Jan Kubelka1, F Matthias Bickelhaupt2,3. 1. Department of Chemistry, University of Wyoming , Laramie, Wyoming 82070, United States. 2. Department of Theoretical Chemistry and Amsterdam Center for Multiscale Modeling (ACMM), Vrije Universiteit Amsterdam , De Boelelaan 1083, 1081 HV Amsterdam, The Netherlands. 3. Institute for Molecules and Materials (IMM), Radboud University , Heyendaalseweg 135, 6525 AJ Nijmegen, The Netherlands.
Abstract
Fundamental principles that determine chemical reactivity and reaction mechanisms are the very foundation of chemistry and many related fields of science. Bimolecular nucleophilic substitutions (SN2) are among the most common and therefore most important reaction types. In this report, we examine the trends in the SN2 reactions with respect to increasing electronegativity of the reaction center by comparing the well-studied backside SN2 Cl- + CH3Cl with similar Cl- substitutions on the isoelectronic series with the second period elements N, O, and F in place of C. Relativistic (ZORA) DFT calculations are used to construct the gas phase reaction potential energy surfaces (PES), and activation strain analysis, which allows decomposition of the PES into the geometrical strain and interaction energy, is employed to analyze the observed trends. We find that SN2@N and SN2@O have similar PES to the prototypical SN2@C, with the well-defined reaction complex (RC) local minima and a central barrier, but all stationary points are, respectively, increasingly stable in energy. The SN2@F, by contrast, exhibits only a single-well PES with no barrier. Using the activation strain model, we show that the trends are due to the interaction energy and originate mainly from the decreasing energy of the empty acceptor orbital (σ*A-Cl) on the reaction center A in the order of C, N, O, and F. The decreasing steric congestion around the central atom is also a likely contributor to this trend. Additional decomposition of the interaction energy using Kohn-Sham molecular orbital (KS-MO) theory provides further support for this explanation, as well as suggesting electrostatic energy as the primary reason for the distinct single-well PES profile for the FCl reaction.
Fundamental principles that determine chemical reactivity and reaction mechanisms are the very foundation of chemistry and many related fields of science. Bimolecular nucleophilic substitutions (SN2) are among the most common and therefore most important reaction types. In this report, we examine the trends in the SN2 reactions with respect to increasing electronegativity of the reaction center by comparing the well-studied backside SN2Cl- + CH3Cl with similar Cl- substitutions on the isoelectronic series with the second period elements N, O, and F in place of C. Relativistic (ZORA) DFT calculations are used to construct the gas phase reaction potential energy surfaces (PES), and activation strain analysis, which allows decomposition of the PES into the geometrical strain and interaction energy, is employed to analyze the observed trends. We find that SN2@N and SN2@O have similar PES to the prototypical SN2@C, with the well-defined reaction complex (RC) local minima and a central barrier, but all stationary points are, respectively, increasingly stable in energy. The SN2@F, by contrast, exhibits only a single-well PES with no barrier. Using the activation strain model, we show that the trends are due to the interaction energy and originate mainly from the decreasing energy of the empty acceptor orbital (σ*A-Cl) on the reaction center A in the order of C, N, O, and F. The decreasing steric congestion around the central atom is also a likely contributor to this trend. Additional decomposition of the interaction energy using Kohn-Sham molecular orbital (KS-MO) theory provides further support for this explanation, as well as suggesting electrostatic energy as the primary reason for the distinct single-well PES profile for the FCl reaction.
Understanding
chemical reactions and reactivity is one of the central
goals of chemistry and, more broadly, all natural science. The ability
of molecular species to react and form new, more complex ones is responsible
for the evolution and existence of the Universe, Earth, and biological
life.[1] In modern society, design and production
of new compounds and materials[2,3] is key for technological
advances that help sustain the growing and expanding human population.
Fundamental insights into the underlying physical principles behind
key chemical processes are therefore critical for further progress
in their future development, control, and optimization.One
of the most important prototypes of chemical reactions is bimolecular
nucleophilic substitution (SN2, see Scheme ).[4] Due to its
significance, numerous experimental and theoretical studies have been
focused on providing detailed, fundamental understanding of the SN2 reactions.[5−22] Perhaps the best-known model for SN2 reactions is the
symmetric, thermoneutral SN2 reaction between the chloride
anion and chloromethane, Cl– + CH3Cl
in the gas phase (Scheme ).
Scheme 1
Archetypal SN2 Reaction
This reaction proceeds preferentially
through
backside nucleophilic attack of the chloride anion at the carbon atom
(SN2@C) with concerted expulsion of the leaving group.
A well-known feature of gas phase SN2@C reactions is their
double-well potential energy surface (PES) along the reaction coordinate,[5] as illustrated in Figure . This PES is characterized by a central
barrier, provided by a trigonal bipyramidal transition state (TS,
see also Scheme ),
that separates two energy minima, associated with the reactant and
product ion–molecule complexes (RC and PC).
Figure 1
Schematic potential energy
surface (PES) for an SN2
reaction. R stands for reactants, RC for reaction complex, TS for
transition state, PC for product complex, and P for products.
Schematic potential energy
surface (PES) for an SN2
reaction. R stands for reactants, RC for reaction complex, TS for
transition state, PC for product complex, and P for products.Among the most powerful approaches
to understanding reactivity
is examining trends with respect to some selected properties of the
reacting species. Although many trends could be explained using chemical
intuition or empirical understanding, when combined with modern quantum
chemical calculations it is possible to uncover the details of the
electronic structure and its changes associated with the observed
trends, thereby providing the fundamental explanations. Bento and
Bickelhaupt recently used relativistic DFT calculations together with
analysis by the activation strain model[6,23−27] to examine the effects of the nucleophile and the leaving group
on methyl chloride (CH3Cl) SN2 reactions, both
backside and frontside.[18] This study demonstrated
that the nucleophilicity is determined by the electron-donor capability
of the nucleophile, while the leaving group ability is associated
primarily with the carbon–leaving group bond strength.The same authors also investigated the SN2 reactions
according to Scheme with the central C atom substituted by heavier group-14 atoms (Si,
Ge, Sn, Pb). An interesting feature of the PES for the SN2@Si, @Ge, @Sn, and @Pb reactions is that the central barrier disappears,
giving rise to a single-well reaction profile.[19,20] They showed that the disappearance of the central barrier is due
to the decrease in steric repulsion for the larger atoms along with
more stabilizing orbital interactions due to better chloride HOMO/substrate
LUMO overlap.[19]The next level of
the quest for a more complete understanding of
the SN2 reactions is the examination of trends with respect
to substitutions on atoms other than carbon and its group-14 congeners.
Several theoretical reports compare various aspects of SN2@C reactions to SN2@N,[7−11,21] SN2@P,[13−16] SN2@O,[12,21] and SN2@S.[21] However, these studies often focus on thermochemistry,[7,12] molecular geometries,[7−9] effects of different nucleophiles and/or leaving
groups,[7,8,11−14,21] solvation,[15] or comparison of different computational methods,[9,10,21] and few seek a systematic examination
of trends with respect to the properties of the central atom and their
significance in the SN2 reactivity.[13,16] Here we take the first step in this direction by considering on
the SN2 reactions for all substrates of the second period
elements that are isoelectronic to the CH3Cl prototype,
namely, NH2Cl, OHCl, and FCl (Scheme ). This series provides a potentially very
rich model set for understanding the roles of several key factors
in the SN2 reactivity that may be furthermore representative
of the corresponding groups of the periodic table. In particular,
there is a strong trend of increasing electronegativity from C to
F which goes with a more negatively charged electrophilic central
atom. Intuitively, one might expect that higher electronegativity
will lead to higher barriers due to repulsion with the approaching
nucleophile. On the other hand, the valence of the central element
decreasing in the same order results in different geometry of the
reacting species and transition states, which may manifest itself
via geometry strain and steric effects. The resulting PESs are therefore
expected to reflect, to a greater or lesser extent, an interplay of
both these fundamental contributions. To sort out the roles of each
of these individual PES components, we take advantage of the activation
strain model,[6,26,27] which has been specifically designed for this purpose (see Methods for details), and use this powerful methodology
to identify the underlying physical reasons and explanations for the
observed trends in the SN2 reactivity.
Scheme 2
Model SN2@element Reactions Analyzed in This Work
Methods
Computational Details
All calculations
were performed with the Amsterdam Density Functional (ADF) program.[28−30] The molecular orbitals (MOs) were expanded in a large uncontracted
set of Slater-type orbitals (STOs) containing diffuse functions, TZ2P.[29,30] This basis is of triple-ζ quality and has been augmented by
two sets of polarization functions: 2p and 3d on hydrogen and 3d and
4f on all heavier atoms. An auxiliary set of s, p, d, f, and g STOs
was used to fit the molecular density and to represent the Coulomb
and exchange potentials accurately in each SCF cycle. Relativistic
effects were accounted for explicitly using the zeroth-order regular
approximation (ZORA).[31] In our type of
model reactions, relativity affects barriers by only a few tenths
of a kcal/mol, or less.[19] Nevertheless,
they were included to make this study technically consistent with
earlier work.[18−20]Equilibrium and transition-state geometries
were fully optimized employing the OLYP[32,33] density functional,
which involves Handy’s optimized exchange, OPTX.[33] This level of theory was previously shown to
agree satisfactorily with highly correlated ab initio benchmarks.[34−38] All stationary points were confirmed by vibrational analysis:[39] for equilibrium structures all normal modes
have real frequencies whereas transition states have one normal mode
with an imaginary frequency.[40] Transition
states were verified to connect the supposed educt and product minima
by carrying out intrinsic reaction coordinate (IRC) calculations.[41]
Analysis of the Potential
Energy Surfaces
Insight into how the activation barriers
arise is obtained through
activation strain analyses of the various SN2 reactions.
The activation strain model[6,23−27] (also known as distortion/interaction model)[42,43] is a fragment approach to understanding chemical reactions, in which
the height of reaction barriers is described in terms of the original
reactants. Thus, the potential energy surface ΔE(ζ) is decomposed, along the reaction coordinate ζ, into
the strain ΔEstrain(ζ) associated
with deforming the individual reactants plus the actual interaction
ΔEint(ζ) between the deformed
reactants:The strain ΔEstrain(ζ) is determined by the rigidity
of the reactants
and by the extent to which groups must reorganize in a particular
reaction mechanism, whereas the interaction ΔEint(ζ) between the reactants depends on their electronic
structure and on how they are mutually oriented as they approach each
other. It is the interplay between ΔEstrain(ζ) and ΔEint(ζ) that
determines if and at which point along the ζ a barrier arises.
The activation energy of a reaction ΔE⧧ = ΔE(ζTS)
consists of the activation strain ΔE⧧strain = ΔEstrain(ζTS) plus the TS interaction ΔE⧧int = ΔEint(ζTS):In the graphical representations
shown below, ζ is then projected onto the stretch of the central
atom–leaving group (A–Cl, A = C, N, O, and F) bond,
which is generally one of the dominant components of the reaction
coordinate and undergoes a well-defined change from an intact to a
dissociated bond.The interaction ΔEint(ζ)
between the strained reactants is further analyzed in the conceptual
framework provided by the Kohn–Sham molecular orbital (KS-MO)
model,[44−49] according to which it is decomposed into three physically meaningful
terms:The
term ΔVelstat corresponds to the
classical electrostatic interaction between the
unperturbed charge distributions of the deformed reactants and is
usually attractive. The Pauli repulsion ΔEPauli comprises the destabilizing interactions between occupied
orbitals and is responsible for any steric repulsion (see ref. (44) for an exhaustive discussion).
The orbital interaction ΔEoi accounts
for charge transfer (interaction between occupied orbitals on one
moiety with unoccupied orbitals of the other, including HOMO–LUMO
interactions) and polarization (empty–occupied orbital mixing
on one fragment due to the presence of another fragment).The
activation strain analysis was performed with the aid of the
PyFrag program[50] at discrete points on
the reaction coordinate, sampled from the computed IRC paths (see
above), except Cl– + FCl, where due to the absence
of a TS a relaxed energy scan (linear transit) along the F–Cl
bond was used.
Results and Discussion
Reaction Profiles
The computed energies
of the reaction complexes (RC), transition states (TS), and transition
complex (TC) with respect to the free reactants are summarized in Table . Also shown in Table are the A–Cl– distances (where A stands for the central atom; A
= C, N, O, F) at the respective stationary points. The corresponding
reaction profiles are superimposed in Figure . Our ZORA-OLYP/TZ2P computations show that
all the model reactions proceed via a Cl–A–Cl symmetric
transition structure which is either a labile transition state (for
A = C, N, O) or a stable intermediate transition complex (for A =
F). Furthermore, there is a systematic trend in the energy of this
symmetric TS or TC relative to the reactants: along A = C, N, O, and
F, it decreases from −0.3 to −9.2 to −11.3 to
−16.8 kcal·mol–1, respectively (Table ).
Table 1
Relative Energies (in kcal·mol–1) and Geometries
(in Å) for the Stationary Points
along the Cl– + AHCl
SN2 Reactionsa
CH3Cl
NH2Cl
OHCl
FCl
ΔE (RC)
–9.2
–15.9
–23.5
ΔE (TS)a
–0.3
–9.2
–11.3
ΔE (TC)a
–16.8
A–Cl (R)a
1.790
1.766
1.711
1.654
A–Cl (RC)
1.835
1.786
1.705
A–Cl (TS)
2.351
2.286
2.176
A–Cl (TC)
2.085
Computed at ZORA-OLYP/TZ2P. R =
reactants; RC = reaction complex; TS = transition state, TC = transition
complex (for FCl).
Figure 2
Potential energy surfaces
relative to free reactants of the SN2 reactions of Cl– + AHCl with AH = CH3, NH2, OH, and F, computed
at ZORA-OLYP/TZ2P. The reaction coordinate
(horizontal axis) is defined as the Nu–A and A–LG stretch
with respect to the TS (Nu = nucleophile, LG = leaving group).
Computed at ZORA-OLYP/TZ2P. R =
reactants; RC = reaction complex; TS = transition state, TC = transition
complex (for FCl).Potential energy surfaces
relative to free reactants of the SN2 reactions of Cl– + AHCl with AH = CH3, NH2, OH, and F, computed
at ZORA-OLYP/TZ2P. The reaction coordinate
(horizontal axis) is defined as the Nu–A and A–LG stretch
with respect to the TS (Nu = nucleophile, LG = leaving group).The Cl– + CH3Cl reaction exhibits
the characteristic double-well PES involving local minima corresponding
to the reaction complexes (RC) and a central barrier for the transition
state (TS), in line with previous studies.[5,17−19,51] The energy profiles
for NH2Cl and OHCl reactions are qualitatively similar,
but significantly lower in energy (Table ). Specifically, the RCs are respectively
7 and 25 kcal·mol–1 lower, while the TSs are
9 and 23 kcal·mol–1 below the computed values
for the CH3Cl + Cl– substitution (all
values relative to the reactants). The height of the reaction barrier
with respect to the RC, however, does not follow the same trend. It
is computed to be 9, 7, and 12 kcal·mol–1 for
the reactions with CH3Cl, NH2Cl, and OHCl, respectively.By contrast, the Cl– + FCl reaction profile is
qualitatively different, with only a single minimum corresponding
to the symmetric [Cl–F–Cl]− transition
complex and no separate, asymmetric RC. The TC is stable by 17 kcal·mol–1 compared to the individual reactants (Table ). This species features a strong
halogen bond and electron-rich hypervalent fluorine.[52] Similar single-well profiles were identified for SN2 substitutions on heavier group-14 atoms: Si, Ge, Sn, and
Pb.[19] In fact, under certain conditions,
they may also exist for SN2 substitution on carbon.[53]Another trend apparent from Table is the systematic decrease
in bond distances between
the central atom and the Cl– leaving group for both
RC and transition structure (TS or TC) in the order C, N, O, and F.
The differences are somewhat greater for the TS (by ∼0.02 Å)
and also decrease more significantly from SN2@N to SN2@O than from SN2@C to SN2@N, by about
0.04 Å for both RC and TS. The trend continues for the SN2 substitution at F although, as mentioned above, no asymmetric
RC exists, only a stable TC. In this stable [Cl–F–Cl]− complex the F–Cl bond lengths are greater than
in the RCs for the other compounds. However, when compared to the
TS, the bond again shortens from O–Cl to F–Cl (Table ).For completeness, in Table we present the thermochemistry activation parameters for
the studied reactions, calculated for 1 atm, 298.15 K. The trends
in the activation thermodynamic energy (i.e., electronic energy plus
ZPVE plus thermal energy of translation, rotation, and vibration)
and enthalpy parallel the electronic energy presented in Table . All ΔH⧧ are negative, implying that the reaction
rates would exhibit an anti-Arrhenius behavior in the gas phase, i.e.,
they would decrease with the increasing temperature. The activation
entropy (given as – TΔS⧧) is essentially constant for CH3Cl,
NH2Cl, and OHCl reactions, and only 1 kcal·mol–1 lower for the FCl, yielding quantitatively very similar
progression in the activation Gibbs free energies. Note, however,
that there is a qualitative difference: the ΔG⧧ for the Cl– + CH3Cl reaction is slightly positive, therefore presenting an actual
activation barrier, while all others are negative. Thus, at low-pressure
conditions, the gas-phase SN2 substitution at C still experiences
an entropy bottleneck whereas gas-phase SN2 substitution
at N, O, and F proceeds spontaneously. Note that at higher pressure,
as energy dissipation becomes important, the central barrier (i.e.,
relative to the RC or TC) becomes decisive.
Table 2
Thermochemistry
of Activation (in
kcal·mol–1) for the Studied SN2
Reactionsa
Cl– + CH3Cl
Cl– + NH2Cl
Cl– + OHCl
Cl– + FCl
ΔU⧧
–0.6
–9.6
–12.5
–16.3
ΔH⧧
–1.2
–10.2
–13.1
–16.9
–TΔS⧧
7.5
7.5
7.6
6.5
ΔG⧧
6.3
–2.7
–5.5
–10.4
Computed at ZORA-OLYP/TZ2P
for 1
atm, 298.15 K.
Computed at ZORA-OLYP/TZ2P
for 1
atm, 298.15 K.At first
sight, the mechanism behind the above trends may not be
entirely obvious. Why should the relative energy of the TS or TC go
down, if the nucleophile attacks a more electronegative and thus more
negatively charged (vide infra) central atom if one
goes from A = C to A = N, O, and F? On the other hand, intuitively,
a more electronegative central atom may also be conceived more electrophilic
and prone to interact with the lone pair of an incoming nucleophile.
As pointed out above, however, there may be yet another important
contribution to the energetics and, consequently, shapes of the PES,
from the structural strain. In the next section we employ the activation strain model to analyze the various SN2 reaction profiles and provide sound physical explanations
for the observed trends.
Activation Strain Analyses
As detailed
in Methods, the activation strain analysis[6,23−25] decomposes the total ΔE(ζ)
of the model reactions along the reaction coordinate ζ, into
the strain ΔEstrain(ζ) component
associated with deforming the individual reactants plus the actual
interaction ΔEint(ζ) between
the deformed reactants. The analysis results of the studied reactions
are presented in Figures and 4. Figure shows the activation strain diagrams for
each particular reaction, while Figure overlays the strain ΔEstrain(ζ) (Figure a) and interaction ΔEint(ζ) (Figure b) energies for direct comparison. For easier reference the positions
of the transition states are also indicated.
Figure 3
Activation strain analysis
of the SN2 reaction profiles.
Total energy (black), decomposed into strain (blue) and interaction
(red) components plotted as a function of the A–Cl stretch
coordinate with respect to its equilibrium value for (a) Cl– + CH3Cl reaction (A = C), (b) Cl– +
NH2Cl reaction (A = N), (c) Cl– + OHCl
reaction (A = O), and (d) Cl– + FCl reaction (A
= F). The pale blue vertical lines indicate the position of the transition
state.
Figure 4
Comparison of the strain and interaction energies
for the studied
SN2 reactions. (a) Strain energy and (b) interaction energy
plotted as a function of the A–Cl stretch coordinate with respect
to its equilibrium value for Cl– + CH3Cl reaction (black lines), Cl– + NH2Cl reaction (red lines), Cl– + OHCl reaction (blue
lines), and Cl– + FCl reaction (pink lines). The
solid circles indicate the positions of the transition states, the
pink square for Cl– + FCl the position of the transition
complex.
Activation strain analysis
of the SN2 reaction profiles.
Total energy (black), decomposed into strain (blue) and interaction
(red) components plotted as a function of the A–Cl stretch
coordinate with respect to its equilibrium value for (a) Cl– + CH3Cl reaction (A = C), (b) Cl– +
NH2Cl reaction (A = N), (c) Cl– + OHCl
reaction (A = O), and (d) Cl– + FCl reaction (A
= F). The pale blue vertical lines indicate the position of the transition
state.Comparison of the strain and interaction energies
for the studied
SN2 reactions. (a) Strain energy and (b) interaction energy
plotted as a function of the A–Cl stretch coordinate with respect
to its equilibrium value for Cl– + CH3Cl reaction (black lines), Cl– + NH2Cl reaction (red lines), Cl– + OHCl reaction (blue
lines), and Cl– + FCl reaction (pink lines). The
solid circles indicate the positions of the transition states, the
pink square for Cl– + FCl the position of the transition
complex.It is evident from both Figures and 4, but perhaps more from
the latter, that the observed trends in the PES profiles are associated
mostly with the interaction energy (Figure b) rather than the strain (Figure a). In Table , we list the values of the ΔEstrain and ΔEint at the TS or, for SN2@F, TC. Although the strain energy does destabilize
the TS of the Cl– + CH3Cl with respect
to NH2Cl and OHCl ones by ∼5 kcal·mol–1, the latter two have virtually the same TS strain energy and the
Cl– + FCl reaction complex has again slightly higher
strain, counter to the progression in the total energy (Figure ). These differences in the
ΔEstrain correlate well with the
order of A–Cl bond dissociation energies, that is, stronger
bonds go with more destabilizing strain curves (Table ).[19]
Table 3
Activation Strain Analysis (in kcal·mol–1)
at the TS of the Studied SN2 Reactionsa
Cl– + CH3–Cl
Cl– + NH2–Cl
Cl– + OH–Cl
Cl– + F–Cl
ΔE‡
–0.3
–9.2
–11.8
–16.8
ΔE‡strain
31.6
25.7
26.1
27.7
ΔE‡int
–31.9
–34.9
–37.9
–44.5
Computed at the
ZORA-OLYP/TZ2P level.
Table 4
Properties of the Substrates in Studied
SN2 Reactions: A–Cl Bond Strengths (in kcal·mol–1), σ*A–Cl Orbital Energy (in
eV), and A Atomic Charge (in au)a
CH3–Cl
NH2–Cl
OH–Cl
F–Cl
BDEb
–84.2
–63.4
–58.6
–65.3
σ*A–Cl
–5.13
–6.96
–8.95
–11.08
QVDD(A)c
–0.031
–0.143
–0.152
–0.072
Δend
–0.61
–0.12
0.28
0.82
Se
0.215
0.174
0.183
0.131
Computed at ZORA-OLYP/TZ2P.
Bond dissociation energy.
VDD atomic charge.[54]
Pauling electronegativity difference
of central atom relative to Cl.[55]
Overlap integral between HOMO (3p)
of Cl– and LUMO (σ*A–Cl)
of each substrate at the TS (TC).
Computed at the
ZORA-OLYP/TZ2P level.Computed at ZORA-OLYP/TZ2P.Bond dissociation energy.VDD atomic charge.[54]Pauling electronegativity difference
of central atom relative to Cl.[55]Overlap integral between HOMO (3p)
of Cl– and LUMO (σ*A–Cl)
of each substrate at the TS (TC).By contrast, the interaction energies (Figure b, see also Table ) show a very clear trend of
stabilization
in the order of C, N, O, F. The explanation can be found from the
examination of the dominant frontier orbital interaction between the
occupied Cl– 3p AO and the backside lobe of the
empty σ*A–Cl orbital.[19] As shown in Table , the σ*A–Cl energy monotonically decreases
with the increasing electronegativity of the central atom, respectively,
for along C, N, O, and F. This reflects the decreasing orbital energy
of the central atom’s 2p AOs in this order. The monotonic decrease
of the σ*A–Cl orbital energy along CH3Cl, NH2Cl, OHCl, and FClcauses the HOMO–LUMO
gap Δε between nucleophile Cl– 3p AO
and substrate σ*A–Cl to become smaller and
thus the orbital interactions to become more stabilizing. This is
what we see in the systematic trend in interaction curves, in perfect
agreement with the relationship ΔEoi ∼ S2/Δε, where S represents the overlap integral (Table ) and Δε is the energy difference
between the interacting orbitals.[44] Note
that the orbital overlap, shown in Table for the TS (TC), decreases slightly with
the increasing electronegativity of A (with the exception of N and
O), consistently with the generally greater wave function amplitude
on the more electropositive element of the A–Cl bond, which
opposes the stabilization effect of the HOMO–LUMO gap. The
Δε is therefore clearly the decisive factor in determining
the interaction energy, as evidenced particularly by the greatest
amount of stabilization in F–Cl (Figure b, Table ).That the orbital interaction is indeed the
dominant contribution
to the ΔEint trend is further confirmed
by the examination of the decomposition of ΔEint according to our quantitative analysis associated
with the KS-MO model[44−49] (see Methods). The individual components,
ΔEPauli, ΔVelstat, and ΔEoi, are
overlaid for all four studied SN2 reactions in Figure . Both the Pauli
repulsion term (ΔEPauli, Figure a) and the electrostatic
interaction (ΔVelstat, Figure b) oppose the trend; although
the ΔVelstat(ζ) curves appear
nearly superimposable, the shifted TS positions in fact result in
less stabilizing ΔVelstat(ζTS) contributions from C to N, O, and F. The ΔEoi (Figure c) is the only term that decreases in this order and,
thanks to its magnitude (note different scales on the Figure panels), results in the overall
progression of the ΔEint.
Figure 5
Kohn–Sham
molecular orbital (KS-MO) analysis of the interaction
energies for the studied SN2 reactions. (a) Pauli repulsion
energy, (b) electrostatic interaction energy, and (c) orbital interaction
energy plotted as a function of the A–Cl stretch coordinate
with respect to its equilibrium value for Cl– +
CH3Cl reaction (black lines), Cl– + NH2Cl reaction (red lines), Cl– + OHCl reaction
(blue lines), and Cl– + FCl reaction (pink lines).
The solid circles indicate the positions of the transition states,
the pink square for Cl– + FCl the position of the
stable transition complex.
Kohn–Sham
molecular orbital (KS-MO) analysis of the interaction
energies for the studied SN2 reactions. (a) Pauli repulsion
energy, (b) electrostatic interaction energy, and (c) orbital interaction
energy plotted as a function of the A–Cl stretch coordinate
with respect to its equilibrium value for Cl– +
CH3Cl reaction (black lines), Cl– + NH2Cl reaction (red lines), Cl– + OHCl reaction
(blue lines), and Cl– + FCl reaction (pink lines).
The solid circles indicate the positions of the transition states,
the pink square for Cl– + FCl the position of the
stable transition complex.Another factor that may possibly contribute to the computed
trends
in the ΔEint for the studied series
of the SN2 reactions is the diminishing steric congestion
around the reaction center due to the fewer substituent hydrogen atoms
in CH3Cl, NH2Cl, OHCl, and FCl, respectively.
In earlier, detailed analyses, the combination of more favorable steric
effects and orbital interactions was found to be responsible for the
disappearance of the central barrier in SN2@Si as well
as heavier group-14 atoms.[19] Furthermore,
Pierrefixe et al. explicitly tested the role of the steric congestion
by hydrogens bound to the central carbon for a series of Cl–-induced SN2@C reactions with CH3Cl, CH2Cl•, CHCl••, and
CCl•••,[56] which have the same number of central atom bound hydrogens as our
model series. They found that the central activation barrier becomes
systematically lower with the decreasing number of hydrogens bound
to the central atom and vanishes completely for the CCl•••, paralleling our result for SN2@F.Finally, the
difference in shape between the PES for SN2@C, SN2@N, and SN2@O and that for SN2@F is also codetermined
by the strength of the hydrogen bonds that
promote the occurrence of a stable RC and PC. Note that the relative
energy of the SN2@FTC complex exactly fits the trend of
the TS energetics for the other reactions: the symmetric TS or TC
systematically decreases in energy relative to separate reactants
along C, N, O, and F. However, the central barrier, that is, the TS
energy relative to the RC energy, behaves less systematically. This
is because it is dependent not only on the trend in stability of the
symmetric transition species (TS or TC) but also on the stability
or even the availability of the Cl–···H–AHCl hydrogen bond in the RC or PC.
This hydrogen bond becomes stronger as the H–A bond becomes
more polar, along Cl–···H–CH2Cl, Cl–···H–NHCl,
and Cl–···H–OCl (see Table and Figure ). The hydrogen bonding in
the RC (and PC) for SN2@N and SN2@O is evident
from the geometries where, in contrast to the RC for SN2@C, the Cl– clearly aligns with the N–H
or O–H bond. This pronounced H-bonding interaction is reflected
also in the distinct downward curvature of the ΔEint (Figure b) below d(A–Cl) of ∼0.1 Å for
SN2@N and SN2@O. But it ceases to exist as soon
as there is no hydrogen-bond donor anymore, namely, for FCl; and so
vanishes the RC and PC in the case of SN2@F.
Conclusions
The analyses of the SN2 reactions
of Cl– + CH3Cl, NH2Cl, OHCl,
and FCl based on relativistic
density functional theory reveal a consistent trend, whereby the overall
reaction barriers are progressively lower in energy with the increasing
electronegativity of the reaction center. The reaction complexes (RC)
likewise become increasingly stabilized the more electronegative the
central atom, with the exception of FCl, which yields a single-well
PES with no central barrier.Analyses based on the activation
strain model show that the trend
is entirely due to the increasingly stabilizing interaction energy
between nucleophile and substrate, with minimal contribution from
the geometric strain. The origin of this trend lies predominantly
(although not exclusively) in the lower energy of the unoccupied acceptor
orbital (σ*A–Cl) as the electronegativity
of the substitution center A (= C, N, O, and F) increases. This σ*A–Cl orbital-energy lowering leads to a stronger HOMO–LUMO
orbital interaction with the 3p lone-pair orbital of the Cl– nucleophile.These results underline the importance of the
reaction center electronegativity
and orbital interactions in shaping the SN2 reaction profiles.
They also demonstrate the great utility of relativistic DFT calculations
and activation strain analyses for understanding the fundamentals
of chemical reaction mechanisms.