Arthur C Pinon1,2, Aaron J Rossini1,2, Cory M Widdifield2, David Gajan2, Lyndon Emsley1,2. 1. Institut des Sciences et Ingénierie Chimiques, Ecole Polytechnique Fédérale de Lausanne (EPFL) , 1015 Lausanne, Switzerland. 2. Institut de Sciences Analytiques (CNRS/ENS de Lyon/UCB-Lyon 1), Centre de RMN à Très Hauts Champs, Université de Lyon , 69100 Villeurbanne, France.
Abstract
We show how dynamic nuclear polarization (DNP) enhanced solid-state NMR spectroscopy can be used to characterize polymorphs and solvates of organic solids. We applied DNP to three polymorphs and one hydrated form of the asthma drug molecule theophylline. For some forms of theophylline, sample grinding and impregnation with the radical-containing solution, which are necessary to prepare the samples for DNP, were found to induce polymorphic transitions or desolvation between some forms. We present protocols for sample preparation for solid-state magic-angle spinning (MAS) DNP experiments that avoid the polymorphic phase transitions in theophylline. These protocols include cryogrinding, grinding under inert atmosphere, and the appropriate choice of the impregnating liquid. By applying these procedures, we subsequently demonstrate that two-dimensional correlation experiments, such as (1)H-(13)C and (1)H-(15)N HETCOR or (13)C-(13)C INADEQUATE, can be obtained at natural isotopic abundance in reasonable times, thus enabling more advanced structural characterization of polymorphs.
We show how dynamic nuclear polarization (DNP) enhanced solid-state NMR spectroscopy can be used to characterize polymorphs and solvates of organic solids. We applied DNP to three polymorphs and one hydrated form of the asthma drug molecule theophylline. For some forms of theophylline, sample grinding and impregnation with the radical-containing solution, which are necessary to prepare the samples for DNP, were found to induce polymorphic transitions or desolvation between some forms. We present protocols for sample preparation for solid-state magic-angle spinning (MAS) DNP experiments that avoid the polymorphic phase transitions in theophylline. These protocols include cryogrinding, grinding under inert atmosphere, and the appropriate choice of the impregnating liquid. By applying these procedures, we subsequently demonstrate that two-dimensional correlation experiments, such as (1)H-(13)C and (1)H-(15)N HETCOR or (13)C-(13)C INADEQUATE, can be obtained at natural isotopic abundance in reasonable times, thus enabling more advanced structural characterization of polymorphs.
The development of
a more complete understanding of polymorphism
is an important goal for the solid-state chemist or process engineer,
and is especially relevant to pharmaceuticals since each polymorphic
form of a given compound can lead to different bioavailabilities.[1,2] Characterization of polymorphs is often difficult, especially when
single crystals suitable for X-ray diffraction (XRD) cannot be isolated.
Consequently, a broad range of techniques, including “ab initio”
crystal structure prediction (CSP),[3−7] infrared spectroscopy,[8,9] and powder X-ray diffraction
(PXRD),[10−14] are currently used to characterize organic powders in this context.
However, these techniques often only provide partial details on atomic
and molecular structure. Consequently, there is much interest in developing
improved methods to characterize polymorphs.Among these methods,
magic angle spinning (MAS) solid-state NMR
is an extremely powerful method for characterizing polymorphs. This
is because 1H, 13C, and 15N chemical
shifts are often diagnostic, both for “fingerprinting”
polymorphs and/or for directly probing atomic structure.[15,16] Recently, the combination of measured experimental NMR chemical
shifts, CSP, and gauge-including projector augmented-wave (GIPAW)
DFT calculations of chemical shifts has been very successful both
for validation of polymorph trial structures and for complete structure
determination.[3,17−32] However, the main limitation of NMR methods is poor sensitivity.
Indeed, 15N and many 2D solid-state NMR experiments at
natural abundance often require very long experimental times, except
for compounds with very favorable relaxation characteristics.[15,33] Even in favorable cases, two-dimensional 13C–13C correlation experiments on samples at natural isotopic
abundance typically require times on the order of days.Dynamic
nuclear polarization (DNP) is a technique that can increase
the sensitivity of solid-state NMR by up to roughly 2 orders of magnitude
at high fields.[34,35] In a DNP experiment, microwave
irradiation is used to drive the transfer of polarization from unpaired
electrons to nuclei.[34] DNP can theoretically
provide a signal gain of up to a factor of 658 for 1HNMR
and cross-polarization (CP) NMR experiments which involve 1H nuclei, although enhancements of 10–200 are typically obtained.
We have recently shown how powdered organic solids can be efficiently
polarized using DNP.[36] In our approach,
the organic solid is finely ground to reduce the particle sizes, and
the powder is impregnated with a nonsolvent liquid that contains the
DNP polarizing agents, usually a stable dinitroxide biradical.[37] The DNP enhanced NMR experiments are typically
carried out at around 105 K. Proton spin diffusion (exchange of 1H magnetization) then distributes the polarization throughout
the sample, and the enhanced 1H polarization may be transferred
to other desired nuclei via CP.[38] With
this impregnation DNP approach, we have shown that DNP enhancements
between 5 and 200 can be obtained for fine powders of organic solids
such as glucose, sulfathiazole, paracetamol, cetirizine dihydrochloride,
histidine hydrochloride, polymers, etc.[39−41] Substantial DNP sensitivity
enhancements have previously enabled the rapid acquisition of 1H–13C/1H–15N heteronuclear correlation (HETCOR) and 13C–13C homonuclear scalar correlation (INADEQUATE) experiments
in a few hours for a variety of organic solids.[36,39,41−44] DNP also allows challenging multinuclear
magnetic resonance experiments such as natural abundance 2H and 17O solid-state NMR and 14N overtone
MAS NMR,[41,45] including 17O solid-state NMR
for surface-supported species.[47] The sensitivity
enhancement from DNP can also be used to overcome low loadings of
active pharmaceutical ingredients (API) within formulated pharmaceuticals.[39] Additionally, by analyzing the DNP enhanced
NMR signal buildup rates with a numerical spin diffusion model it
is possible to estimate macroscopic API particle sizes.[36,39]This technique obviously has great potential for the rapid
characterization
of polymorphs and formulated pharmaceuticals, but there are open questions
related to sample formulation for DNP experiments and how this may
impact species which may display polymorphism or other changes such
as (de)solvation. Before performing a DNP enhanced solid-state NMR
experiment, the three main steps in sample preparation involve (i)
grinding the sample into a very fine powder (note, this step may not
be necessary for formulated pharmaceuticals), (ii) impregnation with
an appropriate solution containing the electron polarization source,
and (iii) rapidly cooling the sample to ca. 105 K within the NMR probe
that will be used to acquire the NMR data. It is obvious that all
three of these steps could potentially induce polymorphic transitions.
Here we show how protocols can be developed to prepare samples for
impregnation DNP while maintaining the desired polymorphic form of
the sample. While we focus on the effects of grinding and impregnation
on phase transitions, it is also well-known that a polymorphic transition
can be induced by a reduction in temperature. However, we note that
many crystal structures of polymorphs determined by single-crystal
XRD are acquired at reduced temperatures. Interestingly, recent results
indicate that DNP experiments at ambient temperatures could become
feasible.[48]Here, we present sample
preparation protocols for impregnation
DNP enhanced NMR of polymorphs. The protocols are demonstrated with
theophylline as a model system (Scheme ) for this study since it possesses several well-characterized
polymorphs,[6,49,50] as well as a hydrated form, and they interconvert quite easily.
We note that Viel and co-workers have recently applied impregnation
DNP techniques to a single polymorphic form of theophylline and showed
the rapid acquisition of dipolar 13C–13C correlation spectra.[51]
Scheme 1
Molecular
Structure of Theophylline
Red numbers correspond
to
carbon peak labeling associated with Figure .
Molecular
Structure of Theophylline
Red numbers correspond
to
carbon peak labeling associated with Figure .
Figure 2
13C solid-state NMR spectra recorded at 105 K and B0 = 9.4 T without microwave irradiation and
with 64 scans for all nonimpregnated polymorphic forms of theophylline
studied here: Form II (red), Form I (blue), Form IV (green), and Form
M (purple). The tick marks show the predicted shifts from GIPAW DFT
calculations. 13C, 1H, and 15N solid-state
NMR spectra can be found in Figures S1–S3. Additionally, comparison between 298 and 105 K 13C solid-state
NMR spectra is presented in Figure S1.
Results and Discussion
Theophylline is known to crystallize as several different polymorphs.
Here we study three anhydrous polymorphs of theophylline (Figure ), along with theophylline-monohydrate
(Form M).[49] The kinetically stable form
of theophylline under typical lab conditions is often referred to
as Form II in the chemical literature,[49] and is usually the form obtained from commercial suppliers. To obtain
Form I, Form II was heated at 270 °C, close to its melting point
(273 °C) for 2 h, and slowly cooled to room temperature, as outlined
in the literature.[6] The thermodynamically
stable polymorph is Form IV.[50] It is obtained
by stirring a methanol solution containing powdered Form II for 15
days.[50] Theophylline monohydrate (Form
M) is obtained by the recrystallization of theophylline Form II in
distilled water.[49] More details are given
in the Experimental Section.
Figure 1
Schemes for the preparation
and interconversion of the different
theophylline-containing crystal structures considered herein. Form
II of anhydrous theophylline was obtained commercially. Form IV is
an anhydrous polymorph of theophylline obtained by stirring Form II
in methanol for 15 days. Form I is an anhydrous polymorph of theophylline
obtained by heating Form II at 270 °C for 2 h. Form M is a theophylline-containing
hydrate obtained by recrystallizing Form II in water. Dashed arrows
illustrate the conversions that are induced by grinding or impregnation.
Schemes for the preparation
and interconversion of the different
theophylline-containing crystal structures considered herein. Form
II of anhydrous theophylline was obtained commercially. Form IV is
an anhydrous polymorph of theophylline obtained by stirring Form II
in methanol for 15 days. Form I is an anhydrous polymorph of theophylline
obtained by heating Form II at 270 °C for 2 h. Form M is a theophylline-containing
hydrate obtained by recrystallizing Form II in water. Dashed arrows
illustrate the conversions that are induced by grinding or impregnation.The four theophylline-containing
systems were synthesized (or in
the case of Form II, used as received from the supplier), and 13C CPMAS NMR spectra were recorded at 105 K on the pristine
powdered polymorphs (i.e., no grinding of the sample, and no impregnation
with solvent), as shown in Figure . As expected, the 13C chemical shifts vary significantly between the forms. Comparison
between 300 K spectra and 105 K spectra is presented in Figure S1. In all cases, the multiplicity of
the carbon peaks is the same at both 105 and 300 K and the only difference
is slight shifts in some of the peaks (less than a 2 ppm shift difference).
Previously determined crystal structures for all polymorphs used diffraction
data acquired at temperatures of less than 120 K,[49,50] suggesting that there is no polymorphic phase transition at low
temperature for all forms of theophylline considered herein. We note
that Form IV possesses twice as many 13C peaks in its NMR
spectrum as the other forms, which is consistent with the previously
determined crystal structure, as it has two molecules in the asymmetric
unit (Z′ = 2).[50]1H MAS and 15N CPMAS NMR spectra of each form
are also shown in Figures S2 and S3.13C solid-state NMR spectra recorded at 105 K and B0 = 9.4 T without microwave irradiation and
with 64 scans for all nonimpregnated polymorphic forms of theophylline
studied here: Form II (red), Form I (blue), Form IV (green), and Form
M (purple). The tick marks show the predicted shifts from GIPAW DFT
calculations. 13C, 1H, and 15N solid-state
NMR spectra can be found in Figures S1–S3. Additionally, comparison between 298 and 105 K 13C solid-state
NMR spectra is presented in Figure S1.
Impregnation DNP Enhanced NMR Experiments
on Form II
For DNP enhanced solid-state NMR experiments,
a powder sample of
each system was finely ground by hand in a mortar and pestle. The
powder was then impregnated with a TCE:methanol-d4 (95:5) solution containing the biradical TEKPol as a
polarization source.[48] TCE was chosen as
a solvent since theophylline was found to be insoluble in TCE, and
it has previously been shown that this is a good impregnating medium
for DNP.[52] 5% methanol was found to improve
glass formation for TCE. For experiments on Form II, a high proton
DNP enhancement (εH = εsolv) of
220 was obtained for the solvent (Figure ).
Figure 3
13C DNP enhanced solid-state NMR
spectra of Form II
of theophylline obtained at 105 K and B0 = 9.4 T (i.e., 1H resonance frequency of 400 MHz) with
16 scans for microwave on, 64 scans for microwave off, and 20 s recycle
delay. The powder was finely ground in a mortar and pestle and impregnated
with a solution of TCE:methanol-d4 (95:5)
containing TEKPol as biradical.
13CDNP enhanced solid-state NMR
spectra of Form II
of theophylline obtained at 105 K and B0 = 9.4 T (i.e., 1H resonance frequency of 400 MHz) with
16 scans for microwave on, 64 scans for microwave off, and 20 s recycle
delay. The powder was finely ground in a mortar and pestle and impregnated
with a solution of TCE:methanol-d4 (95:5)
containing TEKPol as biradical.The proton DNP enhancement for Form II of microcrystalline
theophylline,
as measured with 13C CPMAS experiments (εC,CP), was 11. The DNP enhanced proton signal buildup rate (TDNP) was measured with a DNP enhanced CP saturation recovery
experiment. Usually, TDNP and the proton
longitudinal relaxation time T1 are similar
in magnitude. For the sake of convenience, we only measure in this
study TDNP. For Form II, TDNP was measured to be ca. 12 s at ca. 105 K (we speculate
this to be due to the presence of rotating methyl groups). Note however
that a signal enhancement by a factor of 11 corresponds to an acceleration
in acquisition times of a factor 121 (as the signal-to-noise ratio
(S/N) scales with the square root of the number of transients acquired).
The short TDNP is not critically limiting
in the present case since, although it leads to lower enhancements,
it also allows a relatively short recycle delay of ca. 20 s, which
provides optimal sensitivity in this case. DNP enhanced 2D 1H–13C, 1H–15N HETCOR
and 13C–13C INADEQUATE NMR spectra were
recorded for Form II in 3, 5, and 2 days respectively, shown in Figures S4, S5, and S6. To obtain the INADEQUATE
spectrum with similar conditions of compounds like this using conventional
methods would typically take on the order of a week.[22]
Impregnation DNP Enhanced NMR Experiments
on Form I
Form I was obtained by heating Form II to 270 °C,
just below
its melting point of 273 °C (see Experimental
Section for details). A sample of powdered Form I was characterized
by solid-state NMR at room temperature. The 13C CPMAS NMR
spectrum showed 6 resolvable 13C peaks (in accord with
the accepted crystal structure, as Z′ = 1).[6] We observed different chemical shifts than those
of Form II, as shown in Figures , S1, and S7.[6]Figure shows 13C CPMAS NMR spectra of Form I before and
after grinding. Grinding is known to supply mechanical energy to the
sample, which can be sufficient to induce a polymorphic conversion
or a desolvation if solvent is present in the lattice.[53,54] When the powder of Form I was manually ground in a mortar and pestle
at room temperature, solid-state 13C CPMAS NMR experiments
confirmed that the sample partially transformed back to Form II.
Figure 4
13C CPMAS NMR spectra recorded at 105 K and B0 = 9.4 T of what was initially powdered theophylline,
Form I, subjected to different preparation procedures. From top to
bottom: (a) pure powdered Form I before any procedure, (b) a mixture
of Forms I and II obtained after manual grinding of pure Form I in
air at room temperature, (c) Form I manually ground cold at −55
°C in a glovebox, (d) mixture of Forms II and I after impregnation
with a 16 mM TCE:methanol-d4 (95:5) solution,
(e) Form I manually ground cold at −55 °C in a glovebox
and impregnated with a toluene-d8:decalin
(i.e., Tol:dec) (90:10) solution, (f) pure Form II.
13C CPMAS NMR spectra recorded at 105 K and B0 = 9.4 T of what was initially powdered theophylline,
Form I, subjected to different preparation procedures. From top to
bottom: (a) pure powdered Form I before any procedure, (b) a mixture
of Forms I and II obtained after manual grinding of pure Form I in
air at room temperature, (c) Form I manually ground cold at −55
°C in a glovebox, (d) mixture of Forms II and I after impregnation
with a 16 mM TCE:methanol-d4 (95:5) solution,
(e) Form I manually ground cold at −55 °C in a glovebox
and impregnated with a toluene-d8:decalin
(i.e., Tol:dec) (90:10) solution, (f) pure Form II.We found that the polymorphic transition back to
Form II could
be avoided by grinding the sample at reduced temperatures in the absence
of atmospheric moisture. Two procedures were attempted: the first
one was to use an automatic cryogrinder. To use an automatic cryogrinder,
the powder was put into a water-tight tube immersed in liquid nitrogen
and shaken in order to grind the powder. This procedure yielded a
powder which, after appropriate sample preparation, did not lead to
DNPNMR enhancements that were encouraging (i.e., εC,CP = 2), when one considers the eventual goal of efficient acquisition
of 2D solid-state NMR data. This would suggest that the particles
were not ground finely enough using this technique. SEM images were
recorded before and after this procedure (see Figures S8 and S9) and allow us to conclude that the powder
still contained some relatively big particles (dimensions of around
50 μm). Another possible simple way to cryogrind the sample
was to cool the sample in a freezer and grind it while it was cold.
This was performed by placing powdered Form I on a mortar and pestle
in a −55 °C freezer inside a glovebox (argon atmosphere).
The glovebox was used in order to avoid absorption of moisture on
the cold sample. The powder and the mortar and pestle were allowed
to rest in the freezer for 30 min to reduce their respective system
temperatures. The Form I powder was then quickly ground into a fine
powder while the powder (and mortar) were still cold. This procedure
prevented the I → II transformation, as shown in Figure c. However, the 13C CPMAS NMR spectra of the cold ground samples show additional broadening
of the 13C peaks. This could be explained by some disorder
introduced in the lattice during grinding at cold temperature. A similar
phenomenon was observed by Munson and co-workers.[55]Once the problem of grinding was solved by grinding
the cold sample
in a glovebox, the powder was impregnated with a solution of TEKPol
in TCE:methanol-d4 (95:5). However, impregnation
with TCE:methanol-d4 solution also caused
partial transformation of Form I to Form II. Figure d shows the 13C CPMAS NMR spectrum
after impregnation with a 16 mM TEKPol TCE:methanol-d4 (95:5) solution. The polymorphic transformation could
be due to the polarity of the solvent, which fosters the phase transition
from Form I to II. Similar phenomena have already been mentioned by
Carpenter and co-workers.[56] Less polar
solvents that are compatible with DNP were used for the impregnation
step. Such solvents still were needed to dissolve the radical, while
not dissolving the powdered theophylline-containing organic solid.
We tried impregnation with ortho-terphenyl (OTP), 1,3-dibromobutane
(DBB), and a mixed solution of toluene-d8:decalin (90:10), all of which are nonsolvents for theophylline and
which have been demonstrated to be suitable for DNP.[52,57] Impregnation with DBB resulted in partial conversion of Form I to
Form II. Figure e
shows that the toluene-d8:decalin mixture
turns out to completely avoid any Form I to Form II transition.In summary, for Form I, a protocol was developed involving grinding
a cooled sample in a glovebox followed by impregnation with a toluene-d8:decalin mixture ready for DNP enhanced solid-state
NMR spectra to be recorded without a change in the polymorphic form.
In this case the 1HDNP enhancement of the solvent was
around 16, and the 13C enhancement was measured to be approximately
4 for Form I, as shown in Figure . Here, the low DNP enhancement results from the poor
performance of toluene-d8:decalin as a
solvent for DNP. We are currently working on identifying additional
solvents/mixtures for DNP on this system.
Figure 5
DNP enhanced 13C CPMAS NMR spectrum recorded at 105
K and B0 = 9.4 T of Form I of theophylline
impregnated with a toluene-d8:decalin
(90:10) solution containing 14 mM TEKPol with 4 scans for microwave
on, 64 scans for microwave off, and 20 s recycle delay.
DNP enhanced 13C CPMAS NMR spectrum recorded at 105
K and B0 = 9.4 T of Form I of theophylline
impregnated with a toluene-d8:decalin
(90:10) solution containing 14 mM TEKPol with 4 scans for microwave
on, 64 scans for microwave off, and 20 s recycle delay.
Impregnation DNP Enhanced NMR Experiments
on Form IV
Form IV of anhydrous theophylline is the thermodynamically
stable
form of theophylline. It was obtained by stirring a solution of Form
II in methanol for 15 days. For DNP enhanced NMR experiments, the
powder isolated was ground and then impregnated with a TCE:methanol-d4 (95:5) solution containing the biradical TEKPol.[48] A poor solvent enhancement (compared to usual
enhancement obtained for a bulk solution)[58] was obtained, εC,CP = 40, and the 13C enhancement for Form IV was even lower, εC,CP =
2 (Figure ). The low
enhancements are likely due to the very short TDNP (and by extension proton T1’s) measured for Form I, which were around only 1.5 s.
Figure 6
DNP enhanced 13C CPMAS NMR spectra recorded at 105 K
and B0 = 9.4 T of Form IV of theophylline
impregnated with a TCE:methanol-d4 (95:5)
solution containing 16 mM TEKPol, with 4 scans for microwave on, 16
scans for microwave off, and 20 s recycle delay.
DNP enhanced 13C CPMAS NMR spectra recorded at 105 K
and B0 = 9.4 T of Form IV of theophylline
impregnated with a TCE:methanol-d4 (95:5)
solution containing 16 mM TEKPol, with 4 scans for microwave on, 16
scans for microwave off, and 20 s recycle delay.
Impregnation DNP Enhanced NMR Experiments on Form M
The
monohydrated form of theophylline is obtained by a simple recrystallization
of Form II in water. Grinding Form M at room temperature causes dehydration
of the sample and partial reconversion to Form II, as shown in Figure .
Figure 7
Comparison of 13C CPMAS solid-state NMR spectra as a
function of the grinding procedure and the solvent used for impregnation
of Form M. All spectra were recorded with a 16.4 T spectrometer at
ca. 300 K. (a) Pure Form M before any procedure. (b) Mixture of Forms
M and II obtained after grinding at room temperature. (c) Form M after
grinding with a drop of water. (d) Mixture of Forms M and II after
grinding with a drop of water and impregnation with TCE:methanol-d4 (95:5) solution. (e) Form M after grinding
with a drop of water and impregnated with a glycerol-d8:D2O:H2O (60:30:10) solution. (f)
Pure Form II.
Comparison of 13C CPMAS solid-state NMR spectra as a
function of the grinding procedure and the solvent used for impregnation
of Form M. All spectra were recorded with a 16.4 T spectrometer at
ca. 300 K. (a) Pure Form M before any procedure. (b) Mixture of Forms
M and II obtained after grinding at room temperature. (c) Form M after
grinding with a drop of water. (d) Mixture of Forms M and II after
grinding with a drop of water and impregnation with TCE:methanol-d4 (95:5) solution. (e) Form M after grinding
with a drop of water and impregnated with a glycerol-d8:D2O:H2O (60:30:10) solution. (f)
Pure Form II.To potentially avoid
this, ca. 40 mg of powder was ground in the
presence of several drops of distilled water, to prevent dehydration.
This technique worked well, as shown in the resulting 13C CPMAS NMR spectrum in Figure c. An alternative is to grind the powder of Form M
while it is completely immersed in liquid nitrogen, and let it warm
under atmospheric air so that the cold powder absorbs the moisture
of the air and prevents Form M from dehydrating. When the ground powder
of Form M was impregnated with TCE:methanol-d4 (95:5) (as done with some of the polymorphs of anhydrous
theophylline), partial conversion of Form M to Form II was observed.
However, impregnation with a glycerol-d8:D2O:H2O (60:30:10) solution did not cause
any measurable transformation to Form II, as shown in Figure e. Unfortunately, relatively
low DNP enhancements of εC,CP = 2 were obtained from
Form M, even though the enhancement of the solvent was, εC,CP, was 170 (Figure ). The low enhancement for the crystalline phase could be
due to aggregation of particles during grinding with water, which
would explain the high ratio between the solvent and the crystal enhancement.
2D HETCOR 1H–13C and 1H–15NNMR spectra have also been recorded in order to confirm
the structure and the presence of hydrogen bonding between the 2 molecules
of theophylline and a water molecule, as predicted by the crystal
structure (Figures S10 and S11).
Figure 8
DNP enhanced 13C CPMAS NMR spectra of theophylline/water
Form M ground with a drop of water, and impregnated with a glycerol-d8:D2O:H2O (60:30:10) solution
containing AMUPol.[59] Spectra were recorded
at 105 K and B0 = 9.4 T with 4 scans for
microwave on, 16 scans for microwave off, and 20 s recycle delay.
DNP enhanced 13C CPMAS NMR spectra of theophylline/water
Form M ground with a drop of water, and impregnated with a glycerol-d8:D2O:H2O (60:30:10) solution
containing AMUPol.[59] Spectra were recorded
at 105 K and B0 = 9.4 T with 4 scans for
microwave on, 16 scans for microwave off, and 20 s recycle delay.
Conclusion
We
investigated the formulation for DNP enhanced NMR experiments
of powdered samples of three polymorphs of theophylline and the monohydrate
form. We observed that the grinding and impregnation procedures may
cause polymorphic transitions or dehydration in certain situations.
For each form we were able to determine a procedure for grinding,
and an appropriate solvent for impregnation that prevented the conversion
to Form II. DNP enhanced NMR was then applied to these polymorphs.
However, DNP enhancements were relatively low in most theophylline
polymorphs, which is speculated as being due to the presence of methyl
group rotation inducing short TDNP times.
Natural abundance 2D correlation experiments such as 1H–15N, 1H–13C HETCOR or 13C–13C INADEQUATE were acquired in reasonable times,
with a factor over 100 reduction in acquisition times in the best
case (i.e., Form II). This will have a direct impact on the efficiency
of NMR crystallography protocols for polymorphs. Finally, we note
that the methods outlined here can most probably also be adapted to
other approaches to formulating samples for DNP experiments in organic
solids, such as recrystallization with polarizing agents,[43] or swelling (polymers) with radical-containing
solutions.[60−62]
Experimental Section
Geometry optimizations
and
magnetic shielding calculations were
performed using the Cambridge Serial Total Energy Package (CASTEP)
density functional theory (DFT) program,[63] which uses a plane wave basis set to describe the valence electrons,
and pseudopotentials to describe the core electrons. The GIPAW method[64] provides an efficient method to calculate magnetic
shielding values in crystalline solids.[65] This method uses ultrasoft Vanderbilt-type pseudopotentials in the
core.[66] Geometry optimizations, starting
from the XRD reference structures, were carried out using the generalized
gradient approximation (GGA) functional of Perdew, Burke, and Ernzerhof
(PBE).[67] A maximum plane wave energy cutoff
for the valence electrons of 700 eV was applied. A Monkhorst–Pack
grid of k-points[68] was
used and corresponded to a maximum spacing of 0.05 Å–1 in reciprocal space. During the geometry optimizations, only the
hydrogen positions were relaxed, since the unit cell and all heavy
atoms (C, N, O) were fixed. The magnetic shielding values were calculated
using the same functional and parameters as those used for the geometry
optimization. The magnetic shielding values were then converted into
calculated chemical shifts using standard procedures.[69] For the chemical shielding calculation the rotational dynamics
of the methyl group was taken into account by averaging over the three
shifts. Geometry optimization and magnetic shielding calculations
were performed at the Pôle Scientifique de Modélisaiton
Numérique (PSMN) at the ENS Lyon.Commercially available
theophylline Form II was obtained from Sigma-Aldrich
and was used without further purification. Form I was obtained by
heating Form II in a tube furnace.[6] Form
II was loaded into a quartz tube and was then heated to 373 K with
a 753 K/h ramp, stabilized for 5 min, then heated to 523 K with a
753 K/h ramp, then stabilized for 30 min, and heated to 543 K (270
°C) with a 373 K/h ramp. The sample was then left at 543 K for
2 h and then cooled down to room temperature with a 373 K/h ramp.
The resulting compact light yellow powder was collected from inside
the tube. Form IV was obtained by stirring a methanol solution containing
theophylline powder for 15 days.[50] Theophyllinemonohydrate, called Form M,[49] was obtained
by recrystallization of theophylline in distilled water.A scanning
electron microscope MSE-636 was used to capture images
of the automatically cryoground Form II. In a typical procedure, the
powder was first spread onto a carbon tape. The powder was then put
under vacuum and covered with a 12 nm gold layer using a Cressington
sputter coater based on a plasma vapor deposition technique. The covered
powder was then subjected to a 10–5 bar vacuum for
analysis.For DNP enhanced NMR experiments, the powder was finely
ground
by hand in a mortar and pestle for several minutes. Other system-dependent
conditions are specified as part of the Results and
Discussion. Incipient wetness impregnation (IWI) was used to
uniformly wet the surface of particles with radical-containing solution.[48,70] In a typical preparation, 10–20 μL of 16 mM biradical
solution in a suitable solvent was added to ca. 30–40 mg of
finely ground powdered solid. The powder and solvent were then mixed
with a glass stirring rod, transferred to a sapphire rotor, and capped
with a polyfluoroethylene insert. For theophylline Form IV, a 16 mM
solution of TEKPol[48] in 1,1,2,2-tetrachloroethane
(TCE):methanol-d4 (95:5) solution was
used. For Form I, different radical-containing solutions were tested,
as detailed in the Results and Discussion.
For Form M, a 16 mM AMUPol[59] solution in
glycerol-d8:D2O:H2O (60:30:10) was used.DNP solid-state NMR experiments were
performed on wide bore 400
MHz (i.e., B0 = 9.4 T) Bruker Avance I
(EPFL, Lausanne) and Avance IIIHD (ENS-Lyon) spectrometers equipped
with a 263 GHz gyrotron, a low temperature cooling cabinet, and a
triple resonance 3.2 mm low temperature probe. The sample temperature
for DNP experiments was approximately 105 K. The field sweep coil
of the main magnetic fields was set so that microwave irradiation
occurred at the same position as the positive enhancement maximum
for 1-(TEMPO-4-oxy)-3-(TEMPO-4-amino)propan-2-ol (TOTAPOL). Additional
solid-state NMR experiments were performed on a 700 MHz Bruker Avance
III solid-state NMR spectrometer (B0 =
16.4 T). Room temperature experiments using the 700 MHz spectrometer
employed a 3.2 mm triple resonance HCN probe and 3.2 mm zirconia rotors.CPMAS NMR experiments were performed with a contact pulse on 1H which was linearly ramped from ν1 = 66
to 93 kHz and from 58 to 82 kHz for 13C and 15N experiments, respectively; 13C and 15N CP
spin lock rf field amplitudes of 57 and 42 kHz were used, respectively.
The SPINAL-64 heteronuclear decoupling scheme was applied during acquisition
with 1H rf fields of ca. 105 kHz. The number of scans is
specified in the figure captions. The contact time for CP spin lock
was 2500 μs. CP-HETCOR experiments were recorded for 1H–13C and 1H–15N correlation
spectra. During the 1H indirect evolution period (t1), e-DUMBO-122 homonuclear 1H decoupling was applied with an RF field strength of approximately
100 kHz to improve the resolution in the 1H dimension,
followed by cross-polarization to the heteronucleus transition and
signal detection.[71] The 2D refocused 13C–13C INADEQUATE NMR spectra was recorded
with a triple resonance 3.2 mm low temperature probe at 12500 kHz
MAS. The sample temperature for DNP experiments was approximately
105 K. The SPINAL-64 sequence at a proton nutation frequency ν1 of 80 kHz was used for heteronuclear decoupling. 128 increments
of 64 transients each were acquired with a repetition delay of 20
s, resulting in a total experimental time of 2 days.
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