron
from HOMO of a neutral molecule splits HOMO of neutral molecule into
β-LUMO and α-SOMO, with the SOMO buried in the filled
orbitals by one to three levels. Note, as expected, the SOMO and the
β-LUMO have near identical wave functions. HOMO = highest occupied
molecular orbital; LUMO = lowest unoccupied molecular orbital; and
SOMO = singly occupied molecular orbital. Blue and red arrows represent
α and β spin of an electron, respectively.We further note that one-electron reduction of small molecules
such as diatomics in their triplet ground states is found to lead
to SOMO–HOMO inversion in the resultant anion radical. For
example, the aqueous superoxide anion radical, which results from
one-electron reduction of triplet molecular oxygen, is found to have
the SOMO below the HOMO. In this work, we elucidate conditions that
favor such inversions of SOMO and HOMO.
Methods of Calculation
The ground-state geometries of all one-electron oxidized/reduced
molecules and their deprotonated radicals considered in this study
were fully optimized using the B3LYP density functional method and
6-31++G** basis set. Further, the full account of the aqueous phase
was considered via the integral equation formalism of the polarized
continuum model (PCM) of Tomasi et al.[20] The complete methodology herein is designated as B3LYP-PCM/6-31++G**.
The molecular orbitals and spin density of radicals were plotted using
the IQmol molecular modeling software.[21] In earlier studies,[11−14] several different DFT (B3LYP, wb97x, and M06-2x) methods were used
to study the SOMO–HOMO level inversion in distonic radicals
and in A–T and G–C base pairs and compared with those
calculated using the ab initio MP2, MCSCF, and CASSCF methods. From
the comparison between DFT and ab initio calculations, it was found
that the electronic configurations calculated by DFT were well supported
by the ab initio calculations. Thus, to save substantial computational
time, we used the B3LYP method in this present study. In addition,
we also used ωb97xd and M06-2x functionals and the ab initio
Hartree–Fock (HF) method for cytosine radicals to check the
reliability of the B3LYP method. The spin contamination calculated
by the B3LYP method for all radicals lies in the range 0.7524–0.7767. Figures S1–S5 and Tables S1–S5 are
presented in the Supporting Information. Open-shell singlets (OSSs)
were calculated using the guess = (mix, always) option in Gaussian
09. All of the calculations were carried out using the Gaussian 09
suite of programs.[22]
Results and Discussion
Superoxide
(O2•–)
One-electron reduction
of molecular oxygen (O2) produces
doublet superoxide anion radical (O2•–), which is perhaps the most important and ubiquitous reactive oxygen
species in the cell.[23] The ground state
of O2 is a triplet state having two unpaired electron,
with each spin residing in a separate degenerate π*-antibonding
molecular orbital with MO configuration π*1π*1. On one-electron reduction, O2 becomes O2•–, which is a doublet paramagnetic species with
degenerate configurations π*2π*1 or π*1π*2. These degenerate configurations are lifted by hydrogen-bonding
interactions. Because both O2 and O2•– are paramagnetic, they have been studied in aqueous systems using
electron paramagnetic resonance (EPR).[24,25] Using infrared
spectroscopy and ab initio theory, Weber et al. proposed that four
water molecules form the first hydration layer around O2•–.[26,27] In this present study,
we fully optimized the structure of O2•– in the presence of four water molecules using the B3LYP-PCM/6-31++G**
method. The optimized structure shown in the Supporting Information
(Figure S1) has the waterhydrogen bonding
along the y axis, thus stabilizing the π*1π*2 configuration. The electronic configuration of O2•– in the presence of four waters
is shown in Figures a and S1 in the Supporting Information.
The electronic configuration of O2•– 4H2O shows that SOMO lies below the doubly occupied HOMO
(Figure ). The SOMO–HOMO
inversion in O2•– was previously
indicated in other theoretical works but not discussed.[28,29] The spin density distribution plot of O2•– 4H2O shows that spin is equal on each oxygen with the
MO π* in nature, see Figure . Using EPR, Sevilla et al.[25] measured the O-17 hyperfine coupling constants (HFCCs) of O2•–. The experimental isotropic couplings
in Gauss (G) for O2•– were found
to be −21 G for each oxygen, and the total of isotropic and
anisotropic coupling on each oxygen of O2•– was reported to be: A = −77.3
G, A = 0 G, and A = 15 G.[25] The B3LYP-PCM/6-31++G**-calculated
isotropic HFCCs on each oxygen of O2•– is −18.8 G, and the total couplings (isotropic + anisotropic)
on each oxygen of O2•– is A = −74.2 G, A = 8.3 G, and A = 9.5 G. Earlier, Raiti
and Sevilla used B3LYP and small basis set (6-31G) to calculate the
HFCCs of O2•–, which are found
to be in closer agreement with the experimental values and maximum
deviation of only 2.2% from the experiment.[30] These couplings fully confirm a π*1 type radical with the spin density equally distributed
between the oxygens with an anisotropic structure expected for the
π*1 π*2 configuration.
Figure 1
B3LYP-PCM/6-31++G**-based
electronic configuration of (a) O2•– and (b) O2 in the presence
of four water molecules (see Figure ).
Figure 2
B3LYP-PCM/6-31++G**-calculated
spin density distribution and electronic
configuration (α and β MOs) of O2•– 4H2O and O2 4H2O (triplet state).
MO energies in parentheses are given in electronvolt (eV). For clarity,
waters are not shown, complete plots including waters are shown in
the Supporting Information. aOnly MOs on O2 are shown, see the Supporting Information for details.
B3LYP-PCM/6-31++G**-based
electronic configuration of (a) O2•– and (b) O2 in the presence
of four water molecules (see Figure ).B3LYP-PCM/6-31++G**-calculated
spin density distribution and electronic
configuration (α and β MOs) of O2•– 4H2O and O2 4H2O (triplet state).
MO energies in parentheses are given in electronvolt (eV). For clarity,
waters are not shown, complete plots including waters are shown in
the Supporting Information. aOnly MOs on O2 are shown, see the Supporting Information for details.From the electronic configuration of O2•– 4H2O shown in Figure a, it is clear that one-electron oxidation of O2•– 4H2O should occur from
the HOMO, which then results in the triplet ground state found for
O2. In this context, we consider the optimized structure
of O2•– 4H2O as the
starting structure for molecular oxygen in water [O2 4H2O] and fully optimize the structure of O2 4H2O in both triplet and singlet “ground” states.
As expected, we found that triplet of O2 4H2O is more stable than the closed-shell singlet by ca. 1.56 eV, as
calculated by B3LYP-PCM/6-31++G**. Experimentally, the triplet state
of O2 in the gas phase is found to be 1.64 eV more stable
than the 1∑g+ singlet state.[31] The electronic configuration of O2 4H2O in its triplet state is shown in Figure b, and its spin density and
MO plots are shown in Figure . In addition, we, also, considered 19 other diatomics (B2, Al2, Si2, S2, NH, PH, CH–, OH+, SiH–, SH+, BN, NF, PCl, NO–, NCl, AlN, PF, SO, and PO–), all of which have triplet ground states,[32,33] and calculated the electronic configurations of their corresponding
anions using the B3LYP/6-31++G** method. The B3LYP/6-31++G**-calculated
electronic configurations of these anions show SOMO–HOMO level
switching, see Table S4 in the Supporting
Information. Experimentally, the natural degeneracy in MO configurations
of these species is also lifted by solvent or matrix interactions.
However, DFT inherently provides only one of the degenerate states.
Thus, both O2•– (gas) and O2•– (PCM) give nondegenerate electronic
configurations showing SOMO–HOMO inversion identical to that
found for O2•– 4H2O
PCM (compare Figure S1a,b). We note that
the SOMO–HOMO gap for hydrated O2•– is 0.8 versus 1.1 eV for O2•– in the gas phase or in a continuous dielectric (PCM). For O2•– 4H2O PCM, hydrogen
bonding to the lone pairs of the HOMO apparently stabilizes the HOMO
relative to the SOMO. Another important species to radiation chemistry
in this group is the hydroxyl radical, OH•, for
which our calculations using the B3LYP-PCM/6-31++G** confirm the SOMO–HOMO
inversion (see Table S4).
1-Methylcytosine
The one-electron oxidation reaction
of 1-methylcytosine (1-metcyt) is shown in Figure . The EPR and pulse radiolysis experiments
show that one-electron oxidation of 1-metcyt initially produces π-type
cation radical (1-metcyt•+), which has pKa ca. 4 and has been found to deprotonate from
its NH2 group to produce aminyl radical (1-metcyt(-H)•), which is also a π-type radical.[15,17,34−37] The aminyl radical subsequently
tautomerizes to σ-type iminyl radical (1-metcytN•).[34,35] Reduction of 5-bromocytosine has been proposed
to lead to the formation of 1-metcytN• in a theoretical
study.[38] The 1-metcytN• (iminyl radical) has been found to be quite reactive and is able
to oxidize guanine in double-stranded DNA.[34,35,38,39] The B3LYP-PCM/6-31++G**-calculated
electronic configurations of the parent 1-metcyt (neutral) and one-electron
oxidized species, 1-metcyt•+, 1-metcyt(-H)• (aminyl radical), and 1-metcytN• (iminyl radical),
are shown in Figure (see Figure S2 in the Supporting Information).
From the electronic configurations of 1-metcyt and 1-metcyt•+, it is evident that the HOMO of neutral 1-metcyt on one-electron
oxidation splits into β-LUMO and α-SOMO, as these three
MOs (HOMO, β-LUMO, and α-SOMO) have similar shape (see Figure ), but the α-SOMO
is buried one level below the HOMO of 1-metcyt•+, resulting in SOMO–HOMO level inversion as proposed in Scheme . From the electronic
configuration of 1-metcyt(-H)•, we see that α-SOMO
lies below the HOMO, and in 1-metcytN•, the nitrogen-centered
σ-type α-SOMO also lies below the HOMO of 1-metcytN•, see Figure . We also note that the shapes of β-LUMO of 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• match with the α-SOMO and the corresponding
spin density plots shown in Figure . The electronic configurations of 1-metcytosine and
its one-electron oxidized radicals calculated using the HF-PCM/6-31++G**
also show the SOMO–HOMO level inversion (see Figure S3a in the Supporting Information), as predicted by
the B3LYP-PCM/6-31++G** method. The LUMOs in HF-PCM/6-31++G** are
very diffused owing to mixing with the continuum; to avoid this problem,
we employed the HF-PCM/6-31G** method and plotted these electronic
configurations in Figure S3b in the Supporting
Information.
Figure 3
Radicals formed after one-electron oxidation of 1-methylcytosine.
Each radical has been experimentally observed by ESR (ref (34)).
Figure 4
B3LYP-PCM/6-31++G**-calculated spin density distribution and electronic
configuration (α and β MOs) of 1-metcyt (neutral), 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN•. MO energies are given in eV. H = HOMO, L = LUMO,
and S = SOMO.
Radicals formed after one-electron oxidation of 1-methylcytosine.
Each radical has been experimentally observed by ESR (ref (34)).B3LYP-PCM/6-31++G**-calculated spin density distribution and electronic
configuration (α and β MOs) of 1-metcyt (neutral), 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN•. MO energies are given in eV. H = HOMO, L = LUMO,
and S = SOMO.We also calculate the
electronic configuration of 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• using ωb97xd-PCM/6-31++G**
and M06-2x-PCM/6-31++G**
methods. These results are presented in Table S1 in the Supporting Information. Further, we also calculate
the electronic configuration of 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• in the SMD solvation
model as well as in the gas phase employing the B3LYP, ωb97xd,
and M06-2x methods. The results are presented in Tables S2 and S3 in the Supporting Information. From Tables S1 to S3, we find that all of the levels
of theory predict the SOMO–HOMO inversion in 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• and environment (whether aqueous or gas phase) has no effect on
the orbital ordering and the magnitude of the HOMO–SOMO gap
is nearly the same. This clearly indicates that the SOMO–HOMO
inversion is a property of the molecules themselves and not of their
environment or method of calculation.The electronic configuration
of 1-metcyt•+, 1-metcyt(-H)•,
and 1-metcytN• shown in Figure , on further one-electron
oxidation (ionization), leads to electron removal from the HOMO not
from the SOMO. Thus, the ground state triplets rather than singlet
states are formed, see Scheme . To test this hypothesis, we calculate the adiabatic ionization
potentials (IPadia) of 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• forming the ionized
products in their triplet or singlet states. We find that the ionization
potential of each radical to form the triplet state is lower than
the ionization potential value to form the closed shell singlet state.
The calculated adiabatic ionization potential of doublet state 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• to triplet states is 7.95, 6.68, and 6.10 eV, respectively,
whereas the corresponding adiabatic ionization potential to close
shell singlet states is 8.55, 7.32, and 7.74 eV, respectively. These
results are presented in Figure .
Scheme 2
One-Electron Oxidation of a HOMO–SOMO Inverted Radical
in
Doublet State Produces a Stable Triplet Diradical That Is Lower in
Energy Than the Singlet State
See Figure .
Figure 5
B3LYP-PCM/6-31++G**-calculated adiabatic ionization potentials
(IPadia) of 1-metcyt•+, aminyl radical
(1-metcyt(-H)•), and iminyl radical (1-metcytN•) in their closed-shell singlet and open-shell triplet
states in eV. Triplets lie lower than singlet in every case because
electron loss is from the HOMO not the SOMO, see Scheme .
B3LYP-PCM/6-31++G**-calculated adiabatic ionization potentials
(IPadia) of 1-metcyt•+, aminyl radical
(1-metcyt(-H)•), and iminyl radical (1-metcytN•) in their closed-shell singlet and open-shell triplet
states in eV. Triplets lie lower than singlet in every case because
electron loss is from the HOMO not the SOMO, see Scheme .
One-Electron Oxidation of a HOMO–SOMO Inverted Radical
in
Doublet State Produces a Stable Triplet Diradical That Is Lower in
Energy Than the Singlet State
See Figure .The
ωb97xd-PCM/6-31++G** and (M06-2x-PCM/6-31++G**) calculated
adiabatic ionization potentials of 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• to triplet states
are 7.96 eV (8.12 eV), 6.68 eV (6.79 eV), and 6.14 eV (6.21 eV), respectively,
and the corresponding adiabatic ionization potential to singlet states
are 8.75 eV (8.81 eV), 7.53 eV (7.56 eV), and 7.79 eV (NA), respectively.
We note that all of the methods give similar values for ionization
potentials, all showing the triplets are favored over the singlets.
The geometry optimization of one-electron ionized1-metcytN• in the singlet state using M06-2x is not available, as it forms
a seven-ring system in which N is bonded to the C5 atom of the cytosine.We have also optimized the geometries of one-electron oxidized
1-metcyt•+, 1-metcyt(-H)•, and
1-metcytN• using the B3LYP, ωb97xd, and M06-2x
methods in their open-shell singlet (OSS) states to check whether
OSS states remain higher in energy than their corresponding triplet
states. Our calculations show that OSS diradicals of one-electron
oxidized 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• are still higher in energy than
their corresponding triplet states; however, S2 for OSS
diradicals are near 1 not 0 as expected for a singlet state (see Table S5 in the Supporting Information). For
these OSS states, we find the IPs are 8.24, 6.90, and 6.71 eV (B3LYP),
which are all still above the triplet IPs, which were 7.95, 6.68,
and 6.10 eV, respectively.In Figure , we
plot the SOMO and HOMO energies calculated by the B3LYP-PCM/6-31++G**
method versus the degree of localization of the spin. The HOMO is
taken as the average energy of α and β HOMOs. Our calculations
show that the SOMO–HOMO level energy gaps in 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• are 0.36, 0.8, and 1.3 eV, respectively. The inspection of the spin
density in each of 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• shows that in 1-metcyt•+, the largest spin density (0.7) is localized on the
C5 atom, in 1-metcyt(-H)•, the largest spin density
(0.75) is localized on the N4 atom, and in 1-metcytN•, the N4 atom has the largest spin density (1.0), which is in p-type
orbital in the σ system, whereas in 1-metcyt•+ and 1-metcyt(-H)•, the spin is distributed in
the π-systems mainly in a single atomic p-orbital, see Figures and 6. The extent of the spin localization in the SOMO and delocalization
in the HOMO we believe controls the SOMO–HOMO gap.
Figure 6
B3LYP-PCM/6-31++G**-calculated
SOMO and HOMO energies in 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• in eV. The highest
spin density localized on a single
atom in 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• are 0.7 on C5, 0.75 on N4, and
1.0 on N4, respectively. The energy gap between the SOMO and HOMO
increases with increasing the spin localization.
B3LYP-PCM/6-31++G**-calculated
SOMO and HOMO energies in 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• in eV. The highest
spin density localized on a single
atom in 1-metcyt•+, 1-metcyt(-H)•, and 1-metcytN• are 0.7 on C5, 0.75 on N4, and
1.0 on N4, respectively. The energy gap between the SOMO and HOMO
increases with increasing the spin localization.
2-Thiothymine and 2-Thiocytosine
Sulfur-substituted
pyrimidines are known photosensitive probes, for example, 2-thiothymine
is used for targeting selected sites in nucleic acids.[40] The γ-irradiated single crystal of 2-thiothymine
is studied by EPR at 77 K, which shows a sulfur-centered σ-radical
deprotonated from N3.[41,42] The electronic configurations
of 2-thiocytosine and 2-thiothymine radicals are shown in Figure S2 in the Supporting Information. These
radicals show localized spins and have SOMO–HOMO inversion
in which the SOMOs are buried 2–3 levels below the HOMOs, with
a substantial SOMO–HOMO gap. For example, following radicals
have significant SOMO–HOMO gaps as indicated: 2-thiocyt•+ (1.2 eV), 2-thiocyt(N–H)• (1.83 eV), 2-thiocyt• (1.5 eV), 2-thiothy•+ (2.42 eV), and 2-aminopyridineN• (1.6 eV), respectively. The spin densities in these radicals are
largely localized on a single sulfur or nitrogen atom, and they are
σ-type in nature, see Figure S2 in
the Supporting Information.
2-Selenothymine and Phenylselenyl
Selenium-substituted
compounds are found to play a key role in biology as antioxidants
and antiviral agents. Using the B3LYP-PCM/6-31++G** method, we also
calculate the MOs energy of phenylselenyl radical and 2-selenothyminecation radical (2-selenothymine•+) and plot their
spin densities and MOs as shown in Figure S4(a) in the Supporting Information. Like 2-thiothymine radicals, the
spin densities of phenylselenyl radical and 2-selenothymine•+ are also completely localized on the Se atom and it is σ-type
in nature. The σ-type SOMOs of phenylselenyl radical and 2-selenothymine•+ are located two and three levels below the doubly
occupied HOMOs, which are π in nature, and these radicals have
similar SOMO–HOMO gaps of ca. 1.85 eV. As a check, we also
employ the effective core potential (ECP LANL2DZ) for Se in phenylselenyl
radical as well as the relativistic correction via Douglas–Kroll–Hess
using 6-31++G** basis set for all other atoms. No significant difference
in orbital energies are found between the three methods. All of the
methods predict a SOMO–HOMO gap of ca. 1.7 eV, and have the
SOMO buried two levels below the HOMO (see Figures S4a,b in the Supporting Information).
8-Bromopurine
The Br-substituted DNA bases such as
8-bromoguanine, 8-bromoadenine, 5-bromocytosine, and 5-bromouracil
are important radiosensitizing agents. The radiosensitizing activity
of these molecules is due to their reactivity with the radiation-produced
electron, which dissociates the C–Br bond and produces a highly
reactive σ-type carbon-centered radical. The B3LYP-PCM/6-31++G**-calculated
electronic configurations of guanine-C8-yl•, adenine-C8-yl•, cytosine-C5-yl•, and uracil-C5-yl• are shown in Figures S2 and S5 in the Supporting Information. The MO ordering of these localized
radicals all show SOMO–HOMO level inversion.
6-Azapyrimidine
The radicals of 6-azacytosine, 6-azauracil,
and 6-azathymine are produced by Cl2– attack in basic 12 M LiCl glasses and investigated by ESR spectroscopy
at low temperatures by Sevilla and Swarts.[43] One-electron oxidation of these 6-aza compounds produces N1 deprotonated
neutral radicals. The spin density plots and electronic configurations
of these radicals are also presented in the Supporting Information, and these molecules also show the SOMO–HOMO
inversion.Thus, it is clear that many classes of radical systems
show the inversion of SOMO and HOMO. This is especially so for radicals
with localized spin densities. We find, for example, more delocalized
systems such as one-electron oxidation of uracil and thymine that
do not show SOMO–HOMO inversion, and in these molecules SOMO
is the highest MO.
Conclusions
This study and others
show that SOMO–HOMO level inversion
is a general phenomenon that occurs in radical systems from diatomics
such as superoxide (O2•–), to
small molecular systems (DNA radicals), to large distonic anion radicals[3−13] and DNA base-pair radicals.[14] Our calculations
show that among all of the natural DNA bases (adenine, guanine, thymine,
and cytosine), only one-electron oxidized cytosine showed SOMO–HOMO
level switching, see Figure S2 in the Supporting
Information. Our predicted SOMO–HOMO level switching in O2•– gets a strong support from the
fact that one-electron oxidation of O2•– produces O2 in triplet ground state. Our investigations
show that radical intermediates produced from bromine-, sulfur-, selenium-,
and aza-substituted DNA bases all form localized radicals that show
the SOMO–HOMO inversion. From the electronic configuration
of 1-metcyt•+, 1-metcyt(-H)•,
and 1-metcytN•, it is evident that further oxidation
will take place from the HOMO not from the SOMO and produce stabilized
triplet ground states, see Figures and 5. We find the extent of
spin density localization controls the SOMO–HOMO energy gap,
for example, the gap increases from 0.36 to 1.3 eV, as the spin localization
on a single atom increases from 0.7 to 1.0 in one-electron oxidized
1-methylcytosine (Figure ). For strongly localized σ-type radicals such as 2-thiothy•+, the gap is 2.42 eV, where the spin density is mainly
localized on the sulfur atom, see Figures S2 in the Supporting Information. Finally, from our extensive spin
density and α- and β-MO plots of different radicals, we
observe somewhat paradoxically that the β-LUMO is often a better
fit to the spin density than the α-SOMO, although they are all
similar in shape. Apparently, for deeply buried SOMOs, the wave function
tends to mix with nearby MOs.The depth of the SOMO–HOMO
inversion in newly formed SOMO
from that of the original doubly filled MO, see Scheme , increases with localization of the radical.
These results are fully in keeping with our previous work that has
shown that one electron addition to a radical’s SOMO raises
the resultant MO energy significantly more for a localized radical
than for a delocalized radical.[44]In summary, our results lead to the following general findings:
(i) SOMO–HOMO inversion is most common in radicals with localized
spin densities on carbon, nitrogen, oxygen, sulfur, selenium, and
likely other atoms. Further, the more localized the spin, the greater
the gap between HOMO and SOMO. (ii) For those molecules considered
in this work, molecules in ground triplet states, such as molecular
oxygen, on one electron reduction all produce radicals with SOMO–HOMO
level inversion. (iii) As a complementary property, one-electron oxidation
of radicals with SOMO–HOMO inversion is found to lead to a
molecule in its triplet state. (iv) The present results for conventional
radical species are in contrast with those previously reported for
distonic radical anions[11,12] in which SOMO–HOMO
gaps are smaller for more localized radicals and the orbital inversions
vanish in water.