Scott S Bolkan1, Joseph M Stujenske1, Sebastien Parnaudeau2, Timothy J Spellman3, Caroline Rauffenbart4,5,6, Atheir I Abbas4,7, Alexander Z Harris4,7, Joshua A Gordon4,7,8, Christoph Kellendonk4,5,6. 1. Columbia University, College of Physicians and Surgeons, New York, New York, USA. 2. Institut de Biologie Paris Seine, UM119, Neuroscience Paris Seine, CNRS UMR8246, INSERM U1130, Paris, France. 3. Research Institute, Weill Cornell Medical College, New York, New York, USA. 4. Department of Psychiatry, Columbia University, College of Physicians and Surgeons, New York, New York, USA. 5. Department of Pharmacology, Columbia University, College of Physicians and Surgeons, New York, New York, USA. 6. Division of Molecular Therapeutics, New York State Psychiatric Institute, New York, New York, USA. 7. Division of Integrative Neuroscience, New York State Psychiatric Institute, New York, New York, USA. 8. National Institute of Mental Health, Office of the Director, Bethesda, Maryland, USA.
Abstract
The mediodorsal thalamus (MD) shares reciprocal connectivity with the prefrontal cortex (PFC), and decreased MD-PFC connectivity is observed in schizophrenia patients. Patients also display cognitive deficits including impairments in working memory, but a mechanistic link between thalamo-prefrontal circuit function and working memory is missing. Using pathway-specific inhibition, we found directional interactions between mouse MD and medial PFC (mPFC), with MD-to-mPFC supporting working memory maintenance and mPFC-to-MD supporting subsequent choice. We further identify mPFC neurons that display elevated spiking during the delay, a feature that was absent on error trials and required MD inputs for sustained maintenance. Strikingly, delay-tuned neurons had minimal overlap with spatially tuned neurons, and each mPFC population exhibited mutually exclusive dependence on MD and hippocampal inputs. These findings indicate a role for MD in sustaining prefrontal activity during working memory maintenance. Consistent with this idea, we found that enhancing MD excitability was sufficient to enhance task performance.
The mediodorsal thalamus (MD) shares reciprocal connectivity with the prefrontal cortex (PFC), and decreased MD-PFC connectivity is observed in schizophreniapatients. Patients also display cognitive deficits including impairments in working memory, but a mechanistic link between thalamo-prefrontal circuit function and working memory is missing. Using pathway-specific inhibition, we found directional interactions between mouse MD and medial PFC (mPFC), with MD-to-mPFC supporting working memory maintenance and mPFC-to-MD supporting subsequent choice. We further identify mPFC neurons that display elevated spiking during the delay, a feature that was absent on error trials and required MD inputs for sustained maintenance. Strikingly, delay-tuned neurons had minimal overlap with spatially tuned neurons, and each mPFC population exhibited mutually exclusive dependence on MD and hippocampal inputs. These findings indicate a role for MD in sustaining prefrontal activity during working memory maintenance. Consistent with this idea, we found that enhancing MD excitability was sufficient to enhance task performance.
The prefrontal cortex (PFC) is a locus for higher-order cognition and
executive control across species[1].
In several mental disorders such as schizophrenia, PFC dysfunction is observed in
concert with a variety of cognitive impairments, including deficits in working
memory[2-4]. However, there is growing appreciation that
PFC function cannot be divorced from that of its densely interconnected thalamic
partners, such as the mediodorsal thalamus (MD)[5-7]. Indeed, not
only does the PFC share dense reciprocal connectivity with the MD[8], manipulations of MD function in animals
produce cognitive impairments reminiscent of PFC dysfunction[9-12]. Brain imaging studies have also shown MD dysfunction in
patients with schizophrenia[13,14], with increasing evidence for
decreased functional connectivity between the thalamus and PFC[15-17]. In spite of these findings, a circuit level understanding of
how thalamo-prefontal circuits engage in cognition is lacking. Such an understanding
will be essential to elucidating how circuit alterations contribute to cognitive
dysfunction in disorders such as schizophrenia.To address this issue we investigated thalamo-prefrontal interactions during
a spatial working memory task in which mice had to choose a spatial location that
differed from one they had sampled prior to a brief delay. Importantly, spatial
location varied in a pseudo-random trial-by-trial basis, thus requiring mice only to
maintain information relevant to the present trial. Using both pathway-specific
optogenetic inhibition experiments and directionality analyses of multi-site
recordings, we found that different task phases (sample, delay and choice) exhibited
distinct thalamo-prefrontal dependencies. While initial spatial sampling required no
functional interactions between MD and mPFC, spatial choice required a directional
interaction from mPFC to MD. In comparison, the delay phase required reciprocal
interactions across the two structures with inputs from MD to mPFC exerting a
stronger influence on behavior. Strikingly, and despite this clear behavioral
dependence, mPFC neurons showed no evidence for maintaining a spatial memory across
the delay, although mPFC spatial coding was readily detected during both the sample
and choice phases. However, a subset of mPFC neurons demonstrated elevated delay
phase spiking that indicated correct performance and was highly dependent on
functional MD inputs. In a direct comparison of spatially-tuned and delay-elevated
mPFC neurons we observed a double dissociation in their activity dependence on
ventral hippocampal (vHPC) and MD inputs. This effect was moreover specific to the
task phase in which each population was feature-selective in the task, suggesting a
circuit-specific role for MD inputs in sustaining prefrontal activity across working
memory delays. Consistent with this idea we found that temporally-restricted
enhancement of MD excitability during the delay is sufficient to improve working
memory performance.Combined, these findings demonstrate a functional dissociation of prefrontal
substrates for spatial encoding, maintenance and retrieval of working memory. We
conclude that while vHPC inputs to the mPFC support spatial encoding as previously
shown[18], MD inputs to the
mPFC support the maintenance of working memory by stabilizing task-relevant
prefrontal activity during the delay period, and that top-down signals from the mPFC
back to the MD guide successful memory retrieval and/or action execution.
RESULTS
Activity within topographical MD-mPFC connections is required for spatial
working memory
While the anatomy of MD-prefrontal circuitry is well described in
primates[19] and
rats[20,21], there have been comparatively fewer
anatomical studies in the mouse. We therefore first sought to extend this
literature by closely examining thalamo-prefrontal connectivity in the mouse.
Using viral-mediated synaptophysin-GFP expression to visualize MD terminals, we
observed that mouse MD makes extensive synaptic connections with multiple
prefrontal areas, with particularly dense terminations in the mPFC and
orbitofrontal cortex (OFC) (Fig. 1a,b).
Figure 1
Reciprocal MD-mPFC activity is required for spatial working memory
(a) Schema of viral delivery of AAV1-CBA-Synaptophysin-GFP for
visualization of MD-to-PFC synaptic contacts. (b) Top
left: Representative expression of synaptophysin-GFP in MD cell
bodies. Top Middle: Synaptophysin-GFP+ MD terminals in
PFC. Bottom/Right: Confocal images of
synaptophysin-GFP+ MD terminals in medial prefrontal (bottom; mPFC) and
dorsolateral orbitofrontal cortex (right; OFC). (c) Schema of a
single trial of the DNMS T-maze. “R” indicates reward locations.
(d) Schema of viral delivery of AAV5-hSyn-eArch3.0-eYFP to MD
and illumination of MD-to-mPFC (left) or MD-to-OFC
(right) terminals within single animals. (e)
Percent correct performance in the DNMS T-maze at 10s (left) or
60s (right) delays in eYFP (black trace) and
eArch-expressing (green trace) mice (eYFP n=13; eArch
n=12; 10s data: 2-tailed, rmANOVA light x group, p=0.67; 60s
data: 2-tailed, rmANOVA light x group, **p=0.003,
F(2,46)=6.73; 2-tailed, paired t-test eArch OFF vs. mPFC,
*p=0.02, t(11)= −2.74). (f)
Left: Schema of viral delivery of eArch-eYFP or eYFP to the
mPFC and illumination of mPFC-to-MD terminals. Middle:
Representative viral expression in mPFC cell bodies. Right:
mPFC terminals projecting to the MD (outlined in white and parceled by lateral,
central and medial subnuclei). (g) As in e but for
mice receiving mPFC-to-MD terminal illumination (eYFP n=13; eArch
n=14; 10s data: 2-tailed, rmANOVA light x group, p=0.35; 60s
data: 2-tailed, rmANOVA light x group, **p=0.002,
F(1,25)=12.1; 2-tailed, paired t-test eArch light ON vs. OFF,
**p=0.001, t(13)=4.19). Error bars depict SEM
throughout.
To identify the MD substructures that are anatomically associated with
these PFC regions in the mouse, we delivered the dual antereograde/retrograde
tracers fluoro-emerald and fluoro-ruby to either the OFC or mPFC (Supplementary Fig. 1a,b).
We found minimal overlap in both the terminal fields of PFC projections to the
MD and MD neurons with projections back to the medial and orbital walls of the
PFC (Supplementary Fig.
1c). That is, while mPFC neurons primarily projected to and received
input from the lateral and medial MD, OFC neurons predominately projected to and
received input from the central MD (Supplementary Fig. 1d). Although
our injections did not distinguish between dorsal and ventral aspects of mPFC,
we generally observed denser connectivity with lateral MD when dorsal mPFC was
densely labeled, and denser connectivity with medial MD when ventral mPFC was
densely labeled. As recently reported in the mosue[22], this reflects the presence of two
distinct and topographically organized MD-mPFC circuits. This topographic and
reciprocal MD-PFC organization is consistent with anatomical findings in
primates[19] and
rats[20,21].Previous findings suggested that mPFC is the prefrontal region most
relevant to spatial working memory on a delayed non-match to sample (DNMS)
“win-shift” T-maze in which mice have to choose a spatial
location that differs from the one they randomly sample prior to a delay
period[23,24] (Fig.
1c). We previously demonstrated that this task also relies on MD
activity[10]. We
therefore hypothesized that activity in MD-to-mPFC projections, but not
MD-to-OFC projections, would be required for task performance. To test this
hypothesis we optogenetically inhibited MD terminals alternately in either the
mPFC or OFC within the same animals (Fig.
1d). Both regions are sufficiently far apart such that light does not
spread from one region to another, an observation we independently confirm by
modeling the propagation of light in the mPFC according to our specific
optogenetic parameters (Supplementary Fig. 2a). Terminal inhibition was achieved by
delivering 532nm light (10mW) via flat-tipped optical fibers (200um, 0.22 NA) to
MD terminals expressing the membrane trafficking-enhanced variant of the proton
pump archaerhodopsin (eArch3.0; referred to as eArch hereafter), which we have
previously shown to be effective for inhibiting ventral hippocampal (vHPC)
inputs to the mPFC[18,25]. eYFP was used to control for potential
effects of light alone[26]. We
found a robust impairment of task performance when MD terminals were inhibited
within the mPFC for the duration of a trial (Fig.
1e). No effect was observed when MD terminals within OFC were
inhibited in an identical manner (Fig. 1e).
Interestingly, this effect was related to delay phase length, with terminal
inhibition only producing deficits under a more demanding long delay (60s). We
previously observed a similar delay-dependent deficit in spatial working memory
when inhibiting MD cell bodies[10]. The present results indicate that this finding is due to
the inhibition of MD neurons projecting to the mPFC but not those projecting to
the OFC.Given the dense reciprocal connectivity between the mPFC and the MD
(Supplementary Fig.
1d), we next asked whether mPFC projections to MD were also necessary
for working memory performance. We therefore virally expressed eArch or eYFP in
mPFC, and implanted optical fibers over mPFC terminals in the MD. Inhibiting the
mPFC-to-MD projection diminished task performance in a manner that depended on
delay phase length, similar to inhibition of the reciprocal MD-to-mPFC
projection (Fig. 1f,g). These results
demonstrate involvement of reciprocal MD-mPFC circuits in spatial working
memory, and raise the possibility that activity in these circuits could work in
concert to support task performance.
Different task phases require distinct functional interactions between mPFC
and MD
To understand the precise manner by which mPFC and MD connections engage
in working memory, we first performed temporally-limited optogenetic inhibition
of MD terminals in mPFC (MD-to-mPFC) and mPFC terminals in MD (mPFC-to-MD)
during specific phases of the task. In these experiments, we restricted the
delay phase length to the 60s condition, and terminal inhibition was limited
alternately to the sample, delay, or choice phase of the task (Fig. 2a). Inhibiting MD-to-mPFC during the sample or
choice phases did not significantly impact performance (Fig. 2b). In contrast, MD-to-mPFC inhibition during
the delay phase substantially diminished performance, an effect not seen with
optical illumination in the absence of eArch (Fig.
2b). This effect was also unrelated to the disparity between task
phase lengths, as limiting delay inhibition to 17s (equivalent to the average
sample phase duration) was also sufficient to impair behavioral performance
(Supplementary Fig.
3). Our sample sizes (phase-specific inhibition:
eArch=17; eYFP=11; 17s inhibition:
eArch=16; eYFP=12) were a priori sufficiently powered to detect
significant interactions based on our previously observed effect size when
inhibiting vHPC inputs to the mPFC during the sample phase[18]. However, given non-significant
tendencies for a decrease in performance when inhibiting MD inputs to the mPFC
(phase-specific inhibition: p=0.59,
β=0.91; 17s inhibition: p=0.21,
β=0.73), we cannot exclude the possibility for a Type II error
if the true effect size is smaller than predicted. Irrespective, these results
strongly indicate that activity in the MD-to-mPFC pathway is particularly
required during the delay phase, potentially supporting the maintenance of
working memory.
Figure 2
Discrete task phases depend on distinct MD-mPFC interactions
(a) Schema of terminal illumination restricted to the sample, delay
or choice phase of the DNMS T-maze. (b) Percent correct performance
in mice receiving MD-to-mPFC terminal illumination (eYFP, n=11,
black; eArch, n=17, green) during
the sample phase (rmANOVA light x group, p=0.59), the delay phase
(2-tailed rmANOVA light x group, *p=0.016, F(1,26)=6.7;
2-tailed, paired t-test eArch light OFF vs. ON Delay,
***p=0.0003, t(16)=4.57) or choice phase
(2-tailed rmANOVA light x group, p=0.51). (c) DNMS T-maze
performance for mice receiving mPFC-to-MD terminal illumination (eYFP,
n=13, black; eArch, n=14,
green) during the sample phase (2-tailed rmANOVA light x
group, p=0.94), delay phase (2-tailed rmANOVA light x group,
#p=0.073, F(1,25)=3.51) or choice phase (rmANOVA light x
group, *p=0.02, F(1,25)=6.62; 2-tailed, paired t-test
eArch light OFF vs. ON Choice, **p=0.002,
t(13)=3.85). Error bars depict SEM throughout.
To investigate whether mPFC-to-MD engagement in the task was symmetrical
to that of the MD-to-mPFC pathway, we performed temporally-limited inhibition of
this pathway during prescribed phases of the task. We found that, while sample
phase inhibition had no effect on behavior, delay phase inhibition led to
diminished task performance that approached statistical significance
(p=0.073, β=0.53; Fig.
2c). Strikingly, choice phase inhibition robustly impaired task
performance (Fig. 2c,
right), despite the brief duration of inhibition received
(Supplementary Fig.
3a). These asymmetric effects suggest that MD-mPFC pathways are
differentially engaged in the task. Specifically, while the MD-to-mPFC pathway
is required during the delay phase, possibly supporting working memory
maintenance, mPFC-to-MD pathways may also be required, but to a lesser degree.
In contrast, mPFC-to-MD dependence during spatial choice indicates that the MD
may function as an output station for mPFC to exert its impact on either working
memory retrieval, action execution, or both. As our manipulations impacted the
entire MD and both ventral- and dorsal-mPFC (Supplementary Fig. 2), which
respectively share reciprocal connections with medial and lateral MD[22], it is possible these
asymmetric effects may be attributable to topographically discrete MD-mPFC
circuits.The asymmetric effects on working memory performance obtained by
MD-to-mPFC inhibition compared to mPFC-to-MD suggested that functional
interactions between these circuits are directional, and may vary in a task
phase-dependent manner. To directly test this predication, we analyzed data from
simultaneous electrophysiological recordings of mPFC single-units and MD local
field potentials (LFPs) during the task (Fig
3a). We used a lag analysis of mPFC units that were significantly
phase-locked to filtered MD beta oscillations (13–30Hz) in order to
estimate the net direction of information flow between the two structures (Fig. 3b). During the sample phase, when
inhibition of either circuit had no effect on behavior, there was no net
directionality between the MD and mPFC (Fig.
3c). During the delay phase, however, MD
activity led mPFC activity. This directionality suggests a predominance of
MD-to-mPFC influence during this phase, consistent with the behavioral
impairment seen with MD-to-mPFC terminal inhibition (Fig. 3d). Finally, during the
choice phase, mPFC activity led the MD, a result also in line with the
behavioral impact of inhibiting this pathway (Fig.
3e). Importantly, this pattern of net
information flow was also observable when performing a lag analysis on
cross-correlations of the instantaneous amplitudes of filtered MD and mPFC
LFPs[27] (Supplementary Fig. 4a).
While LFP-LFP cross-correlations indicated no net direction flow between MD and
mPFC during the sample phase, MD LFPs robustly led those in the mPFC during the
delay phase, and mPFC LFPs predominately led those in MD during the choice phase
(Supplementary Fig.
4b–d). Further strengthening the links between these
observations and our behavioral results, we found that MD-to-mPFC terminal
inhibition during the sample phase had no effect on the net directionality of
phase-locking between structures (Fig. 3f),
while delay phase terminal inhibition diminished MD leading activity during the
delay (Fig. 3g), although not during the
subsequent spatial choice (Fig. 3h).
Together, these findings support the conclusion that during the delay phase,
mPFC is dependent on functional MD input for the maintenance of working memory,
while during the subsequent choice phase, mPFC outputs to the MD guide the
retrieval and/or action execution of successfully maintained working memory
plans.
Figure 3
MD-mPFC functional directionality dynamically shifts across task
phases
(a) Schema of simultaneous recording of MD LFP and mPFC
single-units. (b) Representative mPFC single-unit phase-locked to
MD LFP filtered in the beta frequency range (13–30Hz).
Left: Red line depicts filtered beta oscillation overlaid
on raw MD LFP (black line). Vertical black lines below indicate simultaneous
mPFC spike times with grey shading displaying the trough of the simultaneously
recorded MD beta oscillation. Right: Polar plot of the
distribution of mPFC spikes relative to a single cycle of the MD beta
oscillation for the same unit. (c Normalized
phase-locking values (pairwise phase comparison (PPC)) for each mPFC neuron
during the sample phase of the DNMS T-maze after shifting mPFC spikes in 10ms
steps +/−100ms. Only mPFC units with peak PPC values meeting
Bonferonni-corrected p values are included (Rayleigh’s
circular test, p<0.05/21) (165/547). (c) Histogram
displaying the lag at which the peak PPC value for each neuron in
(c) occurred. Black triangle indicates mean
lag value across the population (mean=3.5ms; 2-tailed Signrank, ns:
p=0.38; z(164)=0.88). (d) as
in c but for significantly phase-locked
units in the delay phase (246/547; mean=−14.8; 2-tailed
Signrank, ***p=0.000005; z(245)=
−4.58). (e) as in
c but for significantly phase-locked
units in the choice phase (153/547; mean=13.3; 2-tailed Signrank,
***p=0.0002; z(152)=3.68).
(f) Cumulative distribution of significantly phase-locked units
during the sample phase across lag times. Solid green curve indicates light off
trials and dotted green curve indicates light on sample trials (2-sample
Kolmogorov-Smirnov; ns, p=0.98; k=0.049). Horizontal black line
indicates 50% proportion, while vertical black line indicates lag time
of 0. (g) As in f but for significantly phase-locked
units during the delay phase on light off trials (solid red curve) and light on
delay trials (dotted red curve) (2-sample Kolmogorov-Smirnov;
*p=0.01; k=0.14). (h) As in f
but for significantly phase-locked units during the choice phase on light off
trials (solid blue curve) and light on delay trials (dotted blue curve)
(2-sample Kolmogorov-Smirnov; ns, p=0.28; k=0.11).
mPFC neurons show elevated spiking during the delay but no spatial
tuning
Having obtained recordings from multiple mPFC single-units during the
task, we interrogated their spiking across task phases to determine which task
variables they encoded and when. Consistent with our prior results[18] and those of others[28], we found that many mPFC
neurons were spatially-tuned towards one maze location over another during both
the sample and choice phases (Fig. 4). This
was clearly observed in both single-unit examples (Fig. 4b) and across the entire population of mPFC units (Fig.
4c), with spatial tuning in
individual neurons largely overlapping between sample and choice phases (Fig 4c,
inset). In contrast, we found no evidence for spatial tuning
during the delay phase, whether analyzed by which arm was visited during the
preceding sample phase (Fig.
4c) or by which arm was chosen during the subsequent
choice phase (Fig 4c,
inset). Moreover, spatial tuning was not altered by
concurrent MD terminal inhibition during the sample and delay phases (Fig. 4d), nor was it
affected during the choice phase following inhibition during the preceding delay
phase (Fig. 4d). The same was
observed when restricting analyses to only neurons that were significantly
spatially-tuned (Supplementary
Fig. 5). Importantly, these results were not due to a failure of
terminal inhibition, as eArch activation produced significant modulations in
mPFC firing rates compared to light illumination without eArch (Supplementary Fig. 6). These
findings confirm previous observations that in rodents, mPFC neurons do not
represent goal arm locations in sustained firing during the delay phase of
T-maze tasks[18,28], and further demonstrate that spatial
representations of arm location in mPFC neurons are not dependent on MD-to-mPFC
activity.
Figure 4
mPFC spatial-tuning is absent during the delay phase and independent of MD
input
(a) Schema of behavior timestamps for spike alignment on a single
DNMS T-maze trial. (b) Example mPFC single-unit spatially-tuned to
left arm runs. Top: Peri-event normalized spike rates on left
arm (red trace) or right arm (black trace) trials (top; 100ms
bins for sample and choice, 1s bins for delay). Bottom: Raster
plots of raw spike times on left and right trials. Colored lines in raster plots
display trial x trial event timestamps indicated in a above.
(c) Normalized firing rate on light off preferred arm trials
(red trace) or light off unprefered arm trials (black trace) averaged across all
eArch single-units (891 units from 9 eArch mice). Arm preference was determined
from firing rate differences on sample arm runs
(c) or choice arm runs
(c,
insets). (d) As in c, but for trials
in which MD-to-mPFC terminals were inhibited during the sample
(d) or delay (d)
phases. In all normalized firing rate plots, red asterisks indicate bins with
2-tailed Wilcoxon sign-rank (population comparison) or 2-tailed Wilcoxon
rank-sum (single-unit comparison) significance at Bonferroni-corrected
p values (p<0.0005 sample and choice; p<0.00083
delay). Error bars depict SEM throughout.
We reasoned that while mPFC neurons do not explicitly encode spatial
location during the delay phase, they may represent other variables critical for
task performance. Consistent with this, we found a subset of mPFC neurons
(266/891) that exhibited significant elevation in spiking during the delay
relative to the inter trial interval (ITI), where behavioral conditions were
equivalent yet mice were not required to maintain a working memory trace.
Elevation in spiking for each neuron was not sustained; rather, each neuron
exhibited a preferred temporal offset during the delay phase (Fig. 5a). As a population, this activity pattern tiled
the entire delay phase, and semi-automated clustering of the data based on
temporal correlations in firing revealed a Poisson-like distribution pattern
characterized by a gradual decay and broadening of clustered sub-population
peaks as the delay period progressed (Fig
5b). This pattern was not observed in a largely
mutually exclusive group of mPFC neurons identified as having significantly
suppressed delay activity (260/891), where the vast majority of peak suppression
occurred within the first five seconds of the delay (201/260) (Supplementary Fig. 7). Moreover,
shuffled versions of the entire data set both significantly reduced the number
of neurons exhibiting delay-elevated activity and abolished the unique temporal
structure of delay-elevated clusters (Fig
5b). These findings were replicated in
an independent data set of mPFC single units (Fig
5c–d), together indicating that delay-elevated neurons are
not artifacts created by spiking on a small number of trials and that the
observed firing pattern of clustered data does not emerge by chance.
Figure 5
Delay-elevated mPFC neurons exhibit temporally sparse and sequential activity
that tiles the delay phase
(a) Normalized firing rates during the delay phase of the DNMS
T-maze in a subpopulation of mPFC single-units that exhibit significant
elevations in delay period activity (266/891 units from a cohort of 9 mice
expressing eArch in the MD). Normalized firing rates were averaged across all
light off trials. Single-units were then sorted by time of peak firing rate.
(b) Mean z-scored firing rate of delay-elevated
units identified in a after clustering into six groups based on
temporal correlation in firing rates. Inset: Proportion of all
mPFC neurons in the data set that exhibited significant delay-elevated activity
(red slice, 30%). (b) Time-triggered histogram
and trial-by-trial raster plot of an example delay-elevated mPFC unit.
Histograms and rasters of raw spikes from real data (top) and
shuffled versions of the data (bottom) are shown.
(b) Delay-elevated neurons identified as in
a and clustered as in b but from a
trial-by-trial shuffled version of the entire data set. Inset:
Proportion of all mPFC neurons in the shuffled data set that exhibit significant
delay-elevated activity according to criterion used in a (88/891,
10%). (c,d) As in a and
b but for mPFC units obtained from an independent
cohort of 6 mice expressing eArch in the vHPC. (d)
Inset: 290/800 units (36%) exhibit delay-elevated
activity according to criterion in a.
(d) Inset: 47/800 units exhibit
delay-elevated activity following trial-by-trial shuffling of the entire data
set as in b. Example single units are colored
according to their clustered group in b and
d, respectively.
Temporally sparse and sequential activation of neural ensembles have
previously been reported in rodents performing tasks assessing both working
memory and interval timing[29-33]. To
assess whether delay-elevated mPFC neurons represented information related to
interval timing, we recorded single-units in the mPFC in mice performing the
T-maze at two distinct delays – 60s and 20s. In contrast to previous
findings that time coding neural populations scale their activity according to
interval durations[32], we found
that only delay-elevated neurons with peaks in the first 20s of the 60s delay
retained their temporal preference during the shorter 20s delay (Supplementary Fig. 8). We therefore
hypothesized that delay-elevated mPFC activity may reflect the maintenance of a
working memory-related representation across the delay phase. If true, we
reasoned that delay-elevated activity should be attenuated on incorrect trials.
Indeed, we observed diminished spiking in delay-elevated neurons in normalized
firing rates across individual neurons (Fig.
6a), across clustered sub-populations (Fig. 6a), in raw data examples
(Fig. 6a), and in the
ratio of incorrect/correct firing in neurons grouped by distinct temporal
offsets (Fig 6d).
Figure 6
Delay-elevated mPFC activity is diminished on incorrect trials and
selectively depends on MD inputs
(a) Normalized firing rates of delay-elevated mPFC
neurons during light off trials, and parsed by correct or incorrect behavioral
performance (266/8919 units from mice expressing eArch in the MD).
(a) Mean normalized firing rate of
delay-elevated units after clustering into six groups based on temporal
correlations in firing rates. (a) Time-triggered
histograms and trial-by-trial raster plots from representative delay-elevated
units exhibiting early (left) or late (right)
delay peaks. Only spikes from light off trials are included, and are plotted
separately for correct (green) or incorrect
(red) trials. (b) as
in a but for trials in which MD-to-mPFC
inputs were inhibited during the delay phase. The same single-units shown in the
light off condition in a are shown in the MD-to-mPFC
light on delay condition in b.
(c) As in
a but for delay-elevated mPFC units
obtained from 6 mice expressing eArch in the vHPC (290/800). Only trials in
which vHPC-to-mPFC inputs were inhibited during the delay are included.
(d) Ratio of correct/incorrect normalized
firing at time of peak firing on all light off trials, averaged across units
grouped by early (91), middle (83) or late (92) peak times. Groupings reflect
the first two, middle two or last two clusters in a.
Overlaid circles display all individual single-units. Significance was
determined using a 2-tailed t-test against a distribution with mean of 1
(***p<0.001, t(90)= −5.65;
**p=0.0015, t(82)= −3.29;
#p=0.07, t(91)= −1.82).
(d) As in (d) but for
MD-to-mPFC light on delay trials only (**p=0.003,
t(90)= −3.07; not significant (ns)).
(d) As in d but for
vHPC-to-mPFC light on delay trials only (***p<0.001,
t(102)= −6.24; *p=0.018, t(64)=2.42;
***p=0.0001, t(121)= −3.97).
Error bars depict SEM throughout.
Given that MD input during the delay phase was necessary for task
performance, we next asked whether they were also important for delay activity
in the mPFC. Interestingly, MD terminal inhibition throughout the delay had
temporally-specific effects on mPFC delay-firing. While delay-elevated firing in
clusters with early temporal offsets were largely left intact, firing rate in
middle and late clusters were substantially diminished (Fig 6b; Fig. 6d). These results are not explained
by an effect of light alone, as they were not observed in eYFP animals (Supplementary Fig. 9).
Moreover, these findings are also not due to a nonspecific effect of removing
excitatory drive to mPFC neurons, as terminal inhibition of vHPC inputs to the
mPFC during the delay had no impact on delay-elevated firing (Fig 6c; Fig 6d). Indeed, the MD-dependence of
delay-elevated mPFC activity is strikingly input- and task-phase specific. While
activity in delay-elevated neurons was suppressed by MD terminal inhibition
during the delay phase (Fig.
7a, right), activity in
this same population was unaffected by MD terminal inhibition during the sample
phase (Fig. 7a,
left). Moreover, these neurons were also not impacted by
vHPC terminal inhibition in either sample or delay phases (Fig. 7b). These results suggest
that MD inputs are specifically critical for sustaining delay-elevated mPFC
representations across the delay phase. Strengthening this notion, the largely
non-overlapping group of spatially-tuned mPFC neurons (Supplementary Fig. 7b) exhibited
activity-dependence on vHPC inputs during the sample phase (Fig. 7b), but were independent of MD
inputs in both sample and delay phases (Fig.
7a). Together, these results reveal a double
dissociation of the MD-dependence and vHPC-dependence of delay-elevated and
spatially-tuned mPFC neurons, respectively. Strikingly, the two populations only
depend on their respective inputs when modulated by the task phase in which they
are feature selective in the task.
Figure 7
MD activity sustains mPFC delay activity in an input and task phase specific
manner
(a) Normalized firing rates in delay-elevated (266/891)
(a) and spatially-tuned (250/891)
(a) mPFC neurons obtained from 9 mice
expressing eArch in the MD and receiving task-phase specific MD-to-mPFC
inhibition during either the sample or delay phases of the DNMS T-maze. Only
correct trials are included, which are parsed by light off (black
trace) or light on (green trace) conditions. Red
asterisks denote bins with Wilcoxon sign-rank significance (p<0.0005 sample
and choice; p<0.00083 delay). (b) As in a but for
mPFC neurons obtained from 6 mice expressing eArch in the vHPC (800 units) and
receiving task-phase specific vHPC-to-mPFC inhibition. Delay-elevated: 290/800.
Spatially-tuned: 250/800. (c) Schema of stabilized step
function opsin (SSFO, hChr2(C128S/D156A) activation and deactivation of MD
activity. (c) Schema of SSFO activation at sample
phase onset and deactivation at sample phase offset (left).
Percent correct performance in the DNMS T-maze in 9 SSFO-expressing mice during
light off and on sample trials (right). Transparent blue lines
reveal individual mouse performance, while thick blue line indicates group mean
performance (2-tailed, paired t-test: p=0.26; t(8)=
−1.22). (c) As in c
but for mice receiving SSFO activation of the MD at delay onset and deactivation
at delay offset (2-tailed rmANOVA on all trial types, Light effect: p=
F(7)=7.75, p<0.01; 2-tailed, paired t-test, light off vs. on delay:
p=0.014, t(8)= −3.14). Error bars depict SEM
throughout.
If delay-elevated mPFC neurons represent task-relevant information that
is exclusively dependent on MD inputs for their maintenance across the delay
phase, we reasoned that facilitating MD activity should improve behavioral
performance in a task-phase specific manner. To test this idea we utilized a
stabilized step function opsin (SSFO), which is capable of broadly enhancing
neural excitability in a temporally-restricted manner without explicitly
controlling spike timing[34]. As
such, we virally delivered SSFO (AAV2-CamKIIa-SSFO-mCherry) to the MD,
bilaterally implanted fiberoptics dorsal to it, and activated SSFO exclusively
during either the sample or delay phases in mice performing the DNMS T-maze.
Strikingly, we found that enhancing MD excitability during the delay, but not
sample, phase of the task improved behavioral performance (Fig. 7c). This finding is consistent with a specific
role for MD inputs in sustaining delay-elevated mPFC activity without impacting
mPFC spatial encoding during the sample phase and provides further evidence that
MD-dependent delay-elevated mPFC activity supports the maintenance of working
memory representations critical for task performance.
DISCUSSION
Here we demonstrate that reciprocal MD-mPFC activity is required for spatial
working memory in mice (Fig. 1). By dissecting
the role of each reciprocal projection during discrete task phases of the DNMS
T-maze we further reveal that while MD inputs to the mPFC support the maintenance of
working memory, mPFC inputs to the MD support the retrieval of memory for action
execution (Fig. 2). We corroborate this model
using two distinct directionality analyses of simultaneous mPFC and MD activity,
which both revealed a dynamic shift from MD leading activity during the delay phase
towards mPFC leading activity during the choice phase (Fig. 3 and Supplementary Fig. 4). Finally, we uncover a population of mPFC neurons
whose activity is temporally sparse within individual neurons, and sequential across
the population (Fig. 5). This activity pattern
indicates correct performance and depends on MD inputs, but not vHPC inputs, for
sustained maintenance across the delay (Fig.
6). We further reveal a double dissociation of the MD-dependence and
vHPC-dependence of delay-elevated and spatially-tuned mPFC neurons, a finding that
is also specific to the task phase in which each population is feature selective
(Fig. 7). These findings are consistent
with a role for MD inputs in sustaining mPFC working memory representations across a
delay, a notion supported by improvements in working memory performance when
enhancing MD activity during the delay, but not sample, phase of our working memory
task (Fig. 7).What is the nature of the mPFC representation supported by MD input during
the delay? The absence of spatial-tuning across our mPFC population during the delay
(Fig. 4), the largely exclusive nature of
spatially-tuned and delay-elevated mPFC populations (Supplementary Fig. 7b) and the
vHPC-independence of delay-elevated activity (Fig.
7b) strongly argues against the presence of an
explicit spatial representation. This finding is surprising in the context of
well-documented observations of spatial-tuning in PFC delay period activity in
primates[35-37]. This is typically observed in
delayed response tasks requiring the cacheing of one spatial location from multiple
potential targets. Interestingly, in a two-choice version of this task analogous to
ours, seminal work demonstrating sustained delay period activity in primate PFC also
reported that spatial preference in delay-tuned neurons was either absent[38] or minimal[39,40]
(6–13% of sustained delay units). mPFC delay activity does also not
appear to encode timing of the delay interval, as delay-elevated mPFC neurons do not
scale their activity according to distinct delay durations (Supplementary Fig. 8), a feature
observed in neural ensembles explicitly linked to interval timing[32]. Delay-elevated activity may
instead reflect a general attentive or task-engaged state. Although our findings do
not exclude this possibility, we did not observe overt behavioral differences
between correct and incorrect trials, nor was the latency for mice to make a spatial
choice altered by MD terminal inhibition (data not shown). A final possibility is
that explicit spatial representations are unnecessary for two-choice spatial working
memory tasks, and that an abstract task rule, such as ‘go to
opposite location’, is sufficient to guide behavioral
performance. A direct test of this hypothesis within the context of our task
however, would require task rule, not only spatial location, to vary on a
trial-by-trial basis.Nevertheless, task rule encoding in PFC neurons has been frequently reported
in both rodents[41,42] and primates[43,44].
Moreover, findings from a recent working memory guided, top-down attention task, in
which task rules are varied on a trial-by-trial basis, explicitly demonstrate task
rule encoding in mousemPFC neurons during the delay period[45]. Similar to the delay-elevated mPFC activity
in our task, this study observes temporally sparse and sequential mPFC spiking that
codes for one of two task rules during the delay period. Importantly, further
strengthening our inference, delay-elevated activity in this task requires MD
activity for its sustained maintenance across the delay. Our results make clear this
effect is due to activity in MD-to-mPFC projections, and is not due to alterations
in general excitability.The parallels between our findings and Schmitt et al.[45] are quite striking when considering the
difference in temporal scale between tasks. The fact that our population of mPFC
neurons was capable of spanning a 60s delay may indicate a fundamental scalability
of mPFC encoding and maintenance of rule representation across time scales. In this
light, our findings extend studies that have identified sequential activation of
cortical neurons in tasks that require working memory[29-31], and support the idea that sequences of activation may be a
common circuit function in memory-guided decision tasks. It is also interesting to
note that we observed a gradual degradation in the quality of elevated spiking
across time (Fig. 5a,b). This is evocative of a
decay in prefrontal representation, and may explain why our MD-mPFC manipulations
did not impact behavior at shorter delays (Fig.
1e, left and Fig.
1g, left), where delay representations were potentially
robust to activity disruptions in our task. Further consistent with this
interpretation is the fact that mPFC delay activity with early peak times were
unaffected by MD terminal inhibition (Fig
6b,d and Fig
7a). Local PFC circuitry may therefore be sufficient to
maintain representations at short time-scales, but require amplification for
sustained maintenance either as memory decays across time, or in more cognitively
demanding tasks.How does the mPFC-to-MD pathway support working memory performance? Our
terminal inhibition experiments and directionality analyses both indicate a critical
role for this pathway during the choice phase of our task, when mice presumably
require the retrieval of maintained information and its translation to motor action
(Fig. 2c; Fig. 3e; Supplementary Fig. 4). Although this
finding may suggest a surprising functional dissociation with the reciprocal
MD-to-mPFC pathway, this interpretation warrants significant caution. Our
pathway-specific experiments do not distinguish between dorsal and ventral mPFC
(Supplementary Fig. 2),
which reciprocally connect with lateral and medial MD in a largely segregated
manner[21,22]. It is therefore possible that the distinct
phase-specific behavioral impairments we observe may be attributable to activity in
discrete MD-mPFC circuits, a possibility that will be important to resolve in future
research. Nevertheless, this observation does suggest that the lateral and/or medial
MD may serve as an intermediate output pathway for mPFC to recruit downstream motor
planning circuits. Indeed, the mPFC has been shown to exert strong functional
control over primary motor cortex[46], and higher order thalamic nuclei like the MD are posited to
play a role in information transfer between cortical areas[6,47].
While anatomical connectivity exists between MD and primary and secondary motor
cortex[48,49], the behavioral function of these circuits
remain entirely unexplored. An alterative possibility is that mPFC-to-MD circuits
may be important for cortical or subcortical pathways involved in memory retrieval.
Future efforts to expand functional circuit dissection of MD-PFC pathways and their
associated structures with increasing precision could provide answers to these
important questions.In the context of our previous studies inhibiting vHPC-to-mPFC
inputs[18], our results
provide a striking example of differential long-range circuit engagement in the DNMS
T-maze. Here we observed limited impact of MD terminal inhibition restricted to the
sample phase of the task and a robust behavioral impairment with inhibition
restricted to the delay phase (Fig. 2b and
Supplementary Fig. 3).
In contrast, vHPC terminal inhibition specifically during the sample, but not delay
phase robustly impairs behavioral performance[18]. Extending this dissociation further, we reveal here a
double dissociation in the MD-dependence and vHPC-dependence of delay-elevated and
spatially-tuned mPFC neurons (Fig. 7a,b). This
finding demonstrates a functional dissociation of prefrontal substrates for working
memory encoding and maintenance in the DNMS T-maze task. Our results suggest this
dissociation is largely due to the segregation of spatially-tuned and delay-elevated
mPFC neurons into largely non-overlapping populations (Supplementary Fig. 7b).Our findings should have translational relevance, particularly to
schizophrenia. Patients with schizophrenia exhibit prefrontal-associated cognitive
deficits in domains such as executive function and working memory and neuroimaging
studies increasingly report diminished thalamo-prefrontal connectivity[15-17]. Our data provide clear evidence that these circuit
abnormalities are likely to be causally involved in producing working memory
deficits. Continued investigation of thalamo-prefrontal interactions in different
behavioral conditions in patients and in animal models will be critical for
advancing clinical efforts for improved diagnoses and more targeted therapeutic
approaches[50].
ONLINE METHODS
Animals
All experiments were carried out on male C57/Bl6 male mice purchased
from Jackson Laboratory. Mice were aged 7–8 weeks at the start of
experiments and housed under a 12 hour, light-dark cycle in a temperature
controlled environment with food and water available ad libitum. For optogenetic
experiments, mice were group housed with littermates (5 mice/cage). Mice with
implanted microdrives were individually housed. During behavioral training and
testing, mice were food restricted and maintained at 85% of their
initial weight. All procedures were done in accordance with guidelines derived
from and approved by the Institutional Animal Care and Use Committees at
Columbia University and the New York State Psychiatric Institute.
Surgical Procedures
Mice were first anesthetized with isoflurane and head-fixed in a
stereotactic apparatus (Kopf). In anatomical tracing experiments, an AAV1
expressing synaptophysin-eGFP under the chicken beta actin (CBA) promoter was
injected unilaterally into the MD at a volume of 0.2ul (0.1ul/min). Four mice
were used and results were identical across all. Viral production was carried
out at Columbia University and shared care of the laboratory of Thomas Jessell.
Dextran-amine coupled fluorophore tracers (fluoro-Ruby and fluoro-Emerald) were
obtained commercially (ThermoFisher Scientific) and bilaterally injected into
the mPFC or OFC at a volume of 0.4ul (0.1 ul/min). Four mice were used and
results were identical across all. In optogenetic inhibition experiments, mice
were bilaterally injected in the MD or mPFC with an AAV5 expressing either eYFP
alone, or an eArch3.0-eYFP fusion construct under the hSynapsin promoter at a
volume of 0.25 or 0.35ul, respectively (0.1 ul/min). vHPC was targeted with four
injection sites per hemisphere at a volume of 0.2ul each (0.1 ul/min). In SSFO
experiments, AAV2-CaMKIIa-hChR2(C128S/D156A)-mCherry was delivered bilaterally
to the MD at a volume of 0.4ul (0.1ul/min). Opsin-expressing virus was obtained
commercially from the University of North Carolina Viral Vector Core. Viral and
tracer coordinates were as follows: MD coordinates (−1.2 AP,
−3.2 DV skull, +/− 0.35 ML); mPFC coordinates (1.75 AP,
−1.8 DV brain, +/−0.4 ML), vHPC coordinates
(−3.0 AP, +/−3.25, −4.0 and −1.75 DV;
−3.0 AP, +/−2.5, −3.0 DV; −3.0 AP,
+/−3.4, −3.0 DV).In optogenetic experiments, in the same procedure mice were also
bilaterally implanted with flat tipped, ferrule-coupled optical fibers (0.22 NA,
200 um diameter) immediately dorsal to the targeted structure (OFC, mPFC, or
MD), which were fixed to the skull with dental cement. Coordinates were as
follows: OFC (+2.65 AP, −2.25 DV skull, +/−1.85
ML), mPFC (+1.75 AP, −1.2 DV brain, +/− 0.4 ML),
and MD (−1.2 AP, −2.75 DV skull, +/− 0.25 ML).
Coordinates are in mm relative to bregma (AP, ML) and skull or brain surface
(DV) where specified.For in vivo neurophysiology experiments, mice were
implanted with a moveable microdrive consisting of a 32-channel electronic
interface board (NeuroNexus), bilateral ferrule-coupled optical fibers
(center-to-center distance: 700–800um), and a single stereotrode bundle.
Stereotrodes for recording spikes were made from 13-uM tungsten fine wire
(California Fine Wire, Grover Beach, CA) and were coupled to the optical fiber
such that stereotrode tips were positioned 300–500uM ventral to the
fiber tip. The fiber-coupled stereotrode bundle was then unilaterally targeted
to the left mPFC. An additional 50uM tungsten wire for recording LFPs was
implanted in the left MD and fixed to the skull with dental cement. For LFP
signal processing, skull screws placed over the cerebellum and olfactory bulb
served as ground and reference, respectively, while spikes were referenced to a
local mPFC stereotrode wire. The microdrive was lowered in 80uM steps between
recording sessions until reaching a depth of −2mm.
Behavior
Following ~5 weeks of viral expression, mice were gradually food
restricted to 85% of their body weight. Mice were then given 2 days of
habituation to the T-maze, which consisted of 10–20min of free
exploration and foraging for food rewards while tethered to optical fibers
and/or the recording tether. On the subsequent 2 days mice underwent behavioral
shaping, which consisted of 10 runs from the start box to a baited goal arm and
back to the start box. Runs were forced choice in alternating directions and
mice were habituated to laser illumination on half of the runs in a random
interleaved fashion. Mice then commenced training on the DNMS T-maze for 6
consecutive days without laser illumination. Unlike the delayed alternation
T-maze task, sample arm runs were pseudo-randomly selected on a trial-by-trial
basis. Within this window, all mice reached a criterion level of performance
defined as 3 consecutive days above 70% correct. During the subsequent
testing phase, in all experiments laser illumination was delivered in a randomly
interleaved fashion and with even distribution across trial types and animals.
The experimenter was blind to the viral condition of mice during behavioral
testing. For whole trial light experiments, testing at 10s and 60s delays
occurred on separate days. For physiology experiments comparing mPFC activity at
20s and 60s delays, testing was performed within the same session. For behavior
only and neurophysiology experiments reward consisted of either dustless pellets
(Bio-Serv) or sweetened condensed milk (~5ul, 3:1 dilution), respectively. The
inter-trial interval for all experiments was fixed at 40s. All behavior was
conducted during the light cycle.
Optogenetic Parameters
Pathway-specific optogenetic inhibition experiments were carried out
using 10 mW, 532 nm constant light, delivered via flat tipped 200 um diameter,
0.22 NA fiber optics. In SSFO experiments, a 50 ms blue light pulse (473nm, 4mW)
was used for opsin activation and a 50ms yellow light pulse (593nm, 4mW) was
used for opsin deactivation. Light output from fiber optics was predicted using
a Monte Carlo modeling approach as previously published[26]. Absorption and scattering coefficients
for 532nm light were interpolated from data measured in
vivo[51]. The
predicted fluence rate was calculated according to our 10 mW output from 200 um,
0.22 NA fibers into a large cubic volume (6mm3) of gray matter. The
volume with a fluence rate above 7.5 mW/mm2, the approximate EPD50 of
eArch3.0[52], was
calculated and plotted to scale on MD and mPFC brain slices from a mouse
stereotactic reference atlas[53]
to predict the effectively inhibited volume. Based on the model and our viral
expression pattern and fiber optic targeting, in all micemPFC projections to
medial, central and lateral MD, and MD projections to dorsal and ventral mPFC
were in part effectively inhibited. In our MD-to-mPFC task phase-specific
experiments, our viral spread typically included expression in the
paraventricular nucleus of the thalamus (PVT). However, viral spread in 5 of 33
mice was confirmed to spare the PVT. Our reported MD-to-mPFC delay-phase
inhibition effect was clearly observable in 4 of the 5 mice (Light OFF:
75% +/− 2.1; ON Delay: 67% +/−
2.0).
Data Acquisition
Recordings were amplified, band-pass filtered (1–1000 Hz LFPs;
600–6000 Hz spikes) and digitized using a Digital Lynx system
(Neuralynx). LFPs were collected at 2 kHz, while spikes were detected by online
thresholding, collected at 32 kHz, and sorted off-line. Single units were
automatically clustered using Klustakwik (Ken Harris) based on spike sorting of
the first two principal components, peak voltage and energy from each
stereotrode channel. Clusters were then accepted, merged or removed based on
isolation distance, visual inspection of feature segregation, inter-spike
interval distribution, cross-correlation in spike timing for simultaneously
recorded units, and stability across recording session.
Single-Unit Analysis
In MD-to-mPFC experiments we isolated a total of 891 and 686
single-units in 9 eArch and 9 eYFP animals, respectively. 538 eArch and 447 eYFP
units were considered well-isolated, while the remainder of clusters shared
modest contamination with multi-unit activity. To assess significantly
light-modulated units, we considered only well-isolated clusters. We found that
MD-to-mPFC inhibition significantly decreased (17%, 92 single-units) and
increased (15%, 83 single-units) firing rates. This is consistent with
monosynaptic inhibition and polysynaptic disinhibition of cortical projection
neurons via fast-spiking interneurons, as has been described for prefrontal
projecting MD neurons in the mouse[54]. Results were similar when all clusters were included
(136/891 decrease, 134/891 increase in eArch; 52/686 decrease and 56/686
increase in eYFP). Significantly light-modulated mPFC single-units were
determined using bootstrapping. Specifically, light off and light on spike
trains were randomly shuffled 30,000 times. If the observed light off/on firing
rate difference was greater than 95% of the firing rate difference from
shuffled data, single-units were deemed light-responsive. For all analyses of
task-modulated single-unit activity, we included all 891 eArch and 686 eYFP
units.In vHPC-to-MD experiments we isolated a total of 800 single-units in 6
eArch-expressing mice. In this cohort of mice we carried out within session
testing at 60s delays with interleaved light off, light on sample, light on
delay trials, followed by light off testing at 20s delays. 657/800 units were
stable, well-isolated, and retained cluster features across 60s and 20s testing
and were therefore included for analysis in Supplementary Fig. 9. All 800 units
were used for analysis of task-modulated activity with and without vHPC-to-mPFC
inhibition.The preferred arm of single-units was determined from the mean firing
rate +/− 500ms around goal arrival on all left-visited versus
right-visited trials in the sample or choice task phases. The observed
preference during either sample or choice arm visits was then used for delay
phase activity. Z-scored firing rates for arm preference were then calculated in
100ms (sample and choice phases) or 1s (delay phase) bins based on the mean bin
x bin firing rates across ITIs and the standard deviation between bins. Average
firing rate +/−500ms of sample goal arrival on all left versus
right trials was used to determine significance of spatial tuning across all
mPFC neurons (Wilcoxon’s rank-sum test, p<0.05).Delay-modulated activity was determined from z-scored firing rates
calculated in 1s bins based on the mean bin x bin firing rate across ITIs and
the standard deviation between bins. If single-units exhibited a z-scored firing
rate beyond +/−2 standard deviations for two consecutive bins or
more, it was classified as a delay-elevated or delay-suppressed unit,
respectively. The same criterion was used on shuffled versions of the entire
MD-to-mPFC and vHPC-to-mPFC data sets. Shuffling was performed in a
trial-by-trial manner that preserved the temporal structure of spikes.
Specifically, each trial spike train was treated as a continuous circular
vector, and a randomly selected time point in each was designated as time zero.
This was performed 1000 times for each trial across all neurons.The pairwise distance in firing rate across time in delay-elevated
neurons was used for clustering into six groups using the
kmeans function in MATLAB. The percentage of variance
explained as a function of the number of clusters was used to estimate optimal
cluster number. Six clusters were sufficient to explain ~50% of the
variance and parceling the data into greater or fewer than six clusters neither
improved visualization of groups nor altered the observed effects.
Directionality Analyses
Functional directionality based on mPFC spikes and MD LFP was performed
by successively calculating the pairwise phase comparison (PPC)[55] of mPFC spikes to MD LFP when
shifting mPFC spikes in 10ms steps +/− 100ms. MD LFP signal was
first digitally band-pass filtered (13–30 Hz) using a zero-phase-delay
filter (filter0, provided by K. Harris and G. Buzsaki) and the Hilbert transform
of the bandpass-filtered signal was calculated to obtain oscillatory phase. The
magnitude of phase-nonuniformity of spike times relative to the filtered LFP
oscillation was then calculated at each temporal offset during each task phase
(sample, delay, or choice). Only single-units that exhibited
Bonferonni-corrected PPC values at peak lag (Rayleigh’s circular test,
p<0.05/21) were used for analysis. In order to avoid spuriously high or low
PPC values, only units that fired at least 100 spikes per condition were used.
We chose to bandpass filter in the beta frequency range given our previous
results showing task modulation of MD-mPFC beta synchrony[9]. While we did not observe effects of task
phase on directionality when filtering at low (40–70Hz) or high
(70–120Hz) gamma bands, filtering at theta frequency (4–12Hz)
produced results similar to those reported here. Prior to commencing analysis,
we excluded 344 single-units due to improperly placed LFP electrodes or
significant noise contamination in LFP signal during recording sessions.Functional directionality based on MD and mPFC LFPs was performed as
previously described[27].
Briefly, MD and mPFC LFP were bandoass-filtered as described above. The
instantaneous amplitude for all points in the MD and LFP signal was calculated
and the cross-correlation between amplitudes of the two signals was computed
using the MATLAB function xcorr. This was done over lags
ranging +/−100ms in 1ms shifts. 90 recording sessions were
included in the analysis.
Statistics
A two-way repeated measures ANOVA was used to assess significant
interactions of light and virus in all behavioral experiments. Throughout, where
significant interactions emerged, post-hoc two-tailed t-tests were performed for
paired comparisons between light off and light on conditions, unless otherwise
stated. When data was non-parametric we used Wilcoxon’s signed-rank and
rank-sum tests for paired and unpaired observations, respectively. Sample sizes
for all experiments were based on previous work[10,18] and were reported in all figure legends along with the
p values for all statistical comparisons. Where
appropriate, Bonferroni-corrected p values were used and
indicated for multiple comparisons. For the comparison of proportions we used
the two-sample Kolmogorov-Smirnov goodness-of-fit test. For linear regression
fit of 60s/20s peak firing times we used the MATLAB function
fitlm to perform a robust regression using the bisquare
weighting function.
Histology
At the end of experimentation, mice were transcardially perfused with
PBS followed by 4% PFA. For neurophysiology experiments, electrolytic
lesions were induced at each recording site by passing current (50uA, 20s)
through electrodes prior to perfusion. Fixed tissue was then sectioned (50uM)
using a vibratome, and mounted on slides with Vectashield mounting medium
containing DAPI (Vector Labs). Direct fluorescence of eArch-eYFP or eYFP was
then examined under an epifluorescent microscope (Zeiss) to assess extent of
viral spread and axon terminal expression pattern. Locations of recording site
lesions were confirmed with visualization under DAPI (Supplementary Fig. 10 and Supplementary Fig. 11).
Two mice were excluded from MD LFP analyses due to failed electrode
targeting.
Data Availability
The data that support the findings of this study are available from the
corresponding author upon reasonable request.
Code availability
MATLAB code used for analysis of the data that support the findings of
this study is available from the corresponding author upon request.
Authors: Christoph Kellendonk; Eleanor H Simpson; H Jonathan Polan; Gaël Malleret; Svetlana Vronskaya; Vanessa Winiger; Holly Moore; Eric R Kandel Journal: Neuron Date: 2006-02-16 Impact factor: 17.173
Authors: Chelsea S Sullivan; Vishwa Mohan; Paul B Manis; Sheryl S Moy; Young Truong; Bryce W Duncan; Patricia F Maness Journal: Cereb Cortex Date: 2020-06-30 Impact factor: 5.357