Absorption and emission in the ultraviolet, visible, and infrared spectral range are usually mediated by the electric-field component of light. Only some electronic transitions have significant "magnetic-dipole" character, meaning that they couple to the magnetic field of light. Nanophotonic control over magnetic-dipole emission has recently been demonstrated, and magnetic-dipole transitions have been used to probe the magnetic-field profiles of photonic structures. However, the library of available magnetic-dipole emitters is currently limited to red or infrared emitters and mostly doped solids. Here, we show that NaYF4 nanocrystals doped with Eu3+ have various electric- and magnetic-dipole emission lines throughout the visible spectral range from multiple excited states. At the same time, the colloidal nature of the nanocrystals allows easy handling. We demonstrate the use of these nanocrystals as probes for the radiative electric and magnetic local density of optical states in a planar mirror geometry. A single emission spectrum can reveal enhancement or suppression of the density of optical states at multiple frequencies simultaneously. Such nanocrystals may find application in the characterization of nanophotonic structures or as model emitters for studies into magnetic light-matter interaction at optical frequencies.
Absorption and emission in the ultraviolet, visible, and infrared spectral range are usually mediated by the electric-field component of light. Only some electronic transitions have significant "magnetic-dipole" character, meaning that they couple to the magnetic field of light. Nanophotonic control over magnetic-dipole emission has recently been demonstrated, and magnetic-dipole transitions have been used to probe the magnetic-field profiles of photonic structures. However, the library of available magnetic-dipole emitters is currently limited to red or infrared emitters and mostly doped solids. Here, we show that NaYF4 nanocrystals doped with Eu3+ have various electric- and magnetic-dipole emission lines throughout the visible spectral range from multiple excited states. At the same time, the colloidal nature of the nanocrystals allows easy handling. We demonstrate the use of these nanocrystals as probes for the radiative electric and magnetic local density of optical states in a planar mirror geometry. A single emission spectrum can reveal enhancement or suppression of the density of optical states at multiple frequencies simultaneously. Such nanocrystals may find application in the characterization of nanophotonic structures or as model emitters for studies into magnetic light-matter interaction at optical frequencies.
Entities:
Keywords:
Magnetic dipole; lanthanide luminescence; local density of optical states; nanocrystals
A major topic in traditional photonics research has been the control
and enhancement of spontaneous emission from electric-dipole (ED)
emitters, that is, those with electronic transitions coupling to the
electric-field component of light. Other types of electronic transitions,
such as higher-multipole transitions that couple to electric-field
gradients of light, have recently gained interest.[1,2] Moreover,
it has been realized that some technologically relevant emitters,
such as infrared-emitting Er3+ in telecommunication[3,4] and red-emitting Eu3+ in lamp phosphors,[5,6] have electronic transitions with significant magnetic-dipole (MD)
character, meaning that they are mediated by the magnetic component
of light. In the past few years, several theoretical studies have
been performed on emission control of MD emitters in various photonic
environments.[7,8] For example, possible geometries
for plasmonic or dielectric antennas have been explored with magnetic
hotspots where emission and excitation of MD emitters can be enhanced.[4,9−15] Clearly, control over the interaction of light with MD transitions
in matter is of fundamental and technological interest. In addition,
MD emitters can be used to map the optical magnetic fields of laser
beams,[16] plasmonic structures,[17] antennas, and metamaterials, as an alternative
to near-field microscopy tips.[14,18,19] If an emitter exhibits ED and MD transitions from the same excited
state, the ratio of ED to MD emission intensity is proportional to
the ratio of radiative electric local density of states (LDOS) to
magnetic LDOS.[6,17] The characterization of optical
antennas using simultaneous ED and MD emitters[17] can thus complement lifetime-based experiments,[20,21] which measure the total LDOS including quenching pathways that contribute
negatively to the brightness of emitters.[22]Typically, the coupling of electronic transitions to the magnetic
component of light is much weaker than to the electric component.
Magnetic interactions are important only for materials where electronic
transitions are ED forbidden to first order, such as intraconfigurational
transitions in transition metals (electronic configuration md) or lanthanides (4f). Most experiments until now have studied
the competition between the MD and the ED emission from the 5D0 state of Eu3+ at free-space wavelengths
of approximately 600 nm.[5,6,23−28] In addition, the partial MD contribution has been characterized
for the emission lines of several other lanthanides[3,4,29] and transition-metal ions,[30,31] embedded in a solid host material and emitting in the near-infrared.
The development of suitable MD emitters in the visible is desirable
for further research in this new field, especially colloidal emitters
that can easily be coupled to any photonic or plasmonic structures.
Many candidate MD emitters have been identified from quantum-mechanical
calculations on the lanthanide ions, which have multiple transitions
with strong MD character and with emission wavelengths throughout
the near-infrared, visible, and ultraviolet (UV) spectral range.[32,33] However, most of these transitions involve highly excited states,
which typically decay rapidly through nonradiative pathways such as
multiphonon relaxation.[34] To make MD emission
lines from such states in a lanthanide ion experimentally accessible,
the lanthanide must be doped into a host material with a low phonon
energy, where multiphonon relaxation processes are relatively slow.
NaYF4 is useful for this purpose,[35,36] as shown in the context of upconversion luminescence that requires
emission from highly excited states upon excitation at low energy.[37−39]Here we study various ED and MD emission lines from Eu3+ doped in NaYF4 nanocrystals (NCs). This low-phonon
host material allows the observation of ED as well as MD emission
lines from three excited states of Eu3+, covering the visible
spectral range from the blue (464 nm) to the deep red (690 nm). We
place the emitters at a controlled separation from a flat silver mirror
to systematically vary the electric and magnetic LDOS[6,23] and examine how the decay pathways in NaYF4:Eu3+ NCs are affected. Depending on the electric and magnetic LDOS, excited
Eu3+ ions relax primarily via ED or MD transitions. This
competition between radiative decay pathways (ED versus MD) determines
the relative emission intensities of transitions from the same excited
state, while competition from nonradiative loss pathways affects the
emission intensities from different excited states.[40] To highlight the potential application of nanocrystalline
MD emitters as probes for the radiative electric and magnetic LDOS,
the spectral characteristics of NaYF4:Eu3+ NCs
in a photonic environment (here, on a mirror) are compared to NCs
dispersed in a solvent or to bulk NaYF4:Eu3+.Synthesis procedures for NaYF4 NCs are well developed,
mostly because they are a popular host material for upconversion.[35,39,41,42] Because Y3+ ions are chemically similar to lanthanide
ions, NaYF4 NCs can be doped with different types and combinations
of lanthanide ions by simply using a mixture of Y3+ precursors
and dopant precursors during their synthesis.[43] Our synthesis method for NaYF4 NCs doped with 5% Eu3+ is based on existing procedures[41,44] and described in the Supporting Information (see also Figure S1). Transmission electron microscopy (Figure a) shows that the
NCs are approximately 15 nm in diameter. A nominal 5% doping concentration
then corresponds to 1300 Eu3+ ions per NC that each act
as an individual color center (Figure b). The localized electronic states of lanthanide dopant
ions are not influenced by the size or shape of the (nano)crystal
host, which is in contrast to the delocalized conduction- and valence-band
states of semiconductor nanocrystals. Organic ligands on the NC surface
provide colloidal stability so that the NCs make clear dispersions
in many common organic solvents, such as hexane, toluene, or chloroform.
In principle, this allows the NCs to be placed on or near a (nano)photonic
structure by spin-coating, lithographic positioning,[45,46] or electro-hydrodynamic printing.[47] Independent
of how the NCs were processed, the crystalline host material ensures
that the electronic structure of the Eu3+ dopants is protected
and constant.
Figure 1
(a) Transmission electron micrograph of the NaYF4:Eu3+ NCs
used in this study. (b) Cartoon of a NaYF4 NC doped with
Eu3+. For NCs with 15 nm diameter, a nominal 5% doping
concentration corresponds to approximately 1300 Eu3+ ions
per NC. (c) The energy-level diagram of Eu3+ up to 3.2
eV above the ground state, resulting from spin–orbit and Coulomb
interactions experienced by the seven 4f-electrons of Eu3+. Following excitation in the 5L6 level (blue
arrow; Supporting Information, Figure S2),
relaxation can occur through multiple pathways. These involve nonradiative
relaxation down the ladder of 5D energy levels (black arrows) as well as radiative transitions
to the 7F ground-state multiplet
(green, yellow, and red arrows). Some radiative transitions have MD
and others ED character. (d) The decay dynamics of the 5D0 level (red) and the higher-energy 5D1 level (yellow), following excitation of NCs dispersed in
tetradecane at 395 nm. The 5D1 level decays
faster because of the possibility of rapid nonradiative relaxation
to the 5D0 level in addition to the various
radiative transitions. (e) The emission spectrum of NaYF4:Eu3+ NCs dispersed in tetradecane upon excitation at
395 nm with (f) a zoom-in on the weaker emission lines. Transitions
from the different 5D excited
states are indicated with a green (J = 2), yellow
(J = 1), or red (J = 0) shading.
Transitions to different 7F ground states are labeled with the corresponding J-value. Transitions with a dominant MD character are marked with
an asterisk.
(a) Transmission electron micrograph of the NaYF4:Eu3+ NCs
used in this study. (b) Cartoon of a NaYF4 NC doped with
Eu3+. For NCs with 15 nm diameter, a nominal 5% doping
concentration corresponds to approximately 1300 Eu3+ ions
per NC. (c) The energy-level diagram of Eu3+ up to 3.2
eV above the ground state, resulting from spin–orbit and Coulomb
interactions experienced by the seven 4f-electrons of Eu3+. Following excitation in the 5L6 level (blue
arrow; Supporting Information, Figure S2),
relaxation can occur through multiple pathways. These involve nonradiative
relaxation down the ladder of 5D energy levels (black arrows) as well as radiative transitions
to the 7F ground-state multiplet
(green, yellow, and red arrows). Some radiative transitions have MD
and others ED character. (d) The decay dynamics of the 5D0 level (red) and the higher-energy 5D1 level (yellow), following excitation of NCs dispersed in
tetradecane at 395 nm. The 5D1 level decays
faster because of the possibility of rapid nonradiative relaxation
to the 5D0 level in addition to the various
radiative transitions. (e) The emission spectrum of NaYF4:Eu3+ NCs dispersed in tetradecane upon excitation at
395 nm with (f) a zoom-in on the weaker emission lines. Transitions
from the different 5D excited
states are indicated with a green (J = 2), yellow
(J = 1), or red (J = 0) shading.
Transitions to different 7F ground states are labeled with the corresponding J-value. Transitions with a dominant MD character are marked with
an asterisk.Figure c shows the energy-level diagram of Eu3+ and the excited-state decay pathways relevant to our experiments.
The strongest excitation line is at 395 nm (Supporting Information, Figure S2), corresponding to the transition from
the 7F0 ground state to the 5L6 excited state (blue arrow in Figure c). Following excitation, a Eu3+ ion can decay down the ladder of energy levels by nonradiative relaxation
pathways. The rate of nonradiative multiphonon relaxation depends
exponentially on the phonon energy of the host material.[34] NaYF4 has a relatively low phonon
energy (300–400 cm–1)[36] and hence relatively low losses from multiphonon relaxation.[37] As a result, radiative decay can compete with
nonradiative channels in NaYF4:Eu3+ not only
from the lowest 5D0 (red arrows in Figure c) excited state
but also from the higher 5D1 (yellow arrows)
and 5D2 (green arrows) excited states[48] that are quenched in other host materials.[5,6] Nevertheless, nonradiative decay pathways make the photoluminescence
decay rate of the higher excited state 5D1 considerably
faster (yellow data points in Figure d) than that of the lowest excited state 5D0 (red data points). From any of the excited states,
the ion can decay radiatively to one of the seven spin–orbit
split states of the 7F ground
state (splitting of 500–1000 cm–1 between
states), some of which are further split into crystal-field components
(splitting up to 100 cm–1). The many possible emission
pathways, from three excited states to a multitude of ground states,
results in a complex emission spectrum with many different lines (Figure d,e). Some of these
transitions have a predominant MD character,[33,49] as indicated in Figure c,e,f.We fabricated a series of samples with the NCs
at a controlled distance of up to 240 nm from a flat Ag mirror (Figure a; see also Supporting Information, Figure S3) to systematically
vary the electric and magnetic LDOS experienced by the Eu3+ ions. Optically thick flat Ag mirrors were thermally evaporated
and template-stripped.[50] Such films typically
exhibit root-mean-square roughness values of less than 1 nm.[50] Al2O3 spacer layers of
different thicknesses were deposited on the Ag by reactive sputtering
of Al in an O2/Ar plasma. The NCs were then spin-coated
from a dispersion in hexane, resulting in a submonolayer coverage
(Figure b). See Supporting Information for fabrication details.
This geometry ensures that the Eu3+ ions in a sample are
located at the same distance to the Ag mirror to within 15 nm (the
average diameter of the NCs; Figures a and 2a) so that each emitter
experiences the same LDOS.
Figure 2
(a) Cartoon of the structure studied, an optically
thick Ag mirror (thermally evaporated) covered with an Al2O3 spacer layer of variable thickness (sputtered) with
NaYF4:Eu3+ NCs spin-coated on top. (b) Scanning
electron micrograph of the NaYF4:Eu3+ NCs spin-coated
on the Al2O3 spacer layer, forming a submonolayer.
(c) The theoretical rate of radiative decay for an isotropic ED emitter
on a structure as in panel a into a NA 0.9 objective, as a function
of free-space emission wavelength and spacer thickness, and normalized
to a situation without Ag/Al2O3 mirror. (d)
The same as in panel c but for an isotropic MD emitter. (e) Emission
spectra from NaYF4:Eu3+ (5%) NCs at different
distances from a Ag mirror (different colors), excited at 395 nm.
The spectra are magnified by 8 for shorter wavelengths than 586 nm.
Enhancement of ED and MD emission lines is highlighted with a blue
and red shading, respectively. The emitter–mirror distances
where enhancement occurs match the theory in panels c and d.
(a) Cartoon of the structure studied, an optically
thick Ag mirror (thermally evaporated) covered with an Al2O3 spacer layer of variable thickness (sputtered) with
NaYF4:Eu3+ NCs spin-coated on top. (b) Scanning
electron micrograph of the NaYF4:Eu3+ NCs spin-coated
on the Al2O3 spacer layer, forming a submonolayer.
(c) The theoretical rate of radiative decay for an isotropic ED emitter
on a structure as in panel a into a NA 0.9 objective, as a function
of free-space emission wavelength and spacer thickness, and normalized
to a situation without Ag/Al2O3 mirror. (d)
The same as in panel c but for an isotropic MD emitter. (e) Emission
spectra from NaYF4:Eu3+ (5%) NCs at different
distances from a Ag mirror (different colors), excited at 395 nm.
The spectra are magnified by 8 for shorter wavelengths than 586 nm.
Enhancement of ED and MD emission lines is highlighted with a blue
and red shading, respectively. The emitter–mirror distances
where enhancement occurs match the theory in panels c and d.Analytical expressions can be
derived for the rate of radiative decay of MD and ED emitters in a
planar geometry.[6,51] We consider a three-layer geometry
(Figure a) with a
semi-infinite layer of air on top (dielectric constant ϵ0 = 1), a layer of Al2O3 (ϵ1 = 2.82) with thickness d in the center and
a semi-infinite layer of Ag on the bottom (with frequency-dependent
ϵ2; ref. (53)). The Eu3+ ions are modeled as isotropic point
dipoles[52] at h = 7.5 nm
(half of an NC diameter) above the Al2O3 layer,
while the effect of the refractive-index contrast between NC and air
is taken into account using a local-field factor χ.[54] We explicitly distinguish the radiative decay
rate γdet into photon modes that can be collected
by the objective of our microscope with numerical aperture NA = 0.9,
and the total radiative decay rate γtot including
energy transfer to the metal, plasmon emission, and emission of photons
under large angles from the surface normal. See the Supporting Information for details of the calculations. There,
we also show the theoretical difference between the parameters γdet and γtot for the various geometries considered
in this work (Figure S4).For a particular
excited state in Eu3+, the total rate of decay is given
by the sum over the total radiative decay rates for each of the transitions
(colored arrows in Figure c) plus intrinsic nonradiative pathways (black arrows). For
example, for the 5D1 excited state the total
decay rate iswhere the subscripts 1 → J denote the radiative
transitions from excited state 5D1 to ground
state 7F, and γnonrad is the nonradiative decay rate. The branching ratios
of the Eu3+ emission lines as measured in an emission spectrum
depend only on the part of the radiative decay that enters the microscope
objective. For example, the branching ratio of the 5D1 → 7F0 emission line iswhere I denotes
the collected emission intensity of the transition 5D → 7F′. The
photoluminescence lifetime of an emitter is the inverse of the total
decay rate (eq ), τ
= 1/Γ. Hence, lifetime-based characterization of plasmonic nanostructures
or antennas using a probe emitter[20,21,55] is sensitive to the total decay rate, including intrinsic
nonradiative decay γnonrad and possible metal-induced
quenching contained in γtot. Characterization based
on the relative intensities of ED and MD emission lines from the same
excited state of a probe emitter can provide useful complementary
information. It probes plasmonic enhancement of the detectable part
of the radiative decay and therefore, by reciprocity, about enhancement
of absorption.Figure c,d shows the theoretical radiative LDOS of our planar Ag
mirror structure, that is, the enhancement of the (detectable) radiative
decay rate γdet, for an ED emitter (panel c) or a
MD emitter (panel d). The radiative LDOS depends on the separation
between emitter and mirror with a first maximum at a spacer thickness
of 40–80 nm (depending on emission wavelength) for an ED emitter
and at 120–180 nm for a MD emitter. These regions of high electric
LDOS (Figure c) and
high magnetic LDOS (Figure d) are also directly evident in the series of experimental
emission spectra of Figure e from the intensities of ED and MD emission lines. Strong
ED emission is observed at a spacer thickness of 40–80 nm (highlighted
in blue), while strong MD emission is observed for spacers of 120–180
nm. In this way, interesting locations of high radiative electric
or magnetic LDOS for wavelengths throughout the visible spectral range
are readily identified using Eu3+-doped NaYF4 NCs.For a more quantitative analysis of the competition between
ED and MD emission, we focus on the branching ratios of the various
emission lines originating from the same excited state. As discussed
above (eq ), the branching
ratios are determined by the rate γdet of radiative
decay into photon modes collected by the spectrometer. It is important
to realize that they do not depend on anything else. Any intrinsic
nonradiative decay pathways or quenching induced by a plasmonic structure
would deplete the excited state. However, because this reduces the
recorded intensity of all excited states by the same factor, the branching
ratios would be unaffected. We can therefore analyze the branching
ratios of the different excited states using eq (Figure ) despite significant nonradiative decay of the higher
excited states 5D1 and 5D2 (see Figure d).
Furthermore, note that as different emission lines come from the same
excited state, the branching ratios provide information about the
LDOS ratio at different frequencies and not the absolute LDOS. In
other words, if both electric and magnetic LDOS in the visible are
enhanced by the same factor the branching ratios in the Eu3+ emission spectrum remain the same.
Figure 3
Branching ratios of the most important
Eu3+ emission lines from (a) the 5D2 high-energy excited state, (b) the 5D1 high-energy
excited state, and (c) the 5D0 lowest excited
state, as a function of the spacer thickness that separates the emitter
from the Ag mirror. The points are the experimental data upon excitation
at 395 nm. The lines are fits to eq . MD emission lines are those with a maximum in branching
ratio around 150 nm spacer thickness and labeled with an asterisk.
The rightmost data point in each plot represents the branching ratios
of NCs in a homogeneous environment (dispersed in tetradecane) with
the theoretical branching ratios depicted as a horizontal line and
calculated from the fit results on the mirror data.
Branching ratios of the most important
Eu3+ emission lines from (a) the 5D2 high-energy excited state, (b) the 5D1 high-energy
excited state, and (c) the 5D0 lowest excited
state, as a function of the spacer thickness that separates the emitter
from the Ag mirror. The points are the experimental data upon excitation
at 395 nm. The lines are fits to eq . MD emission lines are those with a maximum in branching
ratio around 150 nm spacer thickness and labeled with an asterisk.
The rightmost data point in each plot represents the branching ratios
of NCs in a homogeneous environment (dispersed in tetradecane) with
the theoretical branching ratios depicted as a horizontal line and
calculated from the fit results on the mirror data.The data points in Figure are the experimental branching ratios (from
the emission spectra in Figure e) for emission lines from the 5D2 high-energy
excited state (Figure a), the 5D1 high-energy excited state (Figure b), and the 5D0 lowest excited state (Figure c). The different transitions are labeled
with the J value of the ground state 7F. For each excited state, the experimental
data are fitted to eq with as fit parameters the radiative decay rates γEDbulk and γMDbulk of the different
transitions in homogeneous bulk NaYF4 (see Supporting Information). If we allow for transitions
with mixed ED and MD character in the fits,[29−31,49] we obtain ratios of ED/MD character (or vice versa)
of 90% or greater. To reduce the number of fit parameters, we therefore
approximate that each transition has pure ED or pure MD character.
The match between data and fit is good for the 5D1 (Figure b) and the 5D0 emission lines (Figure c). The model performs less well for the 5D2 state (Figure a) where integration of the emission lines is complicated
by relatively strong background emission, presumably from the Al2O3 spacer itself.The transitions with MD
character are labeled with an asterisk in Figure . They clearly stand out as those with a
maximum in branching ratio around 150 nm spacer thickness. Table summarizes the estimated
values of γbulk for each of the transitions, obtained
from the fits to the branching ratios (Figure ) and the theoretical MD transition rates.[33] The values add up to a total radiative decay
rate of the lowest 5D0 excited state in bulk
NaYF4 of Γ0 = γ0→1bulk + γ0→2bulk +
γ0→4bulk = 161 s–1. This would translate into a radiative
lifetime of 5.7 ms for NCs dispersed in an organic solvent (e.g.,
tetradecane, see below and Supporting Information), matching well with the experimental decay time of 6.3 ms for the 5D0 luminescence (Figure d). However, we should be careful not to
make a quantitative comparison, because the experimental “apparent”
lifetime for the 5D0 state is affected by the
slow relaxation from higher excited states and potentially by nonradiative
quenching.
Table 1
Overview of the Dominant Emission Lines
from the Three Lowest Excited States in NaYF4:Eu3+a
initial state
final state
emission
wavelength (nm)
dipole character
transition rate γbulk in bulk
NaYF4 (s–1)
5D2
7F0
464
ED
2.9
7F2
488
ED
5.4
7F3
510
MD
37.6†
5D1
7F0
525
MD
4.4
7F1
534
ED
15.7
7F2
554
MD
39.8†
7F3
584
ED
37.9
5D0
7F1
593
MD
46.6†
7F2
615
ED
65.2
7F4
690
ED
49.2
The decay rates
γbulk are determined from fits of the experimental
branching ratios as a function of distance from a Ag mirror (Figure a). Fitting of the
branching ratios yields only the relative transition rates, which
are converted to absolute rates using the theoretical MD rates labeled
with a dagger (†), taken from Ref (33) and corrected for the refractive index of NaYF4 of n = 1.48 (ref (59)). We estimate the uncertainty in the relative
rates to be approximately 20%, determined by uncertainties in the
calibration of our experimental setup, variations in background fluorescence
from the Al2O3 spacer, approximations made in
the model (see Supporting Information),
and errors from the integration of the emission lines.
The decay rates
γbulk are determined from fits of the experimental
branching ratios as a function of distance from a Ag mirror (Figure a). Fitting of the
branching ratios yields only the relative transition rates, which
are converted to absolute rates using the theoretical MD rates labeled
with a dagger (†), taken from Ref (33) and corrected for the refractive index of NaYF4 of n = 1.48 (ref (59)). We estimate the uncertainty in the relative
rates to be approximately 20%, determined by uncertainties in the
calibration of our experimental setup, variations in background fluorescence
from the Al2O3 spacer, approximations made in
the model (see Supporting Information),
and errors from the integration of the emission lines.The last data points in each of
the panels of Figure are the measured branching ratios for NCs dispersed in a homogeneous
photonic environment, tetradecane. (This nonvolatile solvent was chosen
because a droplet containing the NCs could be placed on the inverted
microscope without evaporating during the measurement.) The horizontal
lines in Figure are
the theoretical values based on the fit results. The branching ratios
on top of a mirror oscillate between values that are higher and lower
than those in tetradecane, both in experiment and in theory. This
shows that characterizing a batch of Eu3+-doped NCs in
a homogeneous environment provides a useful reference measurement.
Subsequently, it is immediately clear from the emission spectrum of
the NCs on a photonic structure (here, a mirror) whether the ratio
of radiative electric over magnetic LDOS (via eq ) is enhanced or reduced by the structure.Finally, in Figure we compare the emission intensities from the different emissive
excited states of Eu3+. Figure a shows the fraction of the total emission
that comes from the 5D1 state (yellow) and from
the 5D2 state (green), as a function of separation
from the Ag mirror. For both excited states, the intensity has a minimum
at a spacer thickness of 100 nm, and a maximum at a spacer of 160
nm. While the relative intensities of the emission lines from the
same excited states can be modeled relatively easily considering competition
between radiative decay pathways (Figure ; eq ), understanding the relative emission intensities from different
excited states is more complex because many more decay processes can
play a role. However, with some simple assumptions we can extract
an estimate for the relative intensities of different excited states
in terms of rate constants for the individual transitions. First,
most of the emission (∼90%; see Figure e) originates from the lowest excited state 5D0, so the total measured emission intensity can
be approximated as Itot ≈ ∑I0→, where ∑ denotes summation over ground states 7F. Second, we neglect that the population of the 5D0 state is slightly affected by the relaxation
pathway of the highly excited states 5D1,2,
which, if nonradiative, can feed into the 5D0 state. Finally, we assume that nonradiative relaxation from the 5D0 state is negligible, because the gap to the
closest ground state 7F6 is many phonon energies.[54] The 5D0 intensity is then
simply proportional to the collection efficiency: ∑I0→ ∝∑ γ0→det/∑ γ0→tot. The intensity from the higher excited
states is determined by competition between “detectable”
radiative decay and all other decay pathways: ∑I ∝∑ γdet/Γ. The relative intensity from
a high-energy excited state (5D2 or 5D1) compared to the total emission intensity can then
be written aswhere J labels the excited state 5D1 or 5D2.
Figure 4
(a) The fraction of the total Eu3+ emission
intensity coming from the high-energy excited states 5D2 (green) and 5D1 (yellow), as a function
of distance from the Ag mirror. (b) Calculated photonic factors that
affect the relative emission intensity from high-energy excited states
(see eq ). Green: the
radiative decay rate ∑γdet of the 5D2 state into photon modes collected by the objective.
Yellow: ∑γdet of the 5D1 state. Red: the inverse of the collection efficiency ∑γtot/∑γdet of the 5D0 emission. Blue: the excitation rate of the Eu3+ emitters. While calculations throughout the manuscript are for a
Eu3+ ion in the middle of a 15 nm diameter NC on top of
the spacer, the red dashed line extends the calculation to show that
for ions closer to the metal the collection efficiency of the 5D0 emission approaches zero. (c) Left: at low excitation
rates a Eu3+ ion in a high-energy excited state (green)
can relax nonradiatively by means of cross-relaxation (gray arrows),
that is, energy transfer to a neighboring Eu3+ ion in the
ground state, resulting in emission from the lowest 5D0 state. Right: at high excitation rates the possibility of
cross-relaxation is reduced as fewer neighboring Eu3+ ions
are in the ground state, resulting in an increased emission intensity
from higher-energy excited states. (d,e) The radiative decay pathways
taken by Eu3+ at a spacer thickness of (d) 100 nm from
the Ag mirror, or (e) 160 nm. Red denotes MD emission, blue ED emission,
integrated over all excited states. The dark shading denotes emission
from the higher-energy excited states 5D2 and 5D1.
(a) The fraction of the total Eu3+ emission
intensity coming from the high-energy excited states 5D2 (green) and 5D1 (yellow), as a function
of distance from the Ag mirror. (b) Calculated photonic factors that
affect the relative emission intensity from high-energy excited states
(see eq ). Green: the
radiative decay rate ∑γdet of the 5D2 state into photon modes collected by the objective.
Yellow: ∑γdet of the 5D1 state. Red: the inverse of the collection efficiency ∑γtot/∑γdet of the 5D0 emission. Blue: the excitation rate of the Eu3+ emitters. While calculations throughout the manuscript are for a
Eu3+ ion in the middle of a 15 nm diameter NC on top of
the spacer, the red dashed line extends the calculation to show that
for ions closer to the metal the collection efficiency of the 5D0 emission approaches zero. (c) Left: at low excitation
rates a Eu3+ ion in a high-energy excited state (green)
can relax nonradiatively by means of cross-relaxation (gray arrows),
that is, energy transfer to a neighboring Eu3+ ion in the
ground state, resulting in emission from the lowest 5D0 state. Right: at high excitation rates the possibility of
cross-relaxation is reduced as fewer neighboring Eu3+ ions
are in the ground state, resulting in an increased emission intensity
from higher-energy excited states. (d,e) The radiative decay pathways
taken by Eu3+ at a spacer thickness of (d) 100 nm from
the Ag mirror, or (e) 160 nm. Red denotes MD emission, blue ED emission,
integrated over all excited states. The dark shading denotes emission
from the higher-energy excited states 5D2 and 5D1.Figure b
shows how the different factors of eq depend on the spacer thickness in our experimental
mirror geometry. The factor ∑ γ0→tot/∑ γ0→det is the inverse collection efficiency
for emission from the lowest-energy excited state 5D0, which is plotted in red. The total radiative decay rate
into collectable photon modes ∑ γdet is plotted in yellow
for the 5D1 state and in green for the 5D2 state. We see that the dependence of these three
factors on the spacer thickness is relatively weak (±50%) and
the maxima do not match the maximum of the high-energy excited-state
intensity in the experiment (Figure a). These three factors alone can therefore not explain
the experimental observations.We argue that the dependence
of excited-state intensity on spacer thickness arises mostly from
variations in the total decay rate Γ of the excited states. The spacer thickness affects this rate indirectly,
not via changes in emission rates but in excitation rates. The situation
is schematically depicted in Figure c. At low excitation rates (left), an important mechanism
of nonradiative decay from high-energy excited states of the Eu3+ ion to lower-energy states is cross-relaxation,[48] that is, the transfer of part of the excited-state
energy to a neighboring ion in the ground state. At higher excitation
rates (right), the ground-state population decreases, so that cross-relaxation
should become less likely.[56] This results
in less nonradiative relaxation and more emission from high-energy
states (see Supporting Information, Figure
S5). Indeed, our experimental conditions correspond to an estimated
excitation rate of approximately 0.1 ms–1 (see Supporting Information), sufficiently high to
lead to depletion of the Eu3+ ground-state population.
The blue line in Figure b is the excitation rate of the Eu3+ ions, which by reciprocity
is equal to γdet for the excitation transition 7F0 → 5L6 (an ED transition
at 395 nm). This factor has a strong dependence on spacer thickness
with a minimum at 100 nm and a maximum at 160 nm coinciding with the
experimental extremes in high-energy excited-state intensity (Figure a). This indicates
that the photonic effect on Γ via
the excitation rate strongly affects the relative intensities from
different excited states.Figure d,e summarizes how strongly the excited-state decay
pathways of Eu3+ in NaYF4 NCs are affected simply
by the presence of a mirror, by considering emitter–mirror
separations of 100 nm (Figure d) and 160 nm (Figure e). At 100 nm separation, 24% of the emission comes through
MD transitions (red) and 76% through ED transitions (blue), whereas
at 160 nm separation these numbers are 65% and 35%, respectively.
These differences come mainly from competition between different radiative
pathways from the same excited state (Figure ; eq ) and provide information about the radiative electric and
magnetic LDOS. In addition, the different spacer thicknesses show
different relative amounts of high-energy excited-state emission (dark
shading): 6% at 100 nm spacer versus 13% at 160 nm spacer. As discussed
above, multiple radiative and nonradiative processes determine the
relative emission intensities from different excited states (Figure b), where under our
experimental conditions the most prominent effect is due to the photonic
enhancement of the excitation rate.As we showed in Figures f and 3, the various ED and MD emission lines from Eu3+-doped NaYF4 NCs can be used to probe the radiative electric
and magnetic LDOS near a photonic or plasmonic structure. Many more
MD transitions in the visible and infrared spectral range from lanthanide-doped
colloidal NC emitters are accessible experimentally[33] if one uses (A) the right host material of low phonon energy
to avoid multiphonon relaxation[36] and (B)
low doping concentration[38,48] or high excitation
power[38,56] to avoid cross-relaxation. As a few examples,
the 5D3 excited state of Tb3+,[48] the 2H11/2 excited state
of Er3+,[35,36] the 4G1 excited state of Tm3+,[38] and
the 2F5/2 excited state of Yb3+ have
emission lines with (partial) MD character.[33] Some of these may be useful as probes for the electric and magnetic
LDOS of plasmonic antennas and metamaterials. More generally, our
work highlights how strongly even a relatively simple photonic environment
affects the competition between ED and MD transition rates (Figure d,e). This is of
importance for the photonic or plasmonic enhancement of lanthanide
and transition metal luminescence, for example, for optical communication[4] or upconversion.[57,58]
Authors: Jiangbo Zhao; Dayong Jin; Erik P Schartner; Yiqing Lu; Yujia Liu; Andrei V Zvyagin; Lixin Zhang; Judith M Dawes; Peng Xi; James A Piper; Ewa M Goldys; Tanya M Monro Journal: Nat Nanotechnol Date: 2013-09-01 Impact factor: 39.213
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